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Research & Development
SueAttewell – Head of Change FE & Skills
11
December
2017
05/12/2017 The Rise of New University Presses and Academic-Led Publishing
Graham Stone
This photo, “Stamps: lots of them!” is copyright (c) 2010 Michele Ursino and made available under a CC BY-SA 2.0 licence
The momentum is gathering…
05/12/2017 Open access community workshop 2
Sensible institutions will already have been thinking about how it might be
possible to unlock the unspecified ‘extra credit’ for exceeding the open-
access requirements of REF2021.
Martin Paul Eve http://blog.hefce.ac.uk/2017/02/28/its-time-to-heed-the-
drive-towards-open-books/
Definitions
»A “set of activities led by college and university libraries to support
the creation, dissemination, and curation of scholarly, creative,
and/or educational works”
Library Publishing Coalition. (2016). Retrieved from http://librarypublishing.org/about-us
»“a publishing initiative set-up and run by academics… …Academic-
led presses are most often not-for profit, independent, highly
ideological entities, set up to provide an alternative publication
route to the commercial presses or to support the open access
publishing of books for example”
Janneke Adema,Coventry University
05/12/2017 Open access community workshop 3
Background to the UK study
»Both NUPs and ALPs appeared to be a growing
movement in the UK
› Little beyond anecdotal evidence
»Jisc study grew out of papers from:
› The Northern Collaboration (June 2015)
– 25 HEIs in the North of England
› SCONUL 2015 winter conference (November 2015)
– http://eprints.hud.ac.uk/26550/
05/12/2017 Open access community workshop 4
Objectives
»Identify existing and future NUP/ALPs in the UK
»Learn of the motivations behind their establishment
»Determine the types of output being published
»Identify the publishing platforms being utilised
»Ascertain what business models are being applied
»Explore potential areas for support from Jisc
05/12/2017 Open access community workshop 5
New University Presses
Survey results
05/12/2017 Open access community workshop 6
NUP landscape study
»43 universities responded
› 19 New University Presses
–Including those that did not respond but are known to exist
› 12 university are considering a press
–8 may launch within 5 years
–We now know of at least 2 more
› 16 have no current plans, but 4 are potentially interested
»In the next 4/5 years we could see as many as 27 NUPs in
the UK
05/12/2017 Open access community workshop 7
NUPs in the UK
University Press name URL Publication types
Cardiff University Cardiff University Press http://cardiffuniversitypress.org/ Journals
Goldsmiths, University of London Goldsmiths Press http://www.gold.ac.uk/goldsmiths-press/
Monographs;non-standard modes and forms of
communication
Kingston University Kingston University Press http://fass.kingston.ac.uk/kup/ Monographs
SRUC (Scotland's Rural College) Rural Policy Centre (RPC) http://www.sruc.ac.uk/info/120161/our_publications Research reports; policy briefings
University College London UCL Press http://www.ucl.ac.uk/ucl-press Journals; monographs
University of Buckingham University of Buckingham Press https://ubpl.buckingham.ac.uk/ Journals; monographs
University of Central Lancashire UCLan Open Journals http://pops.uclan.ac.uk/ Journals
University of Chester University of Chester Press https://www.chester.ac.uk/university-press Monographs
University of Edinburgh
Edinburgh University Library Open
Journals
http://journals.ed.ac.uk/ Journals
University of Hertfordshire University of Hertfordshire Press https://www.herts.ac.uk/uhpress Monographs
University of Huddersfield University of Huddersfield Press http://unipress.hud.ac.uk/ Journals; monographs; sound recordings
Universities of Leeds, Sheffield
and York
White Rose Press http://universitypress.whiterose.ac.uk/ Journals; monographs
University of Surrey
Surrey Undergraduate Research
Journal (SURJ)
http://www.surrey.ac.uk/library/learning/undergraduatejournal/ Journals
University of Warwick Warwick journals hosting service https://journals.warwick.ac.uk/ Journals
University of Westminster University of Westminster Press http://www.uwestminsterpress.co.uk/ Journals; monographs
University of York
University of York Music Press
(UYMP)
http://www.uymp.co.uk/ Music scores
05/12/2017 Open access community workshop 8
Motivation
Theme Existing NUPs Planned NUPs Total
Demand from/for early career researchers and academics (including
supporting first time publishing)
5 3 8
Developing OA publishing 5 3 8
Supporting University’s strategy/objectives 3 1 4
To enhance the reputation of the university 1 3 4
Undergraduate research 1 2 3
Innovation/new forms of publishing 1 2 3
Moving existing internal publishing activity (including library related
research)
1 2 3
05/12/2017 Open access community workshop 9
Publishing imprints and availability
0
2
4
6
8
10
12
Journals Monographs
(including
edited collections)
Textbooks Conference
proceedings
Music scores Recorded music Data Other
Fully open access, with no
subsequent paid version
nor charges for optional formats
Fully open access, with charges
for optional formats (print, PDF,
ePubs, etc)
No open access formats
05/12/2017 Open access community workshop 10
Established Presses
Possible future publishing
05/12/2017 Open access community workshop 11
0
2
4
6
8
10
12
14
16
18
20
Journals Monographs
(including
edited
collections)
Textbooks Conference
proceedings
Music scores Recorded music Data Other
Established and those considering a press
Possible future publishing
05/12/2017 Open access community workshop 12
»Other formats include:
› Enhanced and experimental publications
› Videos (conferences and interviews)
› Subject-specific overlay journals
› Short-form monographs
› Grey literature (Reports)
Publishing formats
05/12/2017 Open access community workshop 13
0
2
4
6
8
10
12
14
16
18
Print (HBK) Print (PBK) PoD PDF HTML XML EPUB Other
Exisiting Planned
Support and guidance from Jisc
05/12/2017 Open access community workshop 14
0.0
0.5
1.0
1.5
2.0
2.5
3.0
3.5
4.0
4.5
Governance/
structure
Licensing and
contracts
Financial best
practice
Peer review Distribution/
dissemination
Statistics Preservation Marketing
1 = not important
5 = really important
Existing (Average) Planning (Average)
Academic-Led Publishing
Interview results
05/12/2017 Open access community workshop 15
ALP landscape study
»Interviews conducted via Skype and email
»Aimed to acquire a better understanding of ALPs
currently operating in the UK or publishing for the UK
market
»Provides an overview of the needs and future
requirements and the problems they currently face and/or
have faced in the past
»14 ALPs took part in the study
05/12/2017 Open access community workshop 16
ALPs interviewed
Academic-Led Presses
Counterpress meson press
electric.press Open Book Publishers
Goldsmiths Press Open Humanities Press
Language Science Press Open Library of the Humanities
Mattering Press punctum books
Mayfly Books Roving Eye Press
MediaCommons Press Ubiquity Press
05/12/2017 Open access community workshop 17
Full interview transcripts available at: http://repository.jisc.ac.uk/6652/
Motivation
»Community based, often as a reaction to the
commercialisation of scholarship
“The primary thing is to disseminate good quality humanities
research and to encourage good quality humanities research
through the provision and through the dissemination of digital
objects.” Rupert Gatti
“This press was an attempt to create a third route for academics.”
Stephen Connelly (Counterpress)
05/12/2017 Open access community workshop 18
Publishing fields and formats (1)
»Wide range of fields in the humanities, but also sciences
› Some ALPs specialise in a specific field
› Others welcome submissions form all fields within the humanities
»Almost all ALPs publish books
»3 ALPs publish journals
»Multimodal and experimental
› electric.press and Media Commons Press
› Others do not have the finances or technological skills
05/12/2017 Open access community workshop 19
Publishing fields and formats (2)
»Print and PDF is the most common format
»Mobi, Epub, HTML and XML are also used by some
“We are particularly fond of the printed book, which we are not
giving up on. In fact, I will maintain strenuously and vigorously that
the printed book has a mobility, portability, longevity, usability,
iterability and attainability, that is still incredibly useful and that
people still desire.” Eileen Joy
05/12/2017 Open access community workshop 20
Recommendations
For Jisc and the wider community
05/12/2017 Open access community workshop 21
Key themes
»Supporting community building
»Integration with the library supply chain
»Assistance with increasing number of tools and platforms
»A call for funders and government agencies to support these
initiatives
05/12/2017 Open access community workshop 22
Support community building
»During 2016 a new university press email list was created by Megan
Taylor at the University of Huddersfield Press
› UNIVERSITYPRESS@JISCMAIL.AC.UK
»A similar effort at community building and knowledge exchange is
the radical open access collective, which, as a network, runs a
community-driven information platform on open access and
scholar-led book publishing in the HSS
› http://radicaloa.disruptivemedia.org.uk
05/12/2017 Open access community workshop 23
Jisc Collections’ OA publishing infrastructure services
Content Infrastructure
Content/publisher services - Publishers/Presses and
Suppliers
Infrastructure services - Publishers/Presses and Suppliers
Content/publisher services - New University Press and
academic-led publishing
Infrastructure services - New University Press and
academic-led publishing
05/12/2017 Open access community workshop 24
Content/publisher services
»Publishers/Presses and Suppliers
› We have established negotiation criteria for new OA publishing
offers, using our Collection Management & Development policy
and OAPEN-UK recommendations
– e.g. Knowledge Unlatched
– At least one new OA content agreement in 2017/18
– https://www.jisc-collections.ac.uk/Documents/CMD%20Policy%20summary%20final.docx
– https://www.jisc-collections.ac.uk/Documents/CMD%20Policy%20annexes%20ver1.2.pdf
› Work with SCONUL/RLUK on a draft value proposition/business
case directed at libraries and senior institutional managers
05/12/2017 Open access community workshop 25
Content/publisher services
»New University Press and academic-led publishing
› Re-negotiating existing agreements as appropriate
– E.g. membership agreements such as OLH
› We have released a call for further academic-led publishing offers
– In discussions with a number ofALPs
› We will also investigate the potential of how we can do something
similar for UK NUPs
05/12/2017 Open access community workshop 26
Infrastructure services
»All types of ‘suppliers’
› Investigating the potential of an OA publishing services
framework agreement
– Jisc Collections will complete negotiation and evaluation criteria for potential
new agreements, include metrics, metadata and impact and liaise with the
National Bibliographic Knowledgebase (NBK) project team
– To allow NUPs/ALPs to use a framework agreement to choose platform
suppliers and other services using a JiscCollections negotiated agreement
05/12/2017 Open access community workshop 27
Infrastructure services (1)
»New University Press and academic-led publishing
› Continue work to foster a community for New University Presses
(NUPs)
– To include discussions with the Library Publishing Coalition, and presses in
other European countries, e.g. German and the Nordic States
› Investigate the potential of a consortium approach to ALP
distribution
› Work with HEFCE/UUK on OA monographs work, ensuring
NUPs/ALPs are part of the “diverse ecology” of OA publishing
05/12/2017 Open access community workshop 28
Infrastructure services (2)
»New University Press and academic-led publishing
› Support with distribution/dissemination
– Hold a workshop with invited book suppliers, other vendors, acquisitions
librarians and NUPs/ALPs to discuss the issues and plan a way forward
› Develop a toolkit
– Justifications for starting up a NUP
– Establish publication workflows
– Best practices guidelines
– Creation of a set of generic licences, standardised agreements etc.
– Establish preservation guidelines
– Best practices for metadata and integration with the National Bibliographic
Knowledgebase (NBK)
05/12/2017 Open access community workshop 29
UUK OA Monographs Working Group
» Reports to the UUKOpen Access CoordinationGroup
› Comprising stakeholders including HEFCE, ARMA, funders, libraries,
academics, learned societies, new and established presses and Jisc
› Monitor and evaluate progress towards OA book publishing
› Promote and accelerate cultural change towards OA publishing within
academia and among traditional publishers
› Advise on technical barriers to OA publishing and make recommendations for
further work and investment
› Promote innovation and diversity in business models for OA book publishing,
including potential support for pilots
05/12/2017 Open access community workshop 30
Acknowledgements
»Janneke Adema, Research Fellow in Digital Media at the
Centre for Disruptive Media at Coventry University
05/12/2017 Open access community workshop 31
jisc.ac.uk
Except where otherwise noted, this work
is licensed under CC-BY-NC-ND
Further info
Graham Stone
Jisc Collections senior research manager
Graham.Stone@jisc.ac.uk
05/12/2017 Open access community workshop 32

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The rise of new university presses and academic-led publishing

  • 1. Research & Development SueAttewell – Head of Change FE & Skills 11 December 2017 05/12/2017 The Rise of New University Presses and Academic-Led Publishing Graham Stone This photo, “Stamps: lots of them!” is copyright (c) 2010 Michele Ursino and made available under a CC BY-SA 2.0 licence
  • 2. The momentum is gathering… 05/12/2017 Open access community workshop 2 Sensible institutions will already have been thinking about how it might be possible to unlock the unspecified ‘extra credit’ for exceeding the open- access requirements of REF2021. Martin Paul Eve http://blog.hefce.ac.uk/2017/02/28/its-time-to-heed-the- drive-towards-open-books/
  • 3. Definitions »A “set of activities led by college and university libraries to support the creation, dissemination, and curation of scholarly, creative, and/or educational works” Library Publishing Coalition. (2016). Retrieved from http://librarypublishing.org/about-us »“a publishing initiative set-up and run by academics… …Academic- led presses are most often not-for profit, independent, highly ideological entities, set up to provide an alternative publication route to the commercial presses or to support the open access publishing of books for example” Janneke Adema,Coventry University 05/12/2017 Open access community workshop 3
  • 4. Background to the UK study »Both NUPs and ALPs appeared to be a growing movement in the UK › Little beyond anecdotal evidence »Jisc study grew out of papers from: › The Northern Collaboration (June 2015) – 25 HEIs in the North of England › SCONUL 2015 winter conference (November 2015) – http://eprints.hud.ac.uk/26550/ 05/12/2017 Open access community workshop 4
  • 5. Objectives »Identify existing and future NUP/ALPs in the UK »Learn of the motivations behind their establishment »Determine the types of output being published »Identify the publishing platforms being utilised »Ascertain what business models are being applied »Explore potential areas for support from Jisc 05/12/2017 Open access community workshop 5
  • 6. New University Presses Survey results 05/12/2017 Open access community workshop 6
  • 7. NUP landscape study »43 universities responded › 19 New University Presses –Including those that did not respond but are known to exist › 12 university are considering a press –8 may launch within 5 years –We now know of at least 2 more › 16 have no current plans, but 4 are potentially interested »In the next 4/5 years we could see as many as 27 NUPs in the UK 05/12/2017 Open access community workshop 7
  • 8. NUPs in the UK University Press name URL Publication types Cardiff University Cardiff University Press http://cardiffuniversitypress.org/ Journals Goldsmiths, University of London Goldsmiths Press http://www.gold.ac.uk/goldsmiths-press/ Monographs;non-standard modes and forms of communication Kingston University Kingston University Press http://fass.kingston.ac.uk/kup/ Monographs SRUC (Scotland's Rural College) Rural Policy Centre (RPC) http://www.sruc.ac.uk/info/120161/our_publications Research reports; policy briefings University College London UCL Press http://www.ucl.ac.uk/ucl-press Journals; monographs University of Buckingham University of Buckingham Press https://ubpl.buckingham.ac.uk/ Journals; monographs University of Central Lancashire UCLan Open Journals http://pops.uclan.ac.uk/ Journals University of Chester University of Chester Press https://www.chester.ac.uk/university-press Monographs University of Edinburgh Edinburgh University Library Open Journals http://journals.ed.ac.uk/ Journals University of Hertfordshire University of Hertfordshire Press https://www.herts.ac.uk/uhpress Monographs University of Huddersfield University of Huddersfield Press http://unipress.hud.ac.uk/ Journals; monographs; sound recordings Universities of Leeds, Sheffield and York White Rose Press http://universitypress.whiterose.ac.uk/ Journals; monographs University of Surrey Surrey Undergraduate Research Journal (SURJ) http://www.surrey.ac.uk/library/learning/undergraduatejournal/ Journals University of Warwick Warwick journals hosting service https://journals.warwick.ac.uk/ Journals University of Westminster University of Westminster Press http://www.uwestminsterpress.co.uk/ Journals; monographs University of York University of York Music Press (UYMP) http://www.uymp.co.uk/ Music scores 05/12/2017 Open access community workshop 8
  • 9. Motivation Theme Existing NUPs Planned NUPs Total Demand from/for early career researchers and academics (including supporting first time publishing) 5 3 8 Developing OA publishing 5 3 8 Supporting University’s strategy/objectives 3 1 4 To enhance the reputation of the university 1 3 4 Undergraduate research 1 2 3 Innovation/new forms of publishing 1 2 3 Moving existing internal publishing activity (including library related research) 1 2 3 05/12/2017 Open access community workshop 9
  • 10. Publishing imprints and availability 0 2 4 6 8 10 12 Journals Monographs (including edited collections) Textbooks Conference proceedings Music scores Recorded music Data Other Fully open access, with no subsequent paid version nor charges for optional formats Fully open access, with charges for optional formats (print, PDF, ePubs, etc) No open access formats 05/12/2017 Open access community workshop 10 Established Presses
  • 11. Possible future publishing 05/12/2017 Open access community workshop 11 0 2 4 6 8 10 12 14 16 18 20 Journals Monographs (including edited collections) Textbooks Conference proceedings Music scores Recorded music Data Other Established and those considering a press
  • 12. Possible future publishing 05/12/2017 Open access community workshop 12 »Other formats include: › Enhanced and experimental publications › Videos (conferences and interviews) › Subject-specific overlay journals › Short-form monographs › Grey literature (Reports)
  • 13. Publishing formats 05/12/2017 Open access community workshop 13 0 2 4 6 8 10 12 14 16 18 Print (HBK) Print (PBK) PoD PDF HTML XML EPUB Other Exisiting Planned
  • 14. Support and guidance from Jisc 05/12/2017 Open access community workshop 14 0.0 0.5 1.0 1.5 2.0 2.5 3.0 3.5 4.0 4.5 Governance/ structure Licensing and contracts Financial best practice Peer review Distribution/ dissemination Statistics Preservation Marketing 1 = not important 5 = really important Existing (Average) Planning (Average)
  • 15. Academic-Led Publishing Interview results 05/12/2017 Open access community workshop 15
  • 16. ALP landscape study »Interviews conducted via Skype and email »Aimed to acquire a better understanding of ALPs currently operating in the UK or publishing for the UK market »Provides an overview of the needs and future requirements and the problems they currently face and/or have faced in the past »14 ALPs took part in the study 05/12/2017 Open access community workshop 16
  • 17. ALPs interviewed Academic-Led Presses Counterpress meson press electric.press Open Book Publishers Goldsmiths Press Open Humanities Press Language Science Press Open Library of the Humanities Mattering Press punctum books Mayfly Books Roving Eye Press MediaCommons Press Ubiquity Press 05/12/2017 Open access community workshop 17 Full interview transcripts available at: http://repository.jisc.ac.uk/6652/
  • 18. Motivation »Community based, often as a reaction to the commercialisation of scholarship “The primary thing is to disseminate good quality humanities research and to encourage good quality humanities research through the provision and through the dissemination of digital objects.” Rupert Gatti “This press was an attempt to create a third route for academics.” Stephen Connelly (Counterpress) 05/12/2017 Open access community workshop 18
  • 19. Publishing fields and formats (1) »Wide range of fields in the humanities, but also sciences › Some ALPs specialise in a specific field › Others welcome submissions form all fields within the humanities »Almost all ALPs publish books »3 ALPs publish journals »Multimodal and experimental › electric.press and Media Commons Press › Others do not have the finances or technological skills 05/12/2017 Open access community workshop 19
  • 20. Publishing fields and formats (2) »Print and PDF is the most common format »Mobi, Epub, HTML and XML are also used by some “We are particularly fond of the printed book, which we are not giving up on. In fact, I will maintain strenuously and vigorously that the printed book has a mobility, portability, longevity, usability, iterability and attainability, that is still incredibly useful and that people still desire.” Eileen Joy 05/12/2017 Open access community workshop 20
  • 21. Recommendations For Jisc and the wider community 05/12/2017 Open access community workshop 21
  • 22. Key themes »Supporting community building »Integration with the library supply chain »Assistance with increasing number of tools and platforms »A call for funders and government agencies to support these initiatives 05/12/2017 Open access community workshop 22
  • 23. Support community building »During 2016 a new university press email list was created by Megan Taylor at the University of Huddersfield Press › UNIVERSITYPRESS@JISCMAIL.AC.UK »A similar effort at community building and knowledge exchange is the radical open access collective, which, as a network, runs a community-driven information platform on open access and scholar-led book publishing in the HSS › http://radicaloa.disruptivemedia.org.uk 05/12/2017 Open access community workshop 23
  • 24. Jisc Collections’ OA publishing infrastructure services Content Infrastructure Content/publisher services - Publishers/Presses and Suppliers Infrastructure services - Publishers/Presses and Suppliers Content/publisher services - New University Press and academic-led publishing Infrastructure services - New University Press and academic-led publishing 05/12/2017 Open access community workshop 24
  • 25. Content/publisher services »Publishers/Presses and Suppliers › We have established negotiation criteria for new OA publishing offers, using our Collection Management & Development policy and OAPEN-UK recommendations – e.g. Knowledge Unlatched – At least one new OA content agreement in 2017/18 – https://www.jisc-collections.ac.uk/Documents/CMD%20Policy%20summary%20final.docx – https://www.jisc-collections.ac.uk/Documents/CMD%20Policy%20annexes%20ver1.2.pdf › Work with SCONUL/RLUK on a draft value proposition/business case directed at libraries and senior institutional managers 05/12/2017 Open access community workshop 25
  • 26. Content/publisher services »New University Press and academic-led publishing › Re-negotiating existing agreements as appropriate – E.g. membership agreements such as OLH › We have released a call for further academic-led publishing offers – In discussions with a number ofALPs › We will also investigate the potential of how we can do something similar for UK NUPs 05/12/2017 Open access community workshop 26
  • 27. Infrastructure services »All types of ‘suppliers’ › Investigating the potential of an OA publishing services framework agreement – Jisc Collections will complete negotiation and evaluation criteria for potential new agreements, include metrics, metadata and impact and liaise with the National Bibliographic Knowledgebase (NBK) project team – To allow NUPs/ALPs to use a framework agreement to choose platform suppliers and other services using a JiscCollections negotiated agreement 05/12/2017 Open access community workshop 27
  • 28. Infrastructure services (1) »New University Press and academic-led publishing › Continue work to foster a community for New University Presses (NUPs) – To include discussions with the Library Publishing Coalition, and presses in other European countries, e.g. German and the Nordic States › Investigate the potential of a consortium approach to ALP distribution › Work with HEFCE/UUK on OA monographs work, ensuring NUPs/ALPs are part of the “diverse ecology” of OA publishing 05/12/2017 Open access community workshop 28
  • 29. Infrastructure services (2) »New University Press and academic-led publishing › Support with distribution/dissemination – Hold a workshop with invited book suppliers, other vendors, acquisitions librarians and NUPs/ALPs to discuss the issues and plan a way forward › Develop a toolkit – Justifications for starting up a NUP – Establish publication workflows – Best practices guidelines – Creation of a set of generic licences, standardised agreements etc. – Establish preservation guidelines – Best practices for metadata and integration with the National Bibliographic Knowledgebase (NBK) 05/12/2017 Open access community workshop 29
  • 30. UUK OA Monographs Working Group » Reports to the UUKOpen Access CoordinationGroup › Comprising stakeholders including HEFCE, ARMA, funders, libraries, academics, learned societies, new and established presses and Jisc › Monitor and evaluate progress towards OA book publishing › Promote and accelerate cultural change towards OA publishing within academia and among traditional publishers › Advise on technical barriers to OA publishing and make recommendations for further work and investment › Promote innovation and diversity in business models for OA book publishing, including potential support for pilots 05/12/2017 Open access community workshop 30
  • 31. Acknowledgements »Janneke Adema, Research Fellow in Digital Media at the Centre for Disruptive Media at Coventry University 05/12/2017 Open access community workshop 31
  • 32. jisc.ac.uk Except where otherwise noted, this work is licensed under CC-BY-NC-ND Further info Graham Stone Jisc Collections senior research manager Graham.Stone@jisc.ac.uk 05/12/2017 Open access community workshop 32