Email Id: firstname.lastname@example.org
Contact Number: +91 976 216 1312
OBEJECTIVE- I am seeking a challengingwork environment that shall allowme to grow professionally aswell as
individually.I would definitely want to emerge as a leader by achievingtargets with diligence,dedication and
WITH 3 YRS 5 MONTHS OF EXPERIENCE AND KNOWLEDGE IN:
- TEAM HANDLING - REPORT ANALYSIS-BUSINESSANALYSIS - BUSINESS DEVELOPMENT
Synopsis: A BankingandFinance postgraduate with3+ Yrs of workingexperience inaleading
investmentbankinCapital marketdomainwithknowledge of differentfinancial products/asset classes
Equity,FixedIncome andDerivatives coupledwithexcellentcommunicationskills.
Knowledgeof capital market,
Good knowledgeof financialproducti.e. Equity,FixedIncome,Derivatives etc,
Exposure of interactingwith variouscounterpartiesacrossthe globe.
Knowledgeof complete trade Life Cycle.
Knowledgeof Corporate ActionEvents.
knowledge of MSExcel,Macros,VBA, Word, PowerPoint andSQL
Knowledgeof EquityRiskandCurrencyRiskinvolvedincorporate actions.
Knowledgeof Retail Banking,Compliance AML,TreasuryModule,FinancialInclusion,Iternet
Name of the organization : BNY MELLON
CurrentDesignation : SeniorFinancial Specialist
Duration : From September2013 to till date.
Project: Corporate Action as a Global Custodian
Process Scope: The purpose is to Redeem the Bond Securities Fully or Partially and check the
entitlementforthe clients of EUROCLEAR Location and that includes reconciliation of broker positions
and then to liaise with them for the claims and another aspect is, checking the flow of End to End
Processing for Corporate Action Voluntary Event types DRIP/ DVOP for Australia and New Zealand
market as well as Mandatory and Informational events.
Approximately 1.6yrsof experience inBusinessAnalysis,ProjectManagement,Test
Management& Qualitycontrol inFinancial Servicesof Corporate ActionteaminBNYMellon.
Rich experience infrontendclientinterfacingforRequirementAnalysis,Designing,System
IntegrationandUserAcceptance testingacrossmultiple projects –WebApplications,Front
Office Trading, Back-office SettlementandClientManagementsystem.
New-Zealand, Malaysia, JapanandGermany.
Usedvariouscommontoolslike CASCADE(Corporate ActionSystemCapture andDelivery
Engine),CAMA (Corporate ActionManagement).
High degree of contact with sub custodian and clients as well.
Activelyparticipatedinall the clientcall sotounderstandthe Businessof Corporate Action
Team andworkedefficientlywithTechnical Teamon designingthe LendingTool forCMSfor
Conducting sessions with weaker set of OE’s to improve their performance by explaining the
corporate action events and the risk involved in processing of these events.
Project: Lending Macro- Have submitted up the idea to make the lending macro for broker
reconciliation, and liaised with the technical team to get the project completed and the project
was a great success and have got many appreciation mails from the senior management and
on shore team.
Domain Experience Financial Services (Capital Market domain with knowledge of different financial
products/asset classes Equity, Fixed Income, Derivatives coupled with excellent
Key Skills Experience in gathering, managingand documenting business and functional requirements,
communicatingeffectively with senior management, developers and quality team.
Adept at creatingand transformingbusiness requirements into functional requirements and
Ability to manage ever evolvingbusiness requirements throughout the productlifecycle
through requirement traceability matrix and track the design,build for System.
Excellent track record of meeting deadlines and submitting deliverables on time.
Sound understandingof the SDLC and exposure to Front officeand Back officetrading
Experience in impartinguser trainingand conductingworkshops duringUAT and post go-live
to make the business users adeptwith the new application/system.
Project governance, includingday-to-day management and resolution of risks,issues and
WOW AWARD from client.- This was an appreciation award from the client on completion of
Software PL/SQL, MicrosoftVisio
SWIFT ALLIANCE TOOL(Involved in the testing Phase of the Application),
CASCADE(Real Time Link Between CMS & CASCADE), CMS (Custody
Management System), CAMA(Corporate Action Management Application),
BLOOMBERG, TLM(Transaction Life Cycle Management SMART STREAM)
Analyzingthe portfolioof loansof clients.
Calculatingthe entitlementof clientsconsideringtax componentsforthe PositionwithSub
custodianand for brokerbypreparingthe claimletter.
ResearchingonCorporate Actionprocessinglike Merger,StockSplit,Rightissueetc.withthe
helpof Bloomberg(Keys -CACS,CACT,DVD,PDD,PAIDetc) and othersupportingapplications.
Responsible tolookafterthe Client/IMqueriesandensure thatthey are beingaddressedatthe
Highlevel of Communicationwithbrokersif there issome position discrepanciesare involved
and it’sbeenreportedbythe Corporate ActionsEventprocessingteam.
Liaisingwithlendingteamof BNYfor to place the restrictionsorto,release the restrictionsas
perthe Corporate Action eventsrequirement.
Maintaina pointof viewoncurrenttrends,marketactivityandthe relatedimplicationsto
Manage multiple projectsandcompetingpriorities.
Act as a SPOC betweenthe technical teamandclientstomaintainupdatesandremove
Workingon TLM(Transactionlifecycle management) toreconcilethe paymentreceivedfrom
Researchingonpendingbreakswiththe helpof Ad-hocsearch,Exceptiondetailsetctomake
sure it doesnotreach the CASSAgeing.
CurrentlyTLMversion1.11 is upgradingto2.4, hence Iam workingontestregionof TLM 2.1
and provide feedbackforthe enhancementof thistool.AttendingWeeklyCallonTLM2.1 and
providingthe update toteamon the new version.
Name of the organization : eClerx servicesLtd
CurrentDesignation : Financial Analyst
Duration : FromOctober2011 to 21st
Project for ClientCITIGroup:
Customer CLIENTS OF CITI GROUP from EMEA, NAM & APAC
Organization eClerx Services Ltd
Period October 2011 – August (ProjectDuration 1 year 10 Months)
Project Description The purpose of the process is to resolve the exceptions by identifyingthe reason
behind the generation of exception. (REFERENCE DATA PROJECT)
Collecting Exceptions from the tool named “Dream” (DESKTOP REAL
TIME EXCEPTION MANAGEMENT TOOL)for the Settlement process.
Skills Perform gap analysis,requirementelicitation and createBusiness
Requirement Document and Functional Specification Document.
Work closely with various projectstakeholders includingProjectManagers,
Technical Leads,Data Modeler, Portal,Business Users and other
Design and review Test Plan,Test Scenarios and Test Cases for functional
testing of Data Warehouse, Portal,Business Objects reports and Text Mining
to improve overall quality of the system.
Perform user acceptance testing (UAT) with business users,achievesign-off,
and move the system toward go-live.
Provideknowledge transfer to development and testing team, trainingend
users,prepare user manuals and other relevantdocuments as required by
the business user.
Achievements Awarded "On the Spot" award for meeting the expectation of clientneed
whilesetting up the SSI’s in record time duringcomplex scenarios.
Collecting Exceptions from the tool named “Dream” for the Settlement process. And to
research on it.
High degree of contact directly with Middle office and Counterparties to get the Settlement Instructions
depending on the class of trade (Platinum, Gold, Silver &Zyen).
The role requires high frequency monitoring of real time transaction flow, trade updates, and exception
queues to ensure that trades are flowed timely to middle office regen queue prior to settlement date .
Delivered excellent customer service while working.
Earned valuable skill like work prioritization and time management.
Involved in the Daily, Weekly and Monthly Reporting to the top management with all the numbers.
DREAM ( DESKTOP REAL TIME EXCEPTION MANAGEMENTTOOL)
DTCC- Trade Matching Tool.
OMGEO ALERT- to extract the detailsof the clientwhowere alertexceptionswhile settingup
NessWadia College –Pune
Finance Student, 2007- 2010
(Industrial Exposure – Mapro & Tata Motors) which I gathered information about social ads which
was published by public and private sectors and closely studied the operation and internal
controls. Also a participant of project that analyzed cases in Finance which I dealt with loan
procedures such as housing and business loans.
Post-GraduationDiplomainBankingandFinance (PGDBF) fromPune Universityin2011.
B.B.A, Majors (Finance) fromPune University,NessWadiaCollege, in2010.
Date of Birth 28th November, 1988
Marital Status Single
PASSPORT NUMBER H5764082