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ERICSSON
TECHNOLOGY
C H A R T I N G T H E F U T U R E O F I N N O V A T I O N | # 7 ∙ 2 0 1 7
5G NEW RADIO:
DESIGNING
FORTHEFUTURE
✱ 5G NR PHYSICAL LAYER DESIGN
2 ERICSSON TECHNOLOGY REVIEW ✱ JUNE 27, 2017
ALI A. ZAIDI,
ROBERT BALDEMAIR,
MATTIAS ANDERSSON,
SEBASTIAN FAXÉR,
VICENT MOLÉS-CASES,
ZHAO WANG
Far more than an evolution of mobile broad­
band, 5G wireless access will be a key IoT
enabler, empowering people and industries
to achieve new heights in terms of efficiency
and innovation. A recent survey performed
across eight different industries (automotive,
finance, utilities, public safety, health care,
media, internet and manufacturing) revealed
that 89 percent of respondents expect 5G to
be a game changer in their industry [1].
■ 5Gwirelessaccessisbeingdevelopedwith
threebroadusecasefamiliesinmind:enhanced
mobilebroadband(eMBB),massivemachine-type
communications(mMTC)andultra-reliablelow-
latencycommunications(URLLC)[2,3].eMBB
focusesonacross-the-boardenhancements
tothedatarate,latency,userdensity,capacity
andcoverageofmobilebroadbandaccess.
mMTCisdesignedtoenablecommunication
betweendevicesthatarelow-cost,massivein
numberandbattery-driven,intendedtosupport
applicationssuchassmartmetering,logistics,
andfieldandbodysensors.Finally,URLLC
willmakeitpossiblefordevicesandmachines
tocommunicatewithultra-reliability,verylow
latencyandhighavailability,makingitidealfor
vehicularcommunication,industrialcontrol,
factoryautomation,remotesurgery,smartgrids
andpublicsafetyapplications.
Tomeetthecomplexandsometimescontradictory
requirementsofthesediverseusecases,5Gwill
encompassbothanevolutionoftoday’s4G(LTE)
Future networks will have to provide broadband access wherever needed
and support a diverse range of services including everything from robotic
surgery to virtual reality classrooms and self-driving cars. 5G New Radio is
designed to fit these requirements, with physical layer components that are
flexible, ultra-lean and forward-compatible.
THE 5G NR PHYSICAL LAYER
Designing
forthefuture
5G NR PHYSICAL LAYER DESIGN ✱
3JUNE 27, 2017 ✱ ERICSSON TECHNOLOGY REVIEW
networksandtheadditionofanew,globally
standardizedradioaccesstechnologyknownas
NewRadio(NR).
Changeto5GNewRadio
5GNRwilloperateinthefrequencyrange
frombelow1GHzto100GHzwithdifferent
deployments.Therewilltypicallybemorecoverage
perbasestation(macrosites)atlowercarrier
frequencies,andalimitedcoverageareaperbase
station(microandpicosites)athighercarrier
frequencies.Toprovidehighservicequalityand
optimalreliability,licensedspectrumwillcontinue
tobethebackboneofthewirelessnetworkin5G,
andtransmissioninunlicensedspectrumwillbe
usedasacomplementtoprovideevenhigherdata
ratesandboostcapacity.Theoverallvisionfor5G
intermsofusecases,operatingfrequenciesand
deploymentsisshowninFigure1.
ThestandardizationofNRstartedin3GPPin
April2016,withtheaimofmakingitcommercially
availablebefore2020.3GPPistakingaphased
approachtodefiningthe5Gspecifications.A
firststandardizationphasewithlimitedNR
functionalitywillbecompletedby2018,followedby
asecondstandardizationphasethatfulfillsallthe
requirementsofIMT-2020(thenextgenerationof
mobilecommunicationsystemstobespecifiedby
ITU-R)by2019.ItislikelythatNRwillcontinueto
evolvebeyond2020,withasequenceofreleases
includingadditionalfeaturesandfunctionalities.
AlthoughNRdoesnothavetobebackward
compatiblewithLTE,thefutureevolutionofNR
shouldbebackwardcompatiblewithitsinitial
release(s).SinceNRmustsupportawiderange
ofusecases–manyofwhicharenotyetdefined–
forwardcompatibilityisofutmostimportance.
NRphysicallayerdesign
Aphysicallayerformsthebackboneofanywireless
technology.TheNRphysicallayerhasaflexible
andscalabledesigntosupportdiverseusecases
withextreme(andsometimescontradictory)
requirements,aswellasawiderangeoffrequencies
anddeploymentoptions.
THE NR PHYSICAL
LAYER HAS A FLEXIBLE
AND SCALABLE DESIGN
TO SUPPORT DIVERSE
USE CASES
Terms and abbreviations
BPSK–binaryphaseshiftkeying|BS–basestation|CDM–codedivisionmultiplexing|CPE–commonphaseerror|
CP-OFDM–cyclicprefixorthogonalfrequencydivisionmultiplexing|CSI-RS–channel-stateinformationreference
signal|D2D–device-to-device|DFT-SOFDM –discreteFouriertransformspreadorthogonalfrequencydivision
multiplexing|DL–downlink|DMRS–demodulationreferencesignal|eMBB–enhancedmobilebroadband|
eMBMS–evolvedmultimediabroadcastmulticastservice|FDM–frequencydivisionmultiplexing|HARQ–hybrid
automaticrepeatrequest|IMT-2020–thenextgenerationmobilecommunicationsystemstobespecifiedbyITU-R|
IoT–InternetofThings|ITU-R–InternationalTelecommunicationUnionRadiocommunicationSector|LBT–listen-
before-talk|LDPC–low-densityparity-check|MBB–mobilebroadband|MIMO–multiple-input,multiple-output|
mMTC–massivemachine-typecommunications|mmWave–millimeterwave|MU-MIMO–multi-userMIMO|
NR–NewRadio|PRB–physicalresourceblock|PTRS–phase-trackingreferencesignal|QAM–quadratureamplitude
modulation|QPSK–quadraturephaseshiftkeying|SRS–soundingreferencesignal|TDM–timedivisionmultiplexing
|UE–userequipment|UL–uplink|URLLC–ultra-reliablelow-latencycommunications
✱ 5G NR PHYSICAL LAYER DESIGN
4 ERICSSON TECHNOLOGY REVIEW ✱ JUNE 27, 2017
Figure 1 5G vision: use cases, spectrum and deployments
5G NR PHYSICAL LAYER DESIGN ✱
5JUNE 27, 2017 ✱ ERICSSON TECHNOLOGY REVIEW
ThekeytechnologycomponentsoftheNR
physicallayeraremodulationschemes,waveform,
framestructure,referencesignals,multi-antenna
transmissionandchannelcoding.
Modulationschemes
LTEsupportstheQPSK,16QAM,64QAM
and256QAMmodulationformats,andallof
thesewillalsobesupportedbyNR.Inaddition,
3GPPhasincluded л/2-BPSKinULtoenable
afurtherreducedpeak-to-averagepowerratio
andenhancedpower-amplifierefficiencyat
lowerdatarates,whichisimportantformMTC
services,forexample.SinceNRwillcovera
widerangeofusecases,itislikelythatthesetof
supportedmodulationschemesmayexpand.
Forexample,1024QAMmaybecomepartof
theNRspecification,sincefixedpoint-to-point
backhaulalreadyusesmodulationordershigher
than256QAM.Differentmodulationschemesfor
differentUEcategoriesmayalsobeincludedinthe
NRspecification.
Waveform
3GPP has agreed to adopt CP-OFDM with a
scalable numerology (subcarrier spacing, cyclic
prefix) in both UL and DL up to at least 52.6GHz.
Having the same waveform in both directions
simplifies the overall design, especially with
respect to wireless backhauling and device-to-
device (D2D) communications. Additionally,
there is support for DFT-Spread OFDM in
UL for coverage-limited scenarios, with single
stream transmissions (that is, without spatial
multiplexing). Any operation that is transparent to
a receiver can be applied on top of CP-OFDM at
the transmitter side, such as windowing/filtering to
improve spectrum confinement.
A scalable OFDM numerology is required
to enable diverse services on a wide range of
frequencies and deployments. The subcarrier
spacing is scalable according to 15×2n
kHz, where
n is an integer and 15kHz is the subcarrier spacing
used in LTE. The scaling factor 2n
ensures that
slots and symbols of different numerologies are
aligned in the time domain, which is important to
efficiently enable TDD networks [4]. The details
related to NR OFDM numerologies are shown
in Figure 2. The choice of parameter n depends
on various factors including type of deployment,
carrier frequency, service requirements
(latency, reliability and throughput), hardware
impairments (oscillator phase noise), mobility
and implementation complexity [5]. For example,
wider subcarrier spacing can be promising
for latency-critical services (URLLC), small
coverage areas and higher carrier frequencies.
Narrower subcarrier spacing can be utilized for
lower carrier frequencies, large coverage areas,
narrowband devices and evolved multimedia
broadcast multicast services (eMBMSs). It may
also be possible to support multiple services
simultaneously with different requirements on
the same carrier by multiplexing two different
numerologies (wider subcarrier spacing for
URLLC and lower subcarrier spacing for MBB/
mMTC/eMBMS, for example).
The spectrum of OFDM signal decays rather
slowly outside the transmission bandwidth. In
order to limit out-of-band emission, the spectrum
utilization for LTE is 90 percent. That is, 100 of the
111 possible physical resource blocks (PRBs) are
utilizedina20MHzbandwidthallocation.ForNR,
it has been agreed that the spectrum utilization
will be greater than 90 percent. Windowing and
filtering operations are viable ways to confine
the OFDM signal in the frequency domain. It is
important to note that the relationship between
spectrum efficiency and spectrum confinement is
not linear, since spectrum confinement techniques
can induce self-interference.
HAVING THE SAME
WAVEFORM IN BOTH
DIRECTIONS SIMPLIFIES
THE OVERALL DESIGN
✱ 5G NR PHYSICAL LAYER DESIGN
6 ERICSSON TECHNOLOGY REVIEW ✱ JUNE 27, 2017
Figure 2 Scalable OFDM numerology for NR
5G NR PHYSICAL LAYER DESIGN ✱
7JUNE 27, 2017 ✱ ERICSSON TECHNOLOGY REVIEW
Figure 3 TDD-based frame structure examples for eMBB, URLLC and operation in unlicensed spectrum using listen-before-talk (LBT)
✱ 5G NR PHYSICAL LAYER DESIGN
8 ERICSSON TECHNOLOGY REVIEW ✱ JUNE 27, 2017
Framestructure
NRframestructuresupportsTDDandFDD
transmissionsandoperationinbothlicensed
andunlicensedspectrum.Itenablesverylow
latency,fastHARQacknowledgements,dynamic
TDD,coexistencewithLTEandtransmissions
ofvariablelength(forexample,shortduration
forURLLCandlongdurationforeMBB).The
framestructurefollowsthreekeydesignprinciples
toenhanceforwardcompatibilityandreduce
interactionsbetweendifferentfeatures.
Thefirstprincipleisthattransmissionsareself-
contained.Datainaslotandinabeamisdecodable
onitsownwithoutdependencyonotherslotsand
beams.Thisimpliesthatreferencesignalsrequired
fordemodulationofdataareincludedinagivenslot
andagivenbeam.
Thesecondprincipleisthattransmissionsare
wellconfinedintimeandfrequency.Keeping
transmissionstogethermakesiteasiertointroduce
newtypesoftransmissionsinparallelwithlegacy
transmissionsinthefuture.NRframestructure
avoidsthemappingofcontrolchannelsacrossfull
systembandwidth.
Thethirdprincipleistoavoidstaticand/or
stricttimingrelationsacrossslotsandacross
differenttransmissiondirections.Forexample,
asynchronousHARQisusedinsteadofpredefined
retransmissiontime.
AsshowninFigure2,aslotinNRcomprisesseven
or14OFDMsymbolsfor≤60kHznumerologiesand
14OFDMsymbolsfor≥120kHznumerologies.Aslot
durationalsoscaleswiththechosennumerologysince
theOFDMsymboldurationisinverselyproportional
toitssubcarrierspacing.Figure3providesexamples
forTDD,withguardperiodsforUL/DLswitching.
Aslotcanbecomplementedbymini-slots
tosupporttransmissionswithaflexiblestart
positionandadurationshorterthanaregularslot
duration.Amini-slotcanbeasshortasoneOFDM
symbolandcanstartatanytime.Mini-slotscan
beusefulinvariousscenarios,includinglow-
latencytransmissions,transmissionsinunlicensed
spectrumandtransmissionsinthemillimeterwave
spectrum(mmWaveband).
Inlow-latencyscenarios,transmissionneeds
tobeginimmediatelywithoutwaitingforthestart
ofaslotboundary(URLLC,forexample).When
transmittinginunlicensedspectrum,itisbeneficial
tostarttransmissionimmediatelyafterLBT.When
transmittinginmmWaveband,thelargeamount
ofbandwidthavailableimpliesthatthepayload
supportedbyafewOFDMsymbolsislargeenough
formanyofthepackets.Figure3providesexamples
ofURLLC-andLBT-basedtransmissionin
unlicensedspectrumviamini-slotsandillustrates
thatmultipleslotscanbeaggregatedforservices
thatdonotrequireextremelylowlatency(eMBB,
forexample).Havingalongertransmissionduration
helpstoincreasecoverageorreducetheoverhead
duetoswitching(inTDD),transmissionofreference
signalsandcontrolinformation.
Thesameframestructurecanbeusedfor
FDD,byenablingsimultaneousreceptionand
transmission(thatis,DLandULcanoverlapin
time).Thisframestructureisalsoapplicableto
D2Dcommunications.Inthatcase,theDLslot
structurecanbeusedbythedevicethatisinitiating
(orscheduling)thetransmission,andtheULslot
structurecanbeusedbythedevicerespondingto
thetransmission.
NRframestructurealsoallowsforrapid
HARQacknowledgement,inwhichdecodingis
performedduringthereceptionofDLdataandthe
HARQacknowledgementispreparedbytheUE
duringtheguardperiod,whenswitchingfromDL
receptiontoULtransmission.
Toobtainlowlatency,aslot(orasetofslots
incaseofslotaggregation)isfront-loadedwith
controlsignalsandreferencesignalsatthe
beginningoftheslot(orsetofslots).
Referencesignals
NRhasanultra-leandesignthatminimizesalways-
ontransmissionstoenhancenetworkenergy
efficiencyandensureforwardcompatibility.In
contrasttothesetupinLTE,thereferencesignals
inNRaretransmittedonlywhennecessary.The
fourmainreferencesignalsarethedemodulation
referencesignal(DMRS),phase-trackingreference
5G NR PHYSICAL LAYER DESIGN ✱
9JUNE 27, 2017 ✱ ERICSSON TECHNOLOGY REVIEW
signal(PTRS),soundingreferencesignal(SRS)and
channel-stateinformationreferencesignal(CSI-RS).
DMRSisusedtoestimatetheradiochannel
fordemodulation.DMRSisUE-specific,canbe
beamformed,confinedinascheduledresource,
andtransmittedonlywhennecessary,bothin
DLandUL.Tosupportmultiple-layerMIMO
transmission,multipleorthogonalDMRSports
canbescheduled,oneforeachlayer.Orthogonality
isachievedbyFDM(combstructure)andTDM
andCDM(withcyclicshiftofthebasesequenceor
orthogonalcovercodes).ThebasicDMRSpattern
isfrontloaded,astheDMRSdesigntakesinto
accounttheearlydecodingrequirementtosupport
low-latencyapplications.Forlow-speedscenarios,
DMRSuseslowdensityinthetimedomain.
However,forhigh-speedscenarios,thetime
densityofDMRSisincreasedtotrackfastchanges
intheradiochannel.
PTRSisintroducedinNRtoenable
compensationofoscillatorphasenoise.Typically,
phasenoiseincreasesasafunctionofoscillator
carrierfrequency.PTRScanthereforebeutilized
athighcarrierfrequencies(suchasmmWave)to
mitigatephasenoise.Oneofthemaindegradations
causedbyphasenoiseinanOFDMsignalisan
identicalphaserotationofallthesubcarriers,
knownascommonphaseerror(CPE).PTRSis
designedsothatithaslowdensityinthefrequency
domainandhighdensityinthetimedomain,since
thephaserotationproducedbyCPEisidentical
forallsubcarrierswithinanOFDMsymbol,but
thereislowcorrelationofphasenoiseacross
OFDMsymbols.PTRSisUE-specific,confined
inascheduledresourceandcanbebeamformed.
ThenumberofPTRSportscanbelowerthanthe
totalnumberofports,andorthogonalitybetween
PTRSportsisachievedbymeansofFDM.PTRS
isconfigurabledependingonthequalityofthe
oscillators,carrierfrequency,OFDMsubcarrier
spacing,andmodulationandcodingschemesused
fortransmission.
TheSRSistransmittedinULtoperform
CSImeasurementsmainlyforschedulingand
linkadaptation.ForNR,itisexpectedthatthe
SRSwillalsobeutilizedforreciprocity-based
precoderdesignformassiveMIMOandULbeam
management.ItislikelythattheSRSwillhavea
modularandflexibledesigntosupportdifferent
proceduresandUEcapabilities.Theapproachfor
CSI-RSissimilar.
Multi-antennatransmissions
NR will employ different antenna solutions
and techniques depending on which part of the
spectrum is used for its operation. For lower
frequencies, a low to moderate number of active
antennas (up to around 32 transmitter chains) is
assumed and FDD operation is common. In this
case, the acquisition of CSI requires transmission
of CSI-RS in the DL and CSI reporting in the
UL. The limited bandwidths available in this
frequency region require high spectral efficiency
enabled by multi-user MIMO (MU-MIMO)
and higher order spatial multiplexing, which is
achieved via higher resolution CSI reporting
compared with LTE.
Forhigherfrequencies,alargernumberof
antennascanbeemployedinagivenaperture,
whichincreasesthecapabilityforbeamforming
andMU-MIMO.Here,thespectrumallocations
areofTDDtypeandreciprocity-basedoperation
isassumed.Inthiscase,high-resolutionCSIinthe
formofexplicitchannelestimationsisacquired
byULchannelsounding.Suchhigh-resolution
CSIenablessophisticatedprecodingalgorithms
tobeemployedattheBS.Thismakesitpossibleto
increasemulti-userinterferencesuppression,for
example,butmightrequireadditionalUEfeedback
ofinter-cellinterferenceorcalibrationinformation
ifperfectreciprocitycannotbeassumed.
NR HAS AN ULTRA-
LEAN DESIGN THAT
MINIMIZES ALWAYS-ON
TRANSMISSIONS
✱ 5G NR PHYSICAL LAYER DESIGN
10 ERICSSON TECHNOLOGY REVIEW ✱ JUNE 27, 2017
Figure 4 Structure of NR LDPC matrices
5G NR PHYSICAL LAYER DESIGN ✱
11JUNE 27, 2017 ✱ ERICSSON TECHNOLOGY REVIEW
Forevenhigherfrequencies(inthemmWave
range)ananalogbeamformingimplementation
istypicallyrequiredcurrently,whichlimitsthe
transmissiontoasinglebeamdirectionpertime
unitandradiochain.Sinceanisotropicantenna
elementisverysmallinthisfrequencyregionowing
totheshortcarrierwavelength,agreatnumber
ofantennaelementsisrequiredtomaintain
coverage.Beamformingneedstobeappliedat
boththetransmitterandreceiverendstocombat
theincreasedpathloss,evenforcontrolchannel
transmission.Anewtypeofbeammanagement
processforCSIacquisitionisrequired,inwhich
theBSneedstosweepradiotransmitterbeam
candidatessequentiallyintime,andtheUEneeds
tomaintainaproperradioreceiverbeamtoenable
receptionoftheselectedtransmitterbeam.
Tosupportthesediverseusecases,NRfeatures
ahighlyflexiblebutunifiedCSIframework,in
whichthereisreducedcouplingbetweenCSI
measurement,CSIreportingandtheactualDL
transmissioninNRcomparedwithLTE.The
CSIframeworkcanbeseenasatoolbox,where
differentCSIreportingsettingsandCSI-RS
resourcesettingsforchannelandinterference
measurementscanbemixedandmatchedso
theycorrespondtotheantennadeploymentand
transmissionschemeinuse,andwhereCSIreports
ondifferentbeamscanbedynamicallytriggered.
Theframeworkalsosupportsmoreadvanced
schemessuchasmulti-pointtransmissionand
coordination.Thecontrolanddatatransmissions,
inturn,followtheself-containedprinciple,where
allinformationrequiredtodecodethetransmission
(suchasaccompanyingDMRS)iscontainedwithin
thetransmissionitself.Asaresult,thenetworkcan
seamlesslychangethetransmissionpointorbeam
astheUEmovesinthenetwork.
Channelcoding
NRemployslow-densityparity-check(LDPC)
codesforthedatachannelandpolarcodesfor
thecontrolchannel.LDPCcodesaredefined
bytheirparity-checkmatrices,witheach
columnrepresentingacodedbit,andeachrow
representingaparity-checkequation.LDPCcodes
aredecodedbyexchangingmessagesbetween
variablesandparitychecksinaniterativemanner.
TheLDPCcodesproposedforNRuseaquasi-
cyclicstructure,wheretheparity-checkmatrixis
definedbyasmallerbasematrix.Eachentryofthe
basematrixrepresentseitheraZxZzeromatrixor
ashiftedZxZidentitymatrix.
UnliketheLDPCcodesimplementedinother
wirelesstechnologies,theLDPCcodesconsidered
forNRusearate-compatiblestructure,asshown
in Figure4.Thelightbluepart(topleft)ofthe
basematrixdefinesahighratecode,atarate
ofeither2/3or8/9.Additionalparitybitscan
begeneratedbyextendingthebasematrixand
includingtherowsandcolumnsmarkedindark
blue(bottomleft).Thisallowsfortransmissionat
lowercoderates,orforgenerationofadditional
paritybitssuchasthoseusedforHARQoperation
usingincrementalredundancysimilartoLTE.
Sincetheparity-checkmatrixforhighercode
ratesissmaller,decodinglatencyandcomplexity
decreasesforhighcoderates.Alongwiththehigh
degreeofparallelismachievablethroughthequasi-
cyclicstructure,thisallowsforveryhighpeak
throughputsandlowlatencies.Further,theparity-
checkmatrixcanbeextendedtolowerratesthan
theLTEturbocodes,whichrelyonrepetitionfor
coderatesbelow1/3.ThisallowstheLDPCcodes
toachievehighercodinggainsalsoatlowcoding
rates,makingthemsuitableforusecasesrequiring
highreliability.
Polarcodeswillbeusedforlayer1andlayer2
controlsignaling,exceptforveryshortmessages.
THE FRAMEWORK ALSO
SUPPORTS MORE ADVANCED
SCHEMES SUCH AS MULTI-
POINT TRANSMISSION AND
COORDINATION
✱ 5G NR PHYSICAL LAYER DESIGN
12 ERICSSON TECHNOLOGY REVIEW ✱ JUNE 27, 2017
1.	 EricssonSurveyReport,2016,Opportunitiesin5G:theviewfromeightindustries,availableat:
https://app-eu.clickdimensions.com/blob/ericssoncom-ar0ma/files/5g_industry_survey_report_final.pdf
2.	 The5GInfrastructurePublicPrivatePartnership(5G-PPP)TechnicalReport,February2016,
5Gempoweringverticalindustries,availableat:https://5g-ppp.eu/wp-content/uploads/2016/02/
BROCHURE_5PPP_BAT2_PL.pdf
3.	 3GPPTechnicalReportTR38.913,ver.14.2.0,Release14,March2017,Studyonscenariosandrequirements
fornextgenerationaccesstechnologies,availableat:https://portal.3gpp.org/desktopmodules/Specifications/
SpecificationDetails.aspx?specificationId=2996
4.	 IEEECommunicationsMagazine,vol.54,no.11,pp.90-98,A.A.Zaidi,R.Baldemair,H.Tullberg,H.
Bjorkegren,L.Sundstrom,J.Medbo,C.Kilinc,andI.D.Silva,November2016,Waveformandnumerologyto
support5Gservicesandrequirements,availableat:http://ieeexplore.ieee.org/document/7744816/
5.	 IEEECommunicationsStandardMagazine(submitted),A.A.Zaidi,R.Baldemair,V.Molés-Cases,N.He,K.
Werner,andA.Cedergren,OFDMNumerologyDesignfor5GNewRadiotoSupportIoT,eMBB,andMBSFN
6.	 IEEETransactionsonInformationTheory,vol.55,pp.3051-3073,E.Arıkan,July2009,Channelpolarization:
Amethodforconstructingcapacity-achievingcodesforsymmetricbinary-inputmemorylesschannels,
availableat:http://ieeexplore.ieee.org/document/5075875/
References:
Polarcodesarearelativelyrecentinvention,
introducedbyArıkanin2008[6].Theyarethe
firstclassofcodesshowntoachievetheShannon
capacitywithreasonabledecodingcomplexityfor
awidevarietyofchannels.
Byconcatenatingthepolarcodewithanouter
codeandkeepingtrackofthemostlikelyvaluesof
previouslydecodedbitsatthedecoder(thelist),
goodperformanceisachievedatshorterblock
lengths,likethosetypicallyusedforlayer1and
layer2controlsignaling.Byusingalargerlistsize,
errorcorrectionperformanceimproves,atthecost
ofhighercomplexityatthedecoder.
Conclusion
Flexibility,ultra-leandesignandforward
compatibilityarethepillarsonwhichallthe5GNR
physicallayertechnologycomponents(modulation
schemes,waveform,framestructure,reference
signals,multi-antennatransmissionandchannel
coding) arebeingdesignedandbuilt.Thehighlevel
offlexibilityandscalabilityin5GNRwillenableitto
meettherequirementsofdiverseusecases,including
awiderangeofcarrierfrequenciesanddeployment
options.Itsbuilt-inforwardcompatibilitywill
ensurethat5GNRcaneasilyevolvetosupportany
unforeseenrequirements.
5G NR PHYSICAL LAYER DESIGN ✱
13JUNE 27, 2017 ✱ ERICSSON TECHNOLOGY REVIEW
Ali A. Zaidi
◆ joined Ericsson in 2014,
where he is currently a
senior researcher working
with concept development
and standardization of radio
access technologies (NR
and LTE-Advanced Pro).
His research focuses on
mmWave communications,
indoor positioning, device-
to-device communications,
and systems for intelligent
transportation and
networked control. He
holds an M.Sc. and a Ph.D.
in telecommunications
from KTH Royal Institute of
Technology in Stockholm,
Sweden. Zaidi is currently
serving as a member of the
Technology Intelligence
Group Radio and a member
of the Young Advisory Board
at Ericsson Research.
Robert Baldemair
◆ is a master researcher
who joined Ericsson in 2000.
He spent several years
working with research and
development of radio access
technologies for LTE before
shifting his focus to wireless
access for 5G. He holds a
Dipl. Ing. and a Ph.D. from
the Technische Universität
Wien in Vienna, Austria.
He received the Ericsson
Inventor of the Year award
in 2010, and in 2014 he and
a group of colleagues were
nominated for the European
Inventor Award.
Mattias Andersson
◆ is an experienced
researcher who joined
Ericsson in 2014. His
work focuses on concept
development and
standardization of low-
latency communications,
carrier aggregation and
channel coding for LTE and
NR. He holds both an M.Sc.
in engineering physics and a
Ph.D. in telecommunications
from KTH Royal Institute of
Technology in Stockholm,
Sweden.
Sebastian Faxér
◆ is a researcher at Ericsson
Research. He received an
M.Sc. in applied physics
and electrical engineering
from Linköping University,
Sweden, in 2014 and joined
Ericsson the same year.
Since then he has worked
on concept development
and standardization of multi-
antenna technologies for LTE
and NR.
Vicent Molés-Cases
◆ is a researcher at Ericsson
Research. He received an
M.Sc. in telecommunication
engineering from the
Polytechnic University of
theauthors
Valencia in Spain in 2016
and joined Ericsson the
same year. Since then he
has worked on concept
development and 3GPP
standardization of reference
signals for NR.
Zhao Wang
◆ is a researcher at Ericsson
Research who joined the
company in 2015. He holds a
Ph.D. in telecommunications
from KTH Royal Institute of
Technology in Stockholm,
Sweden. His work currently
focuses on reference signal
design of NR for 3GPP
standardizations.
✱ 5G NR PHYSICAL LAYER DESIGN
14 ERICSSON TECHNOLOGY REVIEW ✱ JUNE 27, 2017
ISSN 0014-0171
284 23-3305 | Uen
© Ericsson AB 2017 Ericsson
SE-164 83 Stockholm, Sweden
Phone: +46 10 719 0000

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Ericsson Explores 5G New Radio Physical Layer Design

  • 1. ERICSSON TECHNOLOGY C H A R T I N G T H E F U T U R E O F I N N O V A T I O N | # 7 ∙ 2 0 1 7 5G NEW RADIO: DESIGNING FORTHEFUTURE
  • 2. ✱ 5G NR PHYSICAL LAYER DESIGN 2 ERICSSON TECHNOLOGY REVIEW ✱ JUNE 27, 2017 ALI A. ZAIDI, ROBERT BALDEMAIR, MATTIAS ANDERSSON, SEBASTIAN FAXÉR, VICENT MOLÉS-CASES, ZHAO WANG Far more than an evolution of mobile broad­ band, 5G wireless access will be a key IoT enabler, empowering people and industries to achieve new heights in terms of efficiency and innovation. A recent survey performed across eight different industries (automotive, finance, utilities, public safety, health care, media, internet and manufacturing) revealed that 89 percent of respondents expect 5G to be a game changer in their industry [1]. ■ 5Gwirelessaccessisbeingdevelopedwith threebroadusecasefamiliesinmind:enhanced mobilebroadband(eMBB),massivemachine-type communications(mMTC)andultra-reliablelow- latencycommunications(URLLC)[2,3].eMBB focusesonacross-the-boardenhancements tothedatarate,latency,userdensity,capacity andcoverageofmobilebroadbandaccess. mMTCisdesignedtoenablecommunication betweendevicesthatarelow-cost,massivein numberandbattery-driven,intendedtosupport applicationssuchassmartmetering,logistics, andfieldandbodysensors.Finally,URLLC willmakeitpossiblefordevicesandmachines tocommunicatewithultra-reliability,verylow latencyandhighavailability,makingitidealfor vehicularcommunication,industrialcontrol, factoryautomation,remotesurgery,smartgrids andpublicsafetyapplications. Tomeetthecomplexandsometimescontradictory requirementsofthesediverseusecases,5Gwill encompassbothanevolutionoftoday’s4G(LTE) Future networks will have to provide broadband access wherever needed and support a diverse range of services including everything from robotic surgery to virtual reality classrooms and self-driving cars. 5G New Radio is designed to fit these requirements, with physical layer components that are flexible, ultra-lean and forward-compatible. THE 5G NR PHYSICAL LAYER Designing forthefuture
  • 3. 5G NR PHYSICAL LAYER DESIGN ✱ 3JUNE 27, 2017 ✱ ERICSSON TECHNOLOGY REVIEW networksandtheadditionofanew,globally standardizedradioaccesstechnologyknownas NewRadio(NR). Changeto5GNewRadio 5GNRwilloperateinthefrequencyrange frombelow1GHzto100GHzwithdifferent deployments.Therewilltypicallybemorecoverage perbasestation(macrosites)atlowercarrier frequencies,andalimitedcoverageareaperbase station(microandpicosites)athighercarrier frequencies.Toprovidehighservicequalityand optimalreliability,licensedspectrumwillcontinue tobethebackboneofthewirelessnetworkin5G, andtransmissioninunlicensedspectrumwillbe usedasacomplementtoprovideevenhigherdata ratesandboostcapacity.Theoverallvisionfor5G intermsofusecases,operatingfrequenciesand deploymentsisshowninFigure1. ThestandardizationofNRstartedin3GPPin April2016,withtheaimofmakingitcommercially availablebefore2020.3GPPistakingaphased approachtodefiningthe5Gspecifications.A firststandardizationphasewithlimitedNR functionalitywillbecompletedby2018,followedby asecondstandardizationphasethatfulfillsallthe requirementsofIMT-2020(thenextgenerationof mobilecommunicationsystemstobespecifiedby ITU-R)by2019.ItislikelythatNRwillcontinueto evolvebeyond2020,withasequenceofreleases includingadditionalfeaturesandfunctionalities. AlthoughNRdoesnothavetobebackward compatiblewithLTE,thefutureevolutionofNR shouldbebackwardcompatiblewithitsinitial release(s).SinceNRmustsupportawiderange ofusecases–manyofwhicharenotyetdefined– forwardcompatibilityisofutmostimportance. NRphysicallayerdesign Aphysicallayerformsthebackboneofanywireless technology.TheNRphysicallayerhasaflexible andscalabledesigntosupportdiverseusecases withextreme(andsometimescontradictory) requirements,aswellasawiderangeoffrequencies anddeploymentoptions. THE NR PHYSICAL LAYER HAS A FLEXIBLE AND SCALABLE DESIGN TO SUPPORT DIVERSE USE CASES Terms and abbreviations BPSK–binaryphaseshiftkeying|BS–basestation|CDM–codedivisionmultiplexing|CPE–commonphaseerror| CP-OFDM–cyclicprefixorthogonalfrequencydivisionmultiplexing|CSI-RS–channel-stateinformationreference signal|D2D–device-to-device|DFT-SOFDM –discreteFouriertransformspreadorthogonalfrequencydivision multiplexing|DL–downlink|DMRS–demodulationreferencesignal|eMBB–enhancedmobilebroadband| eMBMS–evolvedmultimediabroadcastmulticastservice|FDM–frequencydivisionmultiplexing|HARQ–hybrid automaticrepeatrequest|IMT-2020–thenextgenerationmobilecommunicationsystemstobespecifiedbyITU-R| IoT–InternetofThings|ITU-R–InternationalTelecommunicationUnionRadiocommunicationSector|LBT–listen- before-talk|LDPC–low-densityparity-check|MBB–mobilebroadband|MIMO–multiple-input,multiple-output| mMTC–massivemachine-typecommunications|mmWave–millimeterwave|MU-MIMO–multi-userMIMO| NR–NewRadio|PRB–physicalresourceblock|PTRS–phase-trackingreferencesignal|QAM–quadratureamplitude modulation|QPSK–quadraturephaseshiftkeying|SRS–soundingreferencesignal|TDM–timedivisionmultiplexing |UE–userequipment|UL–uplink|URLLC–ultra-reliablelow-latencycommunications
  • 4. ✱ 5G NR PHYSICAL LAYER DESIGN 4 ERICSSON TECHNOLOGY REVIEW ✱ JUNE 27, 2017 Figure 1 5G vision: use cases, spectrum and deployments
  • 5. 5G NR PHYSICAL LAYER DESIGN ✱ 5JUNE 27, 2017 ✱ ERICSSON TECHNOLOGY REVIEW ThekeytechnologycomponentsoftheNR physicallayeraremodulationschemes,waveform, framestructure,referencesignals,multi-antenna transmissionandchannelcoding. Modulationschemes LTEsupportstheQPSK,16QAM,64QAM and256QAMmodulationformats,andallof thesewillalsobesupportedbyNR.Inaddition, 3GPPhasincluded л/2-BPSKinULtoenable afurtherreducedpeak-to-averagepowerratio andenhancedpower-amplifierefficiencyat lowerdatarates,whichisimportantformMTC services,forexample.SinceNRwillcovera widerangeofusecases,itislikelythatthesetof supportedmodulationschemesmayexpand. Forexample,1024QAMmaybecomepartof theNRspecification,sincefixedpoint-to-point backhaulalreadyusesmodulationordershigher than256QAM.Differentmodulationschemesfor differentUEcategoriesmayalsobeincludedinthe NRspecification. Waveform 3GPP has agreed to adopt CP-OFDM with a scalable numerology (subcarrier spacing, cyclic prefix) in both UL and DL up to at least 52.6GHz. Having the same waveform in both directions simplifies the overall design, especially with respect to wireless backhauling and device-to- device (D2D) communications. Additionally, there is support for DFT-Spread OFDM in UL for coverage-limited scenarios, with single stream transmissions (that is, without spatial multiplexing). Any operation that is transparent to a receiver can be applied on top of CP-OFDM at the transmitter side, such as windowing/filtering to improve spectrum confinement. A scalable OFDM numerology is required to enable diverse services on a wide range of frequencies and deployments. The subcarrier spacing is scalable according to 15×2n kHz, where n is an integer and 15kHz is the subcarrier spacing used in LTE. The scaling factor 2n ensures that slots and symbols of different numerologies are aligned in the time domain, which is important to efficiently enable TDD networks [4]. The details related to NR OFDM numerologies are shown in Figure 2. The choice of parameter n depends on various factors including type of deployment, carrier frequency, service requirements (latency, reliability and throughput), hardware impairments (oscillator phase noise), mobility and implementation complexity [5]. For example, wider subcarrier spacing can be promising for latency-critical services (URLLC), small coverage areas and higher carrier frequencies. Narrower subcarrier spacing can be utilized for lower carrier frequencies, large coverage areas, narrowband devices and evolved multimedia broadcast multicast services (eMBMSs). It may also be possible to support multiple services simultaneously with different requirements on the same carrier by multiplexing two different numerologies (wider subcarrier spacing for URLLC and lower subcarrier spacing for MBB/ mMTC/eMBMS, for example). The spectrum of OFDM signal decays rather slowly outside the transmission bandwidth. In order to limit out-of-band emission, the spectrum utilization for LTE is 90 percent. That is, 100 of the 111 possible physical resource blocks (PRBs) are utilizedina20MHzbandwidthallocation.ForNR, it has been agreed that the spectrum utilization will be greater than 90 percent. Windowing and filtering operations are viable ways to confine the OFDM signal in the frequency domain. It is important to note that the relationship between spectrum efficiency and spectrum confinement is not linear, since spectrum confinement techniques can induce self-interference. HAVING THE SAME WAVEFORM IN BOTH DIRECTIONS SIMPLIFIES THE OVERALL DESIGN
  • 6. ✱ 5G NR PHYSICAL LAYER DESIGN 6 ERICSSON TECHNOLOGY REVIEW ✱ JUNE 27, 2017 Figure 2 Scalable OFDM numerology for NR
  • 7. 5G NR PHYSICAL LAYER DESIGN ✱ 7JUNE 27, 2017 ✱ ERICSSON TECHNOLOGY REVIEW Figure 3 TDD-based frame structure examples for eMBB, URLLC and operation in unlicensed spectrum using listen-before-talk (LBT)
  • 8. ✱ 5G NR PHYSICAL LAYER DESIGN 8 ERICSSON TECHNOLOGY REVIEW ✱ JUNE 27, 2017 Framestructure NRframestructuresupportsTDDandFDD transmissionsandoperationinbothlicensed andunlicensedspectrum.Itenablesverylow latency,fastHARQacknowledgements,dynamic TDD,coexistencewithLTEandtransmissions ofvariablelength(forexample,shortduration forURLLCandlongdurationforeMBB).The framestructurefollowsthreekeydesignprinciples toenhanceforwardcompatibilityandreduce interactionsbetweendifferentfeatures. Thefirstprincipleisthattransmissionsareself- contained.Datainaslotandinabeamisdecodable onitsownwithoutdependencyonotherslotsand beams.Thisimpliesthatreferencesignalsrequired fordemodulationofdataareincludedinagivenslot andagivenbeam. Thesecondprincipleisthattransmissionsare wellconfinedintimeandfrequency.Keeping transmissionstogethermakesiteasiertointroduce newtypesoftransmissionsinparallelwithlegacy transmissionsinthefuture.NRframestructure avoidsthemappingofcontrolchannelsacrossfull systembandwidth. Thethirdprincipleistoavoidstaticand/or stricttimingrelationsacrossslotsandacross differenttransmissiondirections.Forexample, asynchronousHARQisusedinsteadofpredefined retransmissiontime. AsshowninFigure2,aslotinNRcomprisesseven or14OFDMsymbolsfor≤60kHznumerologiesand 14OFDMsymbolsfor≥120kHznumerologies.Aslot durationalsoscaleswiththechosennumerologysince theOFDMsymboldurationisinverselyproportional toitssubcarrierspacing.Figure3providesexamples forTDD,withguardperiodsforUL/DLswitching. Aslotcanbecomplementedbymini-slots tosupporttransmissionswithaflexiblestart positionandadurationshorterthanaregularslot duration.Amini-slotcanbeasshortasoneOFDM symbolandcanstartatanytime.Mini-slotscan beusefulinvariousscenarios,includinglow- latencytransmissions,transmissionsinunlicensed spectrumandtransmissionsinthemillimeterwave spectrum(mmWaveband). Inlow-latencyscenarios,transmissionneeds tobeginimmediatelywithoutwaitingforthestart ofaslotboundary(URLLC,forexample).When transmittinginunlicensedspectrum,itisbeneficial tostarttransmissionimmediatelyafterLBT.When transmittinginmmWaveband,thelargeamount ofbandwidthavailableimpliesthatthepayload supportedbyafewOFDMsymbolsislargeenough formanyofthepackets.Figure3providesexamples ofURLLC-andLBT-basedtransmissionin unlicensedspectrumviamini-slotsandillustrates thatmultipleslotscanbeaggregatedforservices thatdonotrequireextremelylowlatency(eMBB, forexample).Havingalongertransmissionduration helpstoincreasecoverageorreducetheoverhead duetoswitching(inTDD),transmissionofreference signalsandcontrolinformation. Thesameframestructurecanbeusedfor FDD,byenablingsimultaneousreceptionand transmission(thatis,DLandULcanoverlapin time).Thisframestructureisalsoapplicableto D2Dcommunications.Inthatcase,theDLslot structurecanbeusedbythedevicethatisinitiating (orscheduling)thetransmission,andtheULslot structurecanbeusedbythedevicerespondingto thetransmission. NRframestructurealsoallowsforrapid HARQacknowledgement,inwhichdecodingis performedduringthereceptionofDLdataandthe HARQacknowledgementispreparedbytheUE duringtheguardperiod,whenswitchingfromDL receptiontoULtransmission. Toobtainlowlatency,aslot(orasetofslots incaseofslotaggregation)isfront-loadedwith controlsignalsandreferencesignalsatthe beginningoftheslot(orsetofslots). Referencesignals NRhasanultra-leandesignthatminimizesalways- ontransmissionstoenhancenetworkenergy efficiencyandensureforwardcompatibility.In contrasttothesetupinLTE,thereferencesignals inNRaretransmittedonlywhennecessary.The fourmainreferencesignalsarethedemodulation referencesignal(DMRS),phase-trackingreference
  • 9. 5G NR PHYSICAL LAYER DESIGN ✱ 9JUNE 27, 2017 ✱ ERICSSON TECHNOLOGY REVIEW signal(PTRS),soundingreferencesignal(SRS)and channel-stateinformationreferencesignal(CSI-RS). DMRSisusedtoestimatetheradiochannel fordemodulation.DMRSisUE-specific,canbe beamformed,confinedinascheduledresource, andtransmittedonlywhennecessary,bothin DLandUL.Tosupportmultiple-layerMIMO transmission,multipleorthogonalDMRSports canbescheduled,oneforeachlayer.Orthogonality isachievedbyFDM(combstructure)andTDM andCDM(withcyclicshiftofthebasesequenceor orthogonalcovercodes).ThebasicDMRSpattern isfrontloaded,astheDMRSdesigntakesinto accounttheearlydecodingrequirementtosupport low-latencyapplications.Forlow-speedscenarios, DMRSuseslowdensityinthetimedomain. However,forhigh-speedscenarios,thetime densityofDMRSisincreasedtotrackfastchanges intheradiochannel. PTRSisintroducedinNRtoenable compensationofoscillatorphasenoise.Typically, phasenoiseincreasesasafunctionofoscillator carrierfrequency.PTRScanthereforebeutilized athighcarrierfrequencies(suchasmmWave)to mitigatephasenoise.Oneofthemaindegradations causedbyphasenoiseinanOFDMsignalisan identicalphaserotationofallthesubcarriers, knownascommonphaseerror(CPE).PTRSis designedsothatithaslowdensityinthefrequency domainandhighdensityinthetimedomain,since thephaserotationproducedbyCPEisidentical forallsubcarrierswithinanOFDMsymbol,but thereislowcorrelationofphasenoiseacross OFDMsymbols.PTRSisUE-specific,confined inascheduledresourceandcanbebeamformed. ThenumberofPTRSportscanbelowerthanthe totalnumberofports,andorthogonalitybetween PTRSportsisachievedbymeansofFDM.PTRS isconfigurabledependingonthequalityofthe oscillators,carrierfrequency,OFDMsubcarrier spacing,andmodulationandcodingschemesused fortransmission. TheSRSistransmittedinULtoperform CSImeasurementsmainlyforschedulingand linkadaptation.ForNR,itisexpectedthatthe SRSwillalsobeutilizedforreciprocity-based precoderdesignformassiveMIMOandULbeam management.ItislikelythattheSRSwillhavea modularandflexibledesigntosupportdifferent proceduresandUEcapabilities.Theapproachfor CSI-RSissimilar. Multi-antennatransmissions NR will employ different antenna solutions and techniques depending on which part of the spectrum is used for its operation. For lower frequencies, a low to moderate number of active antennas (up to around 32 transmitter chains) is assumed and FDD operation is common. In this case, the acquisition of CSI requires transmission of CSI-RS in the DL and CSI reporting in the UL. The limited bandwidths available in this frequency region require high spectral efficiency enabled by multi-user MIMO (MU-MIMO) and higher order spatial multiplexing, which is achieved via higher resolution CSI reporting compared with LTE. Forhigherfrequencies,alargernumberof antennascanbeemployedinagivenaperture, whichincreasesthecapabilityforbeamforming andMU-MIMO.Here,thespectrumallocations areofTDDtypeandreciprocity-basedoperation isassumed.Inthiscase,high-resolutionCSIinthe formofexplicitchannelestimationsisacquired byULchannelsounding.Suchhigh-resolution CSIenablessophisticatedprecodingalgorithms tobeemployedattheBS.Thismakesitpossibleto increasemulti-userinterferencesuppression,for example,butmightrequireadditionalUEfeedback ofinter-cellinterferenceorcalibrationinformation ifperfectreciprocitycannotbeassumed. NR HAS AN ULTRA- LEAN DESIGN THAT MINIMIZES ALWAYS-ON TRANSMISSIONS
  • 10. ✱ 5G NR PHYSICAL LAYER DESIGN 10 ERICSSON TECHNOLOGY REVIEW ✱ JUNE 27, 2017 Figure 4 Structure of NR LDPC matrices
  • 11. 5G NR PHYSICAL LAYER DESIGN ✱ 11JUNE 27, 2017 ✱ ERICSSON TECHNOLOGY REVIEW Forevenhigherfrequencies(inthemmWave range)ananalogbeamformingimplementation istypicallyrequiredcurrently,whichlimitsthe transmissiontoasinglebeamdirectionpertime unitandradiochain.Sinceanisotropicantenna elementisverysmallinthisfrequencyregionowing totheshortcarrierwavelength,agreatnumber ofantennaelementsisrequiredtomaintain coverage.Beamformingneedstobeappliedat boththetransmitterandreceiverendstocombat theincreasedpathloss,evenforcontrolchannel transmission.Anewtypeofbeammanagement processforCSIacquisitionisrequired,inwhich theBSneedstosweepradiotransmitterbeam candidatessequentiallyintime,andtheUEneeds tomaintainaproperradioreceiverbeamtoenable receptionoftheselectedtransmitterbeam. Tosupportthesediverseusecases,NRfeatures ahighlyflexiblebutunifiedCSIframework,in whichthereisreducedcouplingbetweenCSI measurement,CSIreportingandtheactualDL transmissioninNRcomparedwithLTE.The CSIframeworkcanbeseenasatoolbox,where differentCSIreportingsettingsandCSI-RS resourcesettingsforchannelandinterference measurementscanbemixedandmatchedso theycorrespondtotheantennadeploymentand transmissionschemeinuse,andwhereCSIreports ondifferentbeamscanbedynamicallytriggered. Theframeworkalsosupportsmoreadvanced schemessuchasmulti-pointtransmissionand coordination.Thecontrolanddatatransmissions, inturn,followtheself-containedprinciple,where allinformationrequiredtodecodethetransmission (suchasaccompanyingDMRS)iscontainedwithin thetransmissionitself.Asaresult,thenetworkcan seamlesslychangethetransmissionpointorbeam astheUEmovesinthenetwork. Channelcoding NRemployslow-densityparity-check(LDPC) codesforthedatachannelandpolarcodesfor thecontrolchannel.LDPCcodesaredefined bytheirparity-checkmatrices,witheach columnrepresentingacodedbit,andeachrow representingaparity-checkequation.LDPCcodes aredecodedbyexchangingmessagesbetween variablesandparitychecksinaniterativemanner. TheLDPCcodesproposedforNRuseaquasi- cyclicstructure,wheretheparity-checkmatrixis definedbyasmallerbasematrix.Eachentryofthe basematrixrepresentseitheraZxZzeromatrixor ashiftedZxZidentitymatrix. UnliketheLDPCcodesimplementedinother wirelesstechnologies,theLDPCcodesconsidered forNRusearate-compatiblestructure,asshown in Figure4.Thelightbluepart(topleft)ofthe basematrixdefinesahighratecode,atarate ofeither2/3or8/9.Additionalparitybitscan begeneratedbyextendingthebasematrixand includingtherowsandcolumnsmarkedindark blue(bottomleft).Thisallowsfortransmissionat lowercoderates,orforgenerationofadditional paritybitssuchasthoseusedforHARQoperation usingincrementalredundancysimilartoLTE. Sincetheparity-checkmatrixforhighercode ratesissmaller,decodinglatencyandcomplexity decreasesforhighcoderates.Alongwiththehigh degreeofparallelismachievablethroughthequasi- cyclicstructure,thisallowsforveryhighpeak throughputsandlowlatencies.Further,theparity- checkmatrixcanbeextendedtolowerratesthan theLTEturbocodes,whichrelyonrepetitionfor coderatesbelow1/3.ThisallowstheLDPCcodes toachievehighercodinggainsalsoatlowcoding rates,makingthemsuitableforusecasesrequiring highreliability. Polarcodeswillbeusedforlayer1andlayer2 controlsignaling,exceptforveryshortmessages. THE FRAMEWORK ALSO SUPPORTS MORE ADVANCED SCHEMES SUCH AS MULTI- POINT TRANSMISSION AND COORDINATION
  • 12. ✱ 5G NR PHYSICAL LAYER DESIGN 12 ERICSSON TECHNOLOGY REVIEW ✱ JUNE 27, 2017 1. EricssonSurveyReport,2016,Opportunitiesin5G:theviewfromeightindustries,availableat: https://app-eu.clickdimensions.com/blob/ericssoncom-ar0ma/files/5g_industry_survey_report_final.pdf 2. The5GInfrastructurePublicPrivatePartnership(5G-PPP)TechnicalReport,February2016, 5Gempoweringverticalindustries,availableat:https://5g-ppp.eu/wp-content/uploads/2016/02/ BROCHURE_5PPP_BAT2_PL.pdf 3. 3GPPTechnicalReportTR38.913,ver.14.2.0,Release14,March2017,Studyonscenariosandrequirements fornextgenerationaccesstechnologies,availableat:https://portal.3gpp.org/desktopmodules/Specifications/ SpecificationDetails.aspx?specificationId=2996 4. IEEECommunicationsMagazine,vol.54,no.11,pp.90-98,A.A.Zaidi,R.Baldemair,H.Tullberg,H. Bjorkegren,L.Sundstrom,J.Medbo,C.Kilinc,andI.D.Silva,November2016,Waveformandnumerologyto support5Gservicesandrequirements,availableat:http://ieeexplore.ieee.org/document/7744816/ 5. IEEECommunicationsStandardMagazine(submitted),A.A.Zaidi,R.Baldemair,V.Molés-Cases,N.He,K. Werner,andA.Cedergren,OFDMNumerologyDesignfor5GNewRadiotoSupportIoT,eMBB,andMBSFN 6. IEEETransactionsonInformationTheory,vol.55,pp.3051-3073,E.Arıkan,July2009,Channelpolarization: Amethodforconstructingcapacity-achievingcodesforsymmetricbinary-inputmemorylesschannels, availableat:http://ieeexplore.ieee.org/document/5075875/ References: Polarcodesarearelativelyrecentinvention, introducedbyArıkanin2008[6].Theyarethe firstclassofcodesshowntoachievetheShannon capacitywithreasonabledecodingcomplexityfor awidevarietyofchannels. Byconcatenatingthepolarcodewithanouter codeandkeepingtrackofthemostlikelyvaluesof previouslydecodedbitsatthedecoder(thelist), goodperformanceisachievedatshorterblock lengths,likethosetypicallyusedforlayer1and layer2controlsignaling.Byusingalargerlistsize, errorcorrectionperformanceimproves,atthecost ofhighercomplexityatthedecoder. Conclusion Flexibility,ultra-leandesignandforward compatibilityarethepillarsonwhichallthe5GNR physicallayertechnologycomponents(modulation schemes,waveform,framestructure,reference signals,multi-antennatransmissionandchannel coding) arebeingdesignedandbuilt.Thehighlevel offlexibilityandscalabilityin5GNRwillenableitto meettherequirementsofdiverseusecases,including awiderangeofcarrierfrequenciesanddeployment options.Itsbuilt-inforwardcompatibilitywill ensurethat5GNRcaneasilyevolvetosupportany unforeseenrequirements.
  • 13. 5G NR PHYSICAL LAYER DESIGN ✱ 13JUNE 27, 2017 ✱ ERICSSON TECHNOLOGY REVIEW Ali A. Zaidi ◆ joined Ericsson in 2014, where he is currently a senior researcher working with concept development and standardization of radio access technologies (NR and LTE-Advanced Pro). His research focuses on mmWave communications, indoor positioning, device- to-device communications, and systems for intelligent transportation and networked control. He holds an M.Sc. and a Ph.D. in telecommunications from KTH Royal Institute of Technology in Stockholm, Sweden. Zaidi is currently serving as a member of the Technology Intelligence Group Radio and a member of the Young Advisory Board at Ericsson Research. Robert Baldemair ◆ is a master researcher who joined Ericsson in 2000. He spent several years working with research and development of radio access technologies for LTE before shifting his focus to wireless access for 5G. He holds a Dipl. Ing. and a Ph.D. from the Technische Universität Wien in Vienna, Austria. He received the Ericsson Inventor of the Year award in 2010, and in 2014 he and a group of colleagues were nominated for the European Inventor Award. Mattias Andersson ◆ is an experienced researcher who joined Ericsson in 2014. His work focuses on concept development and standardization of low- latency communications, carrier aggregation and channel coding for LTE and NR. He holds both an M.Sc. in engineering physics and a Ph.D. in telecommunications from KTH Royal Institute of Technology in Stockholm, Sweden. Sebastian Faxér ◆ is a researcher at Ericsson Research. He received an M.Sc. in applied physics and electrical engineering from Linköping University, Sweden, in 2014 and joined Ericsson the same year. Since then he has worked on concept development and standardization of multi- antenna technologies for LTE and NR. Vicent Molés-Cases ◆ is a researcher at Ericsson Research. He received an M.Sc. in telecommunication engineering from the Polytechnic University of theauthors Valencia in Spain in 2016 and joined Ericsson the same year. Since then he has worked on concept development and 3GPP standardization of reference signals for NR. Zhao Wang ◆ is a researcher at Ericsson Research who joined the company in 2015. He holds a Ph.D. in telecommunications from KTH Royal Institute of Technology in Stockholm, Sweden. His work currently focuses on reference signal design of NR for 3GPP standardizations.
  • 14. ✱ 5G NR PHYSICAL LAYER DESIGN 14 ERICSSON TECHNOLOGY REVIEW ✱ JUNE 27, 2017 ISSN 0014-0171 284 23-3305 | Uen © Ericsson AB 2017 Ericsson SE-164 83 Stockholm, Sweden Phone: +46 10 719 0000