AWS in FSI

1. © 2019, Amazon Web Services, Inc. or its Affiliates. All rights reserved.
Osemeke Isibor,
Partner Solutions Architect, AWS
iosmeke@amazon.com
10 September 2019
AWS in FSI

2. What is AWS

3. 160+ services to support any cloud workload;
Rapid Customer driven releases
NETWORKING &
CONTENT
DELIVERY
MOBILE
SERVICES
DEV/OPS IoT AI/ML BUSINESS
APPS
ROBOTICS
AR & VR
SATELLITE
GAME DEV
ANALYTICS
END USER
COMPUTING
CORE SERVICES SECURITY & COMPLIANCE
APP SERVICES
MANAGEMENT &
GOVERNANCE
BLOCKCHAIN
MEDIA
SERVICES
MIGRATION
Service Breath, Depth & Pace of Innovation

4. Analytics: Data Lake on AWS
Processing & Analytics
Real-time Analytics
AI & Predictive
BI & Data Visualization
Transactional &
RDBMS
AWS Lambda
Apache Storm on
EMR
Apache Flink on
EMR
Spark Streaming on
EMR
Elasticsearch
Service
Kinesis Data Analytics,
Kinesis Data Streams
DynamoDB
NoSQL DB Relational Database
Aurora
EMR
Hadoop, Spark,
Presto
Redshift
Data Warehouse
Athena
Query Service
Amazon Lex
Speech
recognition
Amazon
Rekognition
Amazon Polly
Text to speech
Machine Learning
Predictive analytics
Kinesis Streams
& Firehose
SageMaker

5. Data Migration: AWS Snowmobile

6. M L F R A M E W O R K S &
I N F R A S T R U C T U R E
A I S E R V I C E S
R E K O G N I T I O N
I M A G E
P O L L Y T R A N S C R I B E T R A N S L A T E C O M P R E H E N D L E XR E K O G N I T I O N
V I D E O
Vision Speech Language Chatbots
A M A Z O N
S A G E M A K E R
B U I L D T R A I N
F O R E C A S T
Forecasting
T E X T R A C T P E R S O N A L I Z E
Recommendations
D E P L O Y
Pre-built algorithms & notebooks
Data labeling (G R O U N D T R U T H )
One-click model training & tuning
Optimization (N E O )
One-click deployment & hosting
M L S E R V I C E S
F r a m e w o r k s I n t e r f a c e s I n f r a s t r u c t u r e
E C 2 P 3
& P 3 N
E C 2 C 5 F P G A s G R E E N G R A S S E L A S T I C
I N F E R E N C E
Reinforcement learningAlgorithms & models ( A W S
M A R K E T P L A C E
F O R M A C H I N E L E A R N I N G )
AI/ML: Integrated in AWS

7. The Evolution of the FSI

8. BE MORE SECURE &
COMPLIANT
New forms of risk are
emerging.
DELIGHT CUSTOMER
Consumers have higher
expectations and more
choices.
DATA DRIVEN
Data is revealing go-to-
market and cost-saving
opportunities.
The Financial Services industry is evolving

9. FS enterprises are using AWS to transform
BANKING & PAYMENTS INSURANCECAPITAL MARKETS
Capital One

10. “ ”Banks aren’t being disrupted by FinTech technology, they’re being disrupted by customer expectations.
— McKinsey & Company
of the 2018
Forbes FinTech 50
use AWS
100%
Launched its exchange on AWS,
including real-time analytics
processed by Amazon Kinesis
Built a secure big data
storage and analytics
system on AWS
Launched a scalable
trading app, transacting
over $1B
Relies on the security best
practices and auditability of
AWS to run its PCI-compliant
payment platform
Adopted AWS for the
service quality and the
resilience it required,
at a variable cost
Uses AWS managed
services to process data
at scale while reducing
operating costs
FinTech startups have also found a home on AWS.

11. Leading blockchain providers choose AWS.
• Amazon Managed Blockchain and Amazon Quantum Fully Managed Ledger Database
• AWS solutions architects to ensure architectural soundness of environments
• AWS service teams for in-depth expertise on the services that power blockchain applications
• AWS credits for qualified PoCs and experiments for enterprise customers
AWS blockchain collaboration partners have access to:
AWS powers blockchain
applications, and partners
with leading consortiums
and providers, including:

12. Security and compliance are moving from
obligation to advantage.

13. Security & Compliance starts with AWS’ Shared Responsibility Model

14. Customers rely on AWS’s compliance with global standards
Certifications & Attestations Laws, Regulations and Privacy Alignments & Frameworks
Cloud Computing Compliance Controls
Catalogue (C5)
🇩🇪 CISPE 🇪🇺 CIS (Center for Internet Security) 🌐
Cyber Essentials Plus 🇬🇧 EU Model Clauses 🇪🇺 CJIS (US FBI) 🇺🇸
DoD SRG 🇺🇸 FERPA 🇺🇸 CSA (Cloud Security Alliance) 🌐
FedRAMP 🇺🇸 GLBA 🇺🇸 Esquema Nacional de Seguridad 🇪🇸
FIPS 🇺🇸 HIPAA 🇺🇸 EU-US Privacy Shield 🇪🇺
IRAP 🇦🇺 HITECH 🌐 FISC 🇯🇵
ISO 9001 🌐 IRS 1075 🇺🇸 FISMA 🇺🇸
ISO 27001 🌐 ITAR 🇺🇸 G-Cloud 🇬🇧
ISO 27017 🌐 My Number Act 🇯🇵 GxP (US FDA CFR 21 Part 11) 🇺🇸
ISO 27018 🌐 Data Protection Act – 1988 🇬🇧 ICREA 🌐
MLPS Level 3 🇨🇳 VPAT / Section 508 🇺🇸 IT Grundschutz 🇩🇪
MTCS 🇸🇬 Data Protection Directive 🇪🇺 MITA 3.0 (US Medicaid) 🇺🇸
PCI DSS Level 1 💳 Privacy Act [Australia] 🇦🇺 MPAA 🇺🇸
SEC Rule 17-a-4(f) 🇺🇸 Privacy Act [New Zealand] 🇳🇿 NIST 🇺🇸
SOC 1, SOC 2, SOC 3 🌐 PDPA - 2010 [Malaysia] 🇲🇾 Uptime Institute Tiers 🌐
PDPA - 2012 [Singapore] 🇸🇬 Cloud Security Principles 🇬🇧
PIPEDA [Canada] 🇨🇦
🌐 = industry or global standard Agencia Española de Protección de Datos 🇪🇸

15. Identity
Detective
control
Infrastructure
security
Incident
response
Data
protection
AWS Security Hub
Centrally view and manage security alerts
and automate compliance checks
AWS Control Tower
Automates the set up and governance of a secure,
compliant multi-account AWS environment
New Security services:
AWS Identity & Access
Management (IAM)
AWS Single Sign-On
AWS Directory Service
Amazon Cognito
AWS Organizations
AWS Secrets Manager
AWS Resource Access
Manager
AWS Security Hub
Amazon GuardDuty
AWS Config
AWS CloudTrail
Amazon
CloudWatch
VPC Flow Logs
AWS Systems Manager
AWS Shield
AWS WAF – Web
application firewall
AWS Firewall Manager
Amazon Inspector
Amazon Virtual Private
Cloud (VPC)
AWS Key Management
Service (KMS)
AWS CloudHSM
AWS Certificate Manager
Amazon Macie
Server-Side Encryption
AWS Config Rules
AWS Lambda
Our tools and services automate tasks and enhance security.

16. Security enhancements from
1M+ customer experiences
AWS industry-leading
security teams: 24/7,
365 days a year
Security infrastructure
built to satisfy military,
global banks, and other
high-sensitivity
organizations
Over 50 global
compliance certifications
and accreditations
The result: AWS is the first choice for highly regulated organizations

17. What trends do we see in the
industry’s move to the cloud?

18. Customer
experience &
digital channels
As financial institutions better understand their ability to meet regulatory compliance obligations
when operating in the cloud, they are increasingly focused on leveraging the cloud to transform
existing businesses and bring innovative new solutions to market.
Grid &
high-performance
computing
Data lakes &
agile analytics
Core systems
transformation
AI/Machine
Learning
Widespread
adoption today
Gaining traction
Customer
experience &
digital channels
As financial institutions better understand their ability to meet regulatory compliance obligations
when operating in the cloud, they are increasingly focused on leveraging the cloud to transform
existing businesses and bring innovative new solutions to market.
Grid &
high-performance
computing
Data lakes &
agile analytics
AI/Machine
Learning
Blockchain
& DLT
Widespread
adoption today
Gaining traction
Cloud is enabling transformation and innovation in the industry

19. Financial consumers want to easily:
Cloud-based contact centersChat & voice bots Mobile platformsWeb-based services Smart home devices
Check a claim or transaction status
Secure, access, and monitor their accounts
Get timely, personalized offers and rewards Ask questions and contact customer support
Receive instant account balances or fraud alerts
Digital channels are personalizing customer experiences

20. Cloud-enabled grids are providing burst capacity and the ability quickly to run large compute jobs
and complex simulations.
Compute-intensive calculations
• More granular risk factors
• Wider range of scenarios
• More historical data
• Real-time pricing and valuation
capabilities
Broad regulatory requirements
• Comprehensive Capital Analysis and
Review (Banking/Dodd Frank)
• Solvency Capital Requirements
(Insurance/Basel II)
• Fundamental Review of the Trading
Book (Insurance/Basel III)
Diverse risk analysis models
• Market risk
• Credit risk
• Liquidity risk
Elastic cloud-based compute grids comprising multiple compute types
+ +
=
FIs are aggressively moving grids to the cloud for scale and flexibility.

21. Cloud-based data lakes and interactive querying services are enabling financial institutions to run
analytics more quickly and easily, without building and maintaining data warehouses.
Heterogeneous
data types
Amazon S3
data lake
Amazon
Athena
Ad-hoc
queries
> > > Key Features
• Serverless
• No ETL
• No spin-up time
• Fast, ad-hoc queries
Doing more with data by performing agile analytics in the cloud.

22. Compliance, Surveillance,
and Fraud Detection
Document
Processing
Pricing and Product
Recommendation Trading
Financial institutions are increasingly investing in AI/ML thanks, in part, to the availability
of cost-effective, easy-to-use, and scalable cloud-based AI/ML services.
Customer Experience
• Credit card/account
fraud detection
• Sales practices/
transaction surveillance
• AML/Sanctions
• Investigations optimization
• Regulatory mapping
• Common financial
instrument taxonomy
• Contract ingestion
and analytics
• Financial information
extraction
• Corporate actions
• Loan/Insurance underwriting
• Sales/recommendations of
financial products
• Credit assessments
• Portfolio management/
robo-advising
• Algorithmic trading
• Sentiment/news analysis
• Image analysis
• Grid computing scheduling
• Enhanced customer
service through chatbots
• Call center optimization
• Personal financial
management
Core processing Client facing
AI and ML are the next edge in digital innovation.

23. Fraud detection,
identity verification,
compliance
Cross-border
payments, trade
finance
Enterprise blockchain
platforms
Smart contracts,
trade settlement
Mortgage and loan
applications, claims
management
“Blockchain” means many different things (distributed ledger technology, cryptocurrency, “smart”
contracts, etc.) and is moving towards mainstream integration as financial institutions look to
reduce inefficiencies and redundancies.
Blockchain use cases
Blockchain: moving from potential to production

24. Financial institutions are increasingly migrating core platforms to the cloud to improve
customer experience and service, launch new market-facing applications, and automate and
operationalize manual back-office processes.
Core systems Data streaming Rules engine Applications
Build or install a core
systems platform
Stream data to
cloud-hosted core
systems platform
Core systems’ rules
engine triggers specific
services and applications
Applications and services
delivered to employees
and end customers
Cloud is the ”new normal” for core systems

25. AWS is opening a bunch of new doors for us, it’s allowing us to experiment, it’s allowing
us to grow, it’s giving us access to some of the most advanced technology tools on the
planet to play with and experiment with.
– David Gledhill, CIO at DBS Bank Group
“
”
Scaling out transaction
compute requirements
Realizing FinTech
innovations
Increasing reliability and
optimizing costs
Decreasing
time-to-solution
Streamlining lending
processes
Competing, at scale, with
established enterprises
Complying with regulatory
requirements
Creating innovative
customer services
AWS in Banking

26. “
”
AWS is a leader in cloud computing and working with their team enabled us to
implement our vision for the anywhere exchange.
– Robert Cornish, CTO, ISE
Empowering enterprise
data excellence
Accelerating
post-trade analytics
Running a trade warehouse
on Amazon S3
Deploying customer
trade platforms
Enabling seamless
customer communications
Processing thousands of
events per second
Running scalable
securities trading app
Running market
surveillance systems
AWS in Capital Markets

27. “
”
Using AWS helps us reduce a 10-day process to 10 minutes.
That’s transformative: it broadens our ability to discover.
– Peter Phillips, Managing Director, Aon Benfield
Developing novel
digital platforms
Empowering enterprise
data excellence
Modernizing infrastructure
and automating processes
Overcoming hardware
constraints
Migrating regulated
workloads to the cloud
Accelerating
transformation
Accelerating product
go-to-market speeds
Deploying high-performance
computing capabilities
AWS in Insurance

28. Summary: Why choose AWS?
100+ services to support any cloud workload; rapid
customer driven releases
22 Regions, 69 Availability Zones
Experience
Service breadth & depth; pace of innovation
Global Footprint
Partner Community
Fine-grained controlSecurity
Integrated in AWSArtificial Intelligence
AWS positioned as a Leader in the Gartner Magic Quadrant
for Cloud Infrastructure as a Service
Enterprise leader
Millions of active customers across every business segment;
over 10 years of experience
Highly experienced APN Partners across the globe

29. Osemeke Isibor
iosemeke@amazon.com
Thank you!