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AmericanConference.com/WomenInFinance
a C5 Group Company
Business Information in a Global Context
May 12th- 13th, 2016 | Andaz Wall Street | New York, NY
EARN CLE & ETHICS
CREDITS
ADP
American Express Company
Lending.com/B2R Finance
Bank of America
Bank of America Merchant Services
BMO Financial Group
Citizens Financial Group, Inc.
Coinbase
De Lage Landen Financial Services, Inc.
eBay
Fannie Mae
FINRA
First Guaranty Mortgage Corporation
Fiserv
FS Card Inc.
InComm Financial Services, Inc.
JPMorgan Chase Bank, N.A.
Massachusetts Mutual Life Insurance
Company
PayPal
Prudential Financial
RBC Capital Markets
Skrill USA, Inc.
The Clearing House
The PNC Financial Services Group, Inc.
Western Union
and many more…
American Conference Institute’s 2nd
Annual Conference on
Women Leaders in
Financial Services Law and
Compliance
Increasing the Prominence of Women through Substantive
Legal Discussion, Professional Development, and Woman-to-
Woman Networking
Designed for maximum networking, a stellar array of General
Counsel and leaders of the financial services legal and compliance
community unite to empower women in this space. New sessions
this year include:
•	 Concrete Tips for Taking the Next Step
in One’s Career, Reaching the Top, and
Getting a Seat at the Table
•	 Practical Advice for Creating and
Sustaining a Robust Professional Network
•	 Professional Development and Coaching:
Owning the Traits that Make Women
Natural Leaders and Team Builders
•	 Implementing Sustainable Diversity
Practices at Financial Companies:
Opportunities to Attract and Retain
Female Talent
•	 Multiple substantive sessions on CFPB
updates, Emerging Payments and Virtual
Currency, and Cybersecurity and Data
Privacy
Plusback by popular demand, the acclaimed half-day session
“I Wish Someone Had Told Me”:
Advice from Financial Services General Counsel and Chief Compliance Officers on
Embracing Influence and Power and Running a Successful Team led by inspiring
GCs and CCOs
Keynote Address:
Kelly Mahon Tullier
Executive Vice President, General Counsel and Corporate Secretary
Visa Inc.
Government Faculty:
Kathryn R. Haun (Invited)
Assistant United States Attorney, Digital Currency Coordinator
United States Department of Justice (USDOJ)
Jessica B. Magee	
Assistant Regional Director, Enforcement
U.S. Securities and Exchange Commission (SEC)
Adriana Rojas
Associate Counsel, Office of Inspector General
Federal Deposit Insurance Corporation (FDIC)
To-Quyen Truong
Assistant Director and Deputy General Counsel
Consumer Financial Protection Bureau (CFPB)
Network with financial services industry leaders from:
ACIAmerican Conference Institute
Business Information in a Global Context
Refreshed Content
Based on the
Insights of ACI’s
Newly Formed
Women Leaders in
Financial Services
Law and Compliance
Advisory Board
- see inside for members
This year marks 30 years since the inception of C5 Group.
It is time to match our brand with the dynamic strides we have made.
See inside for details…
Exclusive Cocktail SponsorAssociate Sponsor
Join the Conversation @ACI_Finance #ACIWomenIn Finance ACI Financial Services: Legal, Regulatory,
									 and Compliance Experts Group
Advisory Board:
Nancy R. Amstadt
Senior Counsel and Associate Director
RBC Capital Markets (Cleveland, OH)
Pia Flanagan
Vice President, Corporate Secretary and
Assistant General Counsel
Massachusetts Mutual Life Insurance
Company (Springfield, MA)
Wanda M. Richards
Senior Counsel
The PNC Financial Services Group, Inc.
(Philadelphia, PA)
Dawn Steele
Vice President, Global Anti-Money Laundering
and Trade Sanctions Officer
ADP (San Dimas, CA)
Wanji J. Walcott
VP, Legal Product
PayPal (San Jose, CA)
Co-Chairs:
Emily H. Goodman Binick
VP & Senior Counsel
American Express Company
(New York, NY)
Nicole Ibbotson
General Counsel
InComm Financial Services, Inc.
(Atlanta, GA)
Wanji J. Walcott
VP, Legal Product
PayPal (San Jose, CA)
Speakers
Marilyn D. Barker, Esq., CAMS
BSA / AML / OFAC Officer and Deputy Chief
Compliance Officer, North America
De Lage Landen Financial Services, Inc.
(Wayne, PA)
Jeanette Hait Blanco
Senior Regulatory Counsel
PayPal (San Jose, CA)
Brian P. Brooks
EVP, General Counsel & Corporate Secretary
Fannie Mae (Washington, DC)
Margaret P. Chase
Vice President and Deputy General Counsel
Fannie Mae (Washington, DC)
Erin Coppin
Chief Compliance Officer
Coinbase (San Francisco, CA)
Julie Crotty, JD, MBA
Senior Consultant
YSC Ltd.
(A Global Leadership Consulting Firm)
(Deputy Director of Mediation and Business
Strategy, Financial Industry Regulatory
Authority (FINRA), 2004-2014)
Rosemary T. Gallagher
Vice President and Senior Counsel
Western Union (Englewood, CO)
Alaina Gimbert
Senior Vice President and Associate General
Counsel
The Clearing House (Winston-Salem, NC)
Jodi Golinsky
General Counsel / Chief Compliance Officer
FS Card Inc. (Washington, DC)
Krista A. Griffith
Associate General Counsel
Visa (Denver, CO)
Kathryn R. Haun (Invited)
Assistant United States Attorney, Digital
Currency Coordinator
United States Department of Justice
(USDOJ) (San Francisco, CA)
Janice Havins
Executive Director &
Assistant General Counsel
JPMorgan Chase Bank, N.A. (Houston, TX)
Jennifer A. Jackson
Office Managing Partner, Los Angeles
Bryan Cave LLP (Los Angeles, CA)
Elizabeth A. Khalil
Member
Dykema (New York, NY)
Sharon Cohen Levin
Partner
WilmerHale (Chicago, IL)
Lisa M. Liban
Vice President & Assistant General Counsel,
Payments Regulatory Compliance
Fiserv (Alpharetta, GA)
Jessica B. Magee
Assistant Regional Director, Enforcement
U.S. Securities and Exchange
Commission (SEC) (Fort Worth, TX)
Jennifer McCabe
Principal
Cornerstone Research (Washington, DC)
Margalit A. Moche
Vice President & Counsel
Citizens Financial Group, Inc.
(Jersey City, NJ)
Lucrecia R. Moore
Senior Vice President, Associate General
Counsel
Bank of America Merchant Services
(Charlotte, NC)
Nabanita Chaterjee Nag
Corporate Counsel
Prudential Financial (Newark, NJ)
Debra Fitzgerald O’Connell
General Counsel
First Guaranty Mortgage Corporation
(Tysons Corner, VA)
Stacey J. Rappaport
Partner
Milbank, Tweed, Hadley & McCloy LLP
(New York, NY)
Zara Reader
Director, Payments Product Counsel
eBay (San Jose, CA)
Adriana Rojas
Associate Counsel, Office of Inspector General
Federal Deposit Insurance Corporation
(FDIC) (Arlington, VA)
Sabrina M. Rose-Smith
Partner
Goodwin Procter LLP
(Washington, DC)
Elena Sabkova
Interim CEO, General Counsel & Chief
Compliance Officer
Skrill USA, Inc. (New York, NY)
Pamela Sak
Associate General Counsel
Bank of America (Charlotte, NC)
Susan Lea Smith
Senior Counsel, AML Compliance
Western Union (Englewood, CA)
Genessa Stout
Director of Litigation
PayPal (San Jose, CA)
To-Quyen Truong
Assistant Director and Deputy General
Counsel
Consumer Financial Protection Bureau
(CFPB) (Washington, DC)
Lara Thyagarajan
Chief Counsel, Enforcement
Financial Industry Regulatory Authority
(FINRA) (New York, NY)
Caroline Tsai
Deputy General Counsel & Chief Regulatory
Officer, Legal, Corporate & Compliance Group
BMO Financial Group (Chicago, IL)
Kelly Mahon Tullier
Executive Vice President, General Counsel and
Corporate Secretary
Visa Inc. (San Francisco, CA)
Elizabeth Verrier
General Counsel & Executive Vice President
Lending.com/B2R Finance
(New York, NY)
“All the speakers and
participants were superb”
Debra Fitzgerald O’Connell
General Counsel
First Guaranty Mortgage Corporation
Register Now 1 888-224-2480
AmericanConference.com/WomenInFinance
a C5 Group Company
Business Information in a Global Context
Dear Colleague,
Inspired… encouraged… reenergized… these are the ways attendees of ACI’s Women Leaders in Financial
Services Law and Compliance conference described feeling after the event. This year’s program, featuring
an all-star lineup of women leaders throughout the financial services community, promises to do even more
to empower women in this space and to give women attorneys and compliance professionals the skills
necessary for continued success.
Engage in woman-to-woman networking and position yourself as a leader
while taking part in high-level discussion of the key legal, compliance, and
regulatory developments for financial services companies.
It is a clear business imperative that financial companies and the law firms representing them must attract
and retain female talent. This conference will help reinforce the representation of women in leadership roles
by forming new connections amongst women leaders as well as providing a forum for candid discussion of
gender stereotypes and other implicit obstacles to advancement. All presentations, a mixture of substantive
topics and professional development skills, will be tailored to help women take their career to the next level.
Highlights of this year’s event include:
•	 Leadership strategies from over 30 General Counsels, Chief Legal Officers, Chief Compliance Officers,
Senior Regulatory Counsel, Chief Litigation Counsel, VPs, and many more
•	 Insights from a panel of women in government and regulatory agencies including CFPB, FDIC, FINRA,
SEC, and USDOJ regarding their priorities vis-à-vis financial services companies and banks
•	 Practical and tangible professional development skills featuring advice from law coaches
•	 Networking opportunities through introductory welcoming exercises, extended networking breaks,
luncheons led by ACI’s Women Leaders in Financial Services Advisory Board, a cocktail party and more
I look forward to seeing the continued positive changes coming from the women in this group, and I hope you
will be part of the community. Additionally, connect with your peers before the conference via
ACI: Women Leaders Group on LinkedIn. For the latest in industry news, follow us on
Twitter @ACI_Finance, #WomenInFinance.
Very truly yours,
Nicole M. Turner, J.D.
Industry Manager
EARN CLE & ETHICS
CREDITS
CONTINUING LEGAL
EDUCATION CREDITS
Accreditation will be sought in those jurisdictions
requested by the registrants which have
continuing education requirements. This course
is identified as nontransitional for the purposes of
CLE accreditation.
ACI certifies that the activity has been approved
for CLE credit by the New York State Continuing
Legal Education Board.
ACI certifies that this activity has been approved
for CLE credit by the State Bar of California.
ACI has a dedicated team which processes
requests for state approval. Please note that
event accreditation varies by state and ACI will
make every effort to process your request.
Last year, industry leaders from throughout the financial services world
gathered in New York to innovate, motivate, and shatter the glass ceiling.
Be part of this supportive community of women in the financial services
space, and build enduring sponsor and mentor connections with peers
facing the same professional challenges and opportunities.
This year marks 30 years since the inception of C5 Group.
30 years
expanding
across
the globe
30 years
building a
network of
industry leaders
30 years
hosting more
than 6,000
conferences
It is time for a brand, logo and language in keeping with the dynamic
strides we have made as a company. It is time for a brand that will take
us forward for the next 30 years.
C5 Group, comprising American Conference Institute, The Canadian
Institute and C5 in Europe, will unite under one central brand image,
appropriately a globe. See how bringing together the power of people
and the power of information can accelerate your growth and success.
Our new brand look and language will be fully revealed soon. Stay
tuned for more exciting changes.
ACIAmerican Conference Institute
Business Information in a Global Context
With more than 300 conferences in the United
States, Europe, Asia Pacific, and Latin America,
American Conference Institute (ACI) provides a
diverse portfolio devoted to providing business
intelligence to senior decision makers who
need to respond to challenges spanning
various industries in the US and around
the world.
As a member of our sponsorship faculty, your
organization will be deemed as a partner. We
will work closely with your organization to create
the perfect business development solution
catered exclusively to the needs of your practice
group, business line or corporation.
For more information about this program or our
global portfolio of events, please contact:
Vernon
Director of Sales, American Conference Institute
Tel: 212-352-3220 x5242
Vernon@AmericanConference.com
GLOBAL SPONSORSHIP
OPPORTUNITIES
Join the Conversation @ACI_Finance #ACIWomenIn Finance ACI Financial Services: Legal, Regulatory,
									 and Compliance Experts Group
Day 1
Thursday, May 12, 2016
7:30	 Registrationand
	 NetworkingBreakfast
8:30	
Co-Chairs’ Introductory Remarks
and Welcoming Exercise: Becoming
Powerful Champions and Supporters of
Other Women in the Financial Services
Community
Emily H. Goodman Binick
VP & Senior Counsel
American Express Company (New York, NY)
Nicole Ibbotson
General Counsel
InComm Financial Services, Inc. (Atlanta, GA)
Wanji J. Walcott
VP, Legal Product
PayPal (San Jose, CA)
In this icebreaking session, attendees will break
into small groups at their tables as our conference
leaders take you through an exercise in concisely and
effectively introducing a peer and highlighting her
achievements, talents, and abilities to other peers,
employers, and clients. Attendees will have a few
minutes to interview each other and then show the
rest of the table what a great asset their partner is to
the community.
9:00	KeynoteAddress
Kelly Mahon Tullier
Executive Vice President, General Counsel and
Corporate Secretary
Visa Inc. (San Francisco, CA)
9:30	Peer-to-Peer
	 NetworkingBreak
10:00	
Empowering Women in the Financial
Services Legal and Compliance
Community: Concrete Tips for Taking
the Next Step in One’s Career, Reaching
the Top, and Getting a Seat at the Table
Jodi Golinsky
General Counsel / Chief Compliance Officer
FS Card Inc. (Washington, DC)
Margalit A. Moche
Vice President & Counsel
Citizens Financial Group, Inc. (Jersey City, NJ)
Lucrecia R. Moore
Senior Vice President, Associate General Counsel
Bank of America Merchant Services (Charlotte, NC)
Nabanita Chaterjee Nag
Corporate Counsel
Prudential Financial (Newark, NJ)
Stacey J. Rappaport
Partner
Milbank, Tweed, Hadley & McCloy LLP
(New York, NY)
•	 Exploring some of the challenges faced by
women seeking pay equity and leadership roles
at financial services companies and the law firms
representing them: is this still a “boy’s club” and if
so, how do you deal with it?
•	 Making strategic and calculated risks on the path
to where you want to be
•	 Showing resiliency and overcoming setbacks
•	 Building and managing relationships on the
C-suite and Board level and with government
authorities and regulators
•	 Identifying high-performing employees who
have the potential and the desire to advance into
leadership roles in the future
11:15	
Substantive Updates Part One: What
Women Leaders in Finance Must Know
About CFPB Regulations, Enforcement,
Compliance, and Litigation
Rosemary T. Gallagher
Vice President and Senior Counsel
Western Union (Englewood, CO)
Jennifer McCabe
Principal
Cornerstone Research (Washington, DC)
Sabrina M. Rose-Smith
Partner
Goodwin Procter LLP (Washington, DC)
Genessa Stout
Director of Litigation
PayPal (San Jose, CA)
To truly be industry leaders, women need to stay on
the competitive edge by having the big picture view
of the most pressing legal, compliance, regulatory,
and business challenges currently facing financial
services companies. In this substantive session and
the ones that follow, leading government officials,
attorneys, and compliance officers will give you a
rundown on the latest developments affecting the
future of financial services industry law.
•	 Update on CFPB rulemaking and legislative
initiatives
•	 Lessons learned from the latest CFPB enforcement
actions
•	 Analyzing emerging areas of increased scrutiny
and theories of liability: arbitration agreements;
UDAAP claims; fair lending; student lending
•	 Preparing for mounting litigation in light of the
blockbuster 2015-2016 Supreme Court term for
class action developments: Campbell-Ewald;
Spokeo; Tyson
12:30	
Networking Luncheon Led by Advisory
Board and In-House Counsel
Build your network and tap into the knowledge
base in the room as you learn informally from your
peers throughout different practice areas within
the financial services community. Potential topics
will be distributed in advance, and all attendees will
be seated at random tables led by Advisory Board
members during lunch to maximize the opportunity
to forge new connections.
1:45	
Professional Development and
Coaching: Owning the Traits that Make
Women Natural Leaders and Team
Builders
Margaret P. Chase
Vice President and Deputy General Counsel
Fannie Mae (Washington, DC)
Julie Crotty, JD, MBA
Senior Consultant
YSC Ltd. (A Global Leadership Consulting Firm)
(Deputy Director of Mediation and Business Strategy,
Financial Industry Regulatory Authority (FINRA),
2004-2014)
Zara Reader
Director, Payments Product Counsel
eBay (San Jose, CA)
Caroline Tsai
Deputy General Counsel & Chief Regulatory Officer,
Legal, Corporate & Compliance Group
BMO Financial Group (Chicago, IL)
•	 Exploring the differences in communication styles
between women and men and channeling and
harnessing the “people skills” that bring success
»» The ability to collaborate
»» The ability to guide a team
»» Empathy and listening skills
»» Creativity when finding solutions
•	 Re-appropriating personality traits revered
in male attorneys (directness, frankness,
forthrightness) which might be perceived
“This was a very
important and much
needed conference. I
thought the conference
was very informative,
and there was great
open and honest
dialogue as well as
wonderful networking.”
Dawn Steele
Vice President
Global Anti-Money Laundering/Trade
Sanctions Officer, ADP, LLC
Register Now 1 888-224-2480
AmericanConference.com/WomenInFinance
a C5 Group Company
Business Information in a Global Context
negatively in their female counterparts
•	 Exhibiting the right communication techniques
and body language to build credibility and
executive presence
»» Being fully present and authentic and avoiding
stereotypical business archetypes often
attributed to women
»» Knowing your value: Remaining confident
when you are the only woman at the table or
when you are advocating for yourself
»» Increasing your presence within your
organization and making sure your
contributions and achievements are known
•	 Delivering feedback and coaching your team in a
positively and constructively
»» Communicating effectively in a global
workplace with cultural mores and gender
challenges in mind
»» Bridging any communication gaps between
generations in leadership positions: from “Baby
Boomers” to “Millennials”
»» Managing difficult people and difficult
communications situations: knowing when and
how to push back
•	 Engaging in impactful negotiations on behalf of
your company and yourself
»» Setting a goal for a negotiation and achieving
your desired objective
»» Positioning the message and asking the right
questions
»» Learning how to make the ask and learning
how to accept no if that’s the answer
3:00	 NetworkingBreak
3:30	
Substantive Updates Part Two:
Guarding Financial Service Companies
and the Law Firms Representing Them
Against Risk and Exposure vis-à-vis
Cybersecurity and Data Privacy
Marilyn D. Barker, Esq., CAMS
BSA / AML / OFAC Officer and Deputy Chief
Compliance Officer, North America
De Lage Landen Financial Services, Inc.
(Wayne, PA)
Elizabeth A. Khalil
Member
Dykema (Chicago, IL)
•	 Assessing new and emerging cybersecurity and
data privacy threats to financial services and
baking companies
•	 Update on state and federal regulations pertaining
to data privacy and protection and cyber security
•	 Mitigating the risk of a data breach and
minimizing the fallout when a data breach does
occur
•	 Lessons learned from the latest big privacy /data
breach lawsuits: plaintiffs’ claims and theories of
liability and defense strategies
4:15	
Implementing Sustainable Diversity
Practices: Opportunities to Attract and
Retain Female Talent
Jennifer A. Jackson
Office Managing Partner, Los Angeles
Bryan Cave LLP (Los Angeles, CA)
Pamela Sak
Associate General Counsel
Bank of America (Charlotte, NC)
•	 Examining the statistical representation of women
throughout the financial services community:
in-house, on boards, law firm, government, and
consultants
•	 Understanding the business imperatives behind
a diverse legal team: building corporate and law
firm buy-in
•	 Designing and carrying out practices to ensure
that traditionally underrepresented groups have
a path to success at financial services companies
and the outside law firms representing them
•	 Discussing which diversity initiatives are working
and which aren’t
•	 Setting women up for success: creating a
pipeline of women coming up through the ranks
and ensuring they have the skill set to take on
increasingly important roles within the company
•	 Recognizing seemingly commonplace or
unconsciously biased attitudes which may be more
damaging than overt acts of discrimination to
careers and the bottom lines of businesses
•	 Fostering relationships between male and female
colleagues to work towards a mutually respectful
and beneficial working relationship
5:15	 DayOneAdjournsto		
	 CocktailParty
Hosted by
Day 2
Friday, May 13, 2016
8:45	
Co-Chairs’ Opening Remarks and
Recap of Day One
9:00	
Women Leaders in Government and
Financial Regulation: Power, Progress,
and Gender Politics in the Public Sector
Kathryn R. Haun (Invited)
Assistant United States Attorney, Digital Currency
Coordinator
United States Department of Justice (USDOJ)
(San Francisco, CA)
Jessica B. Magee	
Assistant Regional Director, Enforcement
U.S. Securities and Exchange Commission (SEC)
(Fort Worth, TX)
Adriana Rojas
Associate Counsel, Office of Inspector General
Federal Deposit Insurance Corporation (FDIC)
(Arlington, VA)
Lara Thyagarajan
Chief Counsel, Enforcement	
Financial Industry Regulatory Authority (FINRA)
(New York, NY)
To-Quyen Truong
Assistant Director and Deputy General Counsel
Consumer Financial Protection Bureau (CFPB)
(Washington, DC)
Moderator
Sharon Cohen Levin
Partner
WilmerHale (New York, NY)
Do not miss this unique opportunity to gain insights
from some of the most influential women leaders in
government and financial regulation as they discuss
their top priorities vis-à-vis the highly regulated and
heavily enforced financial services industry for 2016
and beyond. Moreover, learn about their career paths
and road to leadership.
10:15	
Networking Break
“The conference was fantastic! It was wonderful talking and
networking with women who were open to sharing their successes
and their struggles. It was also great to meet women who, whether
they know it or not, will impact how I manage the rest of my career.”
Wanda M. Richards
Senior Counsel
The PNC Financial Services Group, Inc.
Join the Conversation @ACI_Finance #ACIWomenIn Finance ACI Financial Services: Legal, Regulatory,
									 and Compliance Experts Group
10:30	
Substantive Updates Part III: Navigating the Legal,
Compliance, Technical, and Business Hurdles Arising from
Emerging Payments and Virtual Currency
Emily H. Goodman Binick
VP & Senior Counsel
American Express Company
(New York, NY)
Erin Coppin
Chief Compliance Officer
Coinbase (San Francisco, CA)
Alaina Gimbert
Senior Vice President and Associate
General Counsel
The Clearing House
(Winston-Salem, NC)
Janice Havins
Executive Director & Assistant General
Counsel
JPMorgan Chase Bank, N.A.
(Houston, TX)
Susan Lea Smith
Senior Counsel, AML Compliance
Western Union (Englewood, CA)
•	 Overview of new and emerging payment products and services and their
expected impact on the market: who are the most prominent players?
•	 Complying with the relevant state and federal regulatory framework
surrounding emerging payments
•	 Preparing for and responding to increased state and federal enforcement
efforts: which types of products are subject to increased scrutiny?
11:30	
The Good Ole Girls’ Club: Practical Tips for Creating and
Sustaining a Robust Professional Network
Jeanette Hait Blanco
Senior Regulatory Counsel
PayPal (San Jose, CA)
Nicole Ibbotson
General Counsel
InComm Financial Services, Inc. (Atlanta, GA)
Lisa M. Liban
Vice President & Assistant General Counsel, Payments Regulatory Compliance
Fiserv (Alpharetta, GA)
Krista A. Griffith
Associate General Counsel
Visa (Denver, CO)
•	 Paradigm shift: challenging gender stereotypes and creating a power circle
of women leaders to tap into for professional development and for business
development
•	 Developing and sustaining sponsorship and mentor and mentee relationships
to progress in your career and support future leaders
•	 Tips on creating career supporters and advocates throughout your
organization
•	 The legal sorority: Cultivating relationships with similarly situated women and
taking an supportive rather than a competitive approach to facilitate the trust
necessary to speak up
•	 Taking advantage of networking opportunities within the financial services
community: where have you had actual success?
12:30	ConferenceAdjournstoNetworkingLunchfor	
	 WorkshopAttendeesOnly
Post Conference
Workshop
1:30 pm-4:30 pm
“I Wish Someone Had Told Me”: Advice from
Financial Services General Counsel and Chief
Compliance Officers on Embracing Influence and
Power and Running a Successful Team
Brian P. Brooks
EVP, General Counsel & Corporate Secretary
Fannie Mae (Washington, DC)
Debra Fitzgerald O’Connell
General Counsel
First Guaranty Mortgage Corporation (Tysons Corner, VA)
Elena Sabkova
Interim CEO, General Counsel & Chief Compliance Officer
Skrill USA, Inc. (New York, NY)
Elizabeth Verrier
General Counsel & Executive Vice President
Lending.com/B2R Finance (New York, NY)
This session will provide mentoring and guidance for
women at all stages in their career on advancing within
the ranks of the financial services world as our esteemed
panelists discuss their road to the GC office or CCO office,
advice for shattering the glass ceiling, skills necessary to
thrive at the executive level, what they are looking for in
relationships with outside counsel and with their legal
and compliance teams, and the challenges of balancing
management of a successful department with those of a
robust and full personal life. This is a great opportunity
to learn from and network with the women driving change
and delivering results in the financial services world.
This Conference
Sells Fast!
Register for this exclusive event today by calling
1 888-224-2480
or register online at:
AmericanConference.com/WomenInFinance
o I would like to receive CLE accreditation for the following states:					. See CLE details inside.
Complete Payment Details4
Bringing a Team?
3 - 4 10% Conference Discount
5 - 6 15% Conference Discount
7 20% Conference Discount
7 or more
Email CustomerService@
AmericanConference.com
Payment Policy
Payment must be received in full by the program date to ensure
admittance. All discounts will be applied to the Program Only fee
(excluding add-ons), cannot be combined with any other offer, and
must be paid in full at time of order. Group discounts available to
3 or more individuals employed by the same organization, who
register at the same time.
Delegate Substitutions and Cancellations
You must notify us by email at least 48 hrs in advance of
the conference if you wish to send a substitute participant.
If you are unable to find a substitute, please notify us in
writing no later than 10 days prior to the conference date. All
cancellations received will be subject to a cancellation fee of
$350. Delegates opting to receive a credit voucher will receive
a credit for the full amount paid, redeemable against any
other American Conference Institute conference in the next
12 months.
No credits or refunds will be given for cancellations received within
10 days of the conference start date. Delegates may not “share”
a pass between multiple attendees without prior authorization.
No liability is assumed by American Conference Institute for
changes in program date, content, speakers or venue. American
Conference Institute reserves the right to cancel any conference
it deems necessary and will, in such event, make a full refund of
any registration fee, but will not be responsible for airfare, hotel or
other costs incurred by registrants.
Terms and Conditions
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AmericanConference.com/womeninfinance
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877-927-1563
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CARDHOLDER
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Venue Information at a Glance
Venue: Andaz Wall Street
Address: 75 Wall Street, New York, NY 10005
Reservations: 1-888-421-1442 | 212-590-1234
Book your Accommodation
American Conference Institute is pleased to offer our delegates a
limited number of hotel rooms at a preferential rate. Please contact
the hotel directly and mention the “ACI’s Women in Finance” or use
the online reservation page provided below.
Online Reservations: tinyurl.com/ACIWomenInFinance
Who You Will Meet:
In-house
counsel from:
•	 Mortgage lenders
•	 Mortgage brokers
•	 Banks and thrifts
•	 Loan servicers
•	 Loan purchasers
•	 Investment banks
•	 Hedge funds
•	 Private equity
Private practice
attorneys
specializing in:
•	 Financial services
•	 Mortgages
•	 Bankruptcy
•	 Securities litigation
•	 Consumer finance
•	 Regulations and
compliance
EXCLUSIVE ROOM RATES!
American Conference Institute is pleased to offer our delegates a limited
number of hotel rooms at a preferential rate. Please contact the hotel directly
and mention the “ACI’s Women in Finance” conference to receive this rate.
Reservations: 1-888-421-1442
212-590-1234
Online Reservations: tinyurl.com/ACIWomenInFinance
893L16.E
REGISTRATION CODE
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or fax the label on this brochure to 1-877-927-1563.
American Conference Institute
45 West 25th
Street, 11th
Floor
New York, NY 10010
May 12th- 13th, 2016 | Andaz Wall Street | New York, NY
EARN CLE & ETHICS
CREDITS
American Conference Institute’s 2nd
Annual Conference on
Women Leaders in
Financial Services Law
and Compliance
Increasing the Prominence of Women through
Substantive Legal Discussion, Professional
Development, and Woman-to-Woman Networking
Keynote Address:
Kelly Mahon Tullier
Executive Vice President,
General Counsel and Corporate Secretary
Visa Inc.
May 12th- 13th, 2016 | Andaz Wall Street | New York, NY
American Conference Institute’s 2nd
Annual Conference on
Women Leaders in Financial
Services Law and Compliance
EARN CLE & ETHICS
CREDITS
Why this is a must attend event
for you and your team:
•	 Hear leadership strategies from over 30 in-house
representatives from more than 25 leading financial
services companies
•	 Gain insights from a panel of women in government
and financial regulation including CFPB, FDIC,
FINRA, SEC, and USDOJ regarding their priorities
•	 Get practical and tangible professional development
skills featuring advice from law coaches
•	 Participate in multiple networking opportunities
throughout the conference including extended
networking breaks, luncheons led by ACI’s Women
Leaders in Financial Services Advisory Board, and
cocktail parties
ACIAmerican Conference Institute
Business Information in a Global Context

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Women Leaders in Financial Services Law and Compliance

  • 1. Register Now 1 888-224-2480 AmericanConference.com/WomenInFinance a C5 Group Company Business Information in a Global Context May 12th- 13th, 2016 | Andaz Wall Street | New York, NY EARN CLE & ETHICS CREDITS ADP American Express Company Lending.com/B2R Finance Bank of America Bank of America Merchant Services BMO Financial Group Citizens Financial Group, Inc. Coinbase De Lage Landen Financial Services, Inc. eBay Fannie Mae FINRA First Guaranty Mortgage Corporation Fiserv FS Card Inc. InComm Financial Services, Inc. JPMorgan Chase Bank, N.A. Massachusetts Mutual Life Insurance Company PayPal Prudential Financial RBC Capital Markets Skrill USA, Inc. The Clearing House The PNC Financial Services Group, Inc. Western Union and many more… American Conference Institute’s 2nd Annual Conference on Women Leaders in Financial Services Law and Compliance Increasing the Prominence of Women through Substantive Legal Discussion, Professional Development, and Woman-to- Woman Networking Designed for maximum networking, a stellar array of General Counsel and leaders of the financial services legal and compliance community unite to empower women in this space. New sessions this year include: • Concrete Tips for Taking the Next Step in One’s Career, Reaching the Top, and Getting a Seat at the Table • Practical Advice for Creating and Sustaining a Robust Professional Network • Professional Development and Coaching: Owning the Traits that Make Women Natural Leaders and Team Builders • Implementing Sustainable Diversity Practices at Financial Companies: Opportunities to Attract and Retain Female Talent • Multiple substantive sessions on CFPB updates, Emerging Payments and Virtual Currency, and Cybersecurity and Data Privacy Plusback by popular demand, the acclaimed half-day session “I Wish Someone Had Told Me”: Advice from Financial Services General Counsel and Chief Compliance Officers on Embracing Influence and Power and Running a Successful Team led by inspiring GCs and CCOs Keynote Address: Kelly Mahon Tullier Executive Vice President, General Counsel and Corporate Secretary Visa Inc. Government Faculty: Kathryn R. Haun (Invited) Assistant United States Attorney, Digital Currency Coordinator United States Department of Justice (USDOJ) Jessica B. Magee Assistant Regional Director, Enforcement U.S. Securities and Exchange Commission (SEC) Adriana Rojas Associate Counsel, Office of Inspector General Federal Deposit Insurance Corporation (FDIC) To-Quyen Truong Assistant Director and Deputy General Counsel Consumer Financial Protection Bureau (CFPB) Network with financial services industry leaders from: ACIAmerican Conference Institute Business Information in a Global Context Refreshed Content Based on the Insights of ACI’s Newly Formed Women Leaders in Financial Services Law and Compliance Advisory Board - see inside for members This year marks 30 years since the inception of C5 Group. It is time to match our brand with the dynamic strides we have made. See inside for details… Exclusive Cocktail SponsorAssociate Sponsor
  • 2. Join the Conversation @ACI_Finance #ACIWomenIn Finance ACI Financial Services: Legal, Regulatory, and Compliance Experts Group Advisory Board: Nancy R. Amstadt Senior Counsel and Associate Director RBC Capital Markets (Cleveland, OH) Pia Flanagan Vice President, Corporate Secretary and Assistant General Counsel Massachusetts Mutual Life Insurance Company (Springfield, MA) Wanda M. Richards Senior Counsel The PNC Financial Services Group, Inc. (Philadelphia, PA) Dawn Steele Vice President, Global Anti-Money Laundering and Trade Sanctions Officer ADP (San Dimas, CA) Wanji J. Walcott VP, Legal Product PayPal (San Jose, CA) Co-Chairs: Emily H. Goodman Binick VP & Senior Counsel American Express Company (New York, NY) Nicole Ibbotson General Counsel InComm Financial Services, Inc. (Atlanta, GA) Wanji J. Walcott VP, Legal Product PayPal (San Jose, CA) Speakers Marilyn D. Barker, Esq., CAMS BSA / AML / OFAC Officer and Deputy Chief Compliance Officer, North America De Lage Landen Financial Services, Inc. (Wayne, PA) Jeanette Hait Blanco Senior Regulatory Counsel PayPal (San Jose, CA) Brian P. Brooks EVP, General Counsel & Corporate Secretary Fannie Mae (Washington, DC) Margaret P. Chase Vice President and Deputy General Counsel Fannie Mae (Washington, DC) Erin Coppin Chief Compliance Officer Coinbase (San Francisco, CA) Julie Crotty, JD, MBA Senior Consultant YSC Ltd. (A Global Leadership Consulting Firm) (Deputy Director of Mediation and Business Strategy, Financial Industry Regulatory Authority (FINRA), 2004-2014) Rosemary T. Gallagher Vice President and Senior Counsel Western Union (Englewood, CO) Alaina Gimbert Senior Vice President and Associate General Counsel The Clearing House (Winston-Salem, NC) Jodi Golinsky General Counsel / Chief Compliance Officer FS Card Inc. (Washington, DC) Krista A. Griffith Associate General Counsel Visa (Denver, CO) Kathryn R. Haun (Invited) Assistant United States Attorney, Digital Currency Coordinator United States Department of Justice (USDOJ) (San Francisco, CA) Janice Havins Executive Director & Assistant General Counsel JPMorgan Chase Bank, N.A. (Houston, TX) Jennifer A. Jackson Office Managing Partner, Los Angeles Bryan Cave LLP (Los Angeles, CA) Elizabeth A. Khalil Member Dykema (New York, NY) Sharon Cohen Levin Partner WilmerHale (Chicago, IL) Lisa M. Liban Vice President & Assistant General Counsel, Payments Regulatory Compliance Fiserv (Alpharetta, GA) Jessica B. Magee Assistant Regional Director, Enforcement U.S. Securities and Exchange Commission (SEC) (Fort Worth, TX) Jennifer McCabe Principal Cornerstone Research (Washington, DC) Margalit A. Moche Vice President & Counsel Citizens Financial Group, Inc. (Jersey City, NJ) Lucrecia R. Moore Senior Vice President, Associate General Counsel Bank of America Merchant Services (Charlotte, NC) Nabanita Chaterjee Nag Corporate Counsel Prudential Financial (Newark, NJ) Debra Fitzgerald O’Connell General Counsel First Guaranty Mortgage Corporation (Tysons Corner, VA) Stacey J. Rappaport Partner Milbank, Tweed, Hadley & McCloy LLP (New York, NY) Zara Reader Director, Payments Product Counsel eBay (San Jose, CA) Adriana Rojas Associate Counsel, Office of Inspector General Federal Deposit Insurance Corporation (FDIC) (Arlington, VA) Sabrina M. Rose-Smith Partner Goodwin Procter LLP (Washington, DC) Elena Sabkova Interim CEO, General Counsel & Chief Compliance Officer Skrill USA, Inc. (New York, NY) Pamela Sak Associate General Counsel Bank of America (Charlotte, NC) Susan Lea Smith Senior Counsel, AML Compliance Western Union (Englewood, CA) Genessa Stout Director of Litigation PayPal (San Jose, CA) To-Quyen Truong Assistant Director and Deputy General Counsel Consumer Financial Protection Bureau (CFPB) (Washington, DC) Lara Thyagarajan Chief Counsel, Enforcement Financial Industry Regulatory Authority (FINRA) (New York, NY) Caroline Tsai Deputy General Counsel & Chief Regulatory Officer, Legal, Corporate & Compliance Group BMO Financial Group (Chicago, IL) Kelly Mahon Tullier Executive Vice President, General Counsel and Corporate Secretary Visa Inc. (San Francisco, CA) Elizabeth Verrier General Counsel & Executive Vice President Lending.com/B2R Finance (New York, NY) “All the speakers and participants were superb” Debra Fitzgerald O’Connell General Counsel First Guaranty Mortgage Corporation
  • 3. Register Now 1 888-224-2480 AmericanConference.com/WomenInFinance a C5 Group Company Business Information in a Global Context Dear Colleague, Inspired… encouraged… reenergized… these are the ways attendees of ACI’s Women Leaders in Financial Services Law and Compliance conference described feeling after the event. This year’s program, featuring an all-star lineup of women leaders throughout the financial services community, promises to do even more to empower women in this space and to give women attorneys and compliance professionals the skills necessary for continued success. Engage in woman-to-woman networking and position yourself as a leader while taking part in high-level discussion of the key legal, compliance, and regulatory developments for financial services companies. It is a clear business imperative that financial companies and the law firms representing them must attract and retain female talent. This conference will help reinforce the representation of women in leadership roles by forming new connections amongst women leaders as well as providing a forum for candid discussion of gender stereotypes and other implicit obstacles to advancement. All presentations, a mixture of substantive topics and professional development skills, will be tailored to help women take their career to the next level. Highlights of this year’s event include: • Leadership strategies from over 30 General Counsels, Chief Legal Officers, Chief Compliance Officers, Senior Regulatory Counsel, Chief Litigation Counsel, VPs, and many more • Insights from a panel of women in government and regulatory agencies including CFPB, FDIC, FINRA, SEC, and USDOJ regarding their priorities vis-à-vis financial services companies and banks • Practical and tangible professional development skills featuring advice from law coaches • Networking opportunities through introductory welcoming exercises, extended networking breaks, luncheons led by ACI’s Women Leaders in Financial Services Advisory Board, a cocktail party and more I look forward to seeing the continued positive changes coming from the women in this group, and I hope you will be part of the community. Additionally, connect with your peers before the conference via ACI: Women Leaders Group on LinkedIn. For the latest in industry news, follow us on Twitter @ACI_Finance, #WomenInFinance. Very truly yours, Nicole M. Turner, J.D. Industry Manager EARN CLE & ETHICS CREDITS CONTINUING LEGAL EDUCATION CREDITS Accreditation will be sought in those jurisdictions requested by the registrants which have continuing education requirements. This course is identified as nontransitional for the purposes of CLE accreditation. ACI certifies that the activity has been approved for CLE credit by the New York State Continuing Legal Education Board. ACI certifies that this activity has been approved for CLE credit by the State Bar of California. ACI has a dedicated team which processes requests for state approval. Please note that event accreditation varies by state and ACI will make every effort to process your request. Last year, industry leaders from throughout the financial services world gathered in New York to innovate, motivate, and shatter the glass ceiling. Be part of this supportive community of women in the financial services space, and build enduring sponsor and mentor connections with peers facing the same professional challenges and opportunities. This year marks 30 years since the inception of C5 Group. 30 years expanding across the globe 30 years building a network of industry leaders 30 years hosting more than 6,000 conferences It is time for a brand, logo and language in keeping with the dynamic strides we have made as a company. It is time for a brand that will take us forward for the next 30 years. C5 Group, comprising American Conference Institute, The Canadian Institute and C5 in Europe, will unite under one central brand image, appropriately a globe. See how bringing together the power of people and the power of information can accelerate your growth and success. Our new brand look and language will be fully revealed soon. Stay tuned for more exciting changes. ACIAmerican Conference Institute Business Information in a Global Context With more than 300 conferences in the United States, Europe, Asia Pacific, and Latin America, American Conference Institute (ACI) provides a diverse portfolio devoted to providing business intelligence to senior decision makers who need to respond to challenges spanning various industries in the US and around the world. As a member of our sponsorship faculty, your organization will be deemed as a partner. We will work closely with your organization to create the perfect business development solution catered exclusively to the needs of your practice group, business line or corporation. For more information about this program or our global portfolio of events, please contact: Vernon Director of Sales, American Conference Institute Tel: 212-352-3220 x5242 Vernon@AmericanConference.com GLOBAL SPONSORSHIP OPPORTUNITIES
  • 4. Join the Conversation @ACI_Finance #ACIWomenIn Finance ACI Financial Services: Legal, Regulatory, and Compliance Experts Group Day 1 Thursday, May 12, 2016 7:30 Registrationand NetworkingBreakfast 8:30 Co-Chairs’ Introductory Remarks and Welcoming Exercise: Becoming Powerful Champions and Supporters of Other Women in the Financial Services Community Emily H. Goodman Binick VP & Senior Counsel American Express Company (New York, NY) Nicole Ibbotson General Counsel InComm Financial Services, Inc. (Atlanta, GA) Wanji J. Walcott VP, Legal Product PayPal (San Jose, CA) In this icebreaking session, attendees will break into small groups at their tables as our conference leaders take you through an exercise in concisely and effectively introducing a peer and highlighting her achievements, talents, and abilities to other peers, employers, and clients. Attendees will have a few minutes to interview each other and then show the rest of the table what a great asset their partner is to the community. 9:00 KeynoteAddress Kelly Mahon Tullier Executive Vice President, General Counsel and Corporate Secretary Visa Inc. (San Francisco, CA) 9:30 Peer-to-Peer NetworkingBreak 10:00 Empowering Women in the Financial Services Legal and Compliance Community: Concrete Tips for Taking the Next Step in One’s Career, Reaching the Top, and Getting a Seat at the Table Jodi Golinsky General Counsel / Chief Compliance Officer FS Card Inc. (Washington, DC) Margalit A. Moche Vice President & Counsel Citizens Financial Group, Inc. (Jersey City, NJ) Lucrecia R. Moore Senior Vice President, Associate General Counsel Bank of America Merchant Services (Charlotte, NC) Nabanita Chaterjee Nag Corporate Counsel Prudential Financial (Newark, NJ) Stacey J. Rappaport Partner Milbank, Tweed, Hadley & McCloy LLP (New York, NY) • Exploring some of the challenges faced by women seeking pay equity and leadership roles at financial services companies and the law firms representing them: is this still a “boy’s club” and if so, how do you deal with it? • Making strategic and calculated risks on the path to where you want to be • Showing resiliency and overcoming setbacks • Building and managing relationships on the C-suite and Board level and with government authorities and regulators • Identifying high-performing employees who have the potential and the desire to advance into leadership roles in the future 11:15 Substantive Updates Part One: What Women Leaders in Finance Must Know About CFPB Regulations, Enforcement, Compliance, and Litigation Rosemary T. Gallagher Vice President and Senior Counsel Western Union (Englewood, CO) Jennifer McCabe Principal Cornerstone Research (Washington, DC) Sabrina M. Rose-Smith Partner Goodwin Procter LLP (Washington, DC) Genessa Stout Director of Litigation PayPal (San Jose, CA) To truly be industry leaders, women need to stay on the competitive edge by having the big picture view of the most pressing legal, compliance, regulatory, and business challenges currently facing financial services companies. In this substantive session and the ones that follow, leading government officials, attorneys, and compliance officers will give you a rundown on the latest developments affecting the future of financial services industry law. • Update on CFPB rulemaking and legislative initiatives • Lessons learned from the latest CFPB enforcement actions • Analyzing emerging areas of increased scrutiny and theories of liability: arbitration agreements; UDAAP claims; fair lending; student lending • Preparing for mounting litigation in light of the blockbuster 2015-2016 Supreme Court term for class action developments: Campbell-Ewald; Spokeo; Tyson 12:30 Networking Luncheon Led by Advisory Board and In-House Counsel Build your network and tap into the knowledge base in the room as you learn informally from your peers throughout different practice areas within the financial services community. Potential topics will be distributed in advance, and all attendees will be seated at random tables led by Advisory Board members during lunch to maximize the opportunity to forge new connections. 1:45 Professional Development and Coaching: Owning the Traits that Make Women Natural Leaders and Team Builders Margaret P. Chase Vice President and Deputy General Counsel Fannie Mae (Washington, DC) Julie Crotty, JD, MBA Senior Consultant YSC Ltd. (A Global Leadership Consulting Firm) (Deputy Director of Mediation and Business Strategy, Financial Industry Regulatory Authority (FINRA), 2004-2014) Zara Reader Director, Payments Product Counsel eBay (San Jose, CA) Caroline Tsai Deputy General Counsel & Chief Regulatory Officer, Legal, Corporate & Compliance Group BMO Financial Group (Chicago, IL) • Exploring the differences in communication styles between women and men and channeling and harnessing the “people skills” that bring success »» The ability to collaborate »» The ability to guide a team »» Empathy and listening skills »» Creativity when finding solutions • Re-appropriating personality traits revered in male attorneys (directness, frankness, forthrightness) which might be perceived “This was a very important and much needed conference. I thought the conference was very informative, and there was great open and honest dialogue as well as wonderful networking.” Dawn Steele Vice President Global Anti-Money Laundering/Trade Sanctions Officer, ADP, LLC
  • 5. Register Now 1 888-224-2480 AmericanConference.com/WomenInFinance a C5 Group Company Business Information in a Global Context negatively in their female counterparts • Exhibiting the right communication techniques and body language to build credibility and executive presence »» Being fully present and authentic and avoiding stereotypical business archetypes often attributed to women »» Knowing your value: Remaining confident when you are the only woman at the table or when you are advocating for yourself »» Increasing your presence within your organization and making sure your contributions and achievements are known • Delivering feedback and coaching your team in a positively and constructively »» Communicating effectively in a global workplace with cultural mores and gender challenges in mind »» Bridging any communication gaps between generations in leadership positions: from “Baby Boomers” to “Millennials” »» Managing difficult people and difficult communications situations: knowing when and how to push back • Engaging in impactful negotiations on behalf of your company and yourself »» Setting a goal for a negotiation and achieving your desired objective »» Positioning the message and asking the right questions »» Learning how to make the ask and learning how to accept no if that’s the answer 3:00 NetworkingBreak 3:30 Substantive Updates Part Two: Guarding Financial Service Companies and the Law Firms Representing Them Against Risk and Exposure vis-à-vis Cybersecurity and Data Privacy Marilyn D. Barker, Esq., CAMS BSA / AML / OFAC Officer and Deputy Chief Compliance Officer, North America De Lage Landen Financial Services, Inc. (Wayne, PA) Elizabeth A. Khalil Member Dykema (Chicago, IL) • Assessing new and emerging cybersecurity and data privacy threats to financial services and baking companies • Update on state and federal regulations pertaining to data privacy and protection and cyber security • Mitigating the risk of a data breach and minimizing the fallout when a data breach does occur • Lessons learned from the latest big privacy /data breach lawsuits: plaintiffs’ claims and theories of liability and defense strategies 4:15 Implementing Sustainable Diversity Practices: Opportunities to Attract and Retain Female Talent Jennifer A. Jackson Office Managing Partner, Los Angeles Bryan Cave LLP (Los Angeles, CA) Pamela Sak Associate General Counsel Bank of America (Charlotte, NC) • Examining the statistical representation of women throughout the financial services community: in-house, on boards, law firm, government, and consultants • Understanding the business imperatives behind a diverse legal team: building corporate and law firm buy-in • Designing and carrying out practices to ensure that traditionally underrepresented groups have a path to success at financial services companies and the outside law firms representing them • Discussing which diversity initiatives are working and which aren’t • Setting women up for success: creating a pipeline of women coming up through the ranks and ensuring they have the skill set to take on increasingly important roles within the company • Recognizing seemingly commonplace or unconsciously biased attitudes which may be more damaging than overt acts of discrimination to careers and the bottom lines of businesses • Fostering relationships between male and female colleagues to work towards a mutually respectful and beneficial working relationship 5:15 DayOneAdjournsto CocktailParty Hosted by Day 2 Friday, May 13, 2016 8:45 Co-Chairs’ Opening Remarks and Recap of Day One 9:00 Women Leaders in Government and Financial Regulation: Power, Progress, and Gender Politics in the Public Sector Kathryn R. Haun (Invited) Assistant United States Attorney, Digital Currency Coordinator United States Department of Justice (USDOJ) (San Francisco, CA) Jessica B. Magee Assistant Regional Director, Enforcement U.S. Securities and Exchange Commission (SEC) (Fort Worth, TX) Adriana Rojas Associate Counsel, Office of Inspector General Federal Deposit Insurance Corporation (FDIC) (Arlington, VA) Lara Thyagarajan Chief Counsel, Enforcement Financial Industry Regulatory Authority (FINRA) (New York, NY) To-Quyen Truong Assistant Director and Deputy General Counsel Consumer Financial Protection Bureau (CFPB) (Washington, DC) Moderator Sharon Cohen Levin Partner WilmerHale (New York, NY) Do not miss this unique opportunity to gain insights from some of the most influential women leaders in government and financial regulation as they discuss their top priorities vis-à-vis the highly regulated and heavily enforced financial services industry for 2016 and beyond. Moreover, learn about their career paths and road to leadership. 10:15 Networking Break “The conference was fantastic! It was wonderful talking and networking with women who were open to sharing their successes and their struggles. It was also great to meet women who, whether they know it or not, will impact how I manage the rest of my career.” Wanda M. Richards Senior Counsel The PNC Financial Services Group, Inc.
  • 6. Join the Conversation @ACI_Finance #ACIWomenIn Finance ACI Financial Services: Legal, Regulatory, and Compliance Experts Group 10:30 Substantive Updates Part III: Navigating the Legal, Compliance, Technical, and Business Hurdles Arising from Emerging Payments and Virtual Currency Emily H. Goodman Binick VP & Senior Counsel American Express Company (New York, NY) Erin Coppin Chief Compliance Officer Coinbase (San Francisco, CA) Alaina Gimbert Senior Vice President and Associate General Counsel The Clearing House (Winston-Salem, NC) Janice Havins Executive Director & Assistant General Counsel JPMorgan Chase Bank, N.A. (Houston, TX) Susan Lea Smith Senior Counsel, AML Compliance Western Union (Englewood, CA) • Overview of new and emerging payment products and services and their expected impact on the market: who are the most prominent players? • Complying with the relevant state and federal regulatory framework surrounding emerging payments • Preparing for and responding to increased state and federal enforcement efforts: which types of products are subject to increased scrutiny? 11:30 The Good Ole Girls’ Club: Practical Tips for Creating and Sustaining a Robust Professional Network Jeanette Hait Blanco Senior Regulatory Counsel PayPal (San Jose, CA) Nicole Ibbotson General Counsel InComm Financial Services, Inc. (Atlanta, GA) Lisa M. Liban Vice President & Assistant General Counsel, Payments Regulatory Compliance Fiserv (Alpharetta, GA) Krista A. Griffith Associate General Counsel Visa (Denver, CO) • Paradigm shift: challenging gender stereotypes and creating a power circle of women leaders to tap into for professional development and for business development • Developing and sustaining sponsorship and mentor and mentee relationships to progress in your career and support future leaders • Tips on creating career supporters and advocates throughout your organization • The legal sorority: Cultivating relationships with similarly situated women and taking an supportive rather than a competitive approach to facilitate the trust necessary to speak up • Taking advantage of networking opportunities within the financial services community: where have you had actual success? 12:30 ConferenceAdjournstoNetworkingLunchfor WorkshopAttendeesOnly Post Conference Workshop 1:30 pm-4:30 pm “I Wish Someone Had Told Me”: Advice from Financial Services General Counsel and Chief Compliance Officers on Embracing Influence and Power and Running a Successful Team Brian P. Brooks EVP, General Counsel & Corporate Secretary Fannie Mae (Washington, DC) Debra Fitzgerald O’Connell General Counsel First Guaranty Mortgage Corporation (Tysons Corner, VA) Elena Sabkova Interim CEO, General Counsel & Chief Compliance Officer Skrill USA, Inc. (New York, NY) Elizabeth Verrier General Counsel & Executive Vice President Lending.com/B2R Finance (New York, NY) This session will provide mentoring and guidance for women at all stages in their career on advancing within the ranks of the financial services world as our esteemed panelists discuss their road to the GC office or CCO office, advice for shattering the glass ceiling, skills necessary to thrive at the executive level, what they are looking for in relationships with outside counsel and with their legal and compliance teams, and the challenges of balancing management of a successful department with those of a robust and full personal life. This is a great opportunity to learn from and network with the women driving change and delivering results in the financial services world. This Conference Sells Fast! Register for this exclusive event today by calling 1 888-224-2480 or register online at: AmericanConference.com/WomenInFinance
  • 7. o I would like to receive CLE accreditation for the following states: . See CLE details inside. Complete Payment Details4 Bringing a Team? 3 - 4 10% Conference Discount 5 - 6 15% Conference Discount 7 20% Conference Discount 7 or more Email CustomerService@ AmericanConference.com Payment Policy Payment must be received in full by the program date to ensure admittance. All discounts will be applied to the Program Only fee (excluding add-ons), cannot be combined with any other offer, and must be paid in full at time of order. Group discounts available to 3 or more individuals employed by the same organization, who register at the same time. Delegate Substitutions and Cancellations You must notify us by email at least 48 hrs in advance of the conference if you wish to send a substitute participant. If you are unable to find a substitute, please notify us in writing no later than 10 days prior to the conference date. All cancellations received will be subject to a cancellation fee of $350. Delegates opting to receive a credit voucher will receive a credit for the full amount paid, redeemable against any other American Conference Institute conference in the next 12 months. No credits or refunds will be given for cancellations received within 10 days of the conference start date. Delegates may not “share” a pass between multiple attendees without prior authorization. No liability is assumed by American Conference Institute for changes in program date, content, speakers or venue. American Conference Institute reserves the right to cancel any conference it deems necessary and will, in such event, make a full refund of any registration fee, but will not be responsible for airfare, hotel or other costs incurred by registrants. Terms and Conditions Fill in your Profile SALUTATION NAME JOB TITLE ORGANIZATION ADDRESS CITY STATE/PROVINCE ZIP CODE COUNTRY TEL. FAX EMAIL TYPE OF BUSINESS NO. OF EMPLOYEES APPROVING MANAGER JOB TITLE 3 Select your Level of Engagement Register & Pay by April 1, 2016 Register & Pay after April 1, 2016 o Conference Only $1095 USD $1295 USD o Conference + 1 Workshop $1595 USD $1795 USD All conference participants will receive an online link to access the conference materials as part of their registration fee. o Please reserve ___ additional copies of the Conference Materials at $199 per copy. 2 *ELITEPASS is recommended for maximum learning and networking value. 5 Accept the Terms and Conditions to Register I confirm I have read and understood the terms and conditions of registering for this event 893L16-NYCConference Code © American Conference Institute, 2016 PHONE: 888-224-2480 EMAIL: CustomerService@AmericanConference.com   MAIL: American Conference Institute 45 West 25th Street, 11th Floor New York, NY 10010 ONLINE: AmericanConference.com/womeninfinance FAX: 877-927-1563   Choose your Registration Method1 Fee Includes The program, all program materials, refreshment breaks and lunches. Please charge my o VISA o MasterCard o AMEX o Discover Card o Please invoice me NUMBER EXP. DATE CARDHOLDER o I have enclosed my cheque for $_______________ _including applicable taxes made payable to American Conference Institute (T.I.N.—98-0116207) o ACH PAYMENT ($USD) Please quote the name of the attendee(s) and the event code 893L16 as a reference. For International Registrants: Bank Name: HSBC Bank plc Address: 60 Queen Victoria Street, London EC4N 4TR, UK Account Name: American Conference Institute BIC (Bank Identifier Code): MIDLGB22 IBAN: GB52MIDL40051570315898 Sort Code: 40 05 15 For pricing in Euros or GBP please contact our Customer Service Team at CustomerService@AmericanConference.com Special Discount ACI offers financial scholarships for government employees, judges, law students, non-profit entities and others. For more information, please email or call customer service. Venue Information at a Glance Venue: Andaz Wall Street Address: 75 Wall Street, New York, NY 10005 Reservations: 1-888-421-1442 | 212-590-1234 Book your Accommodation American Conference Institute is pleased to offer our delegates a limited number of hotel rooms at a preferential rate. Please contact the hotel directly and mention the “ACI’s Women in Finance” or use the online reservation page provided below. Online Reservations: tinyurl.com/ACIWomenInFinance Who You Will Meet: In-house counsel from: • Mortgage lenders • Mortgage brokers • Banks and thrifts • Loan servicers • Loan purchasers • Investment banks • Hedge funds • Private equity Private practice attorneys specializing in: • Financial services • Mortgages • Bankruptcy • Securities litigation • Consumer finance • Regulations and compliance EXCLUSIVE ROOM RATES! American Conference Institute is pleased to offer our delegates a limited number of hotel rooms at a preferential rate. Please contact the hotel directly and mention the “ACI’s Women in Finance” conference to receive this rate. Reservations: 1-888-421-1442 212-590-1234 Online Reservations: tinyurl.com/ACIWomenInFinance
  • 8. 893L16.E REGISTRATION CODE  Attention Mailroom If undeliverable to addressee, please forward to: General Counsel; Chief Compliance Officer; Managing Partner; Chief Diversity Counsel; Corporate Counsel; Litigation/Legal Department Incorrect Mailing Information If you would like us to change any of your details, please email data@americanconference.com or fax the label on this brochure to 1-877-927-1563. American Conference Institute 45 West 25th Street, 11th Floor New York, NY 10010 May 12th- 13th, 2016 | Andaz Wall Street | New York, NY EARN CLE & ETHICS CREDITS American Conference Institute’s 2nd Annual Conference on Women Leaders in Financial Services Law and Compliance Increasing the Prominence of Women through Substantive Legal Discussion, Professional Development, and Woman-to-Woman Networking Keynote Address: Kelly Mahon Tullier Executive Vice President, General Counsel and Corporate Secretary Visa Inc. May 12th- 13th, 2016 | Andaz Wall Street | New York, NY American Conference Institute’s 2nd Annual Conference on Women Leaders in Financial Services Law and Compliance EARN CLE & ETHICS CREDITS Why this is a must attend event for you and your team: • Hear leadership strategies from over 30 in-house representatives from more than 25 leading financial services companies • Gain insights from a panel of women in government and financial regulation including CFPB, FDIC, FINRA, SEC, and USDOJ regarding their priorities • Get practical and tangible professional development skills featuring advice from law coaches • Participate in multiple networking opportunities throughout the conference including extended networking breaks, luncheons led by ACI’s Women Leaders in Financial Services Advisory Board, and cocktail parties ACIAmerican Conference Institute Business Information in a Global Context