1. ! "!
University of California, Berkeley
Preschool For All:
Increasing Access and Quality in California
By Daniel Sparks
Senior Honors Thesis
Political Economy
2. ! #!
Table of Contents
Introduction 3
Methodology 6
Literature Review 8
The Mixed Market for Preschool 22
San Francisco’s Preschool For All Program 34
Policy Recommendations and Limitations 63
Conclusion 72
List of Acronyms
ASQ Ages and Stages Questionnaire
CSPP California State Preschool Program
DRDP Desired Results Developmental Profile
ECE Early Childhood Education
ERS Environment Rating Scale
FCCH Family Child Care Home
NIEER National Institute for Early Education Research
PFA Preschool For All
PKFLP Prekindergarten and Family Literacy Program
QRIS Quality Rating and Improvement System
RTELC Race to the Top – Early Learning Challenge
SFUSD San Francisco Unified School District
SPP State Preschool Program
Special thanks to Professors David Kirp and Alan Karras for their guidance on this project and
their commitment to teaching
3. ! $!
“Justice is the first virtue of social institutions, as truth is of systems of thought. A theory
however elegant and economical must be rejected or revised if it is untrue; likewise laws and
institutions no matter how efficient and well-arranged must be reformed or abolished if they are
unjust.”
! John Rawls, A Theory of Justice
This story begins with Max Vasilio, a four year old enrolled at Capp Street Head Start
Center. Located in the heart of the Mission District in San Francisco, Max’s preschool is one of
nine child development centers operated by Mission Neighborhood Centers, Inc. The
organization was established in 1959 as a means of consolidating local community centers and
has since specialized in child development and youth services. These centers throughout the
Mission serve as delegate agencies for San Francisco Head Start, offering services to more than
380 economically disadvantaged children and their families. Max’s preschool also partners with
the city’s Preschool For All (PFA) program, a citywide initiative that aims to provide all of San
Francisco’s four year olds with a quality preschool education.
Max is finishing his final months of preschool as he prepares to transition to kindergarten
next year. Mrs. Vasilio had nothing but praise for the program. “It’s good for the kids, and Max
gets to learn English,” she said. 85% of the families at Max’s school are recent US immigrant
families whose primary language is Spanish.1
Through a bilingual curriculum, Max is able to
build on his native language and learn English as a second language. Like many preschools
throughout San Francisco, Mission Neighborhood Centers’ partnership with the PFA program
has enabled it to provide quality and affordable preschool to hundreds of children. PFA’s
financial support and quality improvements to Mission Neighborhood Centers have opened the
door for Max and many others to receive a quality preschool education. Mrs. Vasilio pays no
!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!
1
"Mission Head Start." Mission Neighborhood Centers, Inc.2014. www.mncsf.org.
4. ! %!
cost for her son’s preschool, and the center even provides her with various family services and
bimonthly food distribution. “San Francisco is expensive, but Max’s school helps us stay in the
city,” Mrs. Vasilio said as she collected her free produce. Without subsidized early education,
many families cannot afford to live in the city let alone send their children to quality preschool.
Preschool policy impacts thousands of children like Max throughout the state of
California. In the absence of affordable and quality preschool programs, many families either
forego sending their child to preschool or settle for schools that fail to meet acceptable quality
standards. The inequities in access to quality preschool result in alarming gaps in school
readiness between children from low and high-income families. By kindergarten and first grade,
a disproportionate number of children from low-income families, the majority of whom are
Black and Hispanic, are already behind their wealthier peers.
Access to quality preschool is critical in ensuring that all children are prepared for their
primary education. The benefits of preschool are extensive and well documented: children who
receive a high quality preschool education have higher high school and college graduation rates,
are less likely to be held back or become involved in crime, and even earn higher salaries in their
careers.2
By developing and refining key social and academic skills for three and four year olds,
preschool prepares children for future development and learning; in the absence of preschool
learning, children forego numerous benefits and begin their academic careers well behind their
peers.
In spite of extensive research on the benefits of preschool, access to quality programs
remains limited for California’s three and four year olds, especially for children from low-
income families. Preschool policy is extremely political, and there are a number of arguments
!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!
2
"Research Shows: The Benefits of High Quality Learning." Early Edge California. 2015. http://www.earlyedgecalifornia.org/resources/research-
-studies/making-the-case.html.
5. ! &!
both for and against state preschool expansion. This paper provides an introduction to the
different viewpoints on preschool expansion in California that ultimately shape the preschool
policy debate. These arguments are broken down into the economic and political framing of
preschool policy in California. This includes but is not limited to discussions of preschool as an
economic investment and the role of government in expanding access to quality preschool
programs. The paper then offers an overview of the current mixed market for preschool in
California, which includes a variety of public and private programs. The overview and analysis
of the market for preschool offers an outline of the different programs families can send their
children to as well as insight into the supply and demand for public and private options. This
section argues that the current mixed market for preschool is of mixed quality; there are key
areas of market failure that require government to fix, namely increasing access to quality
preschool for low-income families.
Using this overview of preschool policy framing and the mixed market for preschool, the
paper then provides a case study of San Francisco’s Preschool For All initiative. PFA is one
example of a universal preschool policy that has focused explicitly on increasing access to
quality preschool programs for all four year olds in the city, but especially children from low-
income families. The analysis of PFA and its impact over the past decade concentrates on
funding, quality, access, and potential areas for improvement, such as expanding the program to
incorporate three year olds. By providing an in depth analysis of PFA, this paper offers one
policy model for increasing preschool access and quality for all children but particularly for
those most in need and who stand to benefit the greatest. The benefits of preschool are too great
and the stakes too high for any child to miss out on a quality preschool education. Access to
quality preschool is a right, not a privilege. The state has an obligation to fill the gaps in access
6. ! '!
to preschool that exist in the current market and ensure all children’s right to a fair start to their
education. This paper analyzes the policy frameworks and market for preschool to see how the
state of California can increase access to quality preschool for all of its three and four year olds.
The PFA initiative in San Francisco shows the potential for policy to increase access to
preschool without jeopardizing quality and serves as one possible model for creating a more just
and inclusive preschool system in California.
Methodology
The methodologies employed in this paper include interviews, text analysis of media
discourse, and quantitative and qualitative data analysis. These research methodologies were
used to support the central goal of this paper: to provide insight into preschool policy in
California and to point out the potential for policy to increase access to quality preschool for all
children, but especially those from low-income families. Interviews cited throughout this paper
include personal interviews with policy officials, members of the Preschool For All program in
San Francisco, and families who currently send their children to a PFA partner preschool. The
interviews directly cited in the paper were all conducted through an informal interview process;
conversations with policy advisors, officials, and families were intended to generate a dialogue
regarding preschool policy in California, paying close attention to the topics of access and
quality. Accordingly, there was no formal questionnaire used in interviews with Scott Moore,
Chief Policy Advisor at Early Edge California, Matthew Rector, Program Administrator for
PFA, Xavier Morales, Data Analyst for PFA, and families currently participating in the PFA
program in San Francisco, which are cited throughout the paper.
7. ! (!
In order to observe trends in media discourse surrounding preschool policy in California,
I used data mining and text analysis. I collected a sample of 203 newspaper articles related to
preschool education in California. These articles were selected on the basis of relevance and
newspaper source. Each article selected is tagged by its respective newspaper source in the
“preschool education” category and was published between 2005 and present. Articles were not
discriminated on the basis of preschool policy level, meaning that the sample of articles includes
topics ranging from local to national preschool policy. All articles were sourced from the top ten
newspapers in California based on subscription rates, a list that includes the San Francisco
Chronicle, Los Angeles Times, Sacramento Bee, San Diego Union-Tribune, Fresno Bee, Orange
County Register, San Francisco Examiner, and the San Jose Mercury.3
Article content was then
mined on the basis of three criteria: most frequently used words, bigrams, and trigrams. This
criteria excludes stock words, such as articles and prepositions, which were removed in the data
mining process. Bigrams and trigrams refer to two and three word phrases, respectively, used in
the sample of articles. A full list of most frequently used words, bigrams and trigrams from the
sample can be found in the appendix.
Last, this paper uses qualitative and quantitative data analysis of both original and cited
data sets. Qualitative data analysis of cited sources includes more in depth exploration of data
sets in the chapter on the mixed market for preschool in California. The qualitative analysis of
cited sources such as the Rand Corporations series of reports on the nature and quality of
preschool and the National Institute for Early Education Research’s annual yearbooks offers
valuable data on the breakdown of the preschool market in California and state spending. Data
specific to PFA in San Francisco was prepared by First 5 SF and the PFA program and
!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!
3
"Top 10 Daily California Newspapers." Cision. March 3, 2010.
!
8. ! )!
forwarded to me for the purposes of this project. This includes tables that detail the enrollment of
four year olds in PFA programs versus Proposition H funding allocation, percent of children
enrolled in PFA preschools compared to non-PFA preschools based on family income, San
Francisco Quality Rating and Improvement System ratings by neighborhood, program funding
type, and the number of children enrolled in PFA preschools by neighborhood. Analysis of this
data provides essential information for better understanding the effectiveness of PFA as
measured through quality and access.
The chapter on San Francisco PFA also includes quantitative and qualitative analysis of
original data sets. Using the most recent Census data, I was able to break down San Francisco
neighborhoods with participating PFA preschools by median household income. I then compared
this data with tables on PFA preschool quality and child enrollment provided by First 5 and the
PFA program to see if a correlation exists between median household income and access to
quality preschool. Tables displaying the highest and lowest five neighborhoods by median
household income along with the number and percentage of children enrolled in PFA preschools
offer useful information on who the program is serving and the quality of preschools these
children are attending. Interviews, text analysis of media discourse, and data analysis comprise
the primary research methodologies employed in this paper and offer both qualitative and
quantitative data for better understanding the market for preschool, its gaps, and potential
policies for improving access to quality preschool for three and four year olds in California.
I. Literature Review
The changing dynamics of policy framing in California by both scholars and government
can be broken down into several categories, namely economics, the role of government, and
recent policy innovations. Within each of these categories are sometimes nuanced arguments in
9. ! *!
support of or against preschool expansion initiatives. Within some of these categories, arguments
and scholarly works offer diametrically opposed views of Early Childhood Education (ECE). In
both cases, the following literature review presents the various opinions, arguments and
theoretical foundations of early education that very much shape the way in which preschool is
framed in policy debates throughout California. The literature included is meant to highlight the
predominant arguments for and against preschool expansion and to provide a foundation for
better understanding preschool policy in California.
An Economic Perspective
The issue of early education is often framed in economic terms. Economists use
cost/benefit analysis to assess whether or not various early education initiatives are sound policy.
While there is extensive literature and research on the matter, there is no consensus on the issue.
Economic perspectives on early education shape its framing by defining preschool as either a
positive or negative net investment. A number of scholars, journalists, and other professionals
offer the compelling argument that greater access to preschool will lead to long-term economic
growth, thereby framing preschool initiatives as a sound investment in California’s future.
For instance, Lynn Karoly argues in “Preschool Adequacy and Efficiency in California”
that quality preschool is a necessary investment in California’s children and in ensuring
economic growth moving forward. The author argues throughout that “benefits to government or
society will exceed program costs” with regard to quality preschool programs because said
initiatives will increase investment in human capital for children in families of all income levels.4
The Packard Foundation draws on previous Rand research reports in its support for initiatives
that expand access to preschool in California: $2.50 to every dollar would go back to the state if
!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!
4
Karoly, Lynn. "Preschool Adequacy and Efficiency in California." RAND Corporation, 2009.
10. ! "+!
universal preschool became policy.5
This is a conservative estimate for economic Nobel laureate
James Heckman, who argues that every dollar spent on preschool offers a return of seven dollars
to society.6
Their framing of the issue is straightforward – preschool benefits the state economy
and represents a positive investment opportunity in California’s future.
Karoly and Bigelow expand on the economic framing of preschool in California. The
authors again suggest that preschool offers the state a positive net investment. More specifically,
they argue the previous estimates of economic return to the state are undervalued because they
fail to incorporate other social benefits that result from attending preschool. Increased access to
high-quality preschool reduces crime and dependence on public welfare as well as increases
health and labor force participation.7
In turn, these benefits offer positive returns to the state and
support calls to expand access to quality preschool programs.
Scott Moore, the former executive director of the California Early Learning Advisory
Council and current chief policy advisor at Early Edge California, offers a direct and transparent
explanation of his support for state-sponsored preschool. Much like the aforementioned authors,
Moore frames preschool as an economic investment, but goes a step further in suggesting that
not investing in it is equivalent to “mortgaging our future.”8
Moore addresses opponents of
preschool expansion, namely those who bring up fiscal constraints and economic instability as
counterarguments, by arguing that early education is in fact the best area for state investment in
terms of improving the economy moving forward. In emphasizing that “the best return on our
!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!
5
"Preschool Adequacy and Efficiency in California: Issues, Policy Options, and Recommendations." The David and Lucile Packard Foundation.
January 1, 2009.
6
!Kirp, David. "California Should Give All Kids the Pre-K Advantage." Los Angeles Times, January 1, 2014.!
7
Karoly, Lynn, and James Bigelow. "The Economics of Investing in Universal Preschool in California." RAND Corporation, 2005.
http://www.rand.org/pubs/monographs/MG349z1.html.
8
Mongeau, Lillian. "Not Investing in Preschool Is 'Mortgaging Our Future'"EdSource, March 11, 2013.
11. ! ""!
investment is early education,” Moore offers a very basic economic framework for better
understanding the potential benefits of expanding quality preschool programs.9
While numerous articles and reports tout the economic benefits of investing in preschool,
there is a tremendous amount of dissent that also uses economics to justify their viewpoints. As
with almost any policy involving taxes and additional state spending, the issue has become quite
contentious, especially after the Great Recession when California was struggling to manage its
budget. It should already be apparent that, because spending and taxes are highly sensitive
political issues, the economics and politics of preschool expansion do not always coincide and
point in the same policy direction.
Those against state expansion of preschool use their own economic data in framing
policy. Michael Boskin, professor of economics at Stanford University, labels preschool
expansion initiatives as pet projects for state government. He states that increased state spending
on preschool and, specifically, universal pre-K is poor spending and tax policy.10
Instead of
focusing on the investment in human capital, as the aforementioned authors in favor of preschool
expansion do, Boskin argues that the likely increase in sales or income tax (or both) will further
detract from the California economy and discourage business investment. From a conservative
economic perspective, Boskin points out that increased spending on preschool is fiscally
irresponsible and unsustainable. By reducing the incentives for businesses and firms to operate in
California, increased taxes and spending will result in capital flight from the state economy.11
In her piece “Is Universal Preschool beneficial,” Lisa Snell evokes similar economic
concern in her framing of ECE and preschool in California. Snell contrasts sharply with the view
!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!
9
Ibid.
10
Boskin, Michael. "Quit Taxing the Rich to Fund Your Pet Projects." Los Angeles Times, May 1, 2006. Note: pre-K is different from preschool
in that all pre-K programs have program standards and focus specifically on school readiness. Pre-K programs serve three and four year olds,
which is usually the case for preschool programs but not always. In general, pre-K programs are associated with higher quality learning
environments than preschool, although this is not always the case.
11
Ibid.
12. ! "#!
that increased state investment in preschool will actually promise a return on investment. Snell
argues that it is will cost taxpayers billions of dollars to expand preschool, and adds that many of
its benefits are overestimated by think-tanks like Rand.12
Furthermore, the author’s work
suggests that optimistic economic forecasts leave out the state’s track record in maintaining a
fiscally responsible budget. As such, the potential economic benefits of preschool are heavily
outweighed by the economic impacts of increased taxes and state spending.
Still, the economic framing of preschool policy in California is not limited to the
traditional liberal and conservative viewpoints just mentioned. While cost/benefit analyses play a
crucial role in the framing of early education, calls for greater efficiency and proper management
of programs already in place also have a significant role in the framing of preschool policy. For
instance, Loeb, Bryk and Hanushek argue that “the ways in which the available resources” are
used matter most in increasing the return on the investment in early education (as well as primary
education).13
The authors suggest that in framing the debate on preschool expansion, policy-
makers should focus less on investment or divestment and more on using resources efficiently
for programs already in place. They further contend that preschool programs “spend money as
the regulations demand, not necessarily to meet the needs of their students.”14
Focusing solely on
the return on investment can detract from efficiency. Accordingly, any economic justification for
preschool expansion must first address the proper allocation of resources and efficient use of
these resources already supporting programs.
Role of Government
!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!
12
Burke, Lindsey, and Lisa Snell. "Universal Pre-K May Not Be as Good as It Sounds." Reason Foundation, 2014.
http://reason.org/news/show/universal-pre-k-may-not-be-as-good.
13
Loeb, Susanna, Anthony Bryk, and Eric Hanushek. Getting Down to Facts: School Finance and Governance in California. Stanford
University, 2007: 7.
14
Ibid.
13. ! "$!
The scope of preschool policy depends on what is considered to be the proper role of the
state: is access to quality preschool a responsibility of the state, and what role should government
play in the market for preschool? Much of the literature regarding this topic is highly political
and draws on theoretical foundations of the role of the state. The existing body of research and
literature highlights the fact that ideology, specifically on the role of government, is inseparable
from the issue of increasing access to quality preschool.
“Preschool For All” and several other articles published by the Goldwater Institute, a
libertarian policy think tank, address supporters of preschool expansion in California as “nanny-
statists.”15
The authors borrow the term “nanny-statism” from previous political debates (such as
Head Start in the 1960s), in which conservatives felt the role of government was extending too
far into the realm of personal choice. The authors do not reject the notion that early education has
the potential to help many children, but rather that the means of creating such a system would
result in the largest “expansion of government into education since the creation of public
schools.”16
While preschool may indeed benefit children, the authors suggest that the magnitude
of government expansion is not justified for a problem that the current mixed market and
programs already in place can solve. Families and the current preschool system should account
for child development and school readiness, as the Goldwater Institute claims, not additional
government expansion.
In a similar fashion, Olsen and Snell characterize the expansion of preschool and ultimate
adoption of universal preschool in California as “de facto institutionalization” and an
“entitlement program that subsidizes the preschool choices of middleclass and wealthy
!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!
15
"Preschool For All!" Goldwater Institute. October 8, 2007. http://goldwaterinstitute.org/article/preschool-all-0.
16
Ibid.
14. ! "%!
families.”17
In this way, the authors expand on anti-early education arguments by incorporating
market and limited government ideology. The current market for preschool is mixed, meaning
children can receive their preschool education from either publicly supported or private
preschools.18
However, the authors argue that preschool expansion in California would
completely restructure the market by creating a state controlled monopoly and thereby limit
families’ freedom of choice. The extension of state would impede the already efficient
functioning of the mixed market for preschool and allow state government to make decisions that
should otherwise be limited to family discretion.
Los Angeles Times reporter Karin Klein offers another critical perspective on preschool.
She denounces calls for preschool expansion in California, raising concerns over the potential for
a “scary preschool utopia.”19
Her argument is based on the ideological assumption that state
government has no right to obstruct or substitute for family choice. Rather than building
bureaucracy, Californians should focus on building better families.20
Klein does not refute the
benefits of ECE and preschool specifically; instead, she suggests that government is already
doing enough to promote access. Klein holds that the current state-market relationship has led to
an efficient preschool system and that less emphasis should be placed on state-led preschool
expansion.
Others, such as David Kirp of UC Berkeley’s Goldman School of Public Policy, view
access to quality preschool as a primary responsibility of the state. From his numerous articles,
such as “California Should Give All Kids the Pre-K Advantage,” he argues that the state is
!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!
17
Olsen, Darcy, and Lisa Snell. "Assessing Proposals for Preschool and Kindergarten." Reason Foundation, 2006.
http://reason.org/news/show/assessing-proposals-for-presch.
18
Note: please see chapter two, “The Mixed Market for Preschool,” for an in depth explanation and analysis of the market for preschool in
California.!!
19
Klein, Karin. "Scary Preschool Utopia." Los Angeles Times, June 5, 2005.
20
Ibid.
15. ! "&!
responsible for leveling “the playing field for hundreds of thousands of poor children.”21
In
reviewing the array of benefits that come with a quality preschool education, such as increased
graduation rates and participation in higher education, Kirp suggests that the government should
ensure the right for all children to have access to quality preschool programs. On a more
ideological level, Kirp holds that the state has a responsibility in addressing poverty, and state-
sponsored early education offers one such way to ensure that poverty is not destiny.22
The issue
of ECE is not just about freedom of choice or nanny-statism. Preschool policy begs the all-
important question of who is responsible for solving some of the grave inequities that exist in
society. According to Kirp, the state can be the principal agent in reducing such inequities, and
expanding access to preschool offers one policy area that can help to accomplish this.
Education reporter Sarah Garland also frames the issue of preschool expansion as a state
responsibility in narrowing the well-known and reported gap between students in California. In
her report, the author highlights the fact that the achievement gap starts early in California; in
fact, studies have shown that an achievement gap exists before children even begin attending
school.23
As a result, Garland points to increased access to quality preschool as one possible state
solution for creating a more equitable education system – one that addresses inequalities in
access that exist between different racial and socioeconomic groups. By expanding and
improving the preschool quality, the state of California may better fulfill its responsibility of
providing an equitable and just education system that offers all children a fair chance to succeed.
Indeed, preschool policy can be framed as a matter of the state ensuring fairness and
justice in education for all children in California. Bernstein, a political and policy correspondent
for Reuters, identifies preschool as critical in upholding all kids’ right to a fair start. She notes
!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!
21
Kirp, David. 2014.
22
Ibid.
23
Garland, Sarah. "More, Better Early Education Could Help Close California's Achievement Gap." The Hechinger Report, October 24, 2011.
16. ! "'!
that “higher income families are already making sure their children have access” to high quality
early education; it should be up to the state to ensure access to the many families who cannot
afford such a luxury.24
Bernstein suggests that the state is not only responsible for closing the
achievement gap in California, but is the only viable actor in closing the gap. The market alone
will not address the inequities inherent in the current system. The significance of preschool
policy is framed such that access to quality preschool is a right, not a privilege, of all children
and a direct obligation of the state.
Policy analyst Linda Jacobson expands on this framework in her comprehensive report,
“On The Cusp in California.” She offers policy recommendations on the primary grounds that
the state “can- and should- be” doing much more to ensure equal access to early learning
experiences.25
In addressing the discrepancies in access between high and low-income families,
Jacobson specifically calls on the state to expand access to preschool as a means of closing the
achievement gap and improving education for economically disadvantaged families. Throughout
the report, Jacobson draws on disparities in access, quality and inequitable distribution to
emphasize the failure of state government in providing a fair start for many children in
California.26
A social justice perspective is implicit in Jacobson’s report: it is the state’s
responsibility to provide preschool to children who need it most, namely low-income families.
State officials have a responsibility to show leadership and to advance preschool and other ECE
reforms in California.27
For Jacobson, preschool expansion offers the state a concrete opportunity
to narrow the opportunity gap between high and low-income families and ultimately reduce
!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!
24
Bernstein, Sharon. "In Newly Solvent California, Dems Propose Free Preschool." Huffington Post, January 7, 2014.
25
Jacobson, Linda. "On The Cusp in California: How PreK-3rd Strategies Could Improve Education in the Golden State." New America
Foundation, 2009: 3.
26
Ibid.
27
Ibid, 33.
17. ! "(!
poverty. The opportunity to combat educational inequities inherent in the system should not be
wasted, especially given the tremendous body of research touting the benefits of preschool.
The Sandbox Investment by Kirp provides a narrative of the ECE movement throughout
America but devotes several portions specifically to California. While he addresses the views of
prominent members involved in the preschool policy debate in California such as Fuller, Snell,
Hill-Scott and Boskin, Kirp ultimately acknowledges the significance of regulation in the
promotion and expansion of quality preschool. He suggests that “competition can strengthen
quality… but only if parents have good information and government sets sensible standards”; in
addition, an unregulated market for preschool will not increase the availability of usable
information to families and will, in all likelihood, hinder the quality of education for most
children.28
Kirp recognizes the importance of the state in facilitating meaningful change in
preschool policy that promotes both access and quality. The author’s work also highlights the
relevance of preschool policy in California politics. Preschool is now a prominent policy issue in
California state politics that all policy-makers are well aware of. By providing a narrative of the
preschool debate in California, Kirp reminds us that preschool policy needs to focus on kids’
future rather than politics. The importance of politics in expanding access to preschool cannot be
stressed enough, but the far-reaching impact of comprehensive preschool reform reiterates the
need to overcome political gridlock.
Bruce Fuller, Alejandra Livas and Margaret Bridges present the case for a more
decentralized approach in their report on how to expand and improve preschool in California.
The authors, all prominent academics in the field of ECE, point out that policy options are not
limited to maintaining the status quo of a mixed preschool market or expanding to a state-
controlled market. Instead, the authors contend that decentralizing early education policy may
!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!
28
Kirp, David. The Sandbox Investment: The Preschool Movement and Kids-First Politics. Cambridge: Harvard University Press, 2007:222-223.
18. ! ")!
address flaws in the system, namely gaps in access and quality. The report suggests, “the ideal
system from a parent’s vantage point would be a single and inviting point of entry”; in other
words, a more efficient system might entail localized options from either government, private, or
community organizations.29
The authors address the pros and cons of the status quo and
potential for universal preschool while embracing a more decentralized policy framework. They
claim the current mixed market fails to address quality disparities between communities while
state-controlled preschool would likely increase standardization and uniformity in early
education.30
On the other hand, decentralizing early education may consolidate programs and
simplify the process for both families and organizations by county.
Fuller’s book, Standardized Childhood, delves deeper into the role of government in
promoting promoting. Most importantly, the author frames the role of government as one that
increasingly must be defined by decentralization in California. In this way, Fuller is not
questioning whether the government has a role, but which kind of role the government has in
proposing initiatives and implementing programs.31
He addresses the primary concern of many
limited government advocates by stating that preschool policy debates should incorporate
democratic discussion over how to “strengthen the capacity of families” so they may be better
able to make decisions for themselves.32
The author warns against the possibility of a state-
controlled early education system and contends that the extent of government intervention needs
to be limited. A state-controlled system would result in the standardization of education and
become another entitlement program that fails to close achievement gaps and reduce inequities in
education. Accordingly, Fuller suggests that the role of government should be to support
!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!
29
Fuller, Bruce, Alejandra Livas, and Margaret Bridges. "How to Expand and Improve Preschool in California." Policy Analysis for California
Education, 2006:21.
30
Ibid.
31
Fuller, Bruce. Standardized Childhood. Stanford: Stanford University Press, 2007: 150.
32
Ibid. 274.
19. ! "*!
collective action locally. More specifically, decentralizing early education policy and programs
to local counties would lead to “an easier-to-access, higher quality network of organizations and
caregivers.” 33
Fuller’s suggested preschool policies frame preschool as an opportunity for the
state to support and nurture more local, culturally based early education programs rather than
establish its own universal system of preschool.
Innovative Policy
Public policy and especially issues such as early childhood education are dynamic:
policymakers, academics, and experts in the field are always looking for solutions to social
issues or, for the purposes of this research, the best policy frameworks for either expanding or
contracting state-supported preschools in California. San Francisco’s Preschool For All (PFA)
program helps to reframe the preschool policy debate. PFA offers an example of policy with an
explicit mission to increase access to all children in San Francisco, but especially low-income
families. The program’s demonstrated impact on increasing access to quality preschool
highlights the importance of preschool policy and its potential to transform the educational
experience and opportunities of children throughout the city. The existing body of research and
policy analysis on this particular program is limited, offering one area for greater research and
analysis.
Jill Tucker, an education reporter for the San Francisco Chronicle, highlights PFA’s
ability to counter some of the previously mentioned arguments against preschool expansion. She
notes the program’s high quality standards and financial support of under-resourced preschools
in the city. Tucker also alludes to the program’s funding of both public and private preschools
and family centers. By working within the mixed market for preschool in San Francisco, PFA’s
!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!
33
Ibid. 285.
20. ! #+!
partnerships with a variety of program types has no doubt contributed to the city’s well above
average preschool enrollment rates.34
PFA has helped to increase enrollment for all children in
the city but particularly for children from economically disadvantaged families. Given this
success, the author contends that the program could serve as a model for other counties and even
the state in restructuring preschool and other early education policies. PFA’s ability to expand
access to quality preschool through both public and private partnerships while enhancing quality
may prove crucial in shifting the framework for preschool policy in California.
Text Analysis
In addition to this literature review, text analysis of a sample of over 200 newspaper
articles helps to lay the foundation for better understanding preschool policy in California. The
media discourse analysis included in this paper gives insight into the political rhetoric of
preschool policy. It also highlights some of the major areas of discussion, namely financing
preschool, which groups need preschool services, and the quality of programs. For example, how
to finance preschool initiatives is clearly an integral part of the policy discussion. The word
“budget” is used 338 times in the sample, and “money” and “funding” are used 243 and 205
times, respectively. Given California’s recent budget woes and recovery from the recession, it
makes sense that these words are used so frequently in preschool policy discourse. This further
emphasizes the role of economics in preschool policy. Both supporters and opponents of
preschool expansion draw on economic arguments, usually that preschool expansion is either
fiscally irresponsible or a positive investment in the state’s future.
Moreover, issues of access and quality are apparent in the discourse. “Income” is used
333 times, and “Low-income Families” is a top bigram and trigram with regard to frequency.
!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!
34
Ibid.!
21. ! #"!
This indicates that much of the discourse surrounding preschool policy includes discussions over
who is in need of access to ECE. Discrepancies in preschool participation rates based on family
income persist, and low-income families in California have less access to quality preschool
programs.35
“Universal” is used 182 times and “Universal Preschool” is a top bigram; “access”
itself is mentioned ninety-eight times in the text. The frequency of these terms in the discourse
suggests that certain groups are in need of greater access to preschool. It is evident, too, that low
and middle-income families are central to the policy debate. Preschool expansion and calls for
universal preschool center around leveling the playing field and increasing access for all of
California’s children, but especially children from economically disadvantaged families who
stand to gain the most from such policies.36
Disparities in access are apparent in the discourse
and are inherently linked to the role of the state. Universal and targeted approaches to increasing
access to preschool involve the state in some capacity, and the “State,” “State Preschool,” and
“Public Preschool” are amongst the most frequently used terms. The role of government is a
major issue in preschool policy, and the media discourse affirms the importance of the state in
promoting access.
Last, quality is commonly used in preschool discourse. “Quality” is used 215 times in the
sample of articles, and “High Quality” and “Quality Preschool” are most frequently used
bigrams. The use of quality in discourse is critical – increased access to preschool will have a
negligible impact if quality is not high. The quality of preschool programs is key, and the
frequency of “quality” terms in the discourse points to its significance in policy discussions. Text
analysis of media discourse shows that access and quality are dominant points of discussion in
preschool policy debates. The role of the state and economics are also main lenses through which
!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!
35
Note: please see “Gaps in the Mixed Market” for specific details on preschool participation rates by income in California.
$'!Schumacher, Kristin. "Reinvesting in California’s Children: Preschool for All?" California Budget and Policy Center. May 7, 2014.!
22. ! ##!
preschool policy is framed. The full list of top words, bigrams, and trigrams can be found in the
appendix.
By breaking preschool policy down by economics, the role of the state, and policy
innovations and analyzing media discourse, the reader is more easily able to understand the key
frameworks of preschool policy in California. Whether viewing preschool expansion as a sound
economic investment or unsubstantiated extension of the state, these perspectives offer insight
into the changing dynamics of the relationship between state and market and its influence on
preschool policy. Furthermore, the issue of ECE offers one area for new policy innovations and
state-market dynamics. The literature provides theoretical, qualitative and quantitative support
for a wide range of viewpoints on preschool. The diversity of opinions suggests that a consensus
on preschool policy is far from being reached in California. It also calls for more in depth
analysis on the market for preschool in the hopes of highlighting potential areas for improvement
moving forward.
II. The Mixed-Market for Preschool
The history of California’s mixed market for preschool dates back to 1965. During this
time, the state of California created the State Preschool Program (SPP), which was created in the
hopes of better serving at-risk children who did not otherwise have access to quality preschool.37
The program’s implementation was in part facilitated by nationwide efforts such as Head Start,
which sought to improve child services and access to preschool by placing particular emphasis
on low-income families and families living below the poverty line. Prior to California’s SPP,
preschools did not receive funding from the state; instead, center-based programs were either
!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!
37
Barnett, Stephen, Megan Carolan, James Squires, and Kirsty Brown. "The State of Preschool 2013." National Institute for Early Education
Research, 2013. 36.
23. ! #$!
privately funded or funded by local initiatives. Thus, it was not until 1965 that California’s
market for preschool education became mixed, offering both state-funded and private options for
families to choose from. The SPP provided a basis for state preschool education policy, helping
to shape the programs that currently make up state-funded options offered within California’s
mixed market for preschool.
Fast-forwarding to 2007, the state created the Prekindergarten and Family Literacy
Program (PKFLP), offering half and full day services for families at or below seventy percent of
state median income.38
Shaped after the SPP, the PKFLP’s scope expanded to include an
additional literacy component. By 2008, the state of California streamlined its many ECE
programs, including the SPP, PKFLP, and General Child Care programs such as First 5
California, to create the California State Preschool Program (CSPP).39
The CSPP consolidated
funding for the aforementioned state-funded programs that serve eligible three and four year olds
across the state. The CSPP is now the largest state-funded preschool program in the country; it
provides services ranging from meals for children to parent education and is administered
through local education agencies, colleges, and nonprofits.40
While the CSPP provides an
example of the state’s contributions to the mixed market for preschool, looking at actual
enrollment rates for private, public, and home-based preschool education presents a more holistic
framework for understanding the preschool system in California.
Because California’s market for preschool consists of both public and private options, it
is difficult to find comprehensive data that accounts for children participating in various types of
center-based programs and home-based programs such as Family Child Care Homes. A series of
Rand reports on preschool quality and efficiency gives extensive data on participation rates and
!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!
38
Ibid. 35.!
39
Ibid.
40
"Child Care and Development Programs." California Department of Education. March 20, 2015.
http://www.cde.ca.gov/sp/cd/op/cdprograms.asp.
24. ! #%!
the market for preschool in California. Their work is a series of technical reports based on the
organization’s own representative sample of preschool age children in California, including three
and four year olds. The data sample is intended to provide further insight into the types of
programs used by families throughout the state. The reports also detail types of funding
associated with each program, in turn indicating the socioeconomic factors that may go into a
family’s decision of which type of preschool to send their child to.
It is critical to note that more than half of California’s preschoolers, including three and
four year olds, attend center-based preschool programs.41
These programs, as defined by Karoly
et al., include Head Start Centers, preschools, prekindergartens, nursery schools, and child-care
centers. They may also be defined as programs that are not home-based with regard to either the
child or provider’s home.42
Table 1.0 displays program arrangements for preschool-age children,
categorizing the setting types as center-based, relative care, or nonrelative care.
43
Table 1.0 displays the distribution of early childhood education programs for three and four year old children. The study was conducted with
sample size 2,025 children. Of those 2,025 children, 1,016 were three years old and 1,009 were four years old.
As Table 1.0 shows, the majority of surveyed parents, about fifty-nine percent, reported sending
their child to a center-based program compared to twenty percent and thirteen percent for relative
and nonrelative care, respectively.44
The total distribution of children attending center-based
programs is brought down by three year olds, a group that has lower participation rates in all
!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!
41
"Most California Children Attend Center-Based Preschools; Educational Quality of Programs Falls Short." Rand Corporation, 2008.
42
Karoly, Lynn, Bonnie Ghosh-Dastidar, Gail Zellman, Michal Perlman, and Lynda Fernyhough, “Prepared to Learn: The Nature and Quality of
Early Care and Education for Preschool-Age Children in California.” RAND Corporation, 2008. 36.
43
Ibid. 40.
44
Ibid. 39.!
25. ! #&!
local, state, and federal preschool programs. This discrepancy in three and four year old
preschool participation rates is consistent with other existing data on preschool participation
rates.
It is worth mentioning that the distribution of setting types for three and four year olds
does vary slightly with the data collected from providers rather than the families themselves.
Based on provider survey data, fifty-seven percent of four year olds and forty-two percent of
three year olds attend center-based programs.45
Altogether, the percentage of both three and four
year olds participating in center-based programs is equal to roughly half of all children. In spite
of these minor variations, the main take-away from this data remains the same: the majority of
children attend center-based programs as opposed to home-based preschool. The demand for
center-based programs highlights the relevance of the market for preschool in both the private
and public sectors. Given the growing demand for center-based programs, it is especially
important to examine the distribution of setting types within the center-based category.
The breakdown in preschool participation for center-based programs offers a closer look
at the differences between public and private preschool attendance in California. Table 2.0
displays program type in center-based settings for preschool-age children including three and
four year olds.
46
Table 2.0. The above information is based on a sample size of 615. In contrast to previous tables included in this report, Table 2.0 includes
percentages that are based on survey data from preschool providers rather than households.
!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!
45
Ibid. 80.
46
Ibid.
26. ! #'!
In total, thirty-seven percent of three and four year olds attend publicly funded preschool.47
This
includes children enrolled in Head Start, Title V (i.e. California State Preschool), or public
school prekindergarten programs. Twenty percent of children are enrolled in private preschool
programs, twenty-seven percent in independent preschools or nursery schools, and sixteen
percent in child-care or other.48
The data also suggests that more four year olds are enrolled in
publicly funded programs compared to three year olds. While there is no dominant program type,
publicly funded program types represent the largest percentage of center-based programs. The
distribution in participation rates between private, independent, child-care/other, and publicly
funded preschools confirms the mixed nature of the market for preschool in California. In the
absence of a universal early education system, families in California are left with a number of
options regarding where to send their child to preschool that varies depending on program type,
cost, and affordability. For the most part, they prefer to send their children to center-based
programs and, within this, publicly funded programs that may offer free or reduced cost
preschool.
Still, tuition and accessibility of the aforementioned center-based programs is
inconclusive. Although the distribution of participation rates in center-based programs indicates
a mixed market for preschool in California, it does not entirely indicate which programs are
accessible to whom. A deeper analysis of program fees offers a more transparent view of the
market for preschool and which aspects of the market are serving whom. From Table 5.0 below,
it is evident that sixty-two percent of children attending preschool in center-based programs are
part of programs that charge a fee.49
This does not suggest that children attending programs with
!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!
47
Ibid.
48
Ibid. 80. “Other” entails centers that provide preschool services but are not necessarily labeled as preschool. One example includes recreation-
center programs.!
49
Ibid. 83.
27. ! #(!
tuition all pay the same amount; rather, the majority of programs that do charge a fee offer either
sliding-scale tuition, adjusted based on family income, or need-based scholarships.50
Thus, about
forty percent of three and four year olds enrolled in center-based programs attend preschools that
require no fee. These programs that require no fee predominantly consist of publicly funded
programs, such as Head Start, First 5, and Title V preschools.
51
Table 5.0. The information provided shows the percentage breakdown of programs included in the Rand study that charge fees or participate in
public subsidy programs. It is also important to note that these percentages are for center-based programs only and include statistics for both three
and four year olds. The table highlights that while the majority of programs charge a fee, there are still opportunities for alternative funding
through sliding-scale fees and need-based scholarships. This information will be especially relevant in analyzing the PFA program in San
Francisco, which provides services to programs that charge fees as well as participate in public subsidy programs.
The differences between programs with and without fees do not relate to either type of
school’s ability to accept public subsidies. Although sixty-two percent of schools charge fees,
more than eighty-five percent of center-based programs accept some form of public subsidies.52
These subsidies include but are not limited to vouchers, Head Start contracts, First 5 contracts,
!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!
50
Ibid.!
51
Ibid.
52
Ibid.
28. ! #)!
and other local or county school district subsidies. Table 5.0 looks mostly at fees and subsidies
for programs, but it does provide an estimate for the total percentage of three and four year olds
in center-based programs that are subsidized – just over thirty percent of total children enrolled.53
The dollar amounts of the subsidies received by those thirty percent remain uncertain, but the
data does offer critical insight into some of the factors that influence the distribution of
participation within private, public, independent, and other preschool programs.
The amount of subsidies and funding for public programs depends on government
funding at the local, state, and federal levels. Depending on its type, each program may be
eligible to receive funding from one or all levels of government. For instance, Head Start centers
receive federal funding since the program is a nationwide initiative; First 5 California centers
receive mostly state funding but, as is often the case, receive some funding from the counties
they serve. Since this section details the political economy of preschool in California, it is
important to pay special consideration to the state’s role in funding public programs.
Table 6.0 displays state spending per child enrolled in public programs from 2002 to
2013. State spending on preschool appears to have remained relatively constant between 2005
and 2008, with a slight decrease from roughly $4,200 per student to $4,000 occurring at the onset
of the Great Recession. The data included in Table 6.0 also suggests that state preschool
spending increased dramatically from 2009 to 2010 to just over $5,800 per child enrolled. It
should be cautioned that this apparent increase in state funding is a product of program
consolidation rather than an actual increase from previous years.54
The 2008 California State
Preschool Program Act streamlined funding for state preschool programs, including the
Prekindergarten Family Literacy Program and General Child Care Program, and was fully
!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!
53
See Table 5.0
&%!Barnett, Stephen, Megan Carolan, James Squires, and Kirsty Brown. 35.!
29. ! #*!
implemented in 2009. The ensuing increases in Table 6.0 represent consolidated funding from
the General Child Care program as well as stimulus money from the American Recovery and
Reinvestment Act.55
The decrease of over $1,000 in spending per child enrolled in preschool
from 2010 to 2012 reflects steep budget cuts as a result of the Great Recession.56
State preschool
spending has since recovered to pre-recession spending levels and has actually increased thanks
to grants from the Race to the Top Early Learning Challenge (RTELC) and the creation of
Transitional Kindergarten.57
California now ranks seventeenth out of fifty states in the NIEER’s
annual state spending and resource rankings.58
59
Table 6.0 displays California state spending from 2002 to 2013. Data is taken from the NIEER’s most recent preschool yearbook, which
provides an overview and analysis of preschool policy and its effectiveness. The data shows a spike in state spending between 2009 and 2010.
Although this indicates a dramatic increase in per student spending for preschool, the spike is in fact a result of program consolidation resulting
from the 2008 California State Preschool Program Act.
Gaps in the Mixed Market
In spite of the variety of center-based preschool programs, the mixed market for
preschool in its current state is far from promoting equal opportunity for all children in
California. A gap in access to quality preschool persists, disproportionately impacting low-
income families. According to the California Budget and Policy Center, nearly two-thirds of
!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!
55
Ibid. 36.
56
Resmovits, Joy. "Preschool Funding Reached 'State Of Emergency' In 2012: NIEER Report."Huffington Post, April 29, 2013.
57
Barnett, Stephen, Megan Carolan, James Squires, and Kirsty Brown. 35.
58
Ibid.!
59
Ibid.
30. ! $+!
low-income three and four year olds are not enrolled in center-based preschool programs.60
This
compares to fifty-six percent of higher-income three and four year olds who are enrolled in
preschool. Even children from families earning close to the state median income have lower
preschool participation rates than their higher-income peers.61
These statistics highlight a critical
trend in preschool participation rates: class matters, and a family’s income is a strong predictor
of a child’s enrollment in quality preschool programs.
The state of California has tried to address this gap in the preschool market through
various programs. While federal programs such as Head Start have offered preschool services for
families living below the poverty line since the 1960s, California has taken more recent steps to
help increase access to preschool for middle and low-income families. For instance, the CSPP
serves more than 200,000 three and four year olds from families earning less than seventy
percent of the state median income.62
The state’s transitional kindergarten program, which will
be discussed in further detail, offers older four year olds services regardless of family income. In
spite of these efforts, income remains a dominant factor in shaping who has access to quality
preschool. It is especially critical for the state to increase access to preschool for low-income
children given they are most at-risk for falling behind in school.63
Without further state action to
increase access to quality preschool for both low and middle income families, the positive
feedback loop continues – gaps in school readiness persist, and these children start primary
education already behind their wealthier classmates.
!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!
60
Schumacher, Kristin. "Reinvesting in California’s Children: Preschool for All?" California Budget and Policy Center. May 7, 2014. Note:
preschool participation rates cited from the California Budget and Policy Center vary slightly compared to previously listed statistics sourced
from the Rand report, which claimed fifty-nine percent of three and four year olds are enrolled in center-based preschool programs. The variation
in data may result from research methodology and their respective sample populations. Moreover, the percentages cited here refer specifically to
participation rates based on income groups whereas the Rand study does not disclose the economic backgrounds of families included in its
sample. In spite of the variations in overall participation, both data sets suggest that a slight majority of California’s three and four year olds are
enrolled in center-based programs.
61
Ibid.
62
Ibid.
63
Ibid.
31. ! $"!
Transitional Kindergarten
Until recently, the mixed market for early education in California neglected older four
year olds, whose kindergarten readiness varied significantly based on date of birth. Before 2010,
four year olds born in the fall on or before December 2nd
were eligible to attend public
kindergartens.64
While the date of birth requirements for kindergarten seem relatively harmless,
the policies in place before 2010 had a huge impact on the kindergarten readiness of many of the
state’s four year olds. More so than almost any other state, California children started
kindergarten at a younger age, which in turn affected children’s social, emotional, and cognitive
abilities in the classroom.65
The academic struggles and general lack of readiness on the part of
these four year olds presented a serious gap in the market for early education, one that required a
fix in the state’s early education policy.
In 2010, the state of California passed the Kindergarten Readiness Act, which pushed the
kindergarten entry date back from December to September. As a result, this policy ensures that
children enter kindergarten at age five.66
Most importantly, the law created Transitional
Kindergarten, a “developmentally appropriate curriculum aligned with kindergarten standards
and taught by credentialed teachers.”67
The cutoff date for kindergarten was phased in over a
period of three years and is now fully implemented. In 2014, transitional kindergarten served
134,000 four year olds, helping to close the previous gap in kindergarten readiness that persisted
for older four year olds. Transitional kindergarten so far appears to pose a win-win situation for
children and schools, who both stand to gain from increased kindergarten readiness. Transitional
kindergarten is also indicative of the state’s ability to correct failures in the mixed market for
early education that stem from state education policy as well as private preschool and
!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!
64
"TK California." TK California: A Project of Early Edge California. 2015. http://www.tkcalifornia.org/.
65
Ibid.
66
Ibid.
67
Ibid.!
32. ! $#!
kindergarten supply. The Kindergarten Readiness Act and its creation of transitional
kindergarten highlight a key addition to the preschool market in California, one that fills a
previous gap in state policy and renews the state’s commitment to its early learners.
68
Figure 1.0. This figure created by TK California provides visual aid to California’s transitional kindergarten program. The program has already
served thousands of four year olds and helped close a previous gap in state preschool policy.
Mixed Market Recap
There are several key takeaways from this overview of the market for preschool in
California. The data on center-based programs confirms that the market for preschool is indeed a
mixed system of mixed quality. While there is no majority program type, publicly funded
programs represent the largest percentage of center-based programs followed by private and
independent preschools. It is also evident that the majority of preschool-age children in
California attend center-based programs. Upward trends in center-based participation rates
indicate the growing demand for preschool education outside of the home and in general.
!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!
68
!TK California." TK California: A Project of Early Edge California. 2015. http://www.tkcalifornia.org/.!
33. ! $$!
Increasing participation in preschool still does not ensure quality, which can vary greatly from
program to program.69
The distribution of preschool participation rates does not entirely explain who has access
to different programs, but it does highlight discrepancies between high and low-income families.
Even though children from low-income families stand to gain the most from quality preschool
education, they have much lower enrollment rates than their higher-income peers. On top of this,
the preschool programs that low-income children are enrolled in tend to be of lower quality than
that of children from upper income families. This poses a serious challenge for local and state
education agencies, who must find a policy solution to increase access to quality preschool for
those families most in need.
State funding plays a critical role in the mixed market for preschool. California’s support
for early education is slightly above average in relation to the rest of the United States, leaving
plenty of room for improvement. Although sixty percent of center-based programs charge a fee
or tuition, the vast majority of centers accept some form of public subsidy. These numbers do not
offer in depth insight into the accessibility of preschool in California, but they do reaffirm the
importance of public funding and its potential to transform access.
This section has identified California’s preschool system as a mixed market of mixed
quality. Although a variety of programs exist and a slight majority of the state’s three and four
year olds are now enrolled in preschool, access to quality preschool, especially for low-income
families, remains an issue. As long as this gap in the market goes unaddressed, many of
California’s children will forego the benefits of preschool education and begin their schooling
well behind their peers from higher income families. There are local preschool initiatives that
have sought to address these gaps persisting in the market and state policy. San Francisco’s
!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!
69
Karoly, Lynn. "Preschool Adequacy and Efficiency in California." RAND Corporation, 2009. 38.
34. ! $%!
Preschool For All program is one example of a local policy initiative that has focused on
increasing access for all four year olds in the city and children from low-income families in
particular. As a universal preschool policy, San Francisco’s PFA program provides the state with
one policy model for improving access to preschool. The program also shows that preschool
policy can increase access for all children without jeopardizing quality as well as focus on
specific groups most in need of quality early education services.
III. San Francisco’s Preschool For All Initiative
Preschool policy discussions have taken on many faces, and the issue’s framing has
contributed to an array of policy proposals throughout California. There are several ways of
measuring the effectiveness of early education policies, and the arguments both for and against
expansion of state-supported early education offer a diverse set of approaches for analyzing
policy. Preschool policy can be measured by its long-term investment in children, accessibility to
low-income families, or program quality. Certainly, some of these aspects cannot be neglected –
an analysis of any education policy would be remiss if it did not address access and quality in
some shape or form. Because access and quality can be very ambiguous terms in and of
themselves, it is critical to clearly define how they will be used in this context. This section first
provides an introduction to San Francisco’s Preschool For All (PFA) program. It then analyzes
the program’s impact with specific regard to access and quality before offering recommendations
for the policy.
Access to early education has increased significantly in the past decade, and there are a
number of proposed local and state initiatives that champion preschool expansion. The previous
overview of the mixed market for preschool in California highlighted some of the gaps in access
35. ! $&!
to quality preschool. Amidst calls for a decentralized system of preschool, increased
privatization, and universal state-run preschool, there is no consensus on which policies will
provide the highest level of access to quality preschool for all Californians. Policy-makers are
left to grapple with how to increase access efficiently and effectively and in a manner that does
not jeopardize quality.
The city of San Francisco’s PFA program offers one policy model for increasing access,
especially for low-income families, while enhancing quality. By exploring in depth the PFA
program, this paper identifies San Francisco PFA as one potential policy model for other
counties and the state as it tries to close gaps in access to quality preschool. Taking into account
quality, effectiveness, limitations, and areas for improvement, this analysis ultimately suggests
that universal preschool policies can increase access for all children while focusing particularly
on children most in need; this in turn fills a persisting gap in the market for preschool and levels
the playing field for all children as they begin their primary education.
Historical Overview
The story of the Preschool For All program begins in 2004 when San Francisco voters
passed Proposition H. Also referred to as the Great Schools Charter Amendment, Proposition H
appropriated money from the city’s General Fund, which is explicitly used for public services
such as public health and education.70
The proposition increased annual funding for preschool
and K-12 public school enrichment programs by sixty million dollars.71
More specifically, the
funds were distributed three ways: one third for San Francisco First 5 and preschool support, one
third for sports, libraries, arts, and music programs, and the last third for wellness centers,
!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!
70
“Proposition H-Public Education Fund.” SPUR. March 1, 2004. http://www.spur.org/publications/voter-guide/2004-03-01/proposition-h-
public-education-fund
71
Ibid.!
36. ! $'!
student support professionals, translation services, and peer resources.72
The proposition gained
significant voter support and political traction as a result of underperforming schools, relatively
low per pupil spending, and declining enrollment in San Francisco Unified School District
(SFUSD) schools stemming from a number of factors, including but not limited to dramatic
increases in the cost of living and gentrification. Although San Francisco’s high cost and
standard of living would seem to indicate substantial per pupil spending in the city’s public
schools, San Francisco, at the time, ranked thirty-fourth among forty-three city public school
districts of comparable size.73
The proposition’s passage in many ways represents San
Francisco’s renewed commitment to public education and growing interest in a quality ECE
system.
The third of Proposition H’s Public Education Enrichment Fund was designated to San
Francisco First 5 and its support for preschools, which ultimately led to the creation of a new
universal preschool program. San Francisco First 5’s new program, titled Preschool For All, was
created under a clear and concise mission: to provide quality preschool and family services to
San Francisco’s families regardless of income or socioeconomic background. Since its inception,
the program has sought to uphold its mission of promoting accessible and affordable preschool to
all four year olds in the city. It also aims to serve San Francisco’s most under-resourced families,
namely low-income and minority families.74
The program offers additional services for families beyond preschool education. PFA and
First 5 San Francisco have taken additional measures to provide resources and education to
families throughout San Francisco. The program’s Family Resource Center Initiative, which
began in 2009, offers families intensive support services and opportunities for community
!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!
72
“Public Education Enrichment Fund.” San Francisco Unified School District. 2015. http://www.sfusd.edu/en/about-sfusd/voter-
initiatives/public-education-enrichment-fund.html
73
“Proposition H-Public Education Fund,” 2004.
74
“SF Family Resource Initiative Evaluation.” First 5 San Francisco. 2013. http://www.first5sf.org/programs/preschool-all.!
37. ! $(!
development. This initiative within PFA focuses especially on building parents’ knowledge and
skills as a means of strengthening families and ensuring healthy childhoods.75
In accordance with
high quality early education, the Family Resource Initiative has undoubtedly helped to improve
family relationships, which is a key factor for children’s emotional and social development. The
initiative has served over 13,000 parents and children to date, the majority of whom are Latino.
According to a report by the San Francisco Department of Children and Human Services
Agency, more frequent visits to the center are associated with improvements in emotional well-
being and reductions in the risk of abuse.76
By offering workshops ranging from parenting
education to parent/child interaction groups, the initiative has had a clear impact on the
thousands of parents and children it has served since 2009.
PFA and partner initiatives like the Family Resource Center have made a tangible and
lasting impact on families in San Francisco. Around the time of Proposition H’s passing and
implementation, a study conducted by the Rand Corporation reported that less than fifteen
percent of children in California attend high quality preschool.77
More than eighty percent of
children in San Francisco now attend preschool, beating both the state and national participation
rates. The program has made significant strides in promoting access to economically
disadvantaged families. Prior to PFA, access to public preschool for free or reduced cost was
limited to families earning less than $35,000. In the absence of an income eligibility limit, PFA
has expanded access to quality preschool for all families in the city. According to Melissa Daar,
a San Francisco parent, “Preschool For All is helping us stay in the city.”78
For Daar and many
families throughout San Francisco, paying tuition upwards of $12,000 for quality preschool is
!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!
75
“San Francisco Family Resource Center Initiative, Year 2 Evaluation.” First 5 San Francisco. July 2012.
http://www.first5sf.org/sites/default/files/page-files/11_frc_es.pdf.
76
Ibid.
77
Graff, Amy. “SF’s PFA Adds 10 New Sites.” SF Gate. June 4, 2009. http://blog.sfgate.com/sfmoms/2009/06/04/s-f-s-preschool-for-all-adds-
10-new-sites/.!
78
Ibid.
38. ! $)!
simply not possible. By subsidizing the cost and imposing quality standards, San Francisco has
taken progressive measures to facilitate positive change in its preschool education system.
With PFA’s ten year authorization under Proposition H now coming to a close, it is an
especially critical time for an impact analysis of the program to better understand its strengths
and weaknesses as well as its ability to fulfill the program’s stated mission. This includes an
examination and analysis of the program’s effectiveness as determined through its ability to
promote access and quality. This paper addresses a central question surrounding preschool
expansion in San Francisco: is PFA increasing access to quality preschool for all children in San
Francisco, especially for children most in need?
Funding
Since the implementation of Proposition H in 2005, PFA has seen significant growth in
preschool enrollment rates amongst its partner sites as well as its allocation of funding from the
city. Before discussing trends in participation and the terms of partnering with PFA, it is
necessary to explain how PFA funds its services. From 2005 to 2015, the amount of funding for
PFA increased nearly tenfold. However, the funding for PFA has not been consistent, and both a
sustainable and predictable financial model remains to be seen.
In 2005, the program received $3.3 million, a budget that ultimately supported the
education of 561 four year olds in San Francisco.79
According to one study conducted by San
Francisco’s Department of Children, Youth, and Their Families, the average cost per child of
providing preschool in San Francisco falls around $8,800, with higher cost estimates associated
!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!
79
Note: data was prepared by First 5 SF in 2013 and forwarded by PFA Data Analyst, Xavier Morales.
39. ! $*!
with higher quality preschool programs.80
These numbers include administrative and staffing
costs, which make up between seventy and eighty percent of center-based programs’ budgets, as
well as quality enhancement measures and tuition subsidies or credits.81
At the time of the
program’s implementation in 2005 and the ensuing two years, the program expanded rapidly,
and its annual allocation of funds fell in line with the amounts stated under Proposition H.
Nonetheless, San Francisco, like most cities and states throughout the United States, experienced
budget shortfalls with the onset of the Great Recession in 2007-2008. SFUSD faced upwards of
$40 million in cuts, representing ten percent of its total annual budget.82
As a result, 2008 marked
the first year of the Preschool For All initiative in which program expenditures exceeded
revenue. Although PFA enrollment continued to increase during this time, its improvements in
access to preschool staggered. As portrayed in Figure 2.0, the discrepancy between actual and
statutory Proposition H funds for PFA peaked in 2010, with the program receiving only $14.7
million of the original $20 million set aside by the Public Education Enrichment Fund.83
From
this, PFA was forced to look elsewhere for funding and attain greater efficiency with the funds
they received from the city.
!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!
80
Lucich, Mardi, and Kelly Lynch. “Cost Models of Three Types of Early Care and Education in San Francisco: What is the True Cost of High
Quality Care?” SF Department of Youth and Their Families. 2009. 3.
81
Ibid.
82
Tucker, Jill. “School Board Votes to Save Prop. H Cash for Shortfall.” SF Gate. January 23, 2008.
83
Note: data was prepared by First 5 SF in 2013 and forwarded by PFA Data Analyst, Xavier Morales.!
40. ! %+!
84
Figure 2.0. In 2005, the passage of Proposition H promised PFA increased funding as the program expanded. However, the 2007-2008
financial recession forced the City of San Francisco to cut much of its education budget, resulting in the above discrepancy between actual and
promised funding for the Preschool For All program.
Because of the variations in city funding, PFA has had to seek additional funding
strategies and partnerships. Beginning in 2012, PFA started using its reserve funding for excess
expenditures stemming from budget shortfalls. In this coming year, the program is expected to
deplete the remainder of its reserve funds, meaning that over $5 million of reserve funding will
be used to cover excess expenditures.85
Although the program has received grants from
numerous state and federal entities, such as First 5 California and the Department of Education,
the program’s financial model is not self-sufficient or sustainable. Funding for the program
seemed especially uncertain moving forward given the expiration of Proposition H this year,
which in turn concludes PFA’s ten-year funding authorization.
!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!
84
Ibid.
85
“Proposition H Funding.” First 5 San Francisco. http://www.first5sf.org/press/proph.
41. ! %"!
Nevertheless, members of PFA remain optimistic about the program’s future. While
excess reserve spending and budget shortfalls have limited PFA enrollment growth and put forth
an unsustainable financial model in previous years, increasing access to early education and,
more specifically, the initiative for universal preschool are incredibly salient and politically
feasible issue areas in the city of San Francisco. Proposition H and its concurrent Public
Education Enrichment Fund are set to expire this coming June, but the voters of San Francisco
have already passed Proposition C, which extends the city’s Children’s Fund as well as Public
Education Enrichment Fund.86
Proposition C offers PFA more consistent funding by eliminating
a previous provision that allowed the city to withdraw PFA funding during any year it suffered
budget shortfalls of $100 million or more.87
With nearly three quarters of the vote, the passage of
Proposition C is indicative of citywide support for universal preschool and continued expansion
of early education and family services in San Francisco.
Drawing on the city’s overwhelming support for universal preschool, San Francisco’s
politicians have also taken on the issue in hopes of further expanding access. In January of 2015,
San Francisco Mayor Ed Lee proposed expanding access to preschool for an additional 860
children.88
Noting access to early education as one of the primary concerns for families living in
San Francisco, the Mayor is attempting to expand the program at a time when the city is
experiencing tremendous economic growth from the tech boom. Although the proposed
expansion would add another $5 to 10 million to the PFA budget, it would, at least for the time
being, reduce or eliminate the current 500-child waitlist for the PFA program.89
Since 2013, PFA
has received the original amount of funding guaranteed under Proposition H, but the current
budget is still not enough to promote expansion such that the supply of quality preschool in San
!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!
86
“City of San Francisco Children and Families First City Funds, Tax and Administration Proposal, Proposition C.” Ballotpedia. 2014.
87
Ibid.
88
Cote, John. “S.F. Mayor Ed Lee Promises Funds for Preschool, Muni.” SF Gate. January 14, 2015. !
89
Ibid.
42. ! %#!
Francisco is able to meet the demand. These long waitlists suggest that, with the ten-year
authorization of PFA funding through Proposition H coming to a close, the program has not yet
reached its goal of providing universal preschool. While budget issues have limited PFA’s
impact and growth in previous years, overwhelming political support of universal preschool as
an issue will allow PFA to continue its mission of increasing access to quality preschool
education. Whether the Mayor’s early education proposals are simply rhetoric and political
maneuvers or genuine action remains to be seen, but they certainly present an optimistic outlook
for PFA and the state of universal preschool in San Francisco.
In the current fiscal year, PFA is set to receive about $27 million in city funds.90
Where
and how this money is distributed requires further examination. Understanding PFA’s budget
offers one policy perspective on the program’s efficiency in terms of costs and benefits, but it
also provides greater insight into the viability of replicating the successes of this program
elsewhere in California. With that said, PFA partner sites are delineated into two primary
categories: subsidized or unsubsidized. Subsidized schools, which make up roughly sixty-five
percent of the 150 PFA partner sites, include schools that receive either state or federal education
subsidies. More than sixty percent of subsidized preschools partnering with PFA receive state
subsidies from California’s Department of Education, while the remainder of subsidized
preschools in San Francisco receives funding from either Head Start or Title I.
In fact, PFA partners with every Head Start school in SFUSD. Head Start, a federal
program established in 1965, is designed to serve children between the ages of three and five and
was founded on the basis of promoting equal opportunity for families of all socioeconomic
backgrounds. The program specifically targets children at high risk for academic failure in low-
income communities, and the majority of families served by Head Start centers either fall below
!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!
90
Ibid.!
43. ! %$!
the federal poverty line or qualify for social services according to state and federal income
guidelines.91
Even though Head Start is a federally run and sponsored program, sixty-four
percent of Head Start agencies in California also contract with the State Department of Education
and city programs like the Preschool For All initiative.92
These schools require further resources
and funding from PFA and First 5 San Francisco to enhance their efforts to alleviate poverty and
promote quality preschool education for under-resourced families.
In addition, Title I schools, which receive federal funds and grants as per the Elementary
and Secondary Education Act, make up a much smaller percentage of PFA partner sites. Much
like the Head Start programs, the handful of Title I schools that partner with PFA have especially
high percentages of students from low-income families.93
In spite of receiving funding from
various federal and state entities, these subsidized schools still require a great deal of additional
funding for quality improvement, teacher development and assistance as well as financial
assistance for individual students. Because Title I and Head Start schools specifically target low-
income families and families living below the poverty line, funding is critical for subsidizing the
cost to families and improving quality, which tends to be lower than that of private preschools in
San Francisco.
Unsubsidized schools, which make up the other forty percent of PFA partner schools, are
in large part tuition-based, meaning students enroll on a fee-for-service basis. Like subsidized
schools, these early education centers may also offer scholarships or sliding-scale tuition. While
unsubsidized schools are more likely to be private preschools and provide access to fewer low-
income families, they still offer a number of opportunities for reduced tuition. Since PFA’s
mission focuses particularly on low-income families, unsubsidized schools on the whole receive
!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!
91
“About Head Start.” California Head Start Association. 2015. caheadstart.org.
92
Ibid.
93
“Improving Basic Programs Operated by Local Educational Agencies.” US Department of Education. June 4, 2014. !
44. ! %%!
less funding than subsidized schools from PFA. These schools still need funds to ensure quality,
promote enrollment, and streamline various program requirements that PFA mandates for its
partner sites.
The amount of funding both subsidized and unsubsidized schools can receive is also
limited by enrollment type. Within this, preschools can either provide a full, part, or school day
of learning. At the least, schools provide part day learning, which entails four or fewer daily
hours; school days are defined by four to seven hours of daily education, and full day preschools
provide seven plus daily hours of learning.94
Eighty-five percent of participating PFA schools
offer full day services, a figure that is critical in enhancing PFA’s potential impact. Numerous
studies highlight the benefits of additional hours of preschool education. Most notably, the
NIEER conducted a randomized study of eighty-five four-year olds in a low-income urban
school district, in which twenty percent of participating families were living below the poverty
line.95
The study suggests that “even students who are far behind at entry to preschool can
develop vocabulary, math, and literacy skills that approach national norms if provided with
extended-duration preschool that maintains reasonable quality standards.”96
Thus, high
participation rates among full day preschool services is significant to PFA’s mission of
increasing school readiness of its students, particularly those from low-income backgrounds.
More hours of quality preschool education result in substantial gains for participating children. In
turn, it is necessary to analyze PFA’s standards of quality and accessibility in order to more
accurately gage the program’s effectiveness.
Defining and Measuring Effectiveness
!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!
94
“2013/2014 PFA Preschools.” First 5 San Francisco. 2013. http://www.first5sf.org/sites/default/files/page-files/Directory_PFA_CURRENT.pdf
95
Barnett, Stephen, Ellen Frede, and Kenneth Robin. “Is More Better? The Effects of Full-Day vs. Half-Day Preschool on Early School
Achievement.” 2006. http://nieer.org/resources/research/IsMoreBetter.pdf.
96
Ibid.
45. ! %&!
So far, this analysis has only looked into PFA’s historical background and funding
schemes. It is also important to better understand and analyze the program’s effectiveness, a
ubiquitously controversial criteria for any education policy analysis. First 5 SF and the PFA
program have very specific criteria for measuring success and effectiveness. The initiative’s
primary objectives are to make high quality preschool accessible, available, and affordable for all
and to ensure that children are socially, emotionally and academically prepared for success in the
classroom.97
PFA’s site evaluations specifically focus on school readiness by measuring early
math and reading skills as well as self-regulation, which measures children’s attention skills and
social development.
PFA’s most recent evaluations from 2012 suggest that children attending PFA partner
preschools achieve significant gains in early literacy, early math and self-regulation skills,
placing them well above the national average for these categories. The gains in early literacy,
measured by letter word recognition tests, can be equated into a three-month advantage for PFA
children.98
In addition, students at PFA sites achieved increases in applied problem scores for
mathematics, resulting in a three to four month advantage in school readiness.99
The program had
the biggest impact on self-regulation skills. Using the Head-Toes-Shoulder-Knees Test, which
tests participants’ ability to concurrently inhibit impulses while still executing intention, students
made further progress in school readiness.100
From this, children enrolled in PFA partner sites
experience significant progress in school readiness and exhibit learning skills above that of non-
PFA and national averages.
!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!
97
"Evaluating Preschool For All Effectiveness." First 5 SF. August 1, 2013.
98
Ibid. Note: letter word recognition tests measure language development and early literacy. The test is endorsed by the National Education Goals
Panel, which selects tests on the basis of predicting subsequent academic success. The test itself is a series of test plates; students are then asked
to identify letters, words, and distinguishing letters from images on those plates. This pre-reading and word decoding test can be taken in both
English and Spanish.
99
Ibid.!
100
Ibid. Note: the Head-Toes-Shoulder-Knees Test is a five minute test that measures a child’s ability to self-regulate. The test asks children to
perform the opposite of a response to various commands. For instance, if a child is instructed to touch his toes, his/her correct response entails
touching his/her head. PFA administers this test in English, Spanish, and Chinese.
46. ! %'!
An evaluation of PFA’s effectiveness would be remiss if it did not address the program’s
ability to uphold a key part of its mission, namely to ensure accessible and affordable preschool
for all four year olds in San Francisco but particularly four year olds from low-income families.
First 5 agencies throughout California focus a great deal on providing their services to low-
income families. Within this, PFA’s work is especially geared toward under-resourced
communities in the city. As displayed by Table 7.0, the differences between PFA and non-PFA
preschools offer one metric for measuring the impact of PFA programs and provide context for a
comparative analysis of which students PFA actually reaches.
The socioeconomic and racial demographics of PFA participants very much reflect the
program’s special emphasis on promoting preschool access to low-income and under-resourced
communities. For instance, seventy percent of children at PFA partner sites come from families
earning annual salaries of less than $35,000 versus just thirty-five percent of non-PFA
children.101
The income discrepancy between PFA and non-PFA children in San Francisco is
most pronounced in the $15,000-35,000 income range, in which forty-three percent of PFA
children fall compared to just fifteen percent of non-PFA children.102
It is also important to note
that nine percent of PFA families earn over 100,000 dollars per year; although this number falls
well below the twenty-eight percent of non-PFA schools, it is still a point of criticism for the
program that will be discussed in further detail. From these statistics, it is evident that PFA
serves a disproportionately low-income population.
!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!
101
Note: data was prepared by First 5 SF in 2013 and forwarded by PFA Data Analyst, Xavier Morales.
102
Ibid.!
47. ! %(!
103
Table 7.0. This graph details the San Francisco PFA income of entering San Francisco Unified School District kindergarten children by PFA
participation (as compared to those who did not receive preschool education from FPA partner sites). The discrepancies between PFA and non-
PFA children are most pronounced at the low and high ends of the income spectrum, suggesting that, on the whole, PFA children tend to come
from more low-income backgrounds compared to non-PFA children, who come from more high-income backgrounds.
Further analysis of PFA participation demographics shows that increases in preschool
participation rates over the years are most pronounced for socioeconomically disadvantaged
families. Nearly eighty percent of Black four year olds are now enrolled in preschool, up ten
percent since 2007. Four-year-old Latinos have seen the biggest spike in participation with
twenty-five percent improvement in enrollment rates and eighty percent now enrolled.104
These
increases provide strong evidence that PFA has made preschool more accessible, particularly
amongst families who are in the greatest need of these services. In addition to high preschool
participation rates for low-income minority families, PFA has also impacted households with
limited parental education: the majority of PFA parents have no higher than a high school
!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!
103
Ibid.
104
Note: data was prepared by First 5 SF in 2013 and forwarded by PFA Data Analyst, Xavier Morales.
48. ! %)!
degree.105
These statistics suggest that PFA as a program has made significant gains in preschool
participation rates for the city’s most socioeconomically disadvantaged families and helped to
level the playing field for these children as they move on to kindergarten and primary school.
First 5 SF and the PFA program have a set criteria for measuring effectiveness that
includes rating systems, quality assessments, site evaluations, and tests. These measurements
provide data and critical insight into some of the strengths and weaknesses of the program that
policy-makers and program administrators can in turn use to improve policy moving forward. It
is clear that student performance on administered tests and enrollment data play an important
role in PFA’s own assessment of program effectiveness. For the purposes of this study,
measuring the program’s effectiveness extends beyond these instruments and criteria to focus
particularly on PFA’s ability to uphold its mission of increasing access to quality preschool for
all children in San Francisco. In further defining PFA’s effectiveness through access and quality,
this research offers deeper analysis of the quality of PFA preschools and who actually has access
to these programs. In doing so, quality must be more clearly defined.
Access to Quality Preschool: What is quality preschool and who has access to it?
PFA as an organization champions its impact on increasing access to quality preschool in
San Francisco. The program has expanded over the past ten years, culminating in its current
partnerships with over 150 schools. The quality of PFA partner sites has continued to increase
during this time, especially as compared to the quality of non-PFA schools in San Francisco.
There is still a spectrum of quality within PFA preschools, and the question remains as to who
receives what kind of quality preschool education. Because the program places special emphasis
on improving the livelihoods and opportunities for low-income families, it is of particular
!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!
105
Ibid.!
49. ! %*!
importance to more closely examine the relationship between the spectrum of quality preschool
education and the different socioeconomic and racial groups in the city. This section addresses
the issue of whether or not PFA is enabling affluent families to send their children to well to-do
schools and low-income families to send their children to still underperforming or lower quality
preschools. The evidence ultimately suggests that PFA has increased overall access to preschool
for four year olds in the city, especially for children from low-income families, and income is not
a determining factor in families’ ability to access quality programs.
In order to better understand the relationship between quality and access, it is necessary
to clearly define what quality is and how it is measured. Defining quality preschool education is
a much more difficult task than it may seem on the surface. State and local education agencies
are often caught between choosing older or current quality assessments versus developing new,
more comprehensive and locally based ones. All measures of quality preschool education to
some extent incorporate common elements or criteria. These elements include teacher
qualifications, class size, and assessments of the program’s learning environment among other
criteria.
In an interview with Scott Moore, the former executive director of the California Early
Learning Advisory Council and current Chief Policy Advisor at Early Edge California, he
discussed the framework for effective quality assessments. While the previously mentioned
elements are no doubt important in assessing the quality of preschool programs, they should
really only serve as the foundation for better understanding and assessing quality. According to
Moore, the quality of instruction should be the most important aspect of any quality
assessment.106
All learning, but especially early learning, must involve instructional scaffolding,
or the ability for teachers to adjust their teaching styles and learning environments to best
!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!!
106
!The information and opinions referenced were noted during an in-person interview with Scott Moore on April 10th
, 2015.!