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Strengthening the Capacity of Parliaments through
Development of Parliamentary Research Services
Dr. Fotios Fitsilis
Head of Department
Scientific Documentation and Supervision
Scientific Service
Hellenic Parliament
1
Thirteenth Workshop of
Parliamentary Scholars and
Parliamentarians
29-30th July 2017
2
Presentation structure
Part A. Introduction
Part B. Study of Parliamentary Research Services*
Part C. PaRS and parliamentary innovation
Part D. Conclusions and outlook
* PaRS
3
Part A. Introduction
4
Parliaments and innovation
 Technology affects political behavior in societies
 Role of tradition in parliamentary operation
… tradition vs. innovation*
 Parliaments have long kept technology debates
out of their agenda
The role of PaRS?
* Technological and non-technological innovation
5
Characteristics of PaRS
 Research services in majority of parliaments
 Accumulation of procedural and technical
expertise
 Necessity for parliamentary evolution
 Innovation to strengthen…
a) administrative capacity
b) the role of Parliament in digital societies
Redefine the role of PaRS?
6
Part B. Study of Parliamentary Research Services
7
Work in progress… more to follow
 Hellenic Parliament Scientific Service
 Austrian Parliament Scientific Service*
 National Assembly of Serbia Research Group
 IPU Guidelines
European Parliament Research Service**
* Wissenschaftlicher Dienst
** EPRS
Hellenic Parliament
Scientific Service
*under the scientific supervision of
the President of the Scientific Council
Provisions: art. 65 par. 5 C., 1975
Implementation: art. 160 RoP, 1987
 Scientific Council
 Internal RoP
 Directly linked to the Speaker
8
*
Legal reporting
Documentation In-house
consultancy
Technical
assistance
Main
services
9
Scientific Service operations
e.g. bilateral,
Twinning, Europaid
e.g. digitization,
OCR, archiving
Austrian Parliament
Scientific Service
 1 of 7 services
 Restructuring of the original
service in 2006
 Output: legal advice in
administrative & procedural
questions
 Contains PBO* related unit
 Also: special advisors for parl.
research
10
*Parliamentary Budget Office
National Assembly of
Serbia Research Group
 NARS Organization: 4 Sectors
 Embedded in the Library within
the Legislation sector
 Support to MPs (via Committees
or Groups)
 Output: knowledge based
products
11
IPU guidelines
 5 key phases (own
categorization)
 13 distinct steps
 Reverse engineering
possible to assess
existing PaRS!
12
Phase/Guideline
Phase a: Governance
1. Determine where PaRS will be located in the organization
Phase b: Define the mandate
2. Establishment and objectives
3. Identify who may access the service
4. Determine what types of services will be offered
Phase c: Determine how the research service operates
5. Adopt a Service Charter and criteria for prioritizing demands
6. Identify staff requirements
7. Establish a process for quality control
8. Secure access to a range of information sources
9. Define information management requirements
10. Establish means of promotion and evaluation
Phase d: Make the most of partnerships
11. Build partnerships within the parliamentary administration
12. Set up partnerships with other research services
Phase e: Reporting to Parliament
13. Establish ways to report to parliament
13
1. Determine where PaRS will be located in the
organization
Phase a: Governance
 AUP: One of seven ‘services’
 HeP: Linked to Speaker
 NARS: Unit within library
14
2. Establishment and objectives
Phase b: Define the mandate
 AUP: Major rearrangement/shrinking in
past decade
 HeP: Constitutional basis
 NARS*: Regulations on Internal
Organization and Job Classification
EPRS: Establishment in November 2013
*establishment of research institutes or
departments within the state
administration is not supported by
applicable national law
15
3. Identify who may access the service
Phase b: Define the mandate
 AUP: MPs (PBO); administration
 HeP: Via the Speaker
 NARS: Requests from MPs via
Committees or Parliamentary Groups
EPRS: Direct MP requests
16
4. Determine what types of services will be offered
Phase b: Define the mandate
 AUP: Legal advice in administrative and
procedural questions
 HeP: Legal reports on bills and law proposals,
legal opinions
 NARS: Research documents and knowledge
related products
17
5. Adopt a Service Charter and criteria for prioritizing
demands
Phase c: Determine operation
 AUP, HeP and NARS:
Internal Rules of Procedure
6. Identify staff requirements
 AUP: N/K
 HeP: approx. 35 (with Scientific Council)
 NARS: 6 researchers
EPRS: approx. 340
18
7. Establish a process for quality control
Phase c: Determine operation
 AUP, HeP & NARS: No
EPRS: Editing board
8. Secure access to a range of information sources
 AUP, HeP & NARS: Yes
Parliamentary library offers a basis for
securing and accessing such resources
19
9. Define information management requirements
Phase c: Determine operation
 AUP: Legal workflow management
 HeP: Basic infrastructure; DMS to be defined
 NARS: DMS in place and operational
10. Establish means of promotion and evaluation
 AUP: No
 HeP: No
 NARS: Communication strategy in place
EPRS: Communication plan is
implemented; institutional memory
20
11. Build partnerships within the parliamentary
administration
12. Set up partnerships with other research services
Phase d: Partnerships
 AUP, HeP & NARS: Yes
13. Establish ways to report to parliament
 AUP: N/K
 HeP: No
 NARS: No
EPRS: Yes
21
Part C. PaRS and parliamentary innovation
22
Analysis I: Innovation
 Innovation inherent with IP guidelines
 Innovation* may affect the function of parliaments
 _Challenges: Tackling administrative inefficiency or
procedural aspects, e.g. open legislative
data/Akoma Ntoso quasi-standard
 _Concerns: Undermine the foundations of the
representation system, e.g. through constitutional
or legislative crowdsourcing initiatives
* Focus on ICT
23
Analysis II: Issues
 More efficient use of new technologies in parliaments
through PaRS involvement, e.g. policy communication,
citizen’s engagement, e-democracy etc.
 Study: Impartiality, independency, accuracy and
comprehensibility seem to be the main qualities which
are expected by both MPs and the general public when
using the ICT tools (UN, 2012).
 PaRS need to stand out in the ‘informal’ competition
with external agencies
24
Analysis III: Tools and stakeholders
 Utilization of technology tools to advance quality
of PaRS products
 Internal ICT tools, e.g. DMS, OCR, XML editors …
 Size and composition of PaRS is critical
 ‘Proper’ mix of professionals, e.g. legal, political,
engineering, data scientists etc.
 Develop and manage a vast network of
stakeholders
25
Part D. Conclusions
26
Role of PaRS I
 Project management role in the introduction new
technologies
 Aggressive approach as in-house consultancy
 Coordination of parliamentary experts and external
consultants
 Participation in research and/or technical assistance
consortia to acquire necessary knowhow
27
Role of PaRS II
 Technology may be evolving fast, but some facettes
may not be ripe enough to enter the parliamentary
environment
 Issues of privacy, confidentiality and ethics …
 PaRS have to claim the role for themselves to guide
the adoption of technologies in a controlled manner
 Strengthened ties with parliamentary libraries
Reforms to strengthen
the functions of PaRS
28
Assessment
 In the light of the above, are the aforementioned
PaRS ‘future proof’?
PaRS Assessment
AUP
HeP
NARS
EPRS
limited scope, co-
operations, digital
support
tradition, staffing,
ICT tools
scope, staffing
capacity,
institutional memory
FACTORS
29
IPU guidelines
1. Revision on a frequent basis
2. Addition of a consistent methodological
approach
3. More detailed sections on ‘digital
environment’ and the ‘information
management’, maybe as sub-steps?
4. Include in the next IPU Global Parliamentary
Report
30
Thank you!
fitsilisf@parliament.gr

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Strengthening the Capacity of Parliaments through Development of Parliamentary Research Services

  • 1. Strengthening the Capacity of Parliaments through Development of Parliamentary Research Services Dr. Fotios Fitsilis Head of Department Scientific Documentation and Supervision Scientific Service Hellenic Parliament 1 Thirteenth Workshop of Parliamentary Scholars and Parliamentarians 29-30th July 2017
  • 2. 2 Presentation structure Part A. Introduction Part B. Study of Parliamentary Research Services* Part C. PaRS and parliamentary innovation Part D. Conclusions and outlook * PaRS
  • 4. 4 Parliaments and innovation  Technology affects political behavior in societies  Role of tradition in parliamentary operation … tradition vs. innovation*  Parliaments have long kept technology debates out of their agenda The role of PaRS? * Technological and non-technological innovation
  • 5. 5 Characteristics of PaRS  Research services in majority of parliaments  Accumulation of procedural and technical expertise  Necessity for parliamentary evolution  Innovation to strengthen… a) administrative capacity b) the role of Parliament in digital societies Redefine the role of PaRS?
  • 6. 6 Part B. Study of Parliamentary Research Services
  • 7. 7 Work in progress… more to follow  Hellenic Parliament Scientific Service  Austrian Parliament Scientific Service*  National Assembly of Serbia Research Group  IPU Guidelines European Parliament Research Service** * Wissenschaftlicher Dienst ** EPRS
  • 8. Hellenic Parliament Scientific Service *under the scientific supervision of the President of the Scientific Council Provisions: art. 65 par. 5 C., 1975 Implementation: art. 160 RoP, 1987  Scientific Council  Internal RoP  Directly linked to the Speaker 8 *
  • 9. Legal reporting Documentation In-house consultancy Technical assistance Main services 9 Scientific Service operations e.g. bilateral, Twinning, Europaid e.g. digitization, OCR, archiving
  • 10. Austrian Parliament Scientific Service  1 of 7 services  Restructuring of the original service in 2006  Output: legal advice in administrative & procedural questions  Contains PBO* related unit  Also: special advisors for parl. research 10 *Parliamentary Budget Office
  • 11. National Assembly of Serbia Research Group  NARS Organization: 4 Sectors  Embedded in the Library within the Legislation sector  Support to MPs (via Committees or Groups)  Output: knowledge based products 11
  • 12. IPU guidelines  5 key phases (own categorization)  13 distinct steps  Reverse engineering possible to assess existing PaRS! 12 Phase/Guideline Phase a: Governance 1. Determine where PaRS will be located in the organization Phase b: Define the mandate 2. Establishment and objectives 3. Identify who may access the service 4. Determine what types of services will be offered Phase c: Determine how the research service operates 5. Adopt a Service Charter and criteria for prioritizing demands 6. Identify staff requirements 7. Establish a process for quality control 8. Secure access to a range of information sources 9. Define information management requirements 10. Establish means of promotion and evaluation Phase d: Make the most of partnerships 11. Build partnerships within the parliamentary administration 12. Set up partnerships with other research services Phase e: Reporting to Parliament 13. Establish ways to report to parliament
  • 13. 13 1. Determine where PaRS will be located in the organization Phase a: Governance  AUP: One of seven ‘services’  HeP: Linked to Speaker  NARS: Unit within library
  • 14. 14 2. Establishment and objectives Phase b: Define the mandate  AUP: Major rearrangement/shrinking in past decade  HeP: Constitutional basis  NARS*: Regulations on Internal Organization and Job Classification EPRS: Establishment in November 2013 *establishment of research institutes or departments within the state administration is not supported by applicable national law
  • 15. 15 3. Identify who may access the service Phase b: Define the mandate  AUP: MPs (PBO); administration  HeP: Via the Speaker  NARS: Requests from MPs via Committees or Parliamentary Groups EPRS: Direct MP requests
  • 16. 16 4. Determine what types of services will be offered Phase b: Define the mandate  AUP: Legal advice in administrative and procedural questions  HeP: Legal reports on bills and law proposals, legal opinions  NARS: Research documents and knowledge related products
  • 17. 17 5. Adopt a Service Charter and criteria for prioritizing demands Phase c: Determine operation  AUP, HeP and NARS: Internal Rules of Procedure 6. Identify staff requirements  AUP: N/K  HeP: approx. 35 (with Scientific Council)  NARS: 6 researchers EPRS: approx. 340
  • 18. 18 7. Establish a process for quality control Phase c: Determine operation  AUP, HeP & NARS: No EPRS: Editing board 8. Secure access to a range of information sources  AUP, HeP & NARS: Yes Parliamentary library offers a basis for securing and accessing such resources
  • 19. 19 9. Define information management requirements Phase c: Determine operation  AUP: Legal workflow management  HeP: Basic infrastructure; DMS to be defined  NARS: DMS in place and operational 10. Establish means of promotion and evaluation  AUP: No  HeP: No  NARS: Communication strategy in place EPRS: Communication plan is implemented; institutional memory
  • 20. 20 11. Build partnerships within the parliamentary administration 12. Set up partnerships with other research services Phase d: Partnerships  AUP, HeP & NARS: Yes 13. Establish ways to report to parliament  AUP: N/K  HeP: No  NARS: No EPRS: Yes
  • 21. 21 Part C. PaRS and parliamentary innovation
  • 22. 22 Analysis I: Innovation  Innovation inherent with IP guidelines  Innovation* may affect the function of parliaments  _Challenges: Tackling administrative inefficiency or procedural aspects, e.g. open legislative data/Akoma Ntoso quasi-standard  _Concerns: Undermine the foundations of the representation system, e.g. through constitutional or legislative crowdsourcing initiatives * Focus on ICT
  • 23. 23 Analysis II: Issues  More efficient use of new technologies in parliaments through PaRS involvement, e.g. policy communication, citizen’s engagement, e-democracy etc.  Study: Impartiality, independency, accuracy and comprehensibility seem to be the main qualities which are expected by both MPs and the general public when using the ICT tools (UN, 2012).  PaRS need to stand out in the ‘informal’ competition with external agencies
  • 24. 24 Analysis III: Tools and stakeholders  Utilization of technology tools to advance quality of PaRS products  Internal ICT tools, e.g. DMS, OCR, XML editors …  Size and composition of PaRS is critical  ‘Proper’ mix of professionals, e.g. legal, political, engineering, data scientists etc.  Develop and manage a vast network of stakeholders
  • 26. 26 Role of PaRS I  Project management role in the introduction new technologies  Aggressive approach as in-house consultancy  Coordination of parliamentary experts and external consultants  Participation in research and/or technical assistance consortia to acquire necessary knowhow
  • 27. 27 Role of PaRS II  Technology may be evolving fast, but some facettes may not be ripe enough to enter the parliamentary environment  Issues of privacy, confidentiality and ethics …  PaRS have to claim the role for themselves to guide the adoption of technologies in a controlled manner  Strengthened ties with parliamentary libraries Reforms to strengthen the functions of PaRS
  • 28. 28 Assessment  In the light of the above, are the aforementioned PaRS ‘future proof’? PaRS Assessment AUP HeP NARS EPRS limited scope, co- operations, digital support tradition, staffing, ICT tools scope, staffing capacity, institutional memory FACTORS
  • 29. 29 IPU guidelines 1. Revision on a frequent basis 2. Addition of a consistent methodological approach 3. More detailed sections on ‘digital environment’ and the ‘information management’, maybe as sub-steps? 4. Include in the next IPU Global Parliamentary Report