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Leverage Machine Learning and
New Technologies to Enhance
RWE Generation and Outcomes
Research
Some personal thoughts of Athula Herath, PhD, MBCS. CEng
Global Head, Real World Evidence Epidemiology, Global Medical Affairs, Novartis Pharmaceuticals
January 27, 2020
Patient Registries, Real World Evidence (RWE) and Health Economic Outcomes Research (HEOR),
Miami
Outline

Medicine had been a data science from its inception –
 observe/experiment, analyze, deduce → intervene (or do nothing).

Evidence synthesis methodology has been pioneered by the medical/epidemiological/statistical
community for ages with the standards established over the last 50 years.

With the astonishing number of therapeutic entities entering the clinical practice a new, and the new
era of combination therapy of the existing/new entities, the medical community is struggling to keep up
to date with the synthesis emerging evidence (and noise).

Formulating  objective/coherent and up-to-date medical/treatment guidelines for interventions (in
chronic diseases) is becoming intractable (to humans).

With the emergence of the data science, and resurgence of reinvigorated “machine learning”, coupled
with traditional methods may offer us
In this presentation, I will attempt share my personal thoughts (a disclaimer too :) ) and experience in
attempting to automate various stages of evidence synthesis (using Real Word Data and Evidence –
RWD/RWE)
• Disease
Stratification
• Target to Disease
and Clinical
Outcome Linkage
• Objective
assessment of the
"need" in terms of
poor status quo of
clinical outcomes
• Clinical outcome
based Combination
Strategy and
Repurposing
Strategy
• Disease
Stratification --
establishing target
populations
• Stratification Tools
(Clinical outcome
indices for
Diagnostics
Development)
• Establishing
appropriate
Clinical Outcomes
for high precision
assessment/demon
stration of
Therapeutic
Effects
(Safety/Efficacy)
• High precision
study Designs (in
targetted
populations)
• Establishing the
definitive clinical
outcomes to
demonstrate the
efficacy (safety) of
the drug
• Assessing/
Demonstrating the
real world
applicability of
clinical study
designs and study
results.
• Establishing the
value proposition
• Objectively
illustrating the
value proposition
and in specific
populations via
relevant clinical
outcomes/comorbi
dities (countries,
regions) and
comparative
effectiveness
• High precision
estimation of
benefit/ risks
• Expanding the
label --
characterising
additional
populations/indicat
ions
Contributions by establishing Disease Epidemiology based on Real World Evidence
and Population Centric Evidence Synthesis for the life cycle of the development of
Pharmaceuticals
DiscoveryDiscovery Translational
Medicine
Translational
Medicine
Late
Development/
Registration
Late
Development/
Registration
Post
Marketing
Post
Marketing
The Journey …..
5
Landscape of RWD (Big Data in)Healthcare
"..., big biomedical data are
scattered across institutions
and intentionally isolated to
protect patient privacy. Both
technical and social challenges
to linking these data must be
addressed before big
biomedical data can have their
full influence on health care.“
Finding the Missing Link for Big Biomedical
Data
Griffin M. Weber, et. al, JAMA.
2014;311(24):2479-2480.
doi:10.1001/jama.2014.4228
http://jama.jamanetwork.com/article.aspx?articleid=1883026
Patient Level Data
 Well characterised cohorts
 Randomised Clinical Trials
 Other studies (e.g.: ad-hoc studies, well/ill designed
biomarker studies)
 Electronic Health Records (e.g.: CPRD, UK NHS health
records that are being assimilated in CPRD)
Summary Form
 Publications of all of the above in summary form (e.g.
reported base line characteristics, study
characteristics and efficacy/safety outcomes/results).
Inspired by – A Poem
People predict by making up stories
People predict very little and explain everything
People live under uncertainty whether they like it or not
People believe they can tell the future if they work hard enough
People accept any explanation as long as it fits the facts
The handwriting was on the wall, it was just the ink that was invisible
People often work hard to obtain information they already have And
avoid new knowledge
Man is a deterministic device thrown into a probabilistic Universe
In this match, surprises are expected
Everything that has already happened must have been inevitable
Michael Lewis. The Undoing Project: A Friendship that Changed the World (p. 197). 2016,
Penguin Books Ltd
Evidence Based Medicine
Our ability to precisely estimate the treatment outcomes is
often impaired by the entanglement of the
Primary disease > treatment/outcomes with
Comorbidities > treatment/outcomes,
and the environmental and operational attributes.
Motivation to Invent Disease Evidence Hubs
The emerging disease classification system of  treatable traits,
classifying health in terms of Clinical Phenotypes and Endotypes may be
utilized to invent a framework for mining (automating) health and chronic
disease outcomes using Real World Evidence with a view to predicting
local payment regimens for treatment outcomes more precisely
Treatable traits: toward precision medicine of chronic airway diseases
Alvar Agusti, Elisabeth Bel, Mike Thomas, Claus Vogelmeier, Guy Brusselle, Stephen Holgate, Marc Humbert, Paul Jones, Peter G. Gibson, Jørgen Vestbo, Richard Beasl
Ian D. Pavord
European Respiratory Journal 2016 47: 410-419; DOI: 10.1183/13993003.01359-2015
Refining the evidence Pyramid
Murad MH, Asi N, Alsawas M, et al, New evidence pyramid,
BMJ Evidence-Based Medicine Published Online First: 23 June 201
doi: 10.1136/ebmed-2016-110401
A)The traditional pyramid.
B) Revising the pyramid:
(1) lines separating the study designs
become wavy (Grading of
Recommendations Assessment,
Development and Evaluation),
(2) systematic reviews are ‘chopped off’
the pyramid.
C) The revised pyramid: systematic reviews
are a lens through which evidence is
viewed (by applying dynamically).
Revising the Evidence Pyramid to an Evidence Hub
Comorbidity/
Treatment outcomes Primary Disease
Treatment
outcomes --
RWD/RWE
Comorbidity
Treatment
outcomes
RWD/RWE
Evidence Soup
Machine/Deep
learning
Disease Landscapes/
Deep Clinical Phenotyping
Ensemble Outcome
Models
Predictive
Models/Tools
EHR/Continuous Health
/Lifestyle/ Socio
Economic/ Genomes/
Motivation/ Compliance
21st
Century
Evidence
Synthesis
(Epi 2.0)
HOW?
We are similar, yet different, very,
very different : Let’s celebrate the
diversity
http://goo.gl/2h7bQp
We are similar, yet different, very, very different :
Let’s celebrate the diversity
We are a Mixture of Mixtures
https://www.researchgate.net/publication/4119590_Exploring_
Face_Space
An algorithm ?
●
Phenotype patients using available patient level clinical,
observational/real word evidence data
●
Map any available molecular expression data to the derived
landscape (e.g.: gene expression, protein expression, any other
mappable molecular expression data)
●
Molecular understanding of the mechanisms involved in the
strata of interest (poor outcomes)
●
Map the current therapies (the entities that are in development by
us and our competitors via the molecular fingerprints
●
Map the published summary data/meta-analysis output of the
current therapies into the landscape
●
Asses/Examine therapeutic effects within the segments of the
populations
The Result ...
• The “algorithm” results a fully parameterized statistical model for a
particular therapeutic area (say severe asthma), we call  such
models "Ensemble Outcome Models”.
• An "ensemble outcome model" may be useful in more than one
way;
– To compose a novel therapeutic (i.e. pathway or a combination)
at the appropriate level of effect,
– To explore the therapeutic landscape for clinical
development/target validation,
– To estimate the the therapeutic effects we must have in order to
succeed (guide the clinical development),
– To evaluate the therapeutics that are in development outside
(competitors and/or for in licensing etc.)
Phenotypes (?)
Phenotypes
Constructing Clinical Phenotypes – How?
●
Clinically Phenotype patients using available patient level RCT, observational/real
word evidence data
– Use population scale RWD (millions or hundreds of millions of patients,
enriching for the heterogeneity, i.e. across differing populations, i.e. global)
– Use the clinical variables and baseline characteristics of the patients and
longitudinal data that allow us to establish the state of the disease
– Use linear and non linear dimension reduction techniques, including classical
statistical methods (i.e. linear PCA and non-linear PCA, neural networks (non-
linear), and modern deep and machine learning (i.e. word embedding, which
allows us to capture all variables, including the unstructured variables, and
also allow us to handle missing observations, as longitudinal data often will
contain missing values across the patient journeys)
Constructing Phenotypes --Word Embedding ..
https://projector.tensorflow.org/
Constructing Phenotypes (Word Embedding) – 2
Measuring Patient Similarities via A
Deep Architecture with Medical
Concept Embedding
Zihao Zhu∗, Changchang Yin∗, Buyue
Qian∗, Yu Cheng†, Jishang Wei‡, Fei Wang§
https://www.researchgate.net/publication/313451603_Measuring_Patient_Similarities_via_a_Deep_Architecture_with_Medical_Concept_Embedding
24
Clinical Phenotypes
Some routinely collected clinical measurements
may provide valuable insights
What molecular mechanisms (endotypes) are behind the
phenotypes?
Phenotypes – what are they ? (Endotypes)
Mapping the data from the published
studies
27
“Alice: Would you tell me, please, which way I ought to go from here?
The Cheshire Cat: That depends a good deal on where you want to get to.
Alice: I don't much care where.
The Cheshire Cat: Then it doesn't much matter which way you go.
Alice: ...So long as I get somewhere.
The Cheshire Cat: Oh, you're sure to do that, if only you walk long enough.” 
― Lewis Carroll, Alice in Wonderland
Systematically guiding therapeutic development and
assessing them ...
Assessing the clinical phenotypes
Data-driven identification of prognostic tumor
subpopulations using spatially mapped t-SNE of
mass spectrometry imaging data
Walid M. Abdelmoula, Benjamin Balluff, Sonja
Englert, Jouke Dijkstra,  View ORCID ProfileMarcel J. T.
Reinders, Axel Walch, Liam A. McDonnell, and Boudewijn
P. F. Lelieveldt
PNAS October 25, 2016 113 (43) 12244-12249; https
://doi.org/10.1073/pnas.1510227113
Assess and compare effectiveness, stratified by
the established clinical phenotypes.
30
RWD (Big Data) are used to figure out the right inferences on Small Data.
 Avoiding the “base rate fallacy” – as (Nobel Laureate) Daniel Kahneman
puts it …".. the tendency to predict the outcome that best represents the data,
with insufficient regard for prior probability, has been observed (even) in the
intuitive judgments of individuals who have had extensive training in statistics"
--Amos Tversky and Daniel Kahneman
 http://www.sciencemag.org/content/185/4157/1124
The therapeutic landscape map
 Is a comprehensive synthesized evidence framework (a data reduction
technique)
 Is a powerful tool for pinpointing the unmet need in stratified medicine
 Helps to design new clinical development programmes with high
precision by fully characterising the strata (clusters) in terms of their
clinical characteristics (inclusion/exclusion criteria and diagnostics)
Summary
References
●
Defining Phenotypes in Diabetic Nephropathy: a novel approach using a cross-sectional analysis of a single centre
cohort, RM Montero, A Herath, A Qureshi, E Esfandiari, CD Pusey, AH Frankel, Nature Scientific reports 8 (1), 1-8 –
https://www.nature.com/articles/s41598-017-18595-1
●
Moving toward endotypes in atopic dermatitis: identification of patient clusters based on serum biomarker analysisJL
Thijs, I Strickland, CAFM Bruijnzeel-Koomen, S Nierkens, A Herath ...Journal of Allergy and Clinical Immunology 140
(3), 730-737 – https://www.sciencedirect.com/science/article/abs/pii/S0091674917305833
●
Elevated sputum interleukin-5 and submucosal eosinophilia in obese individuals with severe asthma, D Desai, C
Newby, FA Symon, P Haldar, S Shah, S Gupta, M Bafadhel,A Herath … American journal of respiratory and critical
care medicine 188 (6), 657-663 – https://www.atsjournals.org/doi/full/10.1164/rccm.201208-1470OC
●
All publications – Athula Herath – https://scholar.google.co.uk/citations?user=Tg3sJP0AAAAJ&hl=en
12/1/14
Athula Herath, BSc(Hons) PhD, MBCS, CITP, CEng
Global Head of Real World Evidence Epidemiology
Real World Evidence (Evidence and Launch Excellence)
Global Medical Affairs
Athula.Herath@novartis.com
32
Thank YOU!Thank YOU!
Time for Questions?Time for Questions?

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Leverage machine learning and new technologies to enhance rwe generation and outcomes research 27 jan2020 miami

  • 1. Leverage Machine Learning and New Technologies to Enhance RWE Generation and Outcomes Research Some personal thoughts of Athula Herath, PhD, MBCS. CEng Global Head, Real World Evidence Epidemiology, Global Medical Affairs, Novartis Pharmaceuticals January 27, 2020 Patient Registries, Real World Evidence (RWE) and Health Economic Outcomes Research (HEOR), Miami
  • 2. Outline  Medicine had been a data science from its inception –  observe/experiment, analyze, deduce → intervene (or do nothing).  Evidence synthesis methodology has been pioneered by the medical/epidemiological/statistical community for ages with the standards established over the last 50 years.  With the astonishing number of therapeutic entities entering the clinical practice a new, and the new era of combination therapy of the existing/new entities, the medical community is struggling to keep up to date with the synthesis emerging evidence (and noise).  Formulating  objective/coherent and up-to-date medical/treatment guidelines for interventions (in chronic diseases) is becoming intractable (to humans).  With the emergence of the data science, and resurgence of reinvigorated “machine learning”, coupled with traditional methods may offer us In this presentation, I will attempt share my personal thoughts (a disclaimer too :) ) and experience in attempting to automate various stages of evidence synthesis (using Real Word Data and Evidence – RWD/RWE)
  • 3. • Disease Stratification • Target to Disease and Clinical Outcome Linkage • Objective assessment of the "need" in terms of poor status quo of clinical outcomes • Clinical outcome based Combination Strategy and Repurposing Strategy • Disease Stratification -- establishing target populations • Stratification Tools (Clinical outcome indices for Diagnostics Development) • Establishing appropriate Clinical Outcomes for high precision assessment/demon stration of Therapeutic Effects (Safety/Efficacy) • High precision study Designs (in targetted populations) • Establishing the definitive clinical outcomes to demonstrate the efficacy (safety) of the drug • Assessing/ Demonstrating the real world applicability of clinical study designs and study results. • Establishing the value proposition • Objectively illustrating the value proposition and in specific populations via relevant clinical outcomes/comorbi dities (countries, regions) and comparative effectiveness • High precision estimation of benefit/ risks • Expanding the label -- characterising additional populations/indicat ions Contributions by establishing Disease Epidemiology based on Real World Evidence and Population Centric Evidence Synthesis for the life cycle of the development of Pharmaceuticals DiscoveryDiscovery Translational Medicine Translational Medicine Late Development/ Registration Late Development/ Registration Post Marketing Post Marketing
  • 5. 5 Landscape of RWD (Big Data in)Healthcare "..., big biomedical data are scattered across institutions and intentionally isolated to protect patient privacy. Both technical and social challenges to linking these data must be addressed before big biomedical data can have their full influence on health care.“ Finding the Missing Link for Big Biomedical Data Griffin M. Weber, et. al, JAMA. 2014;311(24):2479-2480. doi:10.1001/jama.2014.4228 http://jama.jamanetwork.com/article.aspx?articleid=1883026
  • 6. Patient Level Data  Well characterised cohorts  Randomised Clinical Trials  Other studies (e.g.: ad-hoc studies, well/ill designed biomarker studies)  Electronic Health Records (e.g.: CPRD, UK NHS health records that are being assimilated in CPRD) Summary Form  Publications of all of the above in summary form (e.g. reported base line characteristics, study characteristics and efficacy/safety outcomes/results).
  • 7. Inspired by – A Poem People predict by making up stories People predict very little and explain everything People live under uncertainty whether they like it or not People believe they can tell the future if they work hard enough People accept any explanation as long as it fits the facts The handwriting was on the wall, it was just the ink that was invisible People often work hard to obtain information they already have And avoid new knowledge Man is a deterministic device thrown into a probabilistic Universe In this match, surprises are expected Everything that has already happened must have been inevitable Michael Lewis. The Undoing Project: A Friendship that Changed the World (p. 197). 2016, Penguin Books Ltd
  • 8. Evidence Based Medicine Our ability to precisely estimate the treatment outcomes is often impaired by the entanglement of the Primary disease > treatment/outcomes with Comorbidities > treatment/outcomes, and the environmental and operational attributes.
  • 9. Motivation to Invent Disease Evidence Hubs The emerging disease classification system of  treatable traits, classifying health in terms of Clinical Phenotypes and Endotypes may be utilized to invent a framework for mining (automating) health and chronic disease outcomes using Real World Evidence with a view to predicting local payment regimens for treatment outcomes more precisely Treatable traits: toward precision medicine of chronic airway diseases Alvar Agusti, Elisabeth Bel, Mike Thomas, Claus Vogelmeier, Guy Brusselle, Stephen Holgate, Marc Humbert, Paul Jones, Peter G. Gibson, Jørgen Vestbo, Richard Beasl Ian D. Pavord European Respiratory Journal 2016 47: 410-419; DOI: 10.1183/13993003.01359-2015
  • 10. Refining the evidence Pyramid Murad MH, Asi N, Alsawas M, et al, New evidence pyramid, BMJ Evidence-Based Medicine Published Online First: 23 June 201 doi: 10.1136/ebmed-2016-110401 A)The traditional pyramid. B) Revising the pyramid: (1) lines separating the study designs become wavy (Grading of Recommendations Assessment, Development and Evaluation), (2) systematic reviews are ‘chopped off’ the pyramid. C) The revised pyramid: systematic reviews are a lens through which evidence is viewed (by applying dynamically).
  • 11. Revising the Evidence Pyramid to an Evidence Hub Comorbidity/ Treatment outcomes Primary Disease Treatment outcomes -- RWD/RWE Comorbidity Treatment outcomes RWD/RWE Evidence Soup Machine/Deep learning Disease Landscapes/ Deep Clinical Phenotyping Ensemble Outcome Models Predictive Models/Tools EHR/Continuous Health /Lifestyle/ Socio Economic/ Genomes/ Motivation/ Compliance 21st Century Evidence Synthesis (Epi 2.0)
  • 12. HOW?
  • 13.
  • 14.
  • 15. We are similar, yet different, very, very different : Let’s celebrate the diversity
  • 16. http://goo.gl/2h7bQp We are similar, yet different, very, very different : Let’s celebrate the diversity
  • 17. We are a Mixture of Mixtures https://www.researchgate.net/publication/4119590_Exploring_ Face_Space
  • 18. An algorithm ? ● Phenotype patients using available patient level clinical, observational/real word evidence data ● Map any available molecular expression data to the derived landscape (e.g.: gene expression, protein expression, any other mappable molecular expression data) ● Molecular understanding of the mechanisms involved in the strata of interest (poor outcomes) ● Map the current therapies (the entities that are in development by us and our competitors via the molecular fingerprints ● Map the published summary data/meta-analysis output of the current therapies into the landscape ● Asses/Examine therapeutic effects within the segments of the populations
  • 19. The Result ... • The “algorithm” results a fully parameterized statistical model for a particular therapeutic area (say severe asthma), we call  such models "Ensemble Outcome Models”. • An "ensemble outcome model" may be useful in more than one way; – To compose a novel therapeutic (i.e. pathway or a combination) at the appropriate level of effect, – To explore the therapeutic landscape for clinical development/target validation, – To estimate the the therapeutic effects we must have in order to succeed (guide the clinical development), – To evaluate the therapeutics that are in development outside (competitors and/or for in licensing etc.)
  • 21. Constructing Clinical Phenotypes – How? ● Clinically Phenotype patients using available patient level RCT, observational/real word evidence data – Use population scale RWD (millions or hundreds of millions of patients, enriching for the heterogeneity, i.e. across differing populations, i.e. global) – Use the clinical variables and baseline characteristics of the patients and longitudinal data that allow us to establish the state of the disease – Use linear and non linear dimension reduction techniques, including classical statistical methods (i.e. linear PCA and non-linear PCA, neural networks (non- linear), and modern deep and machine learning (i.e. word embedding, which allows us to capture all variables, including the unstructured variables, and also allow us to handle missing observations, as longitudinal data often will contain missing values across the patient journeys)
  • 22. Constructing Phenotypes --Word Embedding .. https://projector.tensorflow.org/
  • 23. Constructing Phenotypes (Word Embedding) – 2 Measuring Patient Similarities via A Deep Architecture with Medical Concept Embedding Zihao Zhu∗, Changchang Yin∗, Buyue Qian∗, Yu Cheng†, Jishang Wei‡, Fei Wang§ https://www.researchgate.net/publication/313451603_Measuring_Patient_Similarities_via_a_Deep_Architecture_with_Medical_Concept_Embedding
  • 24. 24 Clinical Phenotypes Some routinely collected clinical measurements may provide valuable insights
  • 25. What molecular mechanisms (endotypes) are behind the phenotypes? Phenotypes – what are they ? (Endotypes)
  • 26. Mapping the data from the published studies
  • 27. 27 “Alice: Would you tell me, please, which way I ought to go from here? The Cheshire Cat: That depends a good deal on where you want to get to. Alice: I don't much care where. The Cheshire Cat: Then it doesn't much matter which way you go. Alice: ...So long as I get somewhere. The Cheshire Cat: Oh, you're sure to do that, if only you walk long enough.”  ― Lewis Carroll, Alice in Wonderland Systematically guiding therapeutic development and assessing them ...
  • 28. Assessing the clinical phenotypes Data-driven identification of prognostic tumor subpopulations using spatially mapped t-SNE of mass spectrometry imaging data Walid M. Abdelmoula, Benjamin Balluff, Sonja Englert, Jouke Dijkstra,  View ORCID ProfileMarcel J. T. Reinders, Axel Walch, Liam A. McDonnell, and Boudewijn P. F. Lelieveldt PNAS October 25, 2016 113 (43) 12244-12249; https ://doi.org/10.1073/pnas.1510227113
  • 29. Assess and compare effectiveness, stratified by the established clinical phenotypes.
  • 30. 30 RWD (Big Data) are used to figure out the right inferences on Small Data.  Avoiding the “base rate fallacy” – as (Nobel Laureate) Daniel Kahneman puts it …".. the tendency to predict the outcome that best represents the data, with insufficient regard for prior probability, has been observed (even) in the intuitive judgments of individuals who have had extensive training in statistics" --Amos Tversky and Daniel Kahneman  http://www.sciencemag.org/content/185/4157/1124 The therapeutic landscape map  Is a comprehensive synthesized evidence framework (a data reduction technique)  Is a powerful tool for pinpointing the unmet need in stratified medicine  Helps to design new clinical development programmes with high precision by fully characterising the strata (clusters) in terms of their clinical characteristics (inclusion/exclusion criteria and diagnostics) Summary
  • 31. References ● Defining Phenotypes in Diabetic Nephropathy: a novel approach using a cross-sectional analysis of a single centre cohort, RM Montero, A Herath, A Qureshi, E Esfandiari, CD Pusey, AH Frankel, Nature Scientific reports 8 (1), 1-8 – https://www.nature.com/articles/s41598-017-18595-1 ● Moving toward endotypes in atopic dermatitis: identification of patient clusters based on serum biomarker analysisJL Thijs, I Strickland, CAFM Bruijnzeel-Koomen, S Nierkens, A Herath ...Journal of Allergy and Clinical Immunology 140 (3), 730-737 – https://www.sciencedirect.com/science/article/abs/pii/S0091674917305833 ● Elevated sputum interleukin-5 and submucosal eosinophilia in obese individuals with severe asthma, D Desai, C Newby, FA Symon, P Haldar, S Shah, S Gupta, M Bafadhel,A Herath … American journal of respiratory and critical care medicine 188 (6), 657-663 – https://www.atsjournals.org/doi/full/10.1164/rccm.201208-1470OC ● All publications – Athula Herath – https://scholar.google.co.uk/citations?user=Tg3sJP0AAAAJ&hl=en
  • 32. 12/1/14 Athula Herath, BSc(Hons) PhD, MBCS, CITP, CEng Global Head of Real World Evidence Epidemiology Real World Evidence (Evidence and Launch Excellence) Global Medical Affairs Athula.Herath@novartis.com 32 Thank YOU!Thank YOU! Time for Questions?Time for Questions?