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Universal/Inclusive Design
Towards a More Thorough
Ethical and Theoretical Understanding
Ilse Oosterlaken, 4 June 2014
Colloquium Philosophy Section TU Delft
Questions for You
• Does this seems like the sort of topic which is
innovative & exciting enough for a VENI project?
• Which more specific / other research questions
and approaches can you think of?
• Suggestions for focusing on specific domains or
cases?
• Whom should I talk to in the process of further
developing this idea into a proposal?
• If not for a VENI proposal – is anyone else
interested in developing a joint proposal for
another grand scheme?
Universal/Inclusive Design:
The Paradigm Case
UD as
Established Design Practice (I)
UD as
Established Design Practice (II)
Definition of UD
“….design for human diversity, social inclusion,
and equality” (Design for All Europe, 2008)
“The design of products and environments to be
usable by all people, to the greatest extent
possible, without the need for adaptation or
specialized design” (Mace, 1985)
The Alternative:
Assistive or Adaptable Technology
• Assistive: technologies designed to meet
characteristics/needs of people with specific disabilities
• Adaptable: modification of or add-ons to standard design
for purpose of making it usable by certain individuals
Steinfeild & Maisel (2012) about assistive technologies:
• “High rates of abandonment by unsatisfied end users”
o change in user needs & priorities
o poor device procurement & performance
o lack of consideration of user opinion
• Lack of attention for contextual embedding and training
• “Fears about acceptance, embarrassment, or attracting
unwanted attention”
The Principles of UD
Connell et all 1997; Story 1998;
Steinfeld & Maisel 2012)
1. Equitable use. The design
does not disadvantage or
stigmatize any group of users
2. Flexibility in use. The design
accommodates a wide range of
individual preferences and
abilities
3. Simple and intuitive use
4.Perceptible information
5.Tolerance for error
6.Low physical effort
7.Size and space for approach
and use
Erlandson (2008)
1.Ergonomically sound
2.Perceptible
3.Cognitively sound
4.Flexible
5.Error-managed
(proofed)
6.Efficient
7.Stable and predictable
8.Equitable
Criticism on the Principles of UD
• Fit with needs in the field  different versions arose
• The issue of appearance  more than just functional benefits (e.g.
appearance  stigmatization)
• Language  Do not translate well into other languages
• Goals: lack clarity of purpose; equitable in use ( social justice,
“flexibility in use” ( design strategy), rest: human performance .
• Scope - What about health promotion, disease prevention, social
interaction, friendship formation, cultural diversity?
• Fit with context: constraints imposed by design & implementation
context.
• Narrow focus on personal empowerment –personalization /
customization  broader diversity issues and social identity.
• Difficulty for benchmarking - No metrics or standards, terminology is
not amenable to benchmarking & developing best practices.
• Lack of an evidence base
(Steinfeld & Maisel, 2012)
A Key Challenge for UD
Example: design of an ATM (Keates, forthcoming)
•A user in a wheelchair: keypad/screen at a lower height 
reachable and visible from a seated position
•Someone with a visual impairment: keypad/screen closer to
their eye-level  seen more easily from standing position
Challenge acknowledged –
but have the implications
been fully driven through?
For example, architectural
design for:
•The visually impaired
•People with autism
Which Users Does UD Serve?
Which Trade-Offs are Made?
“Redirecting design towards the needs of those
marginalized by specific physical conditions means
other priorities go unmet. The implication that such
trade-offs are not necessary —that singular
[universally designed] systems can account for all
needs— risks depoliticizing inherently political design
questions about whose interests should be accounted
for and how.”
(Nieusma, 2004)
Universal Design
= Good Design?
• “…no longer talk about the specific needs of certain
categories of people, but talk about human functioning. We
should look at every aspect of human functioning, without
categorizing […] Accessibility will lose its stigma and become
a mainstream issue. We won’t need terms like Design for All
or Universal Design anymore. We will only refer to good
design and bad design.” (future vision of the European Concept for
Accessibility Network, 2001, as quoted by Erlandson 2008)
• Chair at Include 2009 Conference: “I’d like to see the crap
design being inclusive”. One of many “fierce” reactions from
the audience: “If crap design can be inclusive design, what
does that mean for what we mean by inclusive design?” (as
reported by Helighen & Bianchin, 2010)
Human Diversity in
Philosophy of Technical Artefacts
• Houkes-Vermaas theory of the nature of technical artefacts:
o “designers primarily aim at aiding prospective users to realize their
goals” (Vermaas & Houkes 2006)
o Use plan central rather than artefact. Per definition assumes
certain user characteristics
o “If a designer wants to make his design as inclusive or universal as
possible, belief consistency makes good designing a considerable
challenge” (Houkes & Vermaas 2010)
• Franssen’s hierarchy of normative facts
o ‘Good’ design: always relative to user assumed in the use plan
(problem many designers: assume ‘average’ user / one like them)
o Hierarchy of normative facts, e.g. x is a K; x is a poor/good K; x
makes a poor/good K; x is a malfunctioning K
o Extension needed to deal with evaluation UD: x is an
(in)appropriate K for p in C (Oosterlaken 2012)
Gap: Lack of
Theoretical Reflection on UD
“While UD has intuitive appeal, and has quickly gained global reach,
even totemic status, there has been little or no evaluation of its
underlying principles and its theoretical and conceptual content”
Three issues (Imrie, 2012)
1.“Belief in the significance of technology”; too little attention for
social embedding/interaction as important for outcomes (and what
about non-technical solutions?)
2.“Defence of universalism” / “ambivalence towards
particularism”; paradoxically, an abstract, stereotype picture of
human diversity; narrow philosophical anthropology; user as remote
figure / non-involvement users
3.“Propagation of [UD through] market discourses”; risk of
selective response to needs disabled people depending on
costs/profit, weakening of rights discourse
UD & the Capability Approach
• In common: awareness of human diversity
• Relation “technical artefacts – human capabilities” depends on
personal conversion factors (UD: way to anticipate these
different factors & deal with them)
• Way to evaluate ‘succes’ of UD effort. Brings into play factors of
cultural and social embedding of the universally designed
artefact – or anything which may influence achieving the
intended capability expansion.
• Starting from capabilities as ultimate ends leads to openness to
different means. Are assistive or adaptable technologies
sometimes better? Or non-technical interventions?
Intermezzo:
Types & Levels of Capabilities
(A) capability to join timber & (B) capability to build a house
A is one CONSTITUTIVE ELEMENT of B?
(A) capability to be healthy & (B) capability for affiliation.
A is MEANS to B?
(A) capability to own a house & (B) capability to be sheltered in a
safe way and protected from the elements
A is SPECIFIC INSTANTIATION of B? (A sufficient for B)
(A) capability to read the newspapers & (B) capability to read
A is a FURTHER SPECIFICATION of B? Or B is capacity that
contributes to capability A?
Might it make sense to apply something like ‘functional
decomposition’ to the higher-level, intrinsically valuable
capabilities?
Some Possible
Research Questions
• Which conception of disability is implicitly present in the UD
movement, and does the CA offer a better conception?
• How should the aim / ‘success’ be defined and assessed in
UD?
• Does there exist any moral obligation to strive for UD in a
market setting, and if so – under which conditions?
• Given that full universal design is hardly realistically possible -
How do / should universal designers decide on which groups to
include?
• Is there indeed a convincing moral reason – such as preventing
stigmatization - to always prefer UD, rather than “adaptation or
specialized design”?
Empirical Component?
• Ethical parallel research with a number of on-going UD
projects?
• Case studies of a number of already finished & implemented
UD projects?
• Analysis of dominant UD literature & texts of organizations
promoting UD?

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Universal design - Towards a More Thorough Ethical and Theoretical Understanding

  • 1. Universal/Inclusive Design Towards a More Thorough Ethical and Theoretical Understanding Ilse Oosterlaken, 4 June 2014 Colloquium Philosophy Section TU Delft
  • 2. Questions for You • Does this seems like the sort of topic which is innovative & exciting enough for a VENI project? • Which more specific / other research questions and approaches can you think of? • Suggestions for focusing on specific domains or cases? • Whom should I talk to in the process of further developing this idea into a proposal? • If not for a VENI proposal – is anyone else interested in developing a joint proposal for another grand scheme?
  • 5. UD as Established Design Practice (II)
  • 6. Definition of UD “….design for human diversity, social inclusion, and equality” (Design for All Europe, 2008) “The design of products and environments to be usable by all people, to the greatest extent possible, without the need for adaptation or specialized design” (Mace, 1985)
  • 7. The Alternative: Assistive or Adaptable Technology • Assistive: technologies designed to meet characteristics/needs of people with specific disabilities • Adaptable: modification of or add-ons to standard design for purpose of making it usable by certain individuals Steinfeild & Maisel (2012) about assistive technologies: • “High rates of abandonment by unsatisfied end users” o change in user needs & priorities o poor device procurement & performance o lack of consideration of user opinion • Lack of attention for contextual embedding and training • “Fears about acceptance, embarrassment, or attracting unwanted attention”
  • 8. The Principles of UD Connell et all 1997; Story 1998; Steinfeld & Maisel 2012) 1. Equitable use. The design does not disadvantage or stigmatize any group of users 2. Flexibility in use. The design accommodates a wide range of individual preferences and abilities 3. Simple and intuitive use 4.Perceptible information 5.Tolerance for error 6.Low physical effort 7.Size and space for approach and use Erlandson (2008) 1.Ergonomically sound 2.Perceptible 3.Cognitively sound 4.Flexible 5.Error-managed (proofed) 6.Efficient 7.Stable and predictable 8.Equitable
  • 9. Criticism on the Principles of UD • Fit with needs in the field  different versions arose • The issue of appearance  more than just functional benefits (e.g. appearance  stigmatization) • Language  Do not translate well into other languages • Goals: lack clarity of purpose; equitable in use ( social justice, “flexibility in use” ( design strategy), rest: human performance . • Scope - What about health promotion, disease prevention, social interaction, friendship formation, cultural diversity? • Fit with context: constraints imposed by design & implementation context. • Narrow focus on personal empowerment –personalization / customization  broader diversity issues and social identity. • Difficulty for benchmarking - No metrics or standards, terminology is not amenable to benchmarking & developing best practices. • Lack of an evidence base (Steinfeld & Maisel, 2012)
  • 10. A Key Challenge for UD Example: design of an ATM (Keates, forthcoming) •A user in a wheelchair: keypad/screen at a lower height  reachable and visible from a seated position •Someone with a visual impairment: keypad/screen closer to their eye-level  seen more easily from standing position Challenge acknowledged – but have the implications been fully driven through? For example, architectural design for: •The visually impaired •People with autism
  • 11. Which Users Does UD Serve? Which Trade-Offs are Made? “Redirecting design towards the needs of those marginalized by specific physical conditions means other priorities go unmet. The implication that such trade-offs are not necessary —that singular [universally designed] systems can account for all needs— risks depoliticizing inherently political design questions about whose interests should be accounted for and how.” (Nieusma, 2004)
  • 12. Universal Design = Good Design? • “…no longer talk about the specific needs of certain categories of people, but talk about human functioning. We should look at every aspect of human functioning, without categorizing […] Accessibility will lose its stigma and become a mainstream issue. We won’t need terms like Design for All or Universal Design anymore. We will only refer to good design and bad design.” (future vision of the European Concept for Accessibility Network, 2001, as quoted by Erlandson 2008) • Chair at Include 2009 Conference: “I’d like to see the crap design being inclusive”. One of many “fierce” reactions from the audience: “If crap design can be inclusive design, what does that mean for what we mean by inclusive design?” (as reported by Helighen & Bianchin, 2010)
  • 13. Human Diversity in Philosophy of Technical Artefacts • Houkes-Vermaas theory of the nature of technical artefacts: o “designers primarily aim at aiding prospective users to realize their goals” (Vermaas & Houkes 2006) o Use plan central rather than artefact. Per definition assumes certain user characteristics o “If a designer wants to make his design as inclusive or universal as possible, belief consistency makes good designing a considerable challenge” (Houkes & Vermaas 2010) • Franssen’s hierarchy of normative facts o ‘Good’ design: always relative to user assumed in the use plan (problem many designers: assume ‘average’ user / one like them) o Hierarchy of normative facts, e.g. x is a K; x is a poor/good K; x makes a poor/good K; x is a malfunctioning K o Extension needed to deal with evaluation UD: x is an (in)appropriate K for p in C (Oosterlaken 2012)
  • 14. Gap: Lack of Theoretical Reflection on UD “While UD has intuitive appeal, and has quickly gained global reach, even totemic status, there has been little or no evaluation of its underlying principles and its theoretical and conceptual content” Three issues (Imrie, 2012) 1.“Belief in the significance of technology”; too little attention for social embedding/interaction as important for outcomes (and what about non-technical solutions?) 2.“Defence of universalism” / “ambivalence towards particularism”; paradoxically, an abstract, stereotype picture of human diversity; narrow philosophical anthropology; user as remote figure / non-involvement users 3.“Propagation of [UD through] market discourses”; risk of selective response to needs disabled people depending on costs/profit, weakening of rights discourse
  • 15. UD & the Capability Approach • In common: awareness of human diversity • Relation “technical artefacts – human capabilities” depends on personal conversion factors (UD: way to anticipate these different factors & deal with them) • Way to evaluate ‘succes’ of UD effort. Brings into play factors of cultural and social embedding of the universally designed artefact – or anything which may influence achieving the intended capability expansion. • Starting from capabilities as ultimate ends leads to openness to different means. Are assistive or adaptable technologies sometimes better? Or non-technical interventions?
  • 16. Intermezzo: Types & Levels of Capabilities (A) capability to join timber & (B) capability to build a house A is one CONSTITUTIVE ELEMENT of B? (A) capability to be healthy & (B) capability for affiliation. A is MEANS to B? (A) capability to own a house & (B) capability to be sheltered in a safe way and protected from the elements A is SPECIFIC INSTANTIATION of B? (A sufficient for B) (A) capability to read the newspapers & (B) capability to read A is a FURTHER SPECIFICATION of B? Or B is capacity that contributes to capability A? Might it make sense to apply something like ‘functional decomposition’ to the higher-level, intrinsically valuable capabilities?
  • 17. Some Possible Research Questions • Which conception of disability is implicitly present in the UD movement, and does the CA offer a better conception? • How should the aim / ‘success’ be defined and assessed in UD? • Does there exist any moral obligation to strive for UD in a market setting, and if so – under which conditions? • Given that full universal design is hardly realistically possible - How do / should universal designers decide on which groups to include? • Is there indeed a convincing moral reason – such as preventing stigmatization - to always prefer UD, rather than “adaptation or specialized design”?
  • 18. Empirical Component? • Ethical parallel research with a number of on-going UD projects? • Case studies of a number of already finished & implemented UD projects? • Analysis of dominant UD literature & texts of organizations promoting UD?

Editor's Notes

  1. Criticism according to Steinfeld & Maisel: Fit with needs in the field. Even as the Principles were being developed, several of the authors argued that they were more suited for product design than other design disciplines and that they were not readily applicable to specific design problems because the guidelines lack detail. Since the Principles were published, many variants have appeared in the literature, suggesting that they do not quite fit all stakeholders’ needs The issue of appearance. Universal design requires more than just functional benefits. It extends the concept of inclusion to consumer “appeal” and benefits to people beyond those who have disabilities. A universal design would not be successful if other users found its appearance to be stigmatizing, if it made the user look awkward, or if it attracted undesirable attention. Language. The Principles should be clear and translate well into other languages. [apparently it does not] Goals. The Principles and guidelines lack clarity of purpose. The “equitable in use” principle focuses on a social justice goal, “flexibility in use” is a design strategy, and the rest focus on human performance goals. Some principles overlap in objectives. Scope. The Principles do not explicitly address several important issues, such as health promotion and disease prevention. The “equitable use” principle addresses only two social participation issues in a limited way –segregation and stigma. Other social participation issues, such as social interaction and friendship formation, support for social role engagement, and accommodation of cultural differences, are missing. Fit with context. The Principles do not address the constraints imposed by context. There is a need to address contextual issues, such as historic preservation, sustainability, and urbanism, and constraints, such as available finances, human resources, and construction technology. Narrow focus on personal empowerment. The Principles focus on human performance an ignore personalization and customization, which address broader diversity issues and social identity in a more inclusive manner. Difficulty for benchmarking. The Principles and guidelines do not provide metrics or standards against which one can measure whether an environment, product, or service is indeed a good example of universal design. The terminology is not amenable to benchmarking. Thus, it is difficult to compare a universal design to one that is not and to establish best practices other than by professional judgment. Lack of an evidence base. The lack of a body of evidence tied to the Principles is a serious barrier to their use in practice. Terminology related to established domains of knowledge would overcome this gap.
  2. Second example: Is this not more correlation than means? Because one can think of different causal chains that connect the 2, but there is no direct means-end relation Fourth example: Is A not an internal capacity rather than a capability? Except in very rare circumstances. E.g. if I am banned to an island without any reading materials, I keep the internal capacity, but I no longer have the capability.