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The Real Green
Revolution
Organic and agroecological
farming in the South

Nicholas Parrott &
Terry Marsden
Department of City
and Regional Planning,
Cardiff University
Greenpeace Environmental Trust
Canonbury Villas, London N1 2PN, United Kingdom
www.greenpeace.org.uk/trust
February 2002
Published by Greenpeace Environmental Trust
Canonbury Villas, London N1 2PN, United Kingdom
Registered Charity No. 284934


© Greenpeace Environmental Trust 2002
A catalogue record of this book is available from the British Library
ISBN 1 903907 02 0


Design by Paul Hamilton at One Another
Printed in the United Kingdom by Russell Press
Printed on 100% post-consumer recycled paper


Front cover image © Pasha Saale
Back cover image © 2001-Greenpeace/Lopez
Table of contents

Foreword                                                                         4
Food security for all the world’s people
Dr Doug Parr, Greenpeace Chief Scientist


Acknowledgements                                                                 8


1 Methodology and approach

   1.1 Context                                                                   10
   1.2 Aims and objectives                                                       10
   1.3 Scope and definitions                                                     11
   1.4 Research methods                                                          16

2 The world grows organic.

   2.1 Estimating the extent of global organic production                        18
   2.2 External stimuli for the development of organic agriculture               21
   2.3 Towards a typology of incentives and constraints to‘grow organic’         23


3 Regional perspectives

   3.1 Africa                                                                    36
   3.2 Asia                                                                      45
   3.3 Latin America                                                             51


4 Key themes

   4.1 Productivity and sustainability                                           61
   4.2 Organic agriculture and diversity                                         66
   4.3 Natural methods of enhancing soil fertility                               73
   4.4 Natural regimes of pest and disease control                               80
   4.5 Markets and premia                                                        90
   4.6 Certification                                                             93
   4.7 Institutional and political issues                                        98
   4.8 Social and cultural issues                                                101


5 Conclusions and recommendations

   5.1 Creating a coherent ‘alternative’ agricultural movement.                  107
   5.2 Promoting OAA: defining objectives                                        108
   5.3 Global research and advocacy                                              108
   5.4 Building local capacity.                                                  109


Bibliography                                                                     112


Glossary of abbreviations and acronyms                                           128


Appendix 1 – Electronic resources for OAA                                        130
Appendix 2a – Research institutes and consultancies                              137
Appendix 2b – NGOs and producer groups                                           138


Endnotes                                                                         144


                                                     The Real Green Revolution         1
List of case studies

    Case Study 1 The Chagga Home Gardens (Mt. Kilimanjaro, Tanzania)         14

    Case Study 2 Organic cotton production in India, Peru and Mali           24

    Case Study 3 Cuba: towards a national organic regime?                    27

    Case Study 4 World Food Day Farmers’ and Fishermens' Movement (Indonesia) 30


    Case Study 5 Ambootia Tea Estate (Darjeeling, India)                     35

    Case Study 6 Zaï: a traditional method for restoring degraded land       39

    Case Study 7 Organic and ethical banana production                       58

    Case Study 8 New developments in rice production                         63

    Case Study 9 Ecological land restoration in Tigray                       77

    Case Study 10 Sekem (Egypt)                                              93




2
List of tables and figures

Table 1 Key aims, principles and management practices of organic farming              12

Table 2.1 Certified organic land by country (hectares)                                19

Table 2.2 Certified organic land by country (% of agricultural land)                  19

Table 2.3 IFOAM members by country                                                    20

Table 2.4 Incentives and constraints to organic farming                               23

Table 2.4 The sustainable agriculture and rural development prize                     26

Table 3.1 Organic farming statistics for Africa                                       37

Table 3.2 African organic agricultural products on international markets              37

Figure 3.1 Illustration of Zaï or planting pit                                        39

Figure 3.2 The push-pull method for controlling maize stemborer                       42

Table 3.3 Organic farming statistics for Asia                                         45

Table 3.4 Organic farming statistics for Latin America                                52

Table 4.1 Examples of yield increases attributable to adoption of OAA                 62

Table 4.2 Risk reduction strategies of traditional farmers                            66

Table 4.3 Annual soil loss (tons/ha) at Ibadan, Nigeria                               67

Table 4.4 Effects of A. Albida on millet yield in Senegal                             69

Figure 4.1 Influence of trees on maize cropping in Tlaxacal (Mexico)                  72

Table 4.5 Nutrient management strategies                                              75

Table 4.6 Plants with pest controlling properties                                     78

Table 4.6 Premia generated by organic producers                                       81

Table 4.7 A flow chart for identifying synergies in OAA research                      99

Table 4.8 Textures of folk knowledge                                                  102




                                                          The Real Green Revolution         3
Foreword                                              still largely overlooked by policy-makers, this
    Food security for all the world’s people              movement presents a hopeful alternative to a
                                                          world that would be dominated by corporate
    Dr Doug Parr, Greenpeace Chief Scientist
                                                          agrochemical giants and monocultural
    The crisis in Argentina in late 2001                  agriculture. And, as this report shows, organic
    illustrated again a frustrating and unjust            farming is not simply a passing fad for
    reality: there is no direct relationship              consumers in the rich world. Put into practice
    between the amount of food a country                  in the South, it can increase food security,
    produces and the number of hungry people              reduce poverty and protect environmental
    who live there. In 2001, Argentina harvested          resources for the future – unlike its
    enough wheat to meet the needs of both                conventional alternative.
    China and India. Yet Argentina’s people were
                                                          Organic increasing
    hungry. Argentina's status as the world's
    second largest producer of GM crops –                 This report identifies some of the positive
    largely for export – could do nothing to              trends currently emerging, for example:
    solve its very real hunger problems at home.
    For fifty years conventional agriculture has          • Latest estimates of land managed according
    been getting less and less sustainable.                 to ecological principles vary from 15.8 to 30
    Chemical pesticides, fertilizers and hybrid             million hectares (equivalent to about 3% of
    seeds have destroyed wildlife and crop                  agricultural land in the South).
    diversity, poisoned people and ruined the               This figure would almost certainly be much
    soil. Now that the organic movement is                  higher if de facto organic agriculture
    taking off in the industrialised world,                 practiced by traditional subsistence farmers
    governments, international agencies and                 were to be included.
    global agribusiness corporations must stop
    promoting this destructive system in the              •    Two thirds of new members of the
    South. Instead, there must be coherent and                International Federation of Organic
    long-term support – in practice as well as in             Agricultural Movements (IFOAM)
    principle – to enable the nascent ecological              come from the South.
    farming movement in poorer countries to
    continue to grow into the future.                     • International agencies – principally the UN’s
                                                            Food and Agriculture Organisation (FAO)
    The world is on the brink of a second ‘Green            and the Centre for Trade and Development
    Revolution’, which – unlike the first – has the         (UNCTAD) – have woken up to the
    potential to truly live up to its name. This is not     potential of organic farming in raising
    a revolution in biotechnology; still less has it        farmers’ incomes, creating jobs and
    anything to do with genetic engineering.                enhancing food security.
    Instead, it is a global move towards ecological
    agriculture, which promises to both feed a            • Cuba has been moving towards a
    growing world population and to do so                   nationwide organic system, and 65% of its
    sustainably – without compromising the needs            rice and nearly 50% of fresh vegetables are
    of future generations to feed themselves.               now produced organically. Argentina now
                                                            has the largest area of land under organic
    Working in tandem with nature and                       cultivation of any country in the world after
    encouraging biodiversity and local self-reliance,       Australia.
    this new trend towards organic and
    agroecological farming is vibrant through
    Africa, Latin America and Asia. Although




4
Greater diversity
                                                    peasant farmers, who are intuitively aware
Maintaining agricultural biodiversity is vital to   of the dangers of monocropping.
ensuring the long-term food security of all the
                                                    Working with ecology
world’s people. This report also shows that
agroecological farms exhibit a much greater         This report shows how organic and
array of biodiversity than conventional             agroecological approaches to agriculture
chemical-dependent farms, with more trees,          are helping to conserve and improve farmers’
a wider diversity of crops and many different       most precious resource – the topsoil. In contrast
natural predators which control pests and help      to the problems of hardening, nutrient loss and
prevent disease. In many parts of the South, the    erosion experienced by conventional farmers,
diversity of crop species on organic and            organic managers across the South are using
agroecological holdings typically numbers in        trees, shrubs and leguminous plants to stabilise
the hundreds, in stark contrast to the              and feed the soil, dung and compost to provide
monoculture encouraged by conventional              nutrients, and terracing or check dams to
systems. For example:                               prevent erosion and conserve groundwater.
                                                    There is no ‘one-size-fits-all’ strategy, and the
• Indigenous farmers in Peru cultivate              best approach varies with local expertise and
  more than three thousand different types          ecological conditions.
  of potato.
                                                    Increasing yields

• More than five thousand varieties of sweet        The widespread assumption that converting to
  potato are cultivated in Papua New Guinea.        organic means a decline in yields has been
                                                    proven to be false, a conclusion supported
• In West Java, researchers have identified         by overwhelming evidence contained in this
  more than 230 species of plant within a dual      report. Case studies from many different
  cropping system, which includes                   countries – involving radically different
  ‘agroforestry’ home gardens and outfields.        practices, local conditions and crops – show
  In Mexico, the Huastec Indians manage             dramatic increases in yields as well as benefits
  a number of plots in which up to 300              to soil quality, a reduction in pests and diseases
  species are cultivated. Areas around the          and a general improvement in taste and
  house may contain between 80-125 useful           nutritional content of agricultural produce.
  species, many with medicinal properties.          For example:

This diversity is maintained through traditional
seed-swap networks, which are now being             • In Brazil the use of green manures and cover
extended and encouraged by the organic and            crops has increased yields of maize by
agroecological movement. Whilst global                between 20% and 250%.
industrial agriculture has led to a situation
where the world’s population gets 90% of its        • In Tigray, Ethiopia, yields of crops from
food calories from a mere 15 species of crops,        composted plots were between three and
organic and agroecological farmers are                five times higher than those treated only
providing a vital service in maintaining genetic      with chemicals.
diversity for the future –
a service increasingly threatened by genetically-   • Yield increases of 175% have been reported
modified pollution and corporate biopiracy.           from farms in Nepal adopting
The maintenance of a wide range of crops              agroecological management practices.
provides food security throughout the year, an
overwhelmingly important consideration for          • In Peru the restoration of traditional Incan




                                                                          The Real Green Revolution      5
terracing has led to increases in the order of     • The overwhelming majority of Southern
       150% for a range of upland crops.                    organic produce is still sold as unprocessed
                                                            primary commodities, leaving poorer
    The importance is not just that yields are              farmers still exposed to the vagaries of
    increased – important as that undoubtedly is –          world markets, and meaning that the
    but that the increases are much more under the          benefits of processing and value-adding
    control of the farmers and communities that             remain in the North.
    produce them, in contrast to a high input
    agricultural model where the benefits go to the       • Much Southern-based organic production is
    equipment and chemical manufacturers and                for export to the industrialised world,
    seed merchants.                                         raising the issues of ‘food miles’ and how
                                                            best to protect local food security and self-
    Economic drivers
                                                            reliance. However, local and national
    Across the South, engagement with the                   organic markets are developing in many
    lucrative and rapidly growing organic foods             poorer countries, notably Brazil, Egypt and
    market in the industrialised world is still the         Argentina.
    main driving force behind the development of
    the certified organic sector. Organic certification   • Expertise in certification is still
    can generate big premia for primary producers,          overwhelmingly concentrated in the
    especially from export markets. Although some           industrialised world, and achieving
    governments are now recognising the export              certification is a major barrier to many
    potential of organic produce, its development           farmers in poor countries who lack literacy
    so far has been driven almost exclusively by the        and other skills and facilities necessary.
    NGO sector – often despite official hostility.
                                                          What is needed
    Remaining challenges
                                                          This report makes some clear and practical
    This report goes on to show that some key             recommendations for how organic and
    challenges remain, however. These include the         agroecological agriculture should be supported
    following issues:                                     and promoted. Some of these are highlighted
                                                          below.
    • Hostility from conventionally minded
      Southern governments and established                • Governments in the South should rethink
      corporate and bureaucratic interests are still        the promotion of artificial pesticides and
      holding back the potential of organic and             fertilisers on poorer farmers through
      agroecological agriculture.                           extension workers, subsidies and media
                                                            campaigns, and at the very least remove
    • Many Southern-based NGOs promoting                    some of the barriers to NGO activity that
      organic and agroecological approaches face            currently hinder the growth of the organics
      crippling funding shortages, and are                  sector. At best, Southern governments should
      prevented from continuing their work often            begin to re-orient their priorities –
      for want of very small amounts of money in            educational, institutional and legal –
      comparison to that spent in the promotion             towards promoting ecological and
      of conventional agriculture.                          sustainable agriculture.

    • Mechanisms for transferring indigenous              • Where de facto organic farming is practised,
      knowledge from one locale to another need             it is vital to help farmers develop self-
      further development and resourcing.                   confidence in their traditional knowledge so
                                                            that they do not immediately switch to
                                                            chemicals once they can afford them, as a


6
result of having been told for years that         how the movement develops over the
   industrial farming is ‘more modern’.              coming years, and developing synergies
                                                     between social and environmental objectives.
• Security of land tenure is essential for
  farmers to have sufficient incentive to         • In addition, an agreement within the organic
  develop long-term organic management              movement itself is needed on the inclusion of
  strategies, and in areas where inequality         wider social and environmental criteria such
  of ownership is especially pronounced land        as ‘food miles’ and workers’ rights.
  reform will be necessary for ecological
                                                  Looking to the future
  farming to become widespread.
                                                  The dominant international worldview amongst
• Much greater support must be devoted to         policy-makers and opinion-formers still holds
  those grassroots NGOs and projects that are     that food security for a growing world
  the driving force behind the development of     population can only be achieved by promoting
  organic agriculture in the South. This          ever more intensive chemical-dependent
  requires a further mobilisation within          agriculture. The evidence from this report is
  Northern-based agencies to develop their        that this viewpoint is dangerously flawed.
  own projects and work with Southern-based       Firstly, the relationship between food security
  partners, and – crucially – greater financial   and food production is complex – famines
  support from the relevant funding bodies.       occur because people lack the money to buy
                                                  food, not solely because their own crops have
• Various successful projects are beginning to    failed. Secondly, chemical-dependent agriculture
  transfer the economic benefits of food          is fundamentally unsustainable. It exchanges
  processing to organic farmers in the South.     long-term ecological health (involving issues
  These include the making of fruit into          like biodiversity and topsoil quality) for short-
  conserves in the Andes to the extraction of     term productivity gains, and new developments
  sunflower oil from hand-powered mills in        in the genetic manipulation
  Kenya. More resources and investment in         of plants and animals are set to worsen this
  these frequently low-tech solutions could       disastrous trajectory. Thirdly, food security
  have significant paybacks for ecological        is endangered by encouragement for farmers
  farmers across                                  to opt for high yielding mono-crops requiring
  the Third World.                                substantial inputs. If the crops fail farmers are
                                                  in danger of losing their land to cover bad
• Better links need to be fostered between        debts – further contributing to rural-urban drift
  different disciplines and approaches within     in the South.
  the ‘alternative’ agricultural movement –
  bringing together (for example) foresters,      Ultimately, we believe the key aim at a practical
  researchers, livestock producers and            level must be to knit together the different
  horticulturalists in regional, national and     aspects and drivers of the organic and
  international networks.                         agroecological approach into a coherent
                                                  international movement which is capable of
• The development of certification capacity in    providing an alternative to the conventional
  the South – by governments working in           system. As ecological agriculture becomes more
  tandem with established NGOs – needs            successful economically, and an increasing
  to be boosted to prevent the need for costly    number of farmers throughout the South decide
  external inspections.                           – independently or with assistance from NGOs
                                                  – to jump off the chemicals treadmill, the
• Joined-up thinking between the organic and      chances of this real Green Revolution
  fair trade movements could be crucial in        succeeding become greater every day.


                                                                       The Real Green Revolution      7
Acknowledgements                                  Development, Togo), Mª Fernanda de A. C.
                                                      Fonseca (Brazil).
    We extend our grateful thanks to the
    following individuals who have helped with        N M Abdul Gaffar (Stassen Natural Foods,
    this project, primarily through responding to     Sri Lanka), Yvan Gautronneau (INRA, Lyon,
    our survey, but in other instances through        France), Maheswar Ghimire (Ecological
    helping us make contact with key individuals,     Services Centre, Nepal), Boghos Ghougassian
    providing access to libraries and databases,      (Middle East Centre for the Transfer of
    and acting as translators.                        Alternative Technology, Lebanon), Nicolien
                                                      van der Grijp: (Vrije Universiteit,
    Jacqueline Haessig Alleje (Rizal Dairy Farms,     Amsterdam), Papa Gueye, (Fédération des
    Philippines), Mustafa Akyuz (ETKO,                Agropasteurs de Diender, Senegal), Carolyn
    Turkey), Kossi Ahonyo (Centre de Promotion        Foster (University of Wales, Aberystwyth).
    des Initiatives de Base et de l’Environnement,
    Togo), Marta Astier (Interdisciplinary Group      Rob Hardy (Soil Association), Dr. Zahid
    for Appropriate Rural Technology, Mexico).        Hossain (Proshika, Bangladesh), Liz Hoskins
                                                      (Gaia Foundation).
    Reena Bansal (Ambootia Tea Estates, India),
    David Barkin (Universidad Autonoma                Rosie Jackson (Soil Association), Pauline
    Metropolitana, Mexico), Birgitt Boor (Bioherb,    Jones (Kitty Seed Project, Gambia), Mariam
    Germany), Angelina M. Briones (MASIPEG,           Jorjadze (Elkana, Georgia).
    Philippines), Edith Lammerts van Bueren
    (Louis Bolk Institut, Netherlands), Helen         J.G. Kanyi (Green Farming Group, Kenya),
    Broutschert (Cardiff University), Kath Burton     J.J. Kanjanga (Lipangwe Organic Manure
    (Soil Association), Everard Byer (Trinidad and    Demonstration Farm, Malawi) Nichole
    Tobago Organic Agriculture Movement).             Kenton, (IIED), Mustafa Koc (Ryerson
    K. Cadoret (Henry Doubleday Research              University, Canada) Avaz Koocheki (College
    Association),                                     of Agriculture, Ferdowsi University, Iran) Jon
                                                      Koshey (Spices Board of India)
    Tadeu Caldas, (Ecotropic, UK), Daniel
    Mones Cazon (FAEA, Argentina), Oscar              Mao Lamin (Zhejiang Camel Transworld
    Mendieta Chavez (Assoc. de Organisationes         Organic Food Company Limited, CHINA),
    de Product Ecologicos de Bolivia), Fernando       Nic Lampkin (University of Wales,
    Cruz (Cosecha del Sol, Mexico).                   Aberystwyth). Marcos Lena (Brazil) Huafen
                                                      Li (Agroecology Research Institute, China
    Alexander Daniel (Institute for Integrated        Agricultural University), Judy Longbottom
    Rural Development, India), Sue Edwards            (IIED), Emile Lutz (Planeta Verde, Brazil).
    (Institute for Sustainable Development,
    Tigray, Ethiopia), Marck van Esch (Bo             Friedel Mallinckrodt (SARD Prize), Justo
    Weevil, Holland), Bo van Elzakker (Agroeco,       Mantilla (Ecological and Medicinal Plant
    Netherlands), Lal Emmanuel (Nagenhiru             Institute, Peru), P. Mariaselvam (People’s
    Foundation, Sri Lanka).                           Agricultural Farm, Tamil Nadu, India), Laura
                                                      Martinez (Cardiff University), Prof. Peter
    Caporali Fabio (Universitia degli studia della    Midmore (University of Wales, Aberystwyth),
    Tuscia, Viterbo, Italy), Ali Faisal (Hyderabad,   Luiz Carlos Mior (Cardiff University),
    India), Luciano Florit (Universidade Regional     B. Mohan (Indian Bio Organic Tea
    de Blumenau, Brazil), Komla Foly                  Association).
    (Groupement des Jeunes pour l’Entraide et le




8
Elizabeth Nabanja-Makumbi (Mirembe Self         (Greenpeace), Anna J. Wieczorek (Vrije
Help Organisation of Uganda), Mamseedy          Universiteit, Amsterdam), Jean Marc von der
Njai (Gambia Agricultural Extension Service),   Weid (Assessorias e Servicios a Projectos em
Gunnel Axelsson Nycander (Swedish               Agricultura Alternitiva, Brazil), John
International Development Agency).              Wilkinson (Brazil).

Sunny Okwudire (Regfos Green                    Virginia Zeneteno (Organic Chile Certifier),
Commission, Nigeria).                           Anke Zimpel (University of Wales,
                                                Aberystwyth).
Suzanne Padel (University of Wales,
Aberystwyth), Fernando Pia (CIESA,              Particular thanks are due to Bernward Geier
Argentina); Carlo Ponzio (Sultan Organic        and Camilla Toulmin (of IFOAM and IIED
Farm, Egypt), Kranti Prakash (Ragavendra        respectively) who generously accepted
Niwas, India).                                  invitations to referee this report. We are
                                                indebted to them for their insights and advice
Vanaja Ramprasad (The Green Foundation,         on improving the content and presentation of
Bangalore, India), Sarath Ranaweera             this report. Any outstanding errors remain
(Biofoods, Sri Lanka) C. Sundara Rao            the responsibility of the authors.
(Enfield Agrobase, India), Paul Richards
(Wageningen Agricultural University, The        The authors welcome feedback and
Netherlands), Esther Roycroft (Henry            comments on this report which can be
Doubleday Research Association) Guido           addressed to parrottn@cardiff.ac.uk
Ruivenkamp (Wageningen Agricultural
University, The Netherlands).
Abdoulaye Sarr (Recours a la Terre, Senegal),
Guillermo Scarlato (CIEDUR, Uruguay),
Carsten Schuettel (Rapunzel, Germany),
Albert Schwarz (Shiré Highland Organic
Growers Organisation, Malawi), Nadia
Scialabba (FAO), Jata Shankar (Mana Seva,
India), Vandana Shiva, Research Foundation
for Science, Technology and Ecology, India)
C. Shastry, (Phalada Agro Research
Foundations, India), Richard Soita (Hope
Community Development Programme,
Kenya), Erika Sosa (GreenAqua, Ecuador),
Roland Sturm (Hess Natur-Textilien).

Laura Thornton (DfiD).

Narayana Upadhyaya (Skal, India), Fr.
Gregorius Utomo, (The World Food Day
Farmers' And Fishermen's Movement Of
Indonesia).

Ong Kung Wai (HUMUS Consultancy and
Marketing, Malaysia), Fred Wajje (World
Vision, Uganda), Stokely Webster




                                                                    The Real Green Revolution    9
1 – Methodology and approach                      (Sen, 1986). In this sense arguments as to
                                                       whether different forms of agriculture, such
     1.1 – Context
                                                       as GM, intensive or organic systems can ‘feed
     At the dawn of the twenty-first century two       the world’ are somewhat simplistic (Geier,
     competing agricultural models are                 1998). Other significant intermediary factors
     positioning themselves in an attempt to win       influence access to, and distribution of, food
     loyalty, support and commitment from              on the global and regional scales, and within
     farmers, policy makers and consumers              individual communities (Woodward, 1998).
     (Marsden, 2001). One, a biotechnology-led         This said, different models of food
     extension of the Green Revolution, holds the      production do play a role in shaping these
     promise of feeding the world through              entitlements: through making use of different
     improved yields, greater resistance to diseases   mixes of labour and capital (and increasingly
     and greater efficiency through the                nowadays, intellectual property); of locally
     manipulation of the genetic structure of          produced and imported inputs and; different
     plants (Pretty, 1998). Critics argue that the     market orientations.
     risks involved in releasing GMOs into the
     environment are unknown and unpredictable         Such differences are also reflected in the
     (ESRC Global Environmental Change                 research structures that help inform and
     Programme, 1999). Moreover, particularly          develop these different models. Conventional
     in the South, the adaptation of GMO               agricultural research tends to be
     technology implies a huge and unacceptable        laboratory/experimental farm based, often
     transfer of intellectual property rights (and     aiming at producing universally applicable,
     thus power) from farmers to seed companies        context-breaking solutions (e.g. hybrid
     and laboratories (Shiva, 2001).                   seeds). Organic research, by contrast, tends
                                                       to be more diffuse, ‘farm based’,
     The other model, which we explore here, of        participatory and draws upon local
     organic and agroecological farming is based       knowledge and tradition. Significantly, it is
     upon developing and maximising the use of         also focused upon ‘public goods’, resources
     locally available natural resources to            and techniques that are not readily
     maintain and build soil fertility and to deter    patentable but which are, generally, freely
     pests and diseases. It is a decentralised,        available. This may significantly contribute
     bottom-up approach to improving                   to explaining why organic research attracts
     agricultural capacity that relies upon,           only a fraction of investment from private
     promotes and celebrates diversity. Critics of     sources compared to conventional and
     this approach claim that reliance on natural      biotechnological approaches.
     and often traditional, production systems
                                                       1.2 – Aims and objectives
     will prove inadequate in the task of feeding
     the world either now or in fifty years time –     This report was commissioned to provide an
     when world population levels are predicted        overview of the ‘state of the art’ of organic
     to have doubled (Pinstrup-Andersen, 2000).        and agroecological farming systems in the
                                                       ‘South’ (see below for an explanation of this
     The ghost of Malthus appears to still haunt       terminology). The primary focus of the
     debates about food security, despite              report is on identifying systems, technologies
     widespread recognition that it is not food        and methods which are proving effective in
     production per se which determines whether        increasing yields, eliminating (or significantly
     the world is fed or not (Grolink, 2000), but      reducing) the need for chemical inputs and
     the political and economic structures which       (as a ‘second tier’ objective), in increasing
     provide, or deny, access to ‘food entitlements’   farmer incomes.




10
The aims of the report are:
                                                   engaged with OAA are twofold: those of
• to identify specific (and recently               disseminating existing knowledge through
  developed) projects/systems and, through         training, participatory research and
  this, identify possibilities for developing      experimentation, and differentiating OAA
  and supporting initiatives that have             produce through effective yet economic
  hitherto been neglected or underdeveloped        certification processes.
  at both research and project level;
                                                   Recent years have witnessed a surge of
• (in line with the above) to seek to identify     interest in and rapid development of OAA
  gaps in current knowledge and support;           in many parts of the South. The convergence
                                                   of several sets of interests (commercial,
• to provide indicators of likely future           developmental, and environmental) around
  developments (both in research agendas           the OAA agenda is in itself encouraging.
  and project development).                        After years of being marginalised OAA is
                                                   becoming increasingly accepted by the
In meeting the first aim we provide a broad        ‘mainstream’. The most significant
overview of the state of development of            manifestation of this is the recognition by
Organic and Agroecological approaches              the UN Food and Agriculture Organisation
(OAA) across the South, focusing on                (FAO) of the role that OAA can play in
countries where a critical mass has begun to       promoting ‘sustainable agriculture’. Given
develop and where innovative new                   this growth of interest we anticipate a
approaches are being put in place. We              significant expansion in both levels of
identify a number of case studies where OAA        production and the ‘knowledge base’
is presently proving successful in meeting a       surrounding OAA in the very near future.
range of diverse objectives: improving yields,     This notwithstanding, there remain
food security, farmers’ incomes and health         significant practical and attitudinal barriers
status, and reversing established patterns         to its further expansion.
of land degradation. We identify in our
                                                   1.3 – Scope and definitions
recommendations potential avenues for
assisting with the development of OAA:             For the purpose of this study we have
building links with existing research and          stepped aside from debates over what
extension networks, engaging with                  constitutes a ‘developing’ or ‘Third World’
established grassroots NGOs, and                   country and opted for a broad geographical
strengthening effective advocacy of the need       definition of the ‘South’: one which covers
for, and benefits of, OAA amongst policy           all of Africa, Asia (with the exception of
makers, farmers and consumers.                     Japan), Latin America and the Caribbean.
                                                   This approach gives us the scope to examine
Identifying gaps in knowledge has proven a         a wide range of organic and agroecological
more challenging task. The nature of OAA,          practices existing in different climatic,
rooted in specific ecological, agronomic and       topographic and socio-economic situations.
cultural contexts, militates against identifying   The systems and methods that we have
single key research issues that can provide        examined vary significantly from, at one
universal solutions. For this reason we have       extreme, those that primarily meet household
not singled out specific research issues           food requirements where surpluses are
relating to say, soil fertility or pest            bartered or sold, to market (often export)
management. Our overriding impression              focused production systems. These different
from the literature reviews and responses to       orientations imply quite different rationales
our survey is that the main priorities of those    amongst producers and lead us into a




                                                                       The Real Green Revolution    11
discussion of the similarities and differences      weeds and other pests.’
     between organic farming and agroecology.            (USDA, 1980 cited in Scialabba and
                                                         Aubert1998)
     Legal definitions of organic produce are
     codified in a number of formal standards that       Table 1 (below) expands on this definition by
     define the regimes that producers (or               exploring some of the key aims, principles
     processors) need to work within in order to         and management strategies employed in
     claim organic status. Globally there are more       organic agriculture.
     than 100 different organic certification
                                                         Table 1: Key aims, principles and
     systems in place (Van Elzakker, cited in
                                                         management practices of organic farming
     Scialabba and Aubert, 1998). Of greatest
                                                         Aims and principles
     importance are the international standards:
                                                         To develop, as far as possible, closed flows of
     the EU Organic Directive Regulation (CEC,           nutrients and organic matter within the farm and
     1991), the IFOAM (International Federation          therefore promote the ecological resilience of the
     of Organic Agricultural Movements) Basic            farm unit.
     Standards (IFOAM, 1999) and the guidelines
     produced by the FAO/WHO Codex                       Maintenance and improvement of soil fertility
     Alimentarius Commission (1999).1 By nature          • Mixed livestock and arable farming
     these are prescriptive, defining the applications   • Use of farm compost, mulches and green manure
     (e.g. pesticides and fertilisers) and processes     • Recycling and composting of vegetative matter
     (e.g. irradiation and genetic modification)         (including ‘off-farm’ materials)
     which are and are not permitted in food             • Use of crop rotation, fallows and strip cropping
     described as ‘organic’. These standards are         • Use of nitrogen-fixing plants
     concerned primarily with consumer protection
                                                         • Mixed cropping to maintain soil cover and
     and intended to provide unambiguous                 maximise nutrient availability
     guarantees to consumers who are in general
                                                         • Use of deep-rooting plants to recycle nutrients
     prepared to pay premium prices for organic
                                                         • Agroforestry
     produce. Detailed analysis of these standards,
     and of the differences between them, serves         • Use of contour bunds, terracing and other
                                                         mechanical methods to prevent soil loss
     little purpose here. Of more interest are the
     characteristics, principles and working
                                                         Pest and disease control
     practices involved in organic production,2
     which we explore below.                             • Crop rotations and intercropping (both of different
                                                           species and geni)

     One widely used definition of organic               • Companion planting

     production is that provided by the United           • Use of resistant varieties
     States Department of Agriculture (USDA):            • Use of alleopathic / antagonistic plants

                                                         • Use of physical barriers
     ‘A production system which avoids or largely          (e.g. tree breaks or insect traps)
     excludes the use of synthetic compounded            • Use of natural pesticides
     fertilisers, pesticides, growth regulators and
                                                         • Use of biological controls, such as predators
     livestock feed additives. To the maximum
                                                         • Control of carriers
     extent feasible, organic farming systems rely
     upon crop rotations, animal manures,                • Hand picking
     legumes, green manures, off-farm organic
                                                         Adopted from Harris et al.., (1998)
     wastes and aspects of biological pest control       and Scialabba, (1999)
     to maintain soil productivity and tilth, to
     supply plant nutrients and to control insects,




12
Notably both the definition and the key aims,     ‘organically produced’, and de facto organic
principles and management practices provided      production. Certified organic production
above make no reference to social justice or      forms the basis of what is now a
economic viability, both of which are key         phenomenally rapidly growing market.
features in determining the acceptability of      This may however represent just the tip of
OAA to consumers and producers alike.             the iceberg in terms of land that is managed
The importance of these issues is addressed       according to organic precepts but is not
later in the paper – for the moment we (like      certified as such. Such de facto organic
the authors above) confine ourselves to           farming appears to be particularly prevalent
discussing the agronomic aspects of OAA.          in resource-poor and/or agriculturally
                                                  marginal regions where local populations
The characteristics and management principles     have a limited engagement with the cash
discussed above are not solely restricted to      economy. In such situations, farmers have
organic farming. ‘Conventional’ farmers may       little alternative but to rely upon locally
well employ some of these techniques. For         available natural resources to maintain soil
example, livestock and/or green manures are       fertility and to combat pests and diseases.
used in many ‘conventional’ farming systems       In some instances sophisticated systems of
as a means of building or maintaining soil        crop rotation, soil management and pest and
fertility. However, they are increasingly being   disease control have evolved solely on the
replaced by artificial inputs, as the logic of    basis of traditional knowledge. The first case
specialisation in a globalised market place       study in this report, of the Chagga Home
favours the development of monocultural           Gardens in Tanzania (see over) provides an
farming systems at the expense of mixed ones.     example of an intensive, sustainable, multi-
                                                  functional organic system. Such systems are
Innovations in organic farming methods            associated with remote areas, often involving
(often driven by the need to meet standards)      culturally homogenous populations.
have a relevance that potentially extends         Although primarily subsistence-oriented,
beyond the organic sector (FAO, 1998 p.9).        these systems often also produce a range of
In Israel, for example, greenhouse                cash crops.
management techniques pioneered by organic
farmers have now become widely adopted by         As in many instances there is no official
conventional farmers (Raviv, 2000).3              recognition of the organic status of this land,
Similarly, principles of community ecology        there are very few reliable estimates of the
developed to control pests in European            extent to which de facto organic farming is
orchards have also benefited ‘conventional’       practised in the South. Estimates of the extent
growers (Brown 1999a and b). While                of de facto organic farming vary widely. Our
conventional producers may adopt some             impression is that the amount of land in the
organic techniques, organic farming remains       South farmed on this basis exceeds, probably
differentiated from conventional approaches       by a significant factor, land that is formally
by virtue of its exclusive reliance on natural    certified as being organic.4 Kotschi (2000),
methods of building soil fertility and            claims that ‘80% of registered organic land
combating pest and diseases.                      in the Third World has not undergone any
                                                  change in management practice’, suggesting
Agricultural systems that rely exclusively on     that there is a large pool of organically
natural methods of building soil fertility and    managed land which is not recognised as such,
combating pests and diseases fall into two        that could readily be certified if market
categories: certified organic production,         conditions permitted.
which has been inspected and is verified as




                                                                      The Real Green Revolution     13
De facto organic farming is an approach that        for staples (e.g. millet, beans and sorghum)
     is embraced and celebrated by agroecology.          and fodder. It is their home gardens that are of
     This approach shares much common ground             primary interest as they embody many key
     with the ‘standards-driven’ organic model.          elements of organic and agroecological
     Both promote a ‘closed system’ approach,            management strategy. The features of the
     use multiple and diverse cropping and rely          Chagga Home Gardens include:
     on biological sources for building soil fertility
     and controlling pests and diseases.                 • Capture of snowmelt water for irrigation
     Agroecology, however, is more specifically            through an elaborate system of
     rooted in the experience of the South                 channelling
     (particularly Latin America), and places
     greater emphasis in ‘acknowledging the              • A diversity of cropping for cash and
     socio-cultural and ecological co-evolution            consumption purposes, including bananas
     and inseparability of social and natural              (15 varieties), coffee, yams, beans,
     systems’ (Norgard, 1987). Thus, agroecology           medicinal plants, bees and livestock (see
     contains a more explicit social component             below)
     than the organic approach, whose focus is
     more upon verifiable technical standards.           • Maintaining cattle, pigs and poultry that
     Further, agroecological research is more              provide both protein and manure.
     strongly orientated towards the social                (Mammals are stall-fed with fodder from
     sciences, embodying a ‘human ecology’                 the trees and grasses from the plain and
     approach (Glaeser, 1995). Agroecological              the manure recycled, providing an
     research is more culturally specific and more         ongoing source of fertility)
     explicitly adopts a ‘farmer first’ philosophy.
     Agroecological systems do not however               • A design to maximise diversity – elaborate
     provide internationally recognised standards          patterns of vertical zoning exist –
     and therefore do not provide the same                 providing niches within the gardens for
     opportunities for attracting market premia as         different species and a range of sunny /
     certified organic systems. While some tension         cooler conditions
     exists between the ‘standards driven’
     approach of organic production, and the             • The use of a wide range of woody species
     more culturally relativist approach of                (Fernandes identifies and lists the
     agroecology, practitioners and advocates of           functions of thirty nine), many of which
     the two approaches share a broadly common             are multifunctional, providing fruit,
     philosophy and agenda, and in many                    fodder, fuel and medicines as well as
     instances work closely together.                      nutrients and crop protection


     Case study 1: the Chagga Home Gardens               • Cropping patterns designed to maximise
     (Mt. Kilimanjaro, Tanzania).                          continuity of yield

     The Chagga Home Gardens provide an                  • Bees, used to provide honey and for
     excellent model of integrated and sustainable         pollination.
     land management systems that use a minimum
     of external inputs. The Chagga people farm          The area is one of the most densely
     the southern and eastern slopes of Kilimanjaro      populated in rural Africa with about 500
     (900-1900m above sea level). Most also have         people per square kilometre. Average plot
     lowland plots on the drier plains, within 20km      sizes are small, just over 1 hectare, and
     of their home gardens. These are mostly used        support households with, on average, 9




14
family members. The system has been               sustainable agriculture is an extremely weak
maintained in a stable form for more than         form of agroecology, which ‘fails to address
100 years. Although individual crops may          either the rapid degradation of the natural
sometimes fail, multiple failures are             resource base, or resolve the debt trap and
unknown. Growing a range of cash crops            profit squeeze in which many farmers find
(bananas, coffee and, in extremis, timber)        themselves trapped’.
also provides some protection against market
price fluctuations. While there are some          Sustainable agriculture may be likened to
concerns that the system is approaching its       a broad church, which attracts a diverse
productivity limits within the present            congregation with a range of different ‘core
management regime, strategies for further         beliefs’. They include those whose primary
enhancing management techniques may yet           concerns are with ecology and ‘farmer first’
be developed. Some believe that the               approaches, but also ‘high –tech advocates
principles of this management system could        who propagate a second green revolution
be successfully transferred to similar upland     with gene technology and a new generation
areas in other parts of Africa: particularly      of agrochemicals’ (Kotschi, 2000 p.653).
Rwanda, Ethiopia and Kenya, although local        The attempt to include all these interests
cultural and ecological differences would         under a single defining banner leads to
need to be taken into account.                    sustainable agriculture ‘lacking a clear
                                                  profile’ (ibid.) and lacking clear indicators
(Sources: Fernandes (undated), Harrison (1987),
                                                  or definitions of how it differs from
Küchli (1996))
                                                  ‘unsustainable agriculture’.
A third approach, incorporating elements of
both the organic and agroecological models,       These disagreements aside, organic,
is that of ‘sustainable agriculture’. This has    agroecological and sustainable approaches
been a focus of activity and research within      to agriculture share common methodological
the ‘development’ field for at least a decade.    and theoretical ground in their use of
It is focused around three core principles:       participative approaches to agricultural
those of ‘ecological soundness, social            (and rural) research and development.
responsibility and economical viability’          This participative approach to research and
(Thrupp, 1996). Many projects and                 development has, in the last two decades,
programmes under the rubric of sustainable        grown into a significant discipline in its
agriculture explicitly aim to eliminate or        own right, generating a substantial body
reduce the use of artificial inputs, use local    of literature. (For examples of work in this
resources to build soil fertility and increase    area see: Haverkort et al.. 1991; Alders et
diversity within farming systems (for             al.. 1993, Conway 1985; van Veldehuizen,
examples of such projects see Thrupp 1996;        1997; Gündel 1998; Pretty et al.., 1999 and
Whiteside 1998; Pretty and Hine 2000b).           Bainbridge et al.. 2000). With a focus on the
However, both the organic and                     importance of traditional knowledge and on
agroecological movements experience some          innovation, experimentation and diffusion of
unease about the looseness of definitions         agricultural techniques, this body of literature
embraced by sustainable agriculture. As with      contains much of relevance to understanding
many other applications of the term               how OAA can be better promoted, and we
‘sustainability’, tensions can often arise over   draw upon it where it specifically relates to
operational definitions of ‘ecological            organic / agroecological systems.
soundness’, ‘social responsibility’ and
economic viability (Butler-Flora 1998).           In this report we focus both on ‘whole farm’
Rosset and Altieri (1997, p.283) argue that       systems, and on individual techniques. Whilst




                                                                       The Real Green Revolution     15
the first group represents exclusively organic    of ‘grey literature’ in providing current and
     or agroecological approaches, the latter          informed commentary on developments in
     group may form component parts of organic,        the field. Many key texts were only identified
     agroecological or sustainable farming             as a result of the survey that we conducted.
     systems, be transferable across all three         Many were e-mailed to us as ‘works in
     agricultural approaches and, in many cases,       progress’ or internal reports prepared as
     also be applicable to conventional and more       funding bids or project evaluations and not
     intensive systems.                                originally intended for publication. We
                                                       acknowledge the invaluable contribution of
     1.4 – Research methods
                                                       the many individuals and agencies who took
     The information presented in this report has      the trouble to assist our project in this way.
     been generated by a desk-based literature         Thus, in drawing together this literature
     review, supplemented by a semi-structured         review we have tapped into, and sought to
     survey of organic organisations, NGOs and         synthesise, a highly fragmented but rapidly
     academics and a selected number of face-to-       growing knowledge base.
     face and telephone interviews. Details are
     provided below of the work undertaken in          Survey
     each of these three areas.                        In addition to the literature search a survey
                                                       was undertaken of organic organisations,
     Literature reviews                                development and environmental agencies
     The literature relating to organic and            with an involvement in OAA, and informed
     agroecological farming is spread across           academics. The initial sample frame for the
     a number of sources. At the outset three core     survey was compiled from the IFOAM
     sources of literature were identified: the        membership directory (IFOAM, 2000), from
     organic movement’s own publications               which we selected all IFOAM members in
     (particularly those from IFOAM), those of         the South, together with those in the
     development and environment agencies,             industrialised world claiming to have active
     and broader academic literature. In addition      involvement in the South. Relevant
     a number of electronic information resources      development and environmental
     were visited, including remote access             organisations and academics with a known
     catalogues, the Web of Science and the Index      interest in the field were identified and added
     of Theses.5 Keyword searches were                 to the list. Requests for information were
     undertaken on ‘organic farming’ and               also sent out on the networks of the
     ‘agroecology’. Between them these sources         International Sociological Association RC40
     provided threads into a varied and eclectic       group and the food network of the
     range of fields of literature.                    International Human Development Project.
                                                       Throughout the project, a ‘snowball’ effect
     The role and potential of OAA in the South        was generated as feedback from these initial
     is attracting interest from a range of            contacts continued to generate further
     disciplinary backgrounds including:               suggestions of individuals and organisations
     agricultural, plant and soil science, rural and   to contact and which continued to elicit
     third world development, rural sociology,         responses throughout, and beyond, the
     geography and marketing. Moreover, the            contracted period of research.
     literature is spread across a range of types of
     sources: academic journals, trade                 Given the time constraints of this project,
     publications, conference proceedings and          and the broad range of interests of the
     agency reports. As the study progressed we        organisations and individuals whom we
     became increasingly aware of the importance       wished to contact, the survey itself was




16
carried out on an informal, semi-structured       • Voluntary Services Overseas, London
basis. In preference to a questionnaire
format, which may well have limited the           • International Institute for Environment
types and range of responses elicited, a letter     and Development (Camilla Toulmin, Judy
was written (and translated into French,            Longbottom and Nichole Kenton)
Spanish and Portuguese) outlining the project
and requesting details of projects, good          • The Gaia Foundation, London (Liz
practice, policy and research issues. More          Hoskins and Sue Edwards, Institute for
than 400 copies were sent out throughout            Sustainable Development, Tigray)
December 2000 and January 2001 (the vast
majority by email) and more than 150              • International Human Development
responses received by the end of February.          Centre, Amsterdam

Interviews and visits                             • University of Cordoba (Prof. Eduardo
In addition to the literature review and            Guzman)
survey, a limited number of visits were made
to institutions identified as having specialist   • The Soil Association, Bristol (Rob Hardy)
knowledge or expertise relevant to this study.
These are listed below. In most cases these       In addition to these, a visit was made to
visits had the dual purpose of using library      Biofach (the World Organic Trade Fair) held
resources and meeting with informed               at Nürnberg, Germany in February 2001.
individuals working at those institutes –         This proved particularly fruitful, enabling
in all cases these interviews were of an          contact to be made with many producers
informal nature.                                  from the South and with representatives from
                                                  several leading international organic
• The Welsh Organics Centre, Aberystwyth          organisations.6 These meetings and
  (Nic Lampkin, Suzanne Padel, Peter              conversations significantly helped shape the
  Midmore and Anke Zimpel)                        final structure and emphasis of the report.




                                                                     The Real Green Revolution   17
2. The world grows organic                        of the extent of organic production on a
                                                       global basis. Drawing upon the ITC report
     2.1 – Estimating the extent of global organic
                                                       (1999) and other data sources, they identify
     production
                                                       around 15.8 million hectares of land around
     Only in recent years has published data           the world that are managed organically.
     regarding the extent of organic agriculture       Argentina is clearly the largest certified
     in the South become available. The                organic producer in the South with 3 million
     International Trade Centre (ITC) recently         ha. (1.77% of its total agricultural land)
     published a directory on products and             under organic production. This accounts for
     market development in the organic sector          almost 19 % of total global organically
     (1999) with the aim of fostering trade            managed land. Other Latin American
     opportunities, especially for developing          countries account for around 1.3% of the
     countries. This provides a country-by-            global total of organically managed land.
     country analysis of organic production and        Africa and Asia account for only fractions
     demand, together with details of available        of a percent (0.14% and 0.33% respectively)
     produce and the principal trading and             (Willer and Yussefi, 2001, p.28).9
     development organisations. It also provides
     some details (though sketchy in places),          Whilst these figures provide a useful
     about the profiles of ‘non-certified’ activity.   overview, there are evident omissions in the
                                                       data. For example, there is no data for many
     More recently the German organic                  countries known to be exporting organic
     organisation, Stiftung Ökologie & Landbau         produce to the industrialised world. Walaga
     (SÖL) published a statistical digest of global    (2000) identifies a number of African
     organic production (Willer and Yussefi,           countries which are known to be exporting
     2000, 2001). These figures provide the basis      organic produce but which do not appear in
     for a more comparative analysis of the extent     these tables. These countries include: Algeria,
     of organic production in different parts of       Benin, Burkina Faso, Comoro Islands, Ivory
     the world (see tables 2.1. and 2.2, below for     Coast, Madagascar, Morocco, Mozambique,
     summaries). A further useful data source is       Senegal and South Africa (see table 3.2). Such
     the annual IFOAM members Directory                discrepancies occur due to a number of
     (IFOAM, 2000), which lists members by             factors. In part there is the problem of a time
     country, thereby permitting proxy estimates       lag in data collection. Even in the EU, which
     of activity rates. 7                              has a strong data gathering capacity, it is
                                                       difficult to collate information that is less
     The FAO has also prepared a number of             than two years out of date (Foster, pers.
     studies of organic systems on a global scale      comm.). The rapid expansion of certified
     (FAO, 1998, 1999, 2000a; Scialabba 1999,          organic production in the South and the
     2000; Scialabba and Aubert, 1998).8 They          more limited capacity for data collection
     have recently commissioned a number of            mean that the figures provided in Tables 2.1
     specialist reports and are in the process of      and 2.2 are almost certainly underestimates.
     constructing a database of organic literature     Other factors may play a key role: the cost
     (FAO, 2001). Thus the literature providing        and other constraining factors of certification
     global perspectives on OAA, while not             (discussed in section 4. 6), means that such
     extensive, is rapidly growing and is likely       data is only likely to be collected for land
     to be more substantial in forthcoming years.      where much, or all, of the crop is destined for
                                                       export markets. The only likely exceptions to
     The SÖL reports (Willer and Yussefi, 2000         this are those few countries that have
     & 2001) provide valuable early estimates          established their own (IFOAM accredited)




18
Table 2.1 – Certified organic land by country (hectares)

                                Latin America            Africa                   Asia

>1 Million ha.                  Argentina (3M)

100,000 – 1 M ha.               Brazil

25-100,000 ha.                  Mexico

5-25,000 ha.                    Paraguay, Peru,          Tunisia, Uganda          Turkey, China, Japan
                                Costa Rica, Bolivia,
                                Guatemala
                                                                                                        10
1-5,000 ha.                     El Salvador, Chile,      Tanzania, Egypt,         Papua New Guinea ,
                                Nicaragua, Uruguay       Zimbabwe                 Israel, India, Taiwan

<1,000 ha.                      Suriname, Colombia       Cameroon, Mauritius,     Republic of Korea,
                                Malawi                                            Sri Lanka, Honk Kong,
                                                                                  Lebanon, Philippines

Known existence of              Ecuador, Honduras        Burkina Faso, Ghana,     Pakistan
organic production but                                   Zambia
figures not available

Adapted from Willer and Yussefi, (2000 & 2001)



Table 2.2 – Certified organic land by country (% of agricultural land)

Organic land as % of
domestic agricultural total     Latin America            Africa                   Asia

> 1%                            Argentina (1.77%)

0.5 – 0.99%                                                                       Papua New Guinea

0.15-0.5%                       Costa Rica, El Salvador, Mauritius                Japan
                                Surinam, Guatemala

0.025-0.14%                     Paraguay, Mexico,        Tunisia, Egypt, Uganda   Turkey, Republic of
                                Brazil, Peru                                      Korea, Lebanon

<0.025%                         Bolivia, Nicaragua,      Tanzania, Cameroon,      Sri Lanka, China, India
                                Chile, Uruguay,          Zimbabwe, Malawi
                                Colombia

Adapted from Willer and Yussefi, (2000 & 2001)



certifying bodies, where certification costs are       (see Table 2.3, over). These provide a useful
likely to be more in line with the premia that         proxy method for estimating levels of OAA,
producers can expect to obtain on local                which cover both certified and informal,
markets.11 Organic production systems which            ‘de facto’ approaches. Although in some
work on a ‘trust’ basis, agroecological and            cases IFOAM membership figures for
traditional ‘de facto’ organic systems will not        individual countries correspond with the
be included in these figures. Between them             amount of certified organic land, there are
these are likely to significantly outweigh             many instances where they do not. For
formally certified holdings.12                         example, IFOAM has members in many
                                                       countries that are not identified as having
An alternative approach to gauging levels of           any certified organically managed land.
OAA is through analysis of IFOAM                       Some of these countries (notably Kenya,
(International Federation of Organic                   Senegal, Venezuela, the Philippines and South
Agricultural Movements) membership figures             Africa) have a relatively high number of




                                                                            The Real Green Revolution        19
Table 2.3 – IFOAM Members by Country

     No. of IFOAM members          Latin America          Africa                 Asia

     39                                                                          India

     18                            Argentina

     16                                                   Kenya                  China

     10                                                   Senegal

     9                             Venezuela                                     Philippines

     8                             Chile, Mexico

     7                             Brazil                 Burkina Faso, Egypt    Turkey

     5                             Bolivia                South Africa           Sri Lanka

     4                             Ecuador, Peru                                 Malaysia, Pakistan

     3                             Costa Rica, Guatemala, Benin, Cameroon,      Indonesia, Nepal,
                                   Nicaragua, Paraguay    Congo, Ghana, Malawi, Thailand
                                                          Togo, Uganda,
                                                          Zimbabwe

     2                             Columbia, Uruguay                             Bangladesh, Israel,
                                                                                 Vietnam

     1                             Cuba, Trinidad and     Algeria, Ethiopia,     Iran, Iraq, Korea,
                                   Tobago                 Ivory Coast,           Lebanon, Palestine,
                                                          Madagascar, Mali,      Taiwan
                                                          Nigeria, Somalia,
                                                          Tanzania

     Adapted from IFOAM (2000)


     IFOAM members, yet there is no data                organic farming is practised, although the
     available for organically managed land             balance of views suggests that the amount
     within these countries. Many of the                of de facto organically managed land almost
     organisations affiliated to IFOAM are quite        certainly outstrips ‘certified’ organic land,
     evidently community and/or peasant farming         probably by a considerable amount. Informal
     organisations who would be unlikely to have        use of OAA appears to be concentrated in
     to have much engagement with export                specific countries and particularly in certain
     markets. Thus the IFOAM Directory                  types of area (discussed in section 2.3
     arguably provides a more realistic assessment      below). It is often a ‘hidden’ form of
     of levels of the existence of non-export           agriculture, rarely the subject of interest from
     oriented OAA within individual countries.          government extension agencies and only
     Differences between data contained in tables       sometimes the focus of development and aid
     2.1 and 2, and table 2.3 offer clues as to         projects. It is likely to be oriented primarily
     countries where de facto organic agriculture       towards local and regional markets, which
     may be practised on a significant scale.13         further obscures information gathering as to
                                                        the extent to which it is practised. In view
     Such deductive reasoning is useful since there     of these factors, the development of any
     are few other ways of identifying the extent       definitive global estimates of the extent of de
     and existence of de facto organic farming.         facto and uncertified OAA is an unlikely
     Our literature review and survey both              prospect in the foreseeable future.
     strongly suggest that OAA is practised more
     extensively than official certification figures    One recent report partially fills this gap by
     suggest. Opinions vary significantly (see          providing estimates of the amount of land
     chapter 3) as to the extent to which de facto      managed according to precepts of




20
‘sustainable agriculture’. Pretty and Hine        growing demand for organic produce in the
(2001a) undertook a major survey that             industrialised world is opening up new
identified 208 sustainable agriculture projects   market opportunities for producers in the
and initiatives, involving almost 9 million       South (FAO, 1999; ITC, 1999). In response,
farmers, managing almost 30 million               a new breed of ‘ecological entrepreneur’ is
hectares of land on a ‘sustainable basis’.        emerging, seeking out producers able to
The authors estimate that this is equivalent      provide consistent supplies of organic
to c. 3% of arable and permanent cropland         produce to specified quality standards.
in Asia, Africa and Asia. Some reservations,      This process involves identifying or, in many
however, should be expressed over the             instances, setting up producer groups who
comprehensiveness and interpretation of           are willing and able to meet this demand.
these figures. The great majority (70%)           In so doing these entrepreneurs often become
of land that they identified as sustainably       involved in areas traditionally associated with
managed is under new ‘zero-till’ and crop         agricultural extension or developmental
cover management regimes which are not            work, providing training, research and
necessarily either organic or agroecological.     sometimes credit facilities.
Moreover, as the authors point out, in most
instances the ‘conversion’ to such methods        Many of the entrepreneurs involved in
has occurred in the 1990s. Thus the               promoting the growth of ‘certified’ organic
emphasis of this data is very much on             produce across the South are based in the
‘projects and initiatives’, with the inevitable   industrialised world. Swiss, German, British
implication that sustainable, agroecological      and Dutch companies and individuals are
and organic systems that have been                particularly active in seeking sources of
developed by farmers, independently of            organic produce. Some Southern-based
development agencies, extension services or       entrepreneurs and community groups are
NGOs are likely to remain unrecorded.             also recognising this potential. However,
                                                  state support for promoting organic
In conclusion, large and probably                 production remains limited to a few
unanswerable questions remain over the            countries (notably a few countries in South
extent to which OAA is practised in the           America, Turkey, Tunisia, Egypt and China).
South, particularly on an informal basis.
In the remainder of this section we turn          Few Southern countries have put in place
our attention to identifying the main factors     measures to safeguard and support their
which are driving the growth of OAA,              organic farming systems (i.e. legislation and
examining the role of external stimuli and        extension services). Fewer still have
the incentives for, and constraints upon,         developed the capacity to undertake
farmers in the South adopting OAA.                certification activities, and most work of this
                                                  nature is undertaken by Northern-based
2.2 – External stimuli for the development
                                                  consultancies (see section 4.6 for a more
of organic agriculture
                                                  detailed analysis of the issues that this gives
In recent years there has been a rapid growth     rise to).15 Increasingly, trade promotion
in the interest shown by the South in the         organisations, such as the International
potential of OAA. Two thirds of the recent        Trade Centre (Geneva) and the Centre for
growth in IFOAM membership is due to new          the Development of Industry (Brussels) are
recruits from the South (La Prairie,14 cited in   becoming involved in promoting and
Scialabba & Aubert, 1998). Several vectors of     developing organic linkages between the
this growth can be identified, market forces      ‘First’ and the ‘Third’ worlds.
being among the most important. Rapidly




                                                                       The Real Green Revolution    21
National and international development              agriculture programme , recognising that:16
     agencies are a second force that is
     encouraging the adoption of organic                 ‘it plays an important role in developing
     production in the South. Here the primary           innovative production technologies,
     concerns are with enhancing food security,          providing new market opportunities for
     increasing farmers’ incomes and halting (or         farmers and processors, and generally
     reversing) environmental degradation. Such          focusing attention on environmental and
     projects often, but by no means always,             social concerns. COAG (the FAO’s
     focus on maximizing use of local resources          Committee on Agriculture) will consider the
     and knowledge in order to achieve these             need for an FAO-wide, cross-sectoral
     aims. Some projects promoted under this             programme on organic agriculture that
     agenda will be wholly organic, but the              would provide information and discussion
     majority of such projects are neither               forums on production and trade, supply
     explicitly, nor wholly, organic, although they      advice and technical assistance, develop
     may incorporate significant elements of             standards and use pilot projects to improve
     organic practice within them.                       organic farming techniques.’
                                                         (Eric Kueneman,17 1999)
     The role of organic farming as a ‘development
     strategy’ has been gaining increasing credibility   Since adopting organic agriculture within its
     in recent years. In 1996 a UNCTAD report            remit, the FAO has developed a medium
     highlighted the role that organic agriculture       term plan intended to raise the profile and
     can play in trade, environmental improvement        support the development of organic farming
     and social development in the third world.          systems through developing dissemination
     Although the report expressed some misgivings       and networking vehicles, commissioning
     about economic viability and technical              studies, and providing effective decision
     feasibility, it concluded that:                     support tools (FAO, 2001).18 However, the
                                                         FAO’s support for organic farming maintains
     ‘Organic production has an undeniable edge          an element of caution. For example, in
     over conventional farming in terms of its           several publications they argue for partial
     beneficial impact on the environment and            conversion to offset potential loss of yields.
     human health. Moreover, it can also
     contribute to higher incomes, better food           Other government-financed development
     security and creation of employment.’               agencies are also taking a keen interest in
     (UNCTAD, 1996)                                      organic systems as a tool for development.
                                                         In the UK, DfID recently commissioned the
     The report also commented upon the                  Henry Doubleday Research Association
     ‘flawed’ basis upon which comparisons               (HDRA) to undertake reports into farmer
     are made between conventional and organic           demand and potential for development of
     agriculture, stating that:                          organic farming in sub-Saharan Africa
                                                         (Harris et al.. 1998) and on management
     ‘if an internalisation of environmental and         of manure in the Kenyan Highlands (Lekasi
     social costs and benefits were to take place,       et al.., 1998). A forthcoming DfID handbook
     organic farming would appear economically           for advisors will contain information on
     justifiable’ (ibid.).                               evaluating organic projects. A further
                                                         publication on the role of ‘socially
     Since then the role of organic agriculture has      responsible’ business as a development tool
     been recognised by FAO, who in 1999                 will include a chapter on organic production
     included it within their sustainable                (Agroeco, 2001, van Elzakker, pers. comm.)




22
The German, Swiss, Swedish, Belgian and                 and Cotton project, which specifically
Dutch government development agencies                   addresses the potential of organic cotton
are all sponsoring research and/or projects,            farming practices – reflecting concern about
which have led (or are intended to lead)                the impacts of cotton on water cycles (WWF,
to the establishment of commercially viable             1999; Bärlocher, 2000).
export-oriented organic development
programmes.19                                           In some respects therefore, we are witnessing
                                                        a blurring between what might be regarded
A third driving force behind the growth of              as developmental/environmental and
OAA is the ‘nature conservation’ agenda.                commercial approaches to promoting OAA.
Though less significant than the previous               Many of the development and environment
two, it is still worthy of mention. Our                 agencies are adopting a market-oriented
literature survey highlighted a number of               approach in an attempt to secure better
examples where nature conservation                      market prices for organic produce. At the
organisations are working closely with local            same time many ecological entrepreneurs are
farmers who live in or close to areas of                taking on some responsibilities of extension
significant nature conservation interest (see           workers, and are providing training, advice
for example, Stein 1996; Flores-Escudero;               and sometimes credit facilities to their
Panuncio; Pryor; Vreeland, all 2000). Here              producer groups.
the aim is to maintain the integrity of
                                                        2.3 – Towards a understanding of incentives
landscapes, habitats and biodiversity, and at
                                                        and constraints to ‘grow organic’
the same time ensure that local communities
are able to maintain or improve their                   All these external influences must be
livelihoods. The recent Vignola Declaration             considered in the light of how OAA coincides
and Action Plan (in Stolton et al., 2000a;              or conflicts with farmers’ perceptions of the
2000b) marked the beginning of what may                 risks and benefits involved in different farming
prove to be a powerful coalition of interests           strategies. In a summary of the potential of
between the international organic and nature            organic farming in Africa, Walaga (2000)
conservation movements (Stolton & Dudley,               identifies a range of incentives and constraints
2000). On a commodity (rather than site-                on farmers’ adopting organic practices.
specific basis) the World Wide Fund for                 We use this typology as a basis for discussion
Nature (WWF) has established a Fresh Water              of the topic in a more global context.

Table 2.4 – Incentives and constraints to organic farming

                                                                    20
Incentives                                              Constraints

Disillusion with ‘Green Revolution’ technologies and    Growing rural populations place traditional forms of
an awareness of the dangers of intensive agriculture,   agriculture under strain and encourage moves
including resource degradation.                         towards intensification.

The (increasing) cost of Green Revolution               The high cost of certification (especially in regard to
technologies makes them inaccessible to the large       local wages / incomes) undertaken by outside
                                                                       21
majority of farmers.                                    organisations.

Organic farming draws upon (and valorises)              Low literacy levels in rural areas make record-
indigenous knowledge.                                   keeping a problem.

The influence of the environmental and development      Lack of trade liberalisation in some countries
movements has led to organic systems being              prevents development of export markets.
introduced to combat erosion and desertification.

Growing awareness that international organic
markets offer premia and the opportunity for farmers
to increase incomes.

From Walaga (2000)



                                                                                The Real Green Revolution         23
2.3.1 – Incentives for adopting OAA
                                                        respiratory illness amongst the workforce,
     Disillusion with ‘Green Revolution’                improvement in the quality of drinking water
     technologies                                       and the improved stability of steep hillsides
     This is most likely to affect farmers with         as three key benefits flowing from their
     direct experience of participation in              conversion to biodynamic practices. Second
     conventional chemical-dependent farming            generation environmental problems such as
     systems that have given rise to what               these have often coincided with declines in
     Paarlberg (1994) terms ‘second generation          (or stagnation of) yields obtained from
     rural environmental problems’. These               intensive farming practices and/or declining
     include:                                           world market prices. Individually, or in
                                                        combination, these forces are influencing
     • diminishing returns from repeated                many farmers engaged in commodity-
       pesticide and fertiliser applications            orientated production to jump off the
                                                        treadmill of conventional agricultural
     • deterioration of soil and water quality          production and convert to more sustainable
                                                        methods.
     • health-related problems
                                                        Case study 2 – Organic cotton production in
     • declining groundwater levels                     India, Peru and Mali

     • loss of biodiversity                             Cotton is one of the most demanding of
                                                        crops in terms of pesticide and insecticide
     • increased risk of crop disease.                  applications. The effect of these on
                                                        watercourses, human health and ecosystem
     Part of the problem lies in the toxic nature       diversity has increasingly become a cause of
     of many forms of pesticides and fertilisers,       concern (Myers and Stolton, 1999). In many
     but is compounded by inadequate methods of         areas cotton pests are becoming increasingly
     technology transfer. For example, one report       resistant to spraying, and despite increased
     from Algeria suggests that only a small            frequency of pesticide applications, farmers
     minority of hill farmers read and follow           face declining yields. One response is a shift
     instructions that accompany purchased              to organic cultivation, as shown in these
     agrochemicals (Moali-Grine, 2000).                 three case studies.

     The problems outlined above have proved            The Maikaal Bio-Cotton Project, Madhya
     particularly acute in relation to cotton, which    Pradesh, India
     accounts for 2.4% of global arable land but        In 1992 an alliance between local farmers,
     24% of the insecticide market (Bärlocher,          their local spinning mill, sales agents and an
     2000). Despite the intensity of agrochemical       organic consultancy set about creating an
     use in conventional cotton projects, organic       organic cotton project. Farmers were
     approaches to cotton growing have been             experiencing severe pest problems, despite
     developed in many parts of the world,              repeated pesticide applications: whitefly had
     creating environmental and economic                developed pesticide resistance and many
     benefits (see case study 2, over). Another of      farmers were abandoning cotton production
     our case studies, of a tea estate in India, also   altogether, due to declining returns and
     highlights the health and environmental            toxicity problems. Government researchers
     benefits of switching to organic production.       and extensionists were sceptical of the
     Managers at the Ambootia Tea Estate (see           initiative and suggested changing crops
     case study 5) identify reductions in               rather than method of production. There




24
were no other certified organic projects in         Sugar cane yields are 30% higher. Sugar
India at the time, and a feeling that the           mills also pay a premia for the organic
project was attempting the impossible.              cane as it has a higher sugar content.
                                                    Other products, particularly wheat, attract
In the first year an experimental plot was          local market premia because of its
established at the mill’s own small farm,           superior taste.
to act as a reference point for farmers.
The following year two hundred farmers            • Soils have become softer and more crumbly
joined the trial, applying a range of solutions     and do not crack as much in the dry season.
that had been developed through a series of         Farmers attribute this to composting, which
meetings between consultants and farmers.           leaves residual fertility in the ground for
Seven years later more than one thousand            next year’s crop. Composting also reduces
farmers, cultivating more than 15,000 acres,        the need for weeding, as it reduces
have joined the scheme. Organic cotton is           availability of weed seeds.
the main crop, accounting for around half
of this. It is grown in rotation with a wide      • Irrigation requirements have been reduced
range of food crops.                                due to the increased moisture-retaining
                                                    capacity of the soil.
An extensive infrastructure has been created
to support the project. There is a team of        • Pest incidence has been reduced to a
bio-agricultural extension officers located in      minimum. Pest control management is
eight extension centres, which serve between        now one of the least important discussion
eight and fifteen villages each. Regular            topics at meetings. Natural predators are
monitoring is undertaken and practical and          now very common on organic land and
theoretical training is offered to farmers. A       farmers have learned how to monitor and
range of biodynamic and organic techniques          encourage their development. Some have
have been developed. These include the use          developed these techniques so successfully
of trap and host crops (the latter to provide       that they no longer need to purchase
habitats for predators), compost making and         biodynamic preparations. By contrast,
use of biodynamic preparations. The latter          conventional farmers are facing increasing
are prepared locally (generating more jobs),        pest incidence.
and credit for farmers and distribution is
arranged. Farmers have a guaranteed market        • Most of the farmers have been using
and receive a 25% premia.                           biodynamic preparations on their land
                                                    for seven years and are happy with the
Participant evaluation seven years after the        results.
project was initiated showed a remarkably
diverse set of achievements:                      • Labour requirements are substantially
                                                    reduced and production costs for organic
• Average cotton yields on participating            cotton are 30-40% of those for
  farms are on average 20% higher than              conventional production.
  on neighbouring conventional farms.
  These tend to increase with length of           • Given the reduced costs, equivalent / higher
  participation in the programme.                   yields and market premia, farmers’ margins
                                                    are now significantly higher than before.
• Yields of other rotational crops (wheat,
  soya and chilli) are equal to or up to 20%      • Wider, knock-on effects have been
  higher than those on conventional land.           observed. Farmers not involved in the




                                                                      The Real Green Revolution    25
The Real Green Revolution Organic and Agroecological Farming
The Real Green Revolution Organic and Agroecological Farming
The Real Green Revolution Organic and Agroecological Farming
The Real Green Revolution Organic and Agroecological Farming
The Real Green Revolution Organic and Agroecological Farming
The Real Green Revolution Organic and Agroecological Farming
The Real Green Revolution Organic and Agroecological Farming
The Real Green Revolution Organic and Agroecological Farming
The Real Green Revolution Organic and Agroecological Farming
The Real Green Revolution Organic and Agroecological Farming
The Real Green Revolution Organic and Agroecological Farming
The Real Green Revolution Organic and Agroecological Farming
The Real Green Revolution Organic and Agroecological Farming
The Real Green Revolution Organic and Agroecological Farming
The Real Green Revolution Organic and Agroecological Farming
The Real Green Revolution Organic and Agroecological Farming
The Real Green Revolution Organic and Agroecological Farming
The Real Green Revolution Organic and Agroecological Farming
The Real Green Revolution Organic and Agroecological Farming
The Real Green Revolution Organic and Agroecological Farming
The Real Green Revolution Organic and Agroecological Farming
The Real Green Revolution Organic and Agroecological Farming
The Real Green Revolution Organic and Agroecological Farming
The Real Green Revolution Organic and Agroecological Farming
The Real Green Revolution Organic and Agroecological Farming
The Real Green Revolution Organic and Agroecological Farming
The Real Green Revolution Organic and Agroecological Farming
The Real Green Revolution Organic and Agroecological Farming
The Real Green Revolution Organic and Agroecological Farming
The Real Green Revolution Organic and Agroecological Farming
The Real Green Revolution Organic and Agroecological Farming
The Real Green Revolution Organic and Agroecological Farming
The Real Green Revolution Organic and Agroecological Farming
The Real Green Revolution Organic and Agroecological Farming
The Real Green Revolution Organic and Agroecological Farming
The Real Green Revolution Organic and Agroecological Farming
The Real Green Revolution Organic and Agroecological Farming
The Real Green Revolution Organic and Agroecological Farming
The Real Green Revolution Organic and Agroecological Farming
The Real Green Revolution Organic and Agroecological Farming
The Real Green Revolution Organic and Agroecological Farming
The Real Green Revolution Organic and Agroecological Farming
The Real Green Revolution Organic and Agroecological Farming
The Real Green Revolution Organic and Agroecological Farming
The Real Green Revolution Organic and Agroecological Farming
The Real Green Revolution Organic and Agroecological Farming
The Real Green Revolution Organic and Agroecological Farming
The Real Green Revolution Organic and Agroecological Farming
The Real Green Revolution Organic and Agroecological Farming
The Real Green Revolution Organic and Agroecological Farming
The Real Green Revolution Organic and Agroecological Farming
The Real Green Revolution Organic and Agroecological Farming
The Real Green Revolution Organic and Agroecological Farming
The Real Green Revolution Organic and Agroecological Farming
The Real Green Revolution Organic and Agroecological Farming
The Real Green Revolution Organic and Agroecological Farming
The Real Green Revolution Organic and Agroecological Farming
The Real Green Revolution Organic and Agroecological Farming
The Real Green Revolution Organic and Agroecological Farming
The Real Green Revolution Organic and Agroecological Farming
The Real Green Revolution Organic and Agroecological Farming
The Real Green Revolution Organic and Agroecological Farming
The Real Green Revolution Organic and Agroecological Farming
The Real Green Revolution Organic and Agroecological Farming
The Real Green Revolution Organic and Agroecological Farming
The Real Green Revolution Organic and Agroecological Farming
The Real Green Revolution Organic and Agroecological Farming
The Real Green Revolution Organic and Agroecological Farming
The Real Green Revolution Organic and Agroecological Farming
The Real Green Revolution Organic and Agroecological Farming
The Real Green Revolution Organic and Agroecological Farming
The Real Green Revolution Organic and Agroecological Farming
The Real Green Revolution Organic and Agroecological Farming
The Real Green Revolution Organic and Agroecological Farming
The Real Green Revolution Organic and Agroecological Farming
The Real Green Revolution Organic and Agroecological Farming
The Real Green Revolution Organic and Agroecological Farming
The Real Green Revolution Organic and Agroecological Farming
The Real Green Revolution Organic and Agroecological Farming
The Real Green Revolution Organic and Agroecological Farming
The Real Green Revolution Organic and Agroecological Farming
The Real Green Revolution Organic and Agroecological Farming
The Real Green Revolution Organic and Agroecological Farming
The Real Green Revolution Organic and Agroecological Farming
The Real Green Revolution Organic and Agroecological Farming
The Real Green Revolution Organic and Agroecological Farming
The Real Green Revolution Organic and Agroecological Farming
The Real Green Revolution Organic and Agroecological Farming
The Real Green Revolution Organic and Agroecological Farming
The Real Green Revolution Organic and Agroecological Farming
The Real Green Revolution Organic and Agroecological Farming
The Real Green Revolution Organic and Agroecological Farming
The Real Green Revolution Organic and Agroecological Farming
The Real Green Revolution Organic and Agroecological Farming
The Real Green Revolution Organic and Agroecological Farming
The Real Green Revolution Organic and Agroecological Farming
The Real Green Revolution Organic and Agroecological Farming
The Real Green Revolution Organic and Agroecological Farming
The Real Green Revolution Organic and Agroecological Farming
The Real Green Revolution Organic and Agroecological Farming
The Real Green Revolution Organic and Agroecological Farming
The Real Green Revolution Organic and Agroecological Farming
The Real Green Revolution Organic and Agroecological Farming
The Real Green Revolution Organic and Agroecological Farming
The Real Green Revolution Organic and Agroecological Farming
The Real Green Revolution Organic and Agroecological Farming
The Real Green Revolution Organic and Agroecological Farming
The Real Green Revolution Organic and Agroecological Farming
The Real Green Revolution Organic and Agroecological Farming
The Real Green Revolution Organic and Agroecological Farming
The Real Green Revolution Organic and Agroecological Farming
The Real Green Revolution Organic and Agroecological Farming
The Real Green Revolution Organic and Agroecological Farming
The Real Green Revolution Organic and Agroecological Farming
The Real Green Revolution Organic and Agroecological Farming
The Real Green Revolution Organic and Agroecological Farming
The Real Green Revolution Organic and Agroecological Farming
The Real Green Revolution Organic and Agroecological Farming
The Real Green Revolution Organic and Agroecological Farming
The Real Green Revolution Organic and Agroecological Farming
The Real Green Revolution Organic and Agroecological Farming
The Real Green Revolution Organic and Agroecological Farming
The Real Green Revolution Organic and Agroecological Farming
The Real Green Revolution Organic and Agroecological Farming

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The Real Green Revolution Organic and Agroecological Farming

  • 1. The Real Green Revolution Organic and agroecological farming in the South Nicholas Parrott & Terry Marsden Department of City and Regional Planning, Cardiff University
  • 2. Greenpeace Environmental Trust Canonbury Villas, London N1 2PN, United Kingdom www.greenpeace.org.uk/trust February 2002 Published by Greenpeace Environmental Trust Canonbury Villas, London N1 2PN, United Kingdom Registered Charity No. 284934 © Greenpeace Environmental Trust 2002 A catalogue record of this book is available from the British Library ISBN 1 903907 02 0 Design by Paul Hamilton at One Another Printed in the United Kingdom by Russell Press Printed on 100% post-consumer recycled paper Front cover image © Pasha Saale Back cover image © 2001-Greenpeace/Lopez
  • 3. Table of contents Foreword 4 Food security for all the world’s people Dr Doug Parr, Greenpeace Chief Scientist Acknowledgements 8 1 Methodology and approach 1.1 Context 10 1.2 Aims and objectives 10 1.3 Scope and definitions 11 1.4 Research methods 16 2 The world grows organic. 2.1 Estimating the extent of global organic production 18 2.2 External stimuli for the development of organic agriculture 21 2.3 Towards a typology of incentives and constraints to‘grow organic’ 23 3 Regional perspectives 3.1 Africa 36 3.2 Asia 45 3.3 Latin America 51 4 Key themes 4.1 Productivity and sustainability 61 4.2 Organic agriculture and diversity 66 4.3 Natural methods of enhancing soil fertility 73 4.4 Natural regimes of pest and disease control 80 4.5 Markets and premia 90 4.6 Certification 93 4.7 Institutional and political issues 98 4.8 Social and cultural issues 101 5 Conclusions and recommendations 5.1 Creating a coherent ‘alternative’ agricultural movement. 107 5.2 Promoting OAA: defining objectives 108 5.3 Global research and advocacy 108 5.4 Building local capacity. 109 Bibliography 112 Glossary of abbreviations and acronyms 128 Appendix 1 – Electronic resources for OAA 130 Appendix 2a – Research institutes and consultancies 137 Appendix 2b – NGOs and producer groups 138 Endnotes 144 The Real Green Revolution 1
  • 4. List of case studies Case Study 1 The Chagga Home Gardens (Mt. Kilimanjaro, Tanzania) 14 Case Study 2 Organic cotton production in India, Peru and Mali 24 Case Study 3 Cuba: towards a national organic regime? 27 Case Study 4 World Food Day Farmers’ and Fishermens' Movement (Indonesia) 30 Case Study 5 Ambootia Tea Estate (Darjeeling, India) 35 Case Study 6 Zaï: a traditional method for restoring degraded land 39 Case Study 7 Organic and ethical banana production 58 Case Study 8 New developments in rice production 63 Case Study 9 Ecological land restoration in Tigray 77 Case Study 10 Sekem (Egypt) 93 2
  • 5. List of tables and figures Table 1 Key aims, principles and management practices of organic farming 12 Table 2.1 Certified organic land by country (hectares) 19 Table 2.2 Certified organic land by country (% of agricultural land) 19 Table 2.3 IFOAM members by country 20 Table 2.4 Incentives and constraints to organic farming 23 Table 2.4 The sustainable agriculture and rural development prize 26 Table 3.1 Organic farming statistics for Africa 37 Table 3.2 African organic agricultural products on international markets 37 Figure 3.1 Illustration of Zaï or planting pit 39 Figure 3.2 The push-pull method for controlling maize stemborer 42 Table 3.3 Organic farming statistics for Asia 45 Table 3.4 Organic farming statistics for Latin America 52 Table 4.1 Examples of yield increases attributable to adoption of OAA 62 Table 4.2 Risk reduction strategies of traditional farmers 66 Table 4.3 Annual soil loss (tons/ha) at Ibadan, Nigeria 67 Table 4.4 Effects of A. Albida on millet yield in Senegal 69 Figure 4.1 Influence of trees on maize cropping in Tlaxacal (Mexico) 72 Table 4.5 Nutrient management strategies 75 Table 4.6 Plants with pest controlling properties 78 Table 4.6 Premia generated by organic producers 81 Table 4.7 A flow chart for identifying synergies in OAA research 99 Table 4.8 Textures of folk knowledge 102 The Real Green Revolution 3
  • 6. Foreword still largely overlooked by policy-makers, this Food security for all the world’s people movement presents a hopeful alternative to a world that would be dominated by corporate Dr Doug Parr, Greenpeace Chief Scientist agrochemical giants and monocultural The crisis in Argentina in late 2001 agriculture. And, as this report shows, organic illustrated again a frustrating and unjust farming is not simply a passing fad for reality: there is no direct relationship consumers in the rich world. Put into practice between the amount of food a country in the South, it can increase food security, produces and the number of hungry people reduce poverty and protect environmental who live there. In 2001, Argentina harvested resources for the future – unlike its enough wheat to meet the needs of both conventional alternative. China and India. Yet Argentina’s people were Organic increasing hungry. Argentina's status as the world's second largest producer of GM crops – This report identifies some of the positive largely for export – could do nothing to trends currently emerging, for example: solve its very real hunger problems at home. For fifty years conventional agriculture has • Latest estimates of land managed according been getting less and less sustainable. to ecological principles vary from 15.8 to 30 Chemical pesticides, fertilizers and hybrid million hectares (equivalent to about 3% of seeds have destroyed wildlife and crop agricultural land in the South). diversity, poisoned people and ruined the This figure would almost certainly be much soil. Now that the organic movement is higher if de facto organic agriculture taking off in the industrialised world, practiced by traditional subsistence farmers governments, international agencies and were to be included. global agribusiness corporations must stop promoting this destructive system in the • Two thirds of new members of the South. Instead, there must be coherent and International Federation of Organic long-term support – in practice as well as in Agricultural Movements (IFOAM) principle – to enable the nascent ecological come from the South. farming movement in poorer countries to continue to grow into the future. • International agencies – principally the UN’s Food and Agriculture Organisation (FAO) The world is on the brink of a second ‘Green and the Centre for Trade and Development Revolution’, which – unlike the first – has the (UNCTAD) – have woken up to the potential to truly live up to its name. This is not potential of organic farming in raising a revolution in biotechnology; still less has it farmers’ incomes, creating jobs and anything to do with genetic engineering. enhancing food security. Instead, it is a global move towards ecological agriculture, which promises to both feed a • Cuba has been moving towards a growing world population and to do so nationwide organic system, and 65% of its sustainably – without compromising the needs rice and nearly 50% of fresh vegetables are of future generations to feed themselves. now produced organically. Argentina now has the largest area of land under organic Working in tandem with nature and cultivation of any country in the world after encouraging biodiversity and local self-reliance, Australia. this new trend towards organic and agroecological farming is vibrant through Africa, Latin America and Asia. Although 4
  • 7. Greater diversity peasant farmers, who are intuitively aware Maintaining agricultural biodiversity is vital to of the dangers of monocropping. ensuring the long-term food security of all the Working with ecology world’s people. This report also shows that agroecological farms exhibit a much greater This report shows how organic and array of biodiversity than conventional agroecological approaches to agriculture chemical-dependent farms, with more trees, are helping to conserve and improve farmers’ a wider diversity of crops and many different most precious resource – the topsoil. In contrast natural predators which control pests and help to the problems of hardening, nutrient loss and prevent disease. In many parts of the South, the erosion experienced by conventional farmers, diversity of crop species on organic and organic managers across the South are using agroecological holdings typically numbers in trees, shrubs and leguminous plants to stabilise the hundreds, in stark contrast to the and feed the soil, dung and compost to provide monoculture encouraged by conventional nutrients, and terracing or check dams to systems. For example: prevent erosion and conserve groundwater. There is no ‘one-size-fits-all’ strategy, and the • Indigenous farmers in Peru cultivate best approach varies with local expertise and more than three thousand different types ecological conditions. of potato. Increasing yields • More than five thousand varieties of sweet The widespread assumption that converting to potato are cultivated in Papua New Guinea. organic means a decline in yields has been proven to be false, a conclusion supported • In West Java, researchers have identified by overwhelming evidence contained in this more than 230 species of plant within a dual report. Case studies from many different cropping system, which includes countries – involving radically different ‘agroforestry’ home gardens and outfields. practices, local conditions and crops – show In Mexico, the Huastec Indians manage dramatic increases in yields as well as benefits a number of plots in which up to 300 to soil quality, a reduction in pests and diseases species are cultivated. Areas around the and a general improvement in taste and house may contain between 80-125 useful nutritional content of agricultural produce. species, many with medicinal properties. For example: This diversity is maintained through traditional seed-swap networks, which are now being • In Brazil the use of green manures and cover extended and encouraged by the organic and crops has increased yields of maize by agroecological movement. Whilst global between 20% and 250%. industrial agriculture has led to a situation where the world’s population gets 90% of its • In Tigray, Ethiopia, yields of crops from food calories from a mere 15 species of crops, composted plots were between three and organic and agroecological farmers are five times higher than those treated only providing a vital service in maintaining genetic with chemicals. diversity for the future – a service increasingly threatened by genetically- • Yield increases of 175% have been reported modified pollution and corporate biopiracy. from farms in Nepal adopting The maintenance of a wide range of crops agroecological management practices. provides food security throughout the year, an overwhelmingly important consideration for • In Peru the restoration of traditional Incan The Real Green Revolution 5
  • 8. terracing has led to increases in the order of • The overwhelming majority of Southern 150% for a range of upland crops. organic produce is still sold as unprocessed primary commodities, leaving poorer The importance is not just that yields are farmers still exposed to the vagaries of increased – important as that undoubtedly is – world markets, and meaning that the but that the increases are much more under the benefits of processing and value-adding control of the farmers and communities that remain in the North. produce them, in contrast to a high input agricultural model where the benefits go to the • Much Southern-based organic production is equipment and chemical manufacturers and for export to the industrialised world, seed merchants. raising the issues of ‘food miles’ and how best to protect local food security and self- Economic drivers reliance. However, local and national Across the South, engagement with the organic markets are developing in many lucrative and rapidly growing organic foods poorer countries, notably Brazil, Egypt and market in the industrialised world is still the Argentina. main driving force behind the development of the certified organic sector. Organic certification • Expertise in certification is still can generate big premia for primary producers, overwhelmingly concentrated in the especially from export markets. Although some industrialised world, and achieving governments are now recognising the export certification is a major barrier to many potential of organic produce, its development farmers in poor countries who lack literacy so far has been driven almost exclusively by the and other skills and facilities necessary. NGO sector – often despite official hostility. What is needed Remaining challenges This report makes some clear and practical This report goes on to show that some key recommendations for how organic and challenges remain, however. These include the agroecological agriculture should be supported following issues: and promoted. Some of these are highlighted below. • Hostility from conventionally minded Southern governments and established • Governments in the South should rethink corporate and bureaucratic interests are still the promotion of artificial pesticides and holding back the potential of organic and fertilisers on poorer farmers through agroecological agriculture. extension workers, subsidies and media campaigns, and at the very least remove • Many Southern-based NGOs promoting some of the barriers to NGO activity that organic and agroecological approaches face currently hinder the growth of the organics crippling funding shortages, and are sector. At best, Southern governments should prevented from continuing their work often begin to re-orient their priorities – for want of very small amounts of money in educational, institutional and legal – comparison to that spent in the promotion towards promoting ecological and of conventional agriculture. sustainable agriculture. • Mechanisms for transferring indigenous • Where de facto organic farming is practised, knowledge from one locale to another need it is vital to help farmers develop self- further development and resourcing. confidence in their traditional knowledge so that they do not immediately switch to chemicals once they can afford them, as a 6
  • 9. result of having been told for years that how the movement develops over the industrial farming is ‘more modern’. coming years, and developing synergies between social and environmental objectives. • Security of land tenure is essential for farmers to have sufficient incentive to • In addition, an agreement within the organic develop long-term organic management movement itself is needed on the inclusion of strategies, and in areas where inequality wider social and environmental criteria such of ownership is especially pronounced land as ‘food miles’ and workers’ rights. reform will be necessary for ecological Looking to the future farming to become widespread. The dominant international worldview amongst • Much greater support must be devoted to policy-makers and opinion-formers still holds those grassroots NGOs and projects that are that food security for a growing world the driving force behind the development of population can only be achieved by promoting organic agriculture in the South. This ever more intensive chemical-dependent requires a further mobilisation within agriculture. The evidence from this report is Northern-based agencies to develop their that this viewpoint is dangerously flawed. own projects and work with Southern-based Firstly, the relationship between food security partners, and – crucially – greater financial and food production is complex – famines support from the relevant funding bodies. occur because people lack the money to buy food, not solely because their own crops have • Various successful projects are beginning to failed. Secondly, chemical-dependent agriculture transfer the economic benefits of food is fundamentally unsustainable. It exchanges processing to organic farmers in the South. long-term ecological health (involving issues These include the making of fruit into like biodiversity and topsoil quality) for short- conserves in the Andes to the extraction of term productivity gains, and new developments sunflower oil from hand-powered mills in in the genetic manipulation Kenya. More resources and investment in of plants and animals are set to worsen this these frequently low-tech solutions could disastrous trajectory. Thirdly, food security have significant paybacks for ecological is endangered by encouragement for farmers farmers across to opt for high yielding mono-crops requiring the Third World. substantial inputs. If the crops fail farmers are in danger of losing their land to cover bad • Better links need to be fostered between debts – further contributing to rural-urban drift different disciplines and approaches within in the South. the ‘alternative’ agricultural movement – bringing together (for example) foresters, Ultimately, we believe the key aim at a practical researchers, livestock producers and level must be to knit together the different horticulturalists in regional, national and aspects and drivers of the organic and international networks. agroecological approach into a coherent international movement which is capable of • The development of certification capacity in providing an alternative to the conventional the South – by governments working in system. As ecological agriculture becomes more tandem with established NGOs – needs successful economically, and an increasing to be boosted to prevent the need for costly number of farmers throughout the South decide external inspections. – independently or with assistance from NGOs – to jump off the chemicals treadmill, the • Joined-up thinking between the organic and chances of this real Green Revolution fair trade movements could be crucial in succeeding become greater every day. The Real Green Revolution 7
  • 10. Acknowledgements Development, Togo), Mª Fernanda de A. C. Fonseca (Brazil). We extend our grateful thanks to the following individuals who have helped with N M Abdul Gaffar (Stassen Natural Foods, this project, primarily through responding to Sri Lanka), Yvan Gautronneau (INRA, Lyon, our survey, but in other instances through France), Maheswar Ghimire (Ecological helping us make contact with key individuals, Services Centre, Nepal), Boghos Ghougassian providing access to libraries and databases, (Middle East Centre for the Transfer of and acting as translators. Alternative Technology, Lebanon), Nicolien van der Grijp: (Vrije Universiteit, Jacqueline Haessig Alleje (Rizal Dairy Farms, Amsterdam), Papa Gueye, (Fédération des Philippines), Mustafa Akyuz (ETKO, Agropasteurs de Diender, Senegal), Carolyn Turkey), Kossi Ahonyo (Centre de Promotion Foster (University of Wales, Aberystwyth). des Initiatives de Base et de l’Environnement, Togo), Marta Astier (Interdisciplinary Group Rob Hardy (Soil Association), Dr. Zahid for Appropriate Rural Technology, Mexico). Hossain (Proshika, Bangladesh), Liz Hoskins (Gaia Foundation). Reena Bansal (Ambootia Tea Estates, India), David Barkin (Universidad Autonoma Rosie Jackson (Soil Association), Pauline Metropolitana, Mexico), Birgitt Boor (Bioherb, Jones (Kitty Seed Project, Gambia), Mariam Germany), Angelina M. Briones (MASIPEG, Jorjadze (Elkana, Georgia). Philippines), Edith Lammerts van Bueren (Louis Bolk Institut, Netherlands), Helen J.G. Kanyi (Green Farming Group, Kenya), Broutschert (Cardiff University), Kath Burton J.J. Kanjanga (Lipangwe Organic Manure (Soil Association), Everard Byer (Trinidad and Demonstration Farm, Malawi) Nichole Tobago Organic Agriculture Movement). Kenton, (IIED), Mustafa Koc (Ryerson K. Cadoret (Henry Doubleday Research University, Canada) Avaz Koocheki (College Association), of Agriculture, Ferdowsi University, Iran) Jon Koshey (Spices Board of India) Tadeu Caldas, (Ecotropic, UK), Daniel Mones Cazon (FAEA, Argentina), Oscar Mao Lamin (Zhejiang Camel Transworld Mendieta Chavez (Assoc. de Organisationes Organic Food Company Limited, CHINA), de Product Ecologicos de Bolivia), Fernando Nic Lampkin (University of Wales, Cruz (Cosecha del Sol, Mexico). Aberystwyth). Marcos Lena (Brazil) Huafen Li (Agroecology Research Institute, China Alexander Daniel (Institute for Integrated Agricultural University), Judy Longbottom Rural Development, India), Sue Edwards (IIED), Emile Lutz (Planeta Verde, Brazil). (Institute for Sustainable Development, Tigray, Ethiopia), Marck van Esch (Bo Friedel Mallinckrodt (SARD Prize), Justo Weevil, Holland), Bo van Elzakker (Agroeco, Mantilla (Ecological and Medicinal Plant Netherlands), Lal Emmanuel (Nagenhiru Institute, Peru), P. Mariaselvam (People’s Foundation, Sri Lanka). Agricultural Farm, Tamil Nadu, India), Laura Martinez (Cardiff University), Prof. Peter Caporali Fabio (Universitia degli studia della Midmore (University of Wales, Aberystwyth), Tuscia, Viterbo, Italy), Ali Faisal (Hyderabad, Luiz Carlos Mior (Cardiff University), India), Luciano Florit (Universidade Regional B. Mohan (Indian Bio Organic Tea de Blumenau, Brazil), Komla Foly Association). (Groupement des Jeunes pour l’Entraide et le 8
  • 11. Elizabeth Nabanja-Makumbi (Mirembe Self (Greenpeace), Anna J. Wieczorek (Vrije Help Organisation of Uganda), Mamseedy Universiteit, Amsterdam), Jean Marc von der Njai (Gambia Agricultural Extension Service), Weid (Assessorias e Servicios a Projectos em Gunnel Axelsson Nycander (Swedish Agricultura Alternitiva, Brazil), John International Development Agency). Wilkinson (Brazil). Sunny Okwudire (Regfos Green Virginia Zeneteno (Organic Chile Certifier), Commission, Nigeria). Anke Zimpel (University of Wales, Aberystwyth). Suzanne Padel (University of Wales, Aberystwyth), Fernando Pia (CIESA, Particular thanks are due to Bernward Geier Argentina); Carlo Ponzio (Sultan Organic and Camilla Toulmin (of IFOAM and IIED Farm, Egypt), Kranti Prakash (Ragavendra respectively) who generously accepted Niwas, India). invitations to referee this report. We are indebted to them for their insights and advice Vanaja Ramprasad (The Green Foundation, on improving the content and presentation of Bangalore, India), Sarath Ranaweera this report. Any outstanding errors remain (Biofoods, Sri Lanka) C. Sundara Rao the responsibility of the authors. (Enfield Agrobase, India), Paul Richards (Wageningen Agricultural University, The The authors welcome feedback and Netherlands), Esther Roycroft (Henry comments on this report which can be Doubleday Research Association) Guido addressed to parrottn@cardiff.ac.uk Ruivenkamp (Wageningen Agricultural University, The Netherlands). Abdoulaye Sarr (Recours a la Terre, Senegal), Guillermo Scarlato (CIEDUR, Uruguay), Carsten Schuettel (Rapunzel, Germany), Albert Schwarz (Shiré Highland Organic Growers Organisation, Malawi), Nadia Scialabba (FAO), Jata Shankar (Mana Seva, India), Vandana Shiva, Research Foundation for Science, Technology and Ecology, India) C. Shastry, (Phalada Agro Research Foundations, India), Richard Soita (Hope Community Development Programme, Kenya), Erika Sosa (GreenAqua, Ecuador), Roland Sturm (Hess Natur-Textilien). Laura Thornton (DfiD). Narayana Upadhyaya (Skal, India), Fr. Gregorius Utomo, (The World Food Day Farmers' And Fishermen's Movement Of Indonesia). Ong Kung Wai (HUMUS Consultancy and Marketing, Malaysia), Fred Wajje (World Vision, Uganda), Stokely Webster The Real Green Revolution 9
  • 12. 1 – Methodology and approach (Sen, 1986). In this sense arguments as to whether different forms of agriculture, such 1.1 – Context as GM, intensive or organic systems can ‘feed At the dawn of the twenty-first century two the world’ are somewhat simplistic (Geier, competing agricultural models are 1998). Other significant intermediary factors positioning themselves in an attempt to win influence access to, and distribution of, food loyalty, support and commitment from on the global and regional scales, and within farmers, policy makers and consumers individual communities (Woodward, 1998). (Marsden, 2001). One, a biotechnology-led This said, different models of food extension of the Green Revolution, holds the production do play a role in shaping these promise of feeding the world through entitlements: through making use of different improved yields, greater resistance to diseases mixes of labour and capital (and increasingly and greater efficiency through the nowadays, intellectual property); of locally manipulation of the genetic structure of produced and imported inputs and; different plants (Pretty, 1998). Critics argue that the market orientations. risks involved in releasing GMOs into the environment are unknown and unpredictable Such differences are also reflected in the (ESRC Global Environmental Change research structures that help inform and Programme, 1999). Moreover, particularly develop these different models. Conventional in the South, the adaptation of GMO agricultural research tends to be technology implies a huge and unacceptable laboratory/experimental farm based, often transfer of intellectual property rights (and aiming at producing universally applicable, thus power) from farmers to seed companies context-breaking solutions (e.g. hybrid and laboratories (Shiva, 2001). seeds). Organic research, by contrast, tends to be more diffuse, ‘farm based’, The other model, which we explore here, of participatory and draws upon local organic and agroecological farming is based knowledge and tradition. Significantly, it is upon developing and maximising the use of also focused upon ‘public goods’, resources locally available natural resources to and techniques that are not readily maintain and build soil fertility and to deter patentable but which are, generally, freely pests and diseases. It is a decentralised, available. This may significantly contribute bottom-up approach to improving to explaining why organic research attracts agricultural capacity that relies upon, only a fraction of investment from private promotes and celebrates diversity. Critics of sources compared to conventional and this approach claim that reliance on natural biotechnological approaches. and often traditional, production systems 1.2 – Aims and objectives will prove inadequate in the task of feeding the world either now or in fifty years time – This report was commissioned to provide an when world population levels are predicted overview of the ‘state of the art’ of organic to have doubled (Pinstrup-Andersen, 2000). and agroecological farming systems in the ‘South’ (see below for an explanation of this The ghost of Malthus appears to still haunt terminology). The primary focus of the debates about food security, despite report is on identifying systems, technologies widespread recognition that it is not food and methods which are proving effective in production per se which determines whether increasing yields, eliminating (or significantly the world is fed or not (Grolink, 2000), but reducing) the need for chemical inputs and the political and economic structures which (as a ‘second tier’ objective), in increasing provide, or deny, access to ‘food entitlements’ farmer incomes. 10
  • 13. The aims of the report are: engaged with OAA are twofold: those of • to identify specific (and recently disseminating existing knowledge through developed) projects/systems and, through training, participatory research and this, identify possibilities for developing experimentation, and differentiating OAA and supporting initiatives that have produce through effective yet economic hitherto been neglected or underdeveloped certification processes. at both research and project level; Recent years have witnessed a surge of • (in line with the above) to seek to identify interest in and rapid development of OAA gaps in current knowledge and support; in many parts of the South. The convergence of several sets of interests (commercial, • to provide indicators of likely future developmental, and environmental) around developments (both in research agendas the OAA agenda is in itself encouraging. and project development). After years of being marginalised OAA is becoming increasingly accepted by the In meeting the first aim we provide a broad ‘mainstream’. The most significant overview of the state of development of manifestation of this is the recognition by Organic and Agroecological approaches the UN Food and Agriculture Organisation (OAA) across the South, focusing on (FAO) of the role that OAA can play in countries where a critical mass has begun to promoting ‘sustainable agriculture’. Given develop and where innovative new this growth of interest we anticipate a approaches are being put in place. We significant expansion in both levels of identify a number of case studies where OAA production and the ‘knowledge base’ is presently proving successful in meeting a surrounding OAA in the very near future. range of diverse objectives: improving yields, This notwithstanding, there remain food security, farmers’ incomes and health significant practical and attitudinal barriers status, and reversing established patterns to its further expansion. of land degradation. We identify in our 1.3 – Scope and definitions recommendations potential avenues for assisting with the development of OAA: For the purpose of this study we have building links with existing research and stepped aside from debates over what extension networks, engaging with constitutes a ‘developing’ or ‘Third World’ established grassroots NGOs, and country and opted for a broad geographical strengthening effective advocacy of the need definition of the ‘South’: one which covers for, and benefits of, OAA amongst policy all of Africa, Asia (with the exception of makers, farmers and consumers. Japan), Latin America and the Caribbean. This approach gives us the scope to examine Identifying gaps in knowledge has proven a a wide range of organic and agroecological more challenging task. The nature of OAA, practices existing in different climatic, rooted in specific ecological, agronomic and topographic and socio-economic situations. cultural contexts, militates against identifying The systems and methods that we have single key research issues that can provide examined vary significantly from, at one universal solutions. For this reason we have extreme, those that primarily meet household not singled out specific research issues food requirements where surpluses are relating to say, soil fertility or pest bartered or sold, to market (often export) management. Our overriding impression focused production systems. These different from the literature reviews and responses to orientations imply quite different rationales our survey is that the main priorities of those amongst producers and lead us into a The Real Green Revolution 11
  • 14. discussion of the similarities and differences weeds and other pests.’ between organic farming and agroecology. (USDA, 1980 cited in Scialabba and Aubert1998) Legal definitions of organic produce are codified in a number of formal standards that Table 1 (below) expands on this definition by define the regimes that producers (or exploring some of the key aims, principles processors) need to work within in order to and management strategies employed in claim organic status. Globally there are more organic agriculture. than 100 different organic certification Table 1: Key aims, principles and systems in place (Van Elzakker, cited in management practices of organic farming Scialabba and Aubert, 1998). Of greatest Aims and principles importance are the international standards: To develop, as far as possible, closed flows of the EU Organic Directive Regulation (CEC, nutrients and organic matter within the farm and 1991), the IFOAM (International Federation therefore promote the ecological resilience of the of Organic Agricultural Movements) Basic farm unit. Standards (IFOAM, 1999) and the guidelines produced by the FAO/WHO Codex Maintenance and improvement of soil fertility Alimentarius Commission (1999).1 By nature • Mixed livestock and arable farming these are prescriptive, defining the applications • Use of farm compost, mulches and green manure (e.g. pesticides and fertilisers) and processes • Recycling and composting of vegetative matter (e.g. irradiation and genetic modification) (including ‘off-farm’ materials) which are and are not permitted in food • Use of crop rotation, fallows and strip cropping described as ‘organic’. These standards are • Use of nitrogen-fixing plants concerned primarily with consumer protection • Mixed cropping to maintain soil cover and and intended to provide unambiguous maximise nutrient availability guarantees to consumers who are in general • Use of deep-rooting plants to recycle nutrients prepared to pay premium prices for organic • Agroforestry produce. Detailed analysis of these standards, and of the differences between them, serves • Use of contour bunds, terracing and other mechanical methods to prevent soil loss little purpose here. Of more interest are the characteristics, principles and working Pest and disease control practices involved in organic production,2 which we explore below. • Crop rotations and intercropping (both of different species and geni) One widely used definition of organic • Companion planting production is that provided by the United • Use of resistant varieties States Department of Agriculture (USDA): • Use of alleopathic / antagonistic plants • Use of physical barriers ‘A production system which avoids or largely (e.g. tree breaks or insect traps) excludes the use of synthetic compounded • Use of natural pesticides fertilisers, pesticides, growth regulators and • Use of biological controls, such as predators livestock feed additives. To the maximum • Control of carriers extent feasible, organic farming systems rely upon crop rotations, animal manures, • Hand picking legumes, green manures, off-farm organic Adopted from Harris et al.., (1998) wastes and aspects of biological pest control and Scialabba, (1999) to maintain soil productivity and tilth, to supply plant nutrients and to control insects, 12
  • 15. Notably both the definition and the key aims, ‘organically produced’, and de facto organic principles and management practices provided production. Certified organic production above make no reference to social justice or forms the basis of what is now a economic viability, both of which are key phenomenally rapidly growing market. features in determining the acceptability of This may however represent just the tip of OAA to consumers and producers alike. the iceberg in terms of land that is managed The importance of these issues is addressed according to organic precepts but is not later in the paper – for the moment we (like certified as such. Such de facto organic the authors above) confine ourselves to farming appears to be particularly prevalent discussing the agronomic aspects of OAA. in resource-poor and/or agriculturally marginal regions where local populations The characteristics and management principles have a limited engagement with the cash discussed above are not solely restricted to economy. In such situations, farmers have organic farming. ‘Conventional’ farmers may little alternative but to rely upon locally well employ some of these techniques. For available natural resources to maintain soil example, livestock and/or green manures are fertility and to combat pests and diseases. used in many ‘conventional’ farming systems In some instances sophisticated systems of as a means of building or maintaining soil crop rotation, soil management and pest and fertility. However, they are increasingly being disease control have evolved solely on the replaced by artificial inputs, as the logic of basis of traditional knowledge. The first case specialisation in a globalised market place study in this report, of the Chagga Home favours the development of monocultural Gardens in Tanzania (see over) provides an farming systems at the expense of mixed ones. example of an intensive, sustainable, multi- functional organic system. Such systems are Innovations in organic farming methods associated with remote areas, often involving (often driven by the need to meet standards) culturally homogenous populations. have a relevance that potentially extends Although primarily subsistence-oriented, beyond the organic sector (FAO, 1998 p.9). these systems often also produce a range of In Israel, for example, greenhouse cash crops. management techniques pioneered by organic farmers have now become widely adopted by As in many instances there is no official conventional farmers (Raviv, 2000).3 recognition of the organic status of this land, Similarly, principles of community ecology there are very few reliable estimates of the developed to control pests in European extent to which de facto organic farming is orchards have also benefited ‘conventional’ practised in the South. Estimates of the extent growers (Brown 1999a and b). While of de facto organic farming vary widely. Our conventional producers may adopt some impression is that the amount of land in the organic techniques, organic farming remains South farmed on this basis exceeds, probably differentiated from conventional approaches by a significant factor, land that is formally by virtue of its exclusive reliance on natural certified as being organic.4 Kotschi (2000), methods of building soil fertility and claims that ‘80% of registered organic land combating pest and diseases. in the Third World has not undergone any change in management practice’, suggesting Agricultural systems that rely exclusively on that there is a large pool of organically natural methods of building soil fertility and managed land which is not recognised as such, combating pests and diseases fall into two that could readily be certified if market categories: certified organic production, conditions permitted. which has been inspected and is verified as The Real Green Revolution 13
  • 16. De facto organic farming is an approach that for staples (e.g. millet, beans and sorghum) is embraced and celebrated by agroecology. and fodder. It is their home gardens that are of This approach shares much common ground primary interest as they embody many key with the ‘standards-driven’ organic model. elements of organic and agroecological Both promote a ‘closed system’ approach, management strategy. The features of the use multiple and diverse cropping and rely Chagga Home Gardens include: on biological sources for building soil fertility and controlling pests and diseases. • Capture of snowmelt water for irrigation Agroecology, however, is more specifically through an elaborate system of rooted in the experience of the South channelling (particularly Latin America), and places greater emphasis in ‘acknowledging the • A diversity of cropping for cash and socio-cultural and ecological co-evolution consumption purposes, including bananas and inseparability of social and natural (15 varieties), coffee, yams, beans, systems’ (Norgard, 1987). Thus, agroecology medicinal plants, bees and livestock (see contains a more explicit social component below) than the organic approach, whose focus is more upon verifiable technical standards. • Maintaining cattle, pigs and poultry that Further, agroecological research is more provide both protein and manure. strongly orientated towards the social (Mammals are stall-fed with fodder from sciences, embodying a ‘human ecology’ the trees and grasses from the plain and approach (Glaeser, 1995). Agroecological the manure recycled, providing an research is more culturally specific and more ongoing source of fertility) explicitly adopts a ‘farmer first’ philosophy. Agroecological systems do not however • A design to maximise diversity – elaborate provide internationally recognised standards patterns of vertical zoning exist – and therefore do not provide the same providing niches within the gardens for opportunities for attracting market premia as different species and a range of sunny / certified organic systems. While some tension cooler conditions exists between the ‘standards driven’ approach of organic production, and the • The use of a wide range of woody species more culturally relativist approach of (Fernandes identifies and lists the agroecology, practitioners and advocates of functions of thirty nine), many of which the two approaches share a broadly common are multifunctional, providing fruit, philosophy and agenda, and in many fodder, fuel and medicines as well as instances work closely together. nutrients and crop protection Case study 1: the Chagga Home Gardens • Cropping patterns designed to maximise (Mt. Kilimanjaro, Tanzania). continuity of yield The Chagga Home Gardens provide an • Bees, used to provide honey and for excellent model of integrated and sustainable pollination. land management systems that use a minimum of external inputs. The Chagga people farm The area is one of the most densely the southern and eastern slopes of Kilimanjaro populated in rural Africa with about 500 (900-1900m above sea level). Most also have people per square kilometre. Average plot lowland plots on the drier plains, within 20km sizes are small, just over 1 hectare, and of their home gardens. These are mostly used support households with, on average, 9 14
  • 17. family members. The system has been sustainable agriculture is an extremely weak maintained in a stable form for more than form of agroecology, which ‘fails to address 100 years. Although individual crops may either the rapid degradation of the natural sometimes fail, multiple failures are resource base, or resolve the debt trap and unknown. Growing a range of cash crops profit squeeze in which many farmers find (bananas, coffee and, in extremis, timber) themselves trapped’. also provides some protection against market price fluctuations. While there are some Sustainable agriculture may be likened to concerns that the system is approaching its a broad church, which attracts a diverse productivity limits within the present congregation with a range of different ‘core management regime, strategies for further beliefs’. They include those whose primary enhancing management techniques may yet concerns are with ecology and ‘farmer first’ be developed. Some believe that the approaches, but also ‘high –tech advocates principles of this management system could who propagate a second green revolution be successfully transferred to similar upland with gene technology and a new generation areas in other parts of Africa: particularly of agrochemicals’ (Kotschi, 2000 p.653). Rwanda, Ethiopia and Kenya, although local The attempt to include all these interests cultural and ecological differences would under a single defining banner leads to need to be taken into account. sustainable agriculture ‘lacking a clear profile’ (ibid.) and lacking clear indicators (Sources: Fernandes (undated), Harrison (1987), or definitions of how it differs from Küchli (1996)) ‘unsustainable agriculture’. A third approach, incorporating elements of both the organic and agroecological models, These disagreements aside, organic, is that of ‘sustainable agriculture’. This has agroecological and sustainable approaches been a focus of activity and research within to agriculture share common methodological the ‘development’ field for at least a decade. and theoretical ground in their use of It is focused around three core principles: participative approaches to agricultural those of ‘ecological soundness, social (and rural) research and development. responsibility and economical viability’ This participative approach to research and (Thrupp, 1996). Many projects and development has, in the last two decades, programmes under the rubric of sustainable grown into a significant discipline in its agriculture explicitly aim to eliminate or own right, generating a substantial body reduce the use of artificial inputs, use local of literature. (For examples of work in this resources to build soil fertility and increase area see: Haverkort et al.. 1991; Alders et diversity within farming systems (for al.. 1993, Conway 1985; van Veldehuizen, examples of such projects see Thrupp 1996; 1997; Gündel 1998; Pretty et al.., 1999 and Whiteside 1998; Pretty and Hine 2000b). Bainbridge et al.. 2000). With a focus on the However, both the organic and importance of traditional knowledge and on agroecological movements experience some innovation, experimentation and diffusion of unease about the looseness of definitions agricultural techniques, this body of literature embraced by sustainable agriculture. As with contains much of relevance to understanding many other applications of the term how OAA can be better promoted, and we ‘sustainability’, tensions can often arise over draw upon it where it specifically relates to operational definitions of ‘ecological organic / agroecological systems. soundness’, ‘social responsibility’ and economic viability (Butler-Flora 1998). In this report we focus both on ‘whole farm’ Rosset and Altieri (1997, p.283) argue that systems, and on individual techniques. Whilst The Real Green Revolution 15
  • 18. the first group represents exclusively organic of ‘grey literature’ in providing current and or agroecological approaches, the latter informed commentary on developments in group may form component parts of organic, the field. Many key texts were only identified agroecological or sustainable farming as a result of the survey that we conducted. systems, be transferable across all three Many were e-mailed to us as ‘works in agricultural approaches and, in many cases, progress’ or internal reports prepared as also be applicable to conventional and more funding bids or project evaluations and not intensive systems. originally intended for publication. We acknowledge the invaluable contribution of 1.4 – Research methods the many individuals and agencies who took The information presented in this report has the trouble to assist our project in this way. been generated by a desk-based literature Thus, in drawing together this literature review, supplemented by a semi-structured review we have tapped into, and sought to survey of organic organisations, NGOs and synthesise, a highly fragmented but rapidly academics and a selected number of face-to- growing knowledge base. face and telephone interviews. Details are provided below of the work undertaken in Survey each of these three areas. In addition to the literature search a survey was undertaken of organic organisations, Literature reviews development and environmental agencies The literature relating to organic and with an involvement in OAA, and informed agroecological farming is spread across academics. The initial sample frame for the a number of sources. At the outset three core survey was compiled from the IFOAM sources of literature were identified: the membership directory (IFOAM, 2000), from organic movement’s own publications which we selected all IFOAM members in (particularly those from IFOAM), those of the South, together with those in the development and environment agencies, industrialised world claiming to have active and broader academic literature. In addition involvement in the South. Relevant a number of electronic information resources development and environmental were visited, including remote access organisations and academics with a known catalogues, the Web of Science and the Index interest in the field were identified and added of Theses.5 Keyword searches were to the list. Requests for information were undertaken on ‘organic farming’ and also sent out on the networks of the ‘agroecology’. Between them these sources International Sociological Association RC40 provided threads into a varied and eclectic group and the food network of the range of fields of literature. International Human Development Project. Throughout the project, a ‘snowball’ effect The role and potential of OAA in the South was generated as feedback from these initial is attracting interest from a range of contacts continued to generate further disciplinary backgrounds including: suggestions of individuals and organisations agricultural, plant and soil science, rural and to contact and which continued to elicit third world development, rural sociology, responses throughout, and beyond, the geography and marketing. Moreover, the contracted period of research. literature is spread across a range of types of sources: academic journals, trade Given the time constraints of this project, publications, conference proceedings and and the broad range of interests of the agency reports. As the study progressed we organisations and individuals whom we became increasingly aware of the importance wished to contact, the survey itself was 16
  • 19. carried out on an informal, semi-structured • Voluntary Services Overseas, London basis. In preference to a questionnaire format, which may well have limited the • International Institute for Environment types and range of responses elicited, a letter and Development (Camilla Toulmin, Judy was written (and translated into French, Longbottom and Nichole Kenton) Spanish and Portuguese) outlining the project and requesting details of projects, good • The Gaia Foundation, London (Liz practice, policy and research issues. More Hoskins and Sue Edwards, Institute for than 400 copies were sent out throughout Sustainable Development, Tigray) December 2000 and January 2001 (the vast majority by email) and more than 150 • International Human Development responses received by the end of February. Centre, Amsterdam Interviews and visits • University of Cordoba (Prof. Eduardo In addition to the literature review and Guzman) survey, a limited number of visits were made to institutions identified as having specialist • The Soil Association, Bristol (Rob Hardy) knowledge or expertise relevant to this study. These are listed below. In most cases these In addition to these, a visit was made to visits had the dual purpose of using library Biofach (the World Organic Trade Fair) held resources and meeting with informed at Nürnberg, Germany in February 2001. individuals working at those institutes – This proved particularly fruitful, enabling in all cases these interviews were of an contact to be made with many producers informal nature. from the South and with representatives from several leading international organic • The Welsh Organics Centre, Aberystwyth organisations.6 These meetings and (Nic Lampkin, Suzanne Padel, Peter conversations significantly helped shape the Midmore and Anke Zimpel) final structure and emphasis of the report. The Real Green Revolution 17
  • 20. 2. The world grows organic of the extent of organic production on a global basis. Drawing upon the ITC report 2.1 – Estimating the extent of global organic (1999) and other data sources, they identify production around 15.8 million hectares of land around Only in recent years has published data the world that are managed organically. regarding the extent of organic agriculture Argentina is clearly the largest certified in the South become available. The organic producer in the South with 3 million International Trade Centre (ITC) recently ha. (1.77% of its total agricultural land) published a directory on products and under organic production. This accounts for market development in the organic sector almost 19 % of total global organically (1999) with the aim of fostering trade managed land. Other Latin American opportunities, especially for developing countries account for around 1.3% of the countries. This provides a country-by- global total of organically managed land. country analysis of organic production and Africa and Asia account for only fractions demand, together with details of available of a percent (0.14% and 0.33% respectively) produce and the principal trading and (Willer and Yussefi, 2001, p.28).9 development organisations. It also provides some details (though sketchy in places), Whilst these figures provide a useful about the profiles of ‘non-certified’ activity. overview, there are evident omissions in the data. For example, there is no data for many More recently the German organic countries known to be exporting organic organisation, Stiftung Ökologie & Landbau produce to the industrialised world. Walaga (SÖL) published a statistical digest of global (2000) identifies a number of African organic production (Willer and Yussefi, countries which are known to be exporting 2000, 2001). These figures provide the basis organic produce but which do not appear in for a more comparative analysis of the extent these tables. These countries include: Algeria, of organic production in different parts of Benin, Burkina Faso, Comoro Islands, Ivory the world (see tables 2.1. and 2.2, below for Coast, Madagascar, Morocco, Mozambique, summaries). A further useful data source is Senegal and South Africa (see table 3.2). Such the annual IFOAM members Directory discrepancies occur due to a number of (IFOAM, 2000), which lists members by factors. In part there is the problem of a time country, thereby permitting proxy estimates lag in data collection. Even in the EU, which of activity rates. 7 has a strong data gathering capacity, it is difficult to collate information that is less The FAO has also prepared a number of than two years out of date (Foster, pers. studies of organic systems on a global scale comm.). The rapid expansion of certified (FAO, 1998, 1999, 2000a; Scialabba 1999, organic production in the South and the 2000; Scialabba and Aubert, 1998).8 They more limited capacity for data collection have recently commissioned a number of mean that the figures provided in Tables 2.1 specialist reports and are in the process of and 2.2 are almost certainly underestimates. constructing a database of organic literature Other factors may play a key role: the cost (FAO, 2001). Thus the literature providing and other constraining factors of certification global perspectives on OAA, while not (discussed in section 4. 6), means that such extensive, is rapidly growing and is likely data is only likely to be collected for land to be more substantial in forthcoming years. where much, or all, of the crop is destined for export markets. The only likely exceptions to The SÖL reports (Willer and Yussefi, 2000 this are those few countries that have & 2001) provide valuable early estimates established their own (IFOAM accredited) 18
  • 21. Table 2.1 – Certified organic land by country (hectares) Latin America Africa Asia >1 Million ha. Argentina (3M) 100,000 – 1 M ha. Brazil 25-100,000 ha. Mexico 5-25,000 ha. Paraguay, Peru, Tunisia, Uganda Turkey, China, Japan Costa Rica, Bolivia, Guatemala 10 1-5,000 ha. El Salvador, Chile, Tanzania, Egypt, Papua New Guinea , Nicaragua, Uruguay Zimbabwe Israel, India, Taiwan <1,000 ha. Suriname, Colombia Cameroon, Mauritius, Republic of Korea, Malawi Sri Lanka, Honk Kong, Lebanon, Philippines Known existence of Ecuador, Honduras Burkina Faso, Ghana, Pakistan organic production but Zambia figures not available Adapted from Willer and Yussefi, (2000 & 2001) Table 2.2 – Certified organic land by country (% of agricultural land) Organic land as % of domestic agricultural total Latin America Africa Asia > 1% Argentina (1.77%) 0.5 – 0.99% Papua New Guinea 0.15-0.5% Costa Rica, El Salvador, Mauritius Japan Surinam, Guatemala 0.025-0.14% Paraguay, Mexico, Tunisia, Egypt, Uganda Turkey, Republic of Brazil, Peru Korea, Lebanon <0.025% Bolivia, Nicaragua, Tanzania, Cameroon, Sri Lanka, China, India Chile, Uruguay, Zimbabwe, Malawi Colombia Adapted from Willer and Yussefi, (2000 & 2001) certifying bodies, where certification costs are (see Table 2.3, over). These provide a useful likely to be more in line with the premia that proxy method for estimating levels of OAA, producers can expect to obtain on local which cover both certified and informal, markets.11 Organic production systems which ‘de facto’ approaches. Although in some work on a ‘trust’ basis, agroecological and cases IFOAM membership figures for traditional ‘de facto’ organic systems will not individual countries correspond with the be included in these figures. Between them amount of certified organic land, there are these are likely to significantly outweigh many instances where they do not. For formally certified holdings.12 example, IFOAM has members in many countries that are not identified as having An alternative approach to gauging levels of any certified organically managed land. OAA is through analysis of IFOAM Some of these countries (notably Kenya, (International Federation of Organic Senegal, Venezuela, the Philippines and South Agricultural Movements) membership figures Africa) have a relatively high number of The Real Green Revolution 19
  • 22. Table 2.3 – IFOAM Members by Country No. of IFOAM members Latin America Africa Asia 39 India 18 Argentina 16 Kenya China 10 Senegal 9 Venezuela Philippines 8 Chile, Mexico 7 Brazil Burkina Faso, Egypt Turkey 5 Bolivia South Africa Sri Lanka 4 Ecuador, Peru Malaysia, Pakistan 3 Costa Rica, Guatemala, Benin, Cameroon, Indonesia, Nepal, Nicaragua, Paraguay Congo, Ghana, Malawi, Thailand Togo, Uganda, Zimbabwe 2 Columbia, Uruguay Bangladesh, Israel, Vietnam 1 Cuba, Trinidad and Algeria, Ethiopia, Iran, Iraq, Korea, Tobago Ivory Coast, Lebanon, Palestine, Madagascar, Mali, Taiwan Nigeria, Somalia, Tanzania Adapted from IFOAM (2000) IFOAM members, yet there is no data organic farming is practised, although the available for organically managed land balance of views suggests that the amount within these countries. Many of the of de facto organically managed land almost organisations affiliated to IFOAM are quite certainly outstrips ‘certified’ organic land, evidently community and/or peasant farming probably by a considerable amount. Informal organisations who would be unlikely to have use of OAA appears to be concentrated in to have much engagement with export specific countries and particularly in certain markets. Thus the IFOAM Directory types of area (discussed in section 2.3 arguably provides a more realistic assessment below). It is often a ‘hidden’ form of of levels of the existence of non-export agriculture, rarely the subject of interest from oriented OAA within individual countries. government extension agencies and only Differences between data contained in tables sometimes the focus of development and aid 2.1 and 2, and table 2.3 offer clues as to projects. It is likely to be oriented primarily countries where de facto organic agriculture towards local and regional markets, which may be practised on a significant scale.13 further obscures information gathering as to the extent to which it is practised. In view Such deductive reasoning is useful since there of these factors, the development of any are few other ways of identifying the extent definitive global estimates of the extent of de and existence of de facto organic farming. facto and uncertified OAA is an unlikely Our literature review and survey both prospect in the foreseeable future. strongly suggest that OAA is practised more extensively than official certification figures One recent report partially fills this gap by suggest. Opinions vary significantly (see providing estimates of the amount of land chapter 3) as to the extent to which de facto managed according to precepts of 20
  • 23. ‘sustainable agriculture’. Pretty and Hine growing demand for organic produce in the (2001a) undertook a major survey that industrialised world is opening up new identified 208 sustainable agriculture projects market opportunities for producers in the and initiatives, involving almost 9 million South (FAO, 1999; ITC, 1999). In response, farmers, managing almost 30 million a new breed of ‘ecological entrepreneur’ is hectares of land on a ‘sustainable basis’. emerging, seeking out producers able to The authors estimate that this is equivalent provide consistent supplies of organic to c. 3% of arable and permanent cropland produce to specified quality standards. in Asia, Africa and Asia. Some reservations, This process involves identifying or, in many however, should be expressed over the instances, setting up producer groups who comprehensiveness and interpretation of are willing and able to meet this demand. these figures. The great majority (70%) In so doing these entrepreneurs often become of land that they identified as sustainably involved in areas traditionally associated with managed is under new ‘zero-till’ and crop agricultural extension or developmental cover management regimes which are not work, providing training, research and necessarily either organic or agroecological. sometimes credit facilities. Moreover, as the authors point out, in most instances the ‘conversion’ to such methods Many of the entrepreneurs involved in has occurred in the 1990s. Thus the promoting the growth of ‘certified’ organic emphasis of this data is very much on produce across the South are based in the ‘projects and initiatives’, with the inevitable industrialised world. Swiss, German, British implication that sustainable, agroecological and Dutch companies and individuals are and organic systems that have been particularly active in seeking sources of developed by farmers, independently of organic produce. Some Southern-based development agencies, extension services or entrepreneurs and community groups are NGOs are likely to remain unrecorded. also recognising this potential. However, state support for promoting organic In conclusion, large and probably production remains limited to a few unanswerable questions remain over the countries (notably a few countries in South extent to which OAA is practised in the America, Turkey, Tunisia, Egypt and China). South, particularly on an informal basis. In the remainder of this section we turn Few Southern countries have put in place our attention to identifying the main factors measures to safeguard and support their which are driving the growth of OAA, organic farming systems (i.e. legislation and examining the role of external stimuli and extension services). Fewer still have the incentives for, and constraints upon, developed the capacity to undertake farmers in the South adopting OAA. certification activities, and most work of this nature is undertaken by Northern-based 2.2 – External stimuli for the development consultancies (see section 4.6 for a more of organic agriculture detailed analysis of the issues that this gives In recent years there has been a rapid growth rise to).15 Increasingly, trade promotion in the interest shown by the South in the organisations, such as the International potential of OAA. Two thirds of the recent Trade Centre (Geneva) and the Centre for growth in IFOAM membership is due to new the Development of Industry (Brussels) are recruits from the South (La Prairie,14 cited in becoming involved in promoting and Scialabba & Aubert, 1998). Several vectors of developing organic linkages between the this growth can be identified, market forces ‘First’ and the ‘Third’ worlds. being among the most important. Rapidly The Real Green Revolution 21
  • 24. National and international development agriculture programme , recognising that:16 agencies are a second force that is encouraging the adoption of organic ‘it plays an important role in developing production in the South. Here the primary innovative production technologies, concerns are with enhancing food security, providing new market opportunities for increasing farmers’ incomes and halting (or farmers and processors, and generally reversing) environmental degradation. Such focusing attention on environmental and projects often, but by no means always, social concerns. COAG (the FAO’s focus on maximizing use of local resources Committee on Agriculture) will consider the and knowledge in order to achieve these need for an FAO-wide, cross-sectoral aims. Some projects promoted under this programme on organic agriculture that agenda will be wholly organic, but the would provide information and discussion majority of such projects are neither forums on production and trade, supply explicitly, nor wholly, organic, although they advice and technical assistance, develop may incorporate significant elements of standards and use pilot projects to improve organic practice within them. organic farming techniques.’ (Eric Kueneman,17 1999) The role of organic farming as a ‘development strategy’ has been gaining increasing credibility Since adopting organic agriculture within its in recent years. In 1996 a UNCTAD report remit, the FAO has developed a medium highlighted the role that organic agriculture term plan intended to raise the profile and can play in trade, environmental improvement support the development of organic farming and social development in the third world. systems through developing dissemination Although the report expressed some misgivings and networking vehicles, commissioning about economic viability and technical studies, and providing effective decision feasibility, it concluded that: support tools (FAO, 2001).18 However, the FAO’s support for organic farming maintains ‘Organic production has an undeniable edge an element of caution. For example, in over conventional farming in terms of its several publications they argue for partial beneficial impact on the environment and conversion to offset potential loss of yields. human health. Moreover, it can also contribute to higher incomes, better food Other government-financed development security and creation of employment.’ agencies are also taking a keen interest in (UNCTAD, 1996) organic systems as a tool for development. In the UK, DfID recently commissioned the The report also commented upon the Henry Doubleday Research Association ‘flawed’ basis upon which comparisons (HDRA) to undertake reports into farmer are made between conventional and organic demand and potential for development of agriculture, stating that: organic farming in sub-Saharan Africa (Harris et al.. 1998) and on management ‘if an internalisation of environmental and of manure in the Kenyan Highlands (Lekasi social costs and benefits were to take place, et al.., 1998). A forthcoming DfID handbook organic farming would appear economically for advisors will contain information on justifiable’ (ibid.). evaluating organic projects. A further publication on the role of ‘socially Since then the role of organic agriculture has responsible’ business as a development tool been recognised by FAO, who in 1999 will include a chapter on organic production included it within their sustainable (Agroeco, 2001, van Elzakker, pers. comm.) 22
  • 25. The German, Swiss, Swedish, Belgian and and Cotton project, which specifically Dutch government development agencies addresses the potential of organic cotton are all sponsoring research and/or projects, farming practices – reflecting concern about which have led (or are intended to lead) the impacts of cotton on water cycles (WWF, to the establishment of commercially viable 1999; Bärlocher, 2000). export-oriented organic development programmes.19 In some respects therefore, we are witnessing a blurring between what might be regarded A third driving force behind the growth of as developmental/environmental and OAA is the ‘nature conservation’ agenda. commercial approaches to promoting OAA. Though less significant than the previous Many of the development and environment two, it is still worthy of mention. Our agencies are adopting a market-oriented literature survey highlighted a number of approach in an attempt to secure better examples where nature conservation market prices for organic produce. At the organisations are working closely with local same time many ecological entrepreneurs are farmers who live in or close to areas of taking on some responsibilities of extension significant nature conservation interest (see workers, and are providing training, advice for example, Stein 1996; Flores-Escudero; and sometimes credit facilities to their Panuncio; Pryor; Vreeland, all 2000). Here producer groups. the aim is to maintain the integrity of 2.3 – Towards a understanding of incentives landscapes, habitats and biodiversity, and at and constraints to ‘grow organic’ the same time ensure that local communities are able to maintain or improve their All these external influences must be livelihoods. The recent Vignola Declaration considered in the light of how OAA coincides and Action Plan (in Stolton et al., 2000a; or conflicts with farmers’ perceptions of the 2000b) marked the beginning of what may risks and benefits involved in different farming prove to be a powerful coalition of interests strategies. In a summary of the potential of between the international organic and nature organic farming in Africa, Walaga (2000) conservation movements (Stolton & Dudley, identifies a range of incentives and constraints 2000). On a commodity (rather than site- on farmers’ adopting organic practices. specific basis) the World Wide Fund for We use this typology as a basis for discussion Nature (WWF) has established a Fresh Water of the topic in a more global context. Table 2.4 – Incentives and constraints to organic farming 20 Incentives Constraints Disillusion with ‘Green Revolution’ technologies and Growing rural populations place traditional forms of an awareness of the dangers of intensive agriculture, agriculture under strain and encourage moves including resource degradation. towards intensification. The (increasing) cost of Green Revolution The high cost of certification (especially in regard to technologies makes them inaccessible to the large local wages / incomes) undertaken by outside 21 majority of farmers. organisations. Organic farming draws upon (and valorises) Low literacy levels in rural areas make record- indigenous knowledge. keeping a problem. The influence of the environmental and development Lack of trade liberalisation in some countries movements has led to organic systems being prevents development of export markets. introduced to combat erosion and desertification. Growing awareness that international organic markets offer premia and the opportunity for farmers to increase incomes. From Walaga (2000) The Real Green Revolution 23
  • 26. 2.3.1 – Incentives for adopting OAA respiratory illness amongst the workforce, Disillusion with ‘Green Revolution’ improvement in the quality of drinking water technologies and the improved stability of steep hillsides This is most likely to affect farmers with as three key benefits flowing from their direct experience of participation in conversion to biodynamic practices. Second conventional chemical-dependent farming generation environmental problems such as systems that have given rise to what these have often coincided with declines in Paarlberg (1994) terms ‘second generation (or stagnation of) yields obtained from rural environmental problems’. These intensive farming practices and/or declining include: world market prices. Individually, or in combination, these forces are influencing • diminishing returns from repeated many farmers engaged in commodity- pesticide and fertiliser applications orientated production to jump off the treadmill of conventional agricultural • deterioration of soil and water quality production and convert to more sustainable methods. • health-related problems Case study 2 – Organic cotton production in • declining groundwater levels India, Peru and Mali • loss of biodiversity Cotton is one of the most demanding of crops in terms of pesticide and insecticide • increased risk of crop disease. applications. The effect of these on watercourses, human health and ecosystem Part of the problem lies in the toxic nature diversity has increasingly become a cause of of many forms of pesticides and fertilisers, concern (Myers and Stolton, 1999). In many but is compounded by inadequate methods of areas cotton pests are becoming increasingly technology transfer. For example, one report resistant to spraying, and despite increased from Algeria suggests that only a small frequency of pesticide applications, farmers minority of hill farmers read and follow face declining yields. One response is a shift instructions that accompany purchased to organic cultivation, as shown in these agrochemicals (Moali-Grine, 2000). three case studies. The problems outlined above have proved The Maikaal Bio-Cotton Project, Madhya particularly acute in relation to cotton, which Pradesh, India accounts for 2.4% of global arable land but In 1992 an alliance between local farmers, 24% of the insecticide market (Bärlocher, their local spinning mill, sales agents and an 2000). Despite the intensity of agrochemical organic consultancy set about creating an use in conventional cotton projects, organic organic cotton project. Farmers were approaches to cotton growing have been experiencing severe pest problems, despite developed in many parts of the world, repeated pesticide applications: whitefly had creating environmental and economic developed pesticide resistance and many benefits (see case study 2, over). Another of farmers were abandoning cotton production our case studies, of a tea estate in India, also altogether, due to declining returns and highlights the health and environmental toxicity problems. Government researchers benefits of switching to organic production. and extensionists were sceptical of the Managers at the Ambootia Tea Estate (see initiative and suggested changing crops case study 5) identify reductions in rather than method of production. There 24
  • 27. were no other certified organic projects in Sugar cane yields are 30% higher. Sugar India at the time, and a feeling that the mills also pay a premia for the organic project was attempting the impossible. cane as it has a higher sugar content. Other products, particularly wheat, attract In the first year an experimental plot was local market premia because of its established at the mill’s own small farm, superior taste. to act as a reference point for farmers. The following year two hundred farmers • Soils have become softer and more crumbly joined the trial, applying a range of solutions and do not crack as much in the dry season. that had been developed through a series of Farmers attribute this to composting, which meetings between consultants and farmers. leaves residual fertility in the ground for Seven years later more than one thousand next year’s crop. Composting also reduces farmers, cultivating more than 15,000 acres, the need for weeding, as it reduces have joined the scheme. Organic cotton is availability of weed seeds. the main crop, accounting for around half of this. It is grown in rotation with a wide • Irrigation requirements have been reduced range of food crops. due to the increased moisture-retaining capacity of the soil. An extensive infrastructure has been created to support the project. There is a team of • Pest incidence has been reduced to a bio-agricultural extension officers located in minimum. Pest control management is eight extension centres, which serve between now one of the least important discussion eight and fifteen villages each. Regular topics at meetings. Natural predators are monitoring is undertaken and practical and now very common on organic land and theoretical training is offered to farmers. A farmers have learned how to monitor and range of biodynamic and organic techniques encourage their development. Some have have been developed. These include the use developed these techniques so successfully of trap and host crops (the latter to provide that they no longer need to purchase habitats for predators), compost making and biodynamic preparations. By contrast, use of biodynamic preparations. The latter conventional farmers are facing increasing are prepared locally (generating more jobs), pest incidence. and credit for farmers and distribution is arranged. Farmers have a guaranteed market • Most of the farmers have been using and receive a 25% premia. biodynamic preparations on their land for seven years and are happy with the Participant evaluation seven years after the results. project was initiated showed a remarkably diverse set of achievements: • Labour requirements are substantially reduced and production costs for organic • Average cotton yields on participating cotton are 30-40% of those for farms are on average 20% higher than conventional production. on neighbouring conventional farms. These tend to increase with length of • Given the reduced costs, equivalent / higher participation in the programme. yields and market premia, farmers’ margins are now significantly higher than before. • Yields of other rotational crops (wheat, soya and chilli) are equal to or up to 20% • Wider, knock-on effects have been higher than those on conventional land. observed. Farmers not involved in the The Real Green Revolution 25