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Elements of a Plan
URP	
  6101
Planning	
  Process	
  and	
  Skills
Dr.	
  Jaap	
  Vos
John-­‐Mark	
  Palacios
Palacios	
  2	
  of	
  22
Table of Contents
Introduction..............................................................................................................................................................3
Vision	
  and	
  Design...................................................................................................................................................3
Early	
  Development...........................................................................................................................................4
Directing	
  the	
  Design.........................................................................................................................................5
Implementation.......................................................................................................................................................8
Public	
  Involvement.................................................................................................................................................9
Legislation	
  and	
  Power........................................................................................................................................11
The	
  Wellington	
  Comprehensive	
  Plan...........................................................................................................14
Vision...................................................................................................................................................................14
Implementation...............................................................................................................................................16
Public	
  Involvement........................................................................................................................................18
Legislation.........................................................................................................................................................19
Bibliography...........................................................................................................................................................20
Palacios	
  3	
  of	
  22
Introduction
The	
  art	
  of	
  planning	
  has	
  evolved	
  over	
  the	
  past	
  century.	
  In	
  the	
  United	
  States,	
  planning	
  has	
  
gone	
  from	
  an	
  occasional	
  occurrence	
  to	
  a	
  part	
  of	
  the	
  normal	
  development	
  process.	
  Through	
  
trial	
  and	
  error	
  as	
  well	
  as	
  research,	
  planners	
  have	
  worked	
  out	
  the	
  details	
  that	
  should	
  be	
  
included	
  in	
  a	
  plan.	
  No	
  plan	
  is	
  useful	
  without	
  vision,	
  which	
  could	
  be	
  in	
  the	
  form	
  of	
  a	
  broad	
  
vision	
  or	
  a	
  detailed	
  design.	
  Actions	
  and	
  strategies	
  must	
  be	
  provided	
  in	
  order	
  to	
  implement	
  
that	
  vision.	
  The	
  plan	
  should	
  incorporate	
  broad	
  public	
  participation,	
  and	
  it	
  needs	
  legislative	
  
support	
  in	
  order	
  to	
  give	
  it	
  the	
  power	
  to	
  make	
  a	
  difference.
Vision and Design
At	
  the	
  beginning	
  of	
  the	
  20th
	
  century,	
  concepts	
  such	
  as	
  the	
  Garden	
  City,	
  put	
  forth	
  by	
  Ebenezer
Howard	
  in	
  England,	
  and	
  the	
  City	
  Beautiful	
  movement	
  in	
  North	
  America	
  (exempliZied	
  in	
  the	
  
Chicago	
  Plan),	
  enlarged	
  the	
  focus	
  on	
  urban	
  planning.1
	
  These	
  planning	
  efforts	
  are	
  known	
  
primarily	
  for	
  their	
  vision	
  for	
  the	
  city	
  and	
  the	
  form	
  of	
  the	
  urban	
  design.	
  Hopkins	
  states	
  that	
  
the	
  goal	
  of	
  a	
  vision	
  is	
  to	
  visualize	
  the	
  city	
  after	
  the	
  plan	
  has	
  been	
  implemented.	
  A	
  design,	
  
while	
  still	
  focusing	
  on	
  the	
  outcome,	
  narrows	
  down	
  the	
  vision	
  to	
  Zlesh	
  out	
  the	
  speciZic	
  
details.2
	
  Without	
  vision	
  or	
  design,	
  the	
  plan	
  has	
  no	
  real	
  goal.
1 Daniels,	
  “A	
  Trail	
  Across	
  Time,”	
  181.
2 Hopkins,	
  Urban	
  Development,	
  39-­‐40.
Palacios	
  4	
  of	
  22
Early Development
Ebenezer	
  Howard's	
  Garden	
  Cities	
  proposed	
  a	
  design	
  for	
  one	
  aspect	
  of	
  the	
  city.	
  While	
  his	
  
intent	
  was	
  good	
  and	
  his	
  ideas	
  were	
  good,	
  the	
  Garden	
  City	
  movement	
  seems	
  to	
  have	
  
contributed	
  more	
  to	
  suburbs	
  than	
  to	
  actually	
  improving	
  the	
  city	
  as	
  a	
  whole.	
  The	
  concept	
  of	
  
the	
  Garden	
  City	
  was	
  originally	
  put	
  forward	
  by	
  Howard	
  as	
  a	
  solution	
  to	
  the	
  problem	
  of	
  
urbanization.	
  While	
  today	
  we	
  accept	
  urbanization	
  as	
  a	
  fact	
  and	
  something	
  to	
  deal	
  with	
  by	
  
improving	
  conditions	
  in	
  the	
  city,	
  many	
  in	
  Howard's	
  day	
  wanted	
  to	
  Zind	
  a	
  way	
  to	
  keep	
  people
in	
  the	
  country.	
  He	
  cites	
  a	
  newspaper	
  that	
  calls	
  the	
  increasing	
  urbanization,	
  people	
  moving	
  
from	
  the	
  countryside	
  to	
  the	
  city,	
  “one	
  of	
  the	
  main	
  problems	
  of	
  the	
  day.”3
	
  Many	
  others	
  
describe	
  the	
  evil	
  of	
  overcrowding	
  in	
  the	
  city	
  caused	
  by	
  the	
  inZlux	
  of	
  people	
  from	
  the	
  
country.4
	
  In	
  this	
  context,	
  then,	
  Howard	
  presents	
  his	
  idea	
  for	
  the	
  Garden	
  City.	
  Instead	
  of	
  
trying	
  to	
  encourage	
  people	
  to	
  stay	
  in	
  the	
  country	
  or	
  discourage	
  them	
  from	
  moving	
  to	
  the	
  
city,	
  he	
  took	
  a	
  view	
  more	
  similar	
  to	
  current	
  attitudes	
  and	
  proposed	
  an	
  improvement	
  to	
  the	
  
city.	
  
In	
  1910,	
  C.H.	
  Reilly	
  suggests	
  England	
  was	
  focused	
  only	
  on	
  these	
  garden	
  city	
  style	
  suburbs	
  
instead	
  of	
  having	
  a	
  vision	
  for	
  the	
  whole	
  city.	
  He	
  states	
  that	
  American	
  cities	
  such	
  as	
  Chicago	
  
dreamt	
  of	
  being	
  like	
  Paris,	
  with	
  its	
  wide	
  boulevards,	
  open	
  spaces,	
  monuments,	
  and	
  
expansive	
  vistas.5
	
  Hopkins	
  calls	
  the	
  Chicago	
  Plan	
  of	
  1909	
  that	
  proposed	
  these	
  European	
  
3 Howard,	
  Garden	
  cities	
  of	
  tomorrow,	
  12.
4 Ibid.,	
  11-­‐13.
5 Reilly	
  and	
  Abercrombie,	
  “Town	
  Planning	
  Schemes	
  in	
  America,”	
  54-­‐55.
Palacios	
  5	
  of	
  22
visions	
  a	
  good	
  example	
  of	
  a	
  visionary	
  plan.	
  Abercrombie	
  lauds	
  the	
  plans'	
  attractive	
  color	
  
illustrations	
  showing	
  the	
  proposed	
  features;6
	
  and	
  Hopkins	
  points	
  out	
  that	
  these	
  graphics,	
  as
well	
  as	
  verbal	
  descriptions,	
  do	
  an	
  excellent	
  job	
  of	
  communicating	
  the	
  vision.7
Directing the Design
Abercrombie	
  summarizes	
  the	
  1909	
  Chicago	
  plan	
  and	
  offers	
  several	
  speciZic	
  critiques.	
  He	
  
seemed	
  to	
  appreciate	
  the	
  plan	
  to	
  improve	
  the	
  waterfront	
  with	
  public	
  parks,8
	
  but	
  he	
  
criticizes	
  the	
  plan	
  to	
  maintain	
  the	
  grid	
  street	
  network	
  and	
  add	
  diagonal	
  streets	
  later	
  where	
  
needed.	
  He	
  suggests	
  instead	
  a	
  radial	
  layout	
  from	
  the	
  start,	
  with	
  diagonal	
  streets	
  like	
  spokes	
  
on	
  a	
  wheel	
  providing	
  access	
  to	
  the	
  city	
  center.9
More	
  than	
  30	
  years	
  after	
  Howard's	
  Garden	
  Cities,	
  Raymond	
  Unwin	
  touted	
  some	
  of	
  the	
  
concepts	
  of	
  the	
  garden	
  city.	
  He	
  used	
  Letchworth,	
  one	
  of	
  the	
  few	
  cities	
  described	
  as	
  a	
  proper	
  
garden	
  city,	
  as	
  an	
  example.	
  While	
  the	
  paper	
  seems	
  to	
  be	
  advocating	
  for	
  the	
  same	
  garden	
  city
concept	
  that	
  Howard	
  developed,	
  Unwin	
  focuses	
  primarily	
  on	
  the	
  aspects	
  of	
  density	
  and	
  
planning.	
  He	
  argues	
  that	
  a	
  “town	
  planned	
  to	
  reach	
  a	
  certain	
  maximum	
  size”	
  is	
  the	
  only	
  way	
  
to	
  achieve	
  a	
  good	
  balance	
  between	
  the	
  need	
  for	
  open	
  space	
  in	
  the	
  country	
  and	
  the	
  need	
  for	
  
urban	
  amenities.10
	
  But	
  within	
  that	
  scope	
  he	
  shows	
  how	
  doubling	
  the	
  residential	
  density	
  
6 Ibid.,	
  56.
7 Hopkins,	
  Urban	
  Development,	
  39.
8 Reilly	
  and	
  Abercrombie,	
  “Town	
  Planning	
  Schemes	
  in	
  America,”	
  57,	
  59-­‐60.
9 Ibid.,	
  58.
10 Unwin,	
  “Urban	
  Development	
  the	
  Pattern	
  and	
  the	
  Background,”	
  52.
Palacios	
  6	
  of	
  22
does	
  not	
  halve	
  the	
  city's	
  area,	
  arguing	
  that	
  lower	
  density	
  is	
  preferable	
  to	
  avoid	
  
overcrowding	
  since	
  it	
  has	
  a	
  minimal	
  impact	
  to	
  area.11
	
  While	
  the	
  lower	
  density	
  might	
  have	
  
few	
  negative	
  impacts	
  in	
  a	
  perfectly	
  planned	
  garden	
  city,	
  planners	
  in	
  the	
  post-­‐World	
  War	
  II	
  
era	
  seemed	
  to	
  embrace	
  the	
  low	
  density	
  forms	
  without	
  the	
  other	
  aspects	
  of	
  a	
  proper	
  garden	
  
city.
These	
  critiques	
  beg	
  the	
  question	
  of	
  what	
  a	
  design	
  should	
  include.	
  In	
  1984,	
  Kevin	
  Lynch	
  
proposed	
  some	
  criteria	
  for	
  planning	
  that	
  focused	
  on	
  the	
  urban	
  form,	
  which	
  he	
  referred	
  to	
  as
“dimensions	
  of	
  performance.”12
	
  He	
  calls	
  out	
  vitality,	
  sense,	
  Zit,	
  access,	
  and	
  control	
  as	
  the	
  Zive	
  
basic	
  dimensions,	
  then	
  adds	
  efZiciency	
  and	
  justice	
  as	
  “meta-­‐criteria.”13
	
  While	
  at	
  Zirst	
  glance	
  
some	
  of	
  these	
  dimensions	
  seem	
  abstract,	
  Lynch	
  suggests	
  that	
  we	
  use	
  them	
  in	
  order	
  to	
  
determine	
  the	
  quality	
  of	
  a	
  city	
  or	
  a	
  project.	
  Criteria	
  such	
  as	
  these	
  are	
  well	
  worth	
  evaluating	
  
when	
  determining	
  the	
  direction	
  of	
  a	
  plan.	
  Planners	
  are	
  now	
  beginning	
  to	
  incorporate	
  more	
  
of	
  these	
  dimensions,	
  with	
  criteria	
  such	
  as	
  “livability”	
  being	
  added	
  to	
  federal	
  grant	
  programs
under	
  the	
  direction	
  of	
  Secretary	
  of	
  Transportation	
  Ray	
  LaHood.14
In	
  1949,	
  Benjamin	
  Higgins	
  pointed	
  out	
  that	
  planning,	
  while	
  incorporating	
  various	
  sciences,	
  
was	
  itself	
  more	
  of	
  an	
  art	
  than	
  a	
  science.	
  He	
  wanted	
  to	
  see	
  planning	
  become	
  a	
  scientiZic	
  
discipline,	
  so	
  he	
  proposed	
  various	
  objectives	
  that	
  could	
  be	
  incorporated	
  into	
  planning	
  and	
  
11 Ibid.,	
  50.
12 Lynch,	
  “Dimensions	
  of	
  Performance.”
13 Ibid.,	
  122-­‐123.
14 Raphael,	
  “Livability	
  to	
  Become	
  Requirement	
  in	
  Federal	
  Transportation	
  Policy.”
Palacios	
  7	
  of	
  22
analyzed	
  scientiZically.	
  These	
  objectives	
  provide	
  a	
  quantitative	
  method	
  for	
  solving	
  design	
  
issues.	
  Many	
  of	
  these	
  objectives	
  are	
  in	
  use	
  today,	
  especially	
  in	
  the	
  more	
  scientiZic	
  areas	
  such
as	
  transportation	
  planning.	
  Minimizing	
  travel	
  time15
	
  is	
  used	
  heavily	
  in	
  transportation	
  
planning	
  and	
  engineering.	
  Maximizing	
  social	
  product16
	
  is	
  a	
  concept	
  that	
  was	
  used	
  in	
  
planning,	
  especially	
  with	
  utilitarianism,	
  trying	
  to	
  produce	
  “the	
  greatest	
  good	
  for	
  the	
  
greatest	
  number”	
  of	
  people.17
	
  The	
  general	
  concept	
  of	
  social	
  product	
  is	
  still	
  used,	
  although	
  
we	
  focus	
  on	
  who	
  gets	
  the	
  social	
  product	
  more	
  than	
  just	
  a	
  total	
  increase.18
	
  Another	
  objective	
  
that	
  Higgins	
  proposed,	
  “optimum	
  density,”19
	
  is	
  always	
  a	
  hot	
  topic	
  in	
  planning	
  and	
  
development.	
  It	
  seems,	
  however,	
  that	
  it	
  is	
  used	
  primarily	
  by	
  private	
  enterprise	
  to	
  optimize	
  
the	
  density	
  for	
  the	
  developer's	
  proZit.	
  Planners	
  tend	
  to	
  set	
  maximums	
  or	
  minimums	
  in	
  land	
  
use	
  planning,	
  but	
  leave	
  it	
  to	
  developers	
  to	
  decide	
  the	
  proper	
  density.	
  Outside	
  of	
  areas	
  where
the	
  local	
  government	
  planners	
  meddle	
  with	
  the	
  free	
  market	
  by	
  imposing	
  regulations	
  such	
  
as	
  minimum	
  parking	
  requirements20
,	
  private	
  enterprise	
  planners	
  optimize	
  density	
  based	
  on
the	
  optimal	
  return-­‐on-­‐investment.21
	
  This	
  has	
  seemed	
  to	
  work,	
  at	
  least	
  where	
  the	
  planners	
  
are	
  accurately	
  accounting	
  for	
  all	
  the	
  factors	
  and	
  not	
  just	
  chasing	
  potentially	
  overinZlated	
  
markets.
15 Higgins,	
  “Towards	
  a	
  Science	
  of	
  Community	
  Planning,”	
  9.
16 Ibid.,	
  11-­‐12.
17 Brooks,	
  Planning	
  Theory	
  for	
  Practitioners,	
  64.
18 Ibid.,	
  65.
19 Higgins,	
  “Towards	
  a	
  Science	
  of	
  Community	
  Planning,”	
  10-­‐11.
20 Shoup,	
  “The	
  High	
  Cost	
  of	
  Free	
  Parking.”
21 Vos,	
  “History	
  and	
  Planning	
  Theory.”
Palacios	
  8	
  of	
  22
Implementation
A	
  plan	
  may	
  have	
  grandiose	
  visions	
  and	
  detailed	
  designs,	
  but	
  without	
  a	
  method	
  of	
  getting	
  to	
  
those	
  goals	
  it	
  is	
  rather	
  useless.	
  Hopkins	
  proposes	
  three	
  methods	
  that	
  plans	
  can	
  include	
  for	
  
implementation:	
  agendas,	
  policies,	
  and	
  strategies.22
Agendas	
  are	
  little	
  more	
  than	
  a	
  to-­‐do	
  list	
  that	
  must	
  be	
  acted	
  on	
  in	
  order	
  to	
  implement	
  the	
  
plan.	
  Hopkins	
  gives	
  a	
  Capital	
  Improvement	
  Plan	
  as	
  an	
  example	
  of	
  an	
  agenda,	
  though	
  he	
  
points	
  out	
  that	
  the	
  1909	
  Chicago	
  Plan	
  also	
  used	
  this	
  method.23
	
  Hopkins	
  calls	
  policies	
  “if-­‐
then”	
  rules.24
	
  In	
  other	
  words,	
  do	
  something	
  only	
  when	
  something	
  else	
  happens.	
  
Transportation	
  concurrency	
  would	
  be	
  one	
  example,	
  where	
  development	
  is	
  only	
  permitted	
  if
a	
  road	
  is	
  improved.	
  Agendas	
  and	
  policies	
  are	
  both	
  oriented	
  towards	
  more	
  speciZic	
  actions	
  
that	
  can	
  be	
  accomplished	
  in	
  the	
  short	
  term	
  to	
  achieve	
  the	
  overall	
  goal.
Strategies	
  look	
  at	
  the	
  bigger	
  picture	
  of	
  actions	
  and	
  their	
  interrelations	
  and	
  provide	
  the	
  
sequence	
  of	
  decisions	
  to	
  follow.	
  Hopkins	
  points	
  out	
  that	
  a	
  strategy	
  might	
  come	
  up	
  with	
  a	
  
policy	
  in	
  order	
  to	
  achieve	
  a	
  goal,	
  but	
  it	
  would	
  do	
  so	
  while	
  coordinating	
  how	
  other	
  potential	
  
policies	
  or	
  actions	
  would	
  work	
  toward	
  its	
  goal.	
  A	
  strategy	
  might	
  also	
  create	
  or	
  link	
  policies	
  
for	
  different	
  areas	
  in	
  order	
  to	
  implement	
  a	
  regional	
  goal.25
	
  Unlike	
  agendas	
  or	
  policies,	
  
22 Hopkins,	
  Urban	
  Development,	
  34-­‐42.
23 Ibid.,	
  34-­‐37.
24 Ibid.,	
  35.
25 Ibid.,	
  41-­‐42.
Palacios	
  9	
  of	
  22
strategies	
  can	
  include	
  the	
  bigger	
  picture	
  and	
  might	
  be	
  able	
  to	
  include	
  more	
  long	
  term	
  
decisions	
  needed	
  to	
  achieve	
  the	
  desired	
  goal.
Public Involvement
In	
  the	
  middle	
  of	
  the	
  20th
	
  Century,	
  Jane	
  Jacobs	
  began	
  writing	
  on	
  the	
  subject	
  of	
  planning	
  and	
  
urban	
  form	
  from	
  the	
  perspective	
  of	
  a	
  normal	
  citizen.	
  In	
  1958	
  she	
  published	
  “Downtown	
  is	
  
for	
  People”	
  in	
  The	
  Exploding	
  Metropolis,	
  an	
  article	
  that	
  would	
  form	
  the	
  basis	
  for	
  her	
  book	
  
Death	
  and	
  Life	
  of	
  Great	
  American	
  Cities.	
  Jacobs	
  spent	
  time	
  observing	
  streets	
  that	
  worked,	
  
and	
  commented	
  on	
  those	
  aspects	
  she	
  felt	
  planners	
  needed	
  to	
  include	
  in	
  order	
  to	
  create	
  
vibrant	
  cities.	
  For	
  instance,	
  she	
  talks	
  about	
  a	
  “two-­‐shift	
  city”	
  that	
  has	
  ofZice	
  space	
  to	
  keep	
  it	
  
functioning	
  through	
  the	
  day,	
  plus	
  residences	
  and	
  hotels	
  and	
  entertainment	
  to	
  keep	
  going	
  
through	
  the	
  night.	
  She	
  says	
  that	
  this	
  makes	
  the	
  space	
  inviting	
  to	
  restaurants	
  for	
  both	
  the	
  
lunch	
  and	
  dinner	
  crowds,	
  plus	
  opens	
  up	
  opportunities	
  for	
  basically	
  any	
  other	
  kinds	
  of	
  
shops	
  or	
  venues.26
	
  Jacobs	
  criticizes	
  the	
  dull,	
  boring,	
  and	
  sterile	
  government	
  projects	
  that	
  
were	
  popular	
  with	
  planners	
  in	
  the	
  50s	
  and	
  60s.	
  She	
  advocates	
  that	
  the	
  city	
  have	
  a	
  variety	
  of	
  
entertainment	
  venues	
  and	
  amenities,	
  plus	
  a	
  mix	
  of	
  uses,	
  and	
  sums	
  up	
  the	
  qualities	
  we	
  
should	
  look	
  for	
  by	
  suggesting	
  that	
  we	
  (citizens,	
  not	
  just	
  planners)	
  ask	
  “will	
  the	
  city	
  be	
  any	
  
fun?”27
26 Jacobs,	
  “Downtown	
  is	
  for	
  People,”	
  129-­‐130.
27 Ibid.,	
  131.
Palacios	
  10	
  of	
  22
Authors	
  such	
  as	
  James	
  Howard	
  Kunstler28
,	
  as	
  well	
  as	
  a	
  myriad	
  of	
  bloggers	
  on	
  sites	
  such	
  as	
  
Streetsblog.org29
,	
  The	
  City	
  Fix30
	
  and	
  TransitMiami.com31
	
  and	
  others	
  have	
  taken	
  up	
  Jacobs'	
  
mantle	
  of	
  citizens	
  criticizing	
  planning	
  issues.	
  These	
  vocal	
  citizens	
  highlight	
  the	
  demand	
  and
need	
  for	
  public	
  input	
  into	
  the	
  planning	
  process.	
  The	
  Context	
  Sensitive	
  Solutions	
  (CSS)	
  
movement	
  within	
  transportation	
  planning	
  and	
  engineering	
  is	
  an	
  example	
  of	
  one	
  response	
  
from	
  professionals	
  to	
  try	
  to	
  accommodate	
  citizen's	
  wishes32
,	
  but	
  the	
  process	
  is	
  relatively	
  
new	
  and	
  not	
  yet	
  fully	
  integrated	
  into	
  government	
  agencies'	
  culture	
  and	
  processes.	
  An	
  
example	
  of	
  the	
  issues	
  can	
  be	
  seen	
  at	
  the	
  Florida	
  Department	
  of	
  Transportation,	
  which	
  has	
  
an	
  ofZicial	
  CSS	
  policy	
  at	
  the	
  statewide	
  level33
,	
  but	
  has	
  received	
  criticism	
  lately	
  at	
  the	
  local	
  
level	
  for	
  not	
  including	
  the	
  desires	
  of	
  local	
  citizens	
  in	
  its	
  normal	
  project	
  development	
  
processes.34
	
  
Conroy	
  and	
  Berke	
  concur	
  that	
  a	
  good	
  public	
  participation	
  effort	
  is	
  important	
  to	
  making	
  a	
  
plan	
  sustainable.	
  They	
  scored	
  sustainable	
  development	
  plans	
  and	
  found	
  that	
  a	
  broader	
  
28 Kunstler,	
  The	
  Geography	
  of	
  Nowhere.
29 “Streetsblog	
  New	
  York	
  City.”
30 “TheCityFix.com	
  |	
  Sustainable	
  Urban	
  Mobility.”
31 “Transit	
  Miami.”
32 “What	
  Is	
  CSS?.”
33 Kopelousus,	
  “Context	
  Sensitive	
  Solutions.”
34 Azenha,	
  “FDOT	
  is	
  Broken.	
  How	
  Do	
  We	
  Fix	
  It?.”
Palacios	
  11	
  of	
  22
public	
  participation	
  effort	
  led	
  to	
  a	
  more	
  sustainable	
  plan.35
	
  No	
  plan	
  should	
  be	
  completed	
  
without	
  a	
  thorough	
  public	
  input	
  process.
Legislation and Power
Bogotá	
  is	
  lifted	
  up	
  as	
  an	
  example	
  for	
  the	
  world	
  to	
  follow,	
  with	
  their	
  Ciclovía,	
  Bus	
  Rapid	
  
Transit,	
  and	
  overall	
  transformation	
  of	
  their	
  public	
  spaces.	
  In	
  2010	
  Rachel	
  Berney	
  wrote	
  
how	
  this	
  transformation	
  came	
  about	
  over	
  the	
  past	
  two	
  decades	
  through	
  the	
  efforts	
  of	
  some	
  
good	
  mayors	
  and	
  their	
  planning	
  staff.	
  From	
  1995-­‐2003,	
  two	
  different	
  mayors,	
  Antonus	
  
Mockus	
  and	
  Enrique	
  Peñalosa,	
  made	
  some	
  major	
  changes	
  in	
  the	
  capital	
  of	
  Colombia.	
  In	
  the	
  
years	
  leading	
  up	
  to	
  their	
  terms,	
  national	
  legislation	
  had	
  strengthened	
  the	
  government's	
  
ability	
  to	
  use	
  public	
  space.36
	
  Although	
  these	
  mayors	
  were	
  elected,	
  the	
  techniques	
  they	
  used	
  
focused	
  more	
  on	
  experts	
  deciding	
  the	
  best	
  direction	
  to	
  take	
  the	
  city	
  than	
  on	
  public	
  
participation	
  and	
  involvement.37
	
  They	
  even	
  used	
  their	
  projects	
  in	
  what	
  Berney	
  calls	
  
“pedagogical	
  urbanism,”	
  teaching	
  the	
  citizens	
  how	
  to	
  behave	
  as	
  part	
  of	
  the	
  urban	
  
redevelopment	
  process.38
	
  Despite	
  lack	
  of	
  involvement	
  in	
  the	
  planning,	
  these	
  techniques	
  
were	
  accepted	
  by	
  the	
  city,	
  and	
  they	
  began	
  to	
  see	
  the	
  public	
  spaces	
  as	
  their	
  own.39
	
  It	
  stands	
  
35 Conroy	
  and	
  Berke,	
  “What	
  makes	
  a	
  good	
  sustainable	
  development	
  plan?,”	
  1392.
36 Berney,	
  “Learning	
  from	
  Bogotá,”	
  539.
37 Ibid.,	
  544-­‐545.
38 Ibid.,	
  550-­‐551.
39 Ibid.,	
  551-­‐554.
Palacios	
  12	
  of	
  22
quite	
  in	
  contrast	
  to	
  the	
  models	
  used	
  in	
  the	
  Unites	
  States,	
  but	
  demonstrates	
  what	
  can	
  be	
  
accomplished	
  with	
  more	
  power	
  to	
  a	
  visionary	
  government.
The	
  government's	
  power	
  to	
  implement	
  planning	
  has	
  been	
  developed	
  through	
  the	
  20th
	
  
century.	
  In	
  1910,	
  the	
  United	
  States	
  was	
  interested	
  in	
  urban	
  planning	
  but	
  suffered	
  from	
  a	
  
lack	
  of	
  legislation	
  to	
  back	
  it.40
	
  California	
  became	
  the	
  Zirst	
  state	
  to	
  adopt	
  a	
  local	
  planning	
  
mandate	
  in	
  1937,	
  but	
  this	
  was	
  not	
  very	
  strong.	
  Other	
  states	
  passed	
  legislation	
  requiring	
  
local	
  plans	
  in	
  the	
  1970s,	
  with	
  further	
  strengthening	
  in	
  the	
  1980s.	
  Different	
  studies	
  
evaluating	
  plan	
  quality	
  have	
  shown	
  that	
  these	
  state	
  mandates	
  are	
  somewhat	
  effective	
  in	
  
making	
  quality	
  plans.41
As	
  World	
  War	
  II	
  was	
  winding	
  down,	
  Schaffer	
  discusses	
  a	
  solution	
  proposed	
  in	
  Britain's	
  
parliament	
  to	
  the	
  issue	
  of	
  sustainability.	
  While	
  it	
  was	
  not	
  referred	
  to	
  as	
  “sustainability”	
  in	
  
that	
  day,	
  the	
  problem	
  being	
  addressed	
  was	
  that	
  a	
  town	
  suffered	
  when	
  one	
  industry	
  on	
  
which	
  it	
  relied	
  heavily	
  declined.	
  The	
  proposal	
  under	
  discussion	
  at	
  the	
  time	
  was	
  to	
  grant	
  
some	
  planning	
  authority	
  at	
  the	
  national	
  level,	
  to	
  let	
  the	
  Board	
  of	
  Trade	
  have	
  input	
  on	
  
whether	
  a	
  large	
  factory	
  could	
  go	
  into	
  a	
  particular	
  city.42
	
  Since	
  that	
  day,	
  several	
  state	
  and	
  
national	
  level	
  agencies	
  have	
  been	
  created	
  to	
  provide	
  input	
  into	
  local	
  plans.	
  The	
  US	
  federal	
  
government	
  required	
  locals	
  to	
  prepare	
  a	
  general	
  plan	
  in	
  order	
  to	
  be	
  eligible	
  for	
  many	
  
40 Reilly	
  and	
  Abercrombie,	
  “Town	
  Planning	
  Schemes	
  in	
  America,”	
  54.
41 Berke	
  and	
  French,	
  “The	
  InZluence	
  of	
  State	
  Planning	
  Mandates	
  on	
  Local	
  Plan	
  Quality,”	
  246-­‐247;	
  Conroy	
  and	
  
Berke,	
  “What	
  makes	
  a	
  good	
  sustainable	
  development	
  plan?,”	
  1394.
42 Schaffer,	
  “Britain's	
  Plan	
  to	
  End	
  the	
  “One	
  Industry”	
  Town,”	
  28.
Palacios	
  13	
  of	
  22
federal	
  grants.43
	
  Florida's	
  Department	
  of	
  Community	
  Affairs	
  is	
  tasked	
  with	
  enforcing	
  the	
  
state	
  mandate	
  for	
  local	
  plans	
  by	
  reviewing	
  the	
  plans	
  to	
  ensure	
  that	
  the	
  legally	
  required	
  plan
elements	
  are	
  present.
Charles	
  Haar	
  wrote	
  about	
  the	
  legal	
  aspects	
  of	
  a	
  master	
  plan	
  in	
  1955.	
  He	
  compared	
  it	
  to	
  a	
  
constitution,	
  because	
  it	
  can	
  become	
  law	
  through	
  adoption	
  by	
  the	
  local	
  legislature.	
  If	
  it	
  
becomes	
  law,	
  it	
  controls	
  other	
  laws	
  in	
  much	
  the	
  same	
  way	
  a	
  constitution	
  does.	
  The	
  chief	
  
difference	
  between	
  it	
  and	
  a	
  constitution	
  is	
  in	
  how	
  it	
  can	
  be	
  amended.	
  A	
  constitution	
  must	
  
be	
  amended	
  by	
  signiZicant	
  majorities,	
  such	
  as	
  a	
  61%	
  or	
  75%	
  vote;	
  however,	
  the	
  master	
  plan
can	
  change	
  with	
  a	
  simple	
  majority,	
  as	
  easily	
  as	
  any	
  other	
  law.	
  Haar	
  suggests	
  that	
  planners	
  
yearn	
  "for	
  an	
  absolute	
  principle,	
  and	
  a	
  master	
  plan	
  that	
  truly	
  answers	
  all	
  questions,"44
	
  with	
  
the	
  implication	
  that	
  a	
  master	
  plan	
  that	
  requires	
  a	
  more	
  signiZicant	
  vote	
  to	
  change	
  it	
  would	
  
be	
  more	
  absolute.	
  With	
  the	
  legislative	
  situation	
  in	
  Florida	
  becoming	
  quite	
  controversial,	
  
perhaps	
  a	
  less	
  Zlexible	
  master	
  plan	
  would	
  help	
  appease	
  the	
  citizens	
  fed	
  up	
  with	
  
commissions	
  who	
  tweak	
  the	
  plans	
  too	
  often.	
  This	
  might	
  require	
  the	
  overall	
  vision	
  of	
  the	
  
plan	
  to	
  remain	
  constant	
  for	
  a	
  longer	
  period	
  of	
  time,	
  while	
  speciZic	
  strategies	
  or	
  policies	
  
could	
  be	
  reviewed	
  on	
  a	
  regular	
  basis.
43 Kaiser	
  and	
  Godschalk,	
  “Twentieth	
  Century	
  Land	
  Use	
  Planning,”	
  368.
44 Haar,	
  “The	
  Master	
  Plan,	
  an	
  Impermanent	
  Constitution,”	
  147.
Palacios	
  14	
  of	
  22
The Wellington Comprehensive Plan
The	
  Village	
  of	
  Wellington,	
  Florida,	
  developed	
  a	
  comprehensive	
  plan	
  in	
  accordance	
  with	
  
Florida	
  Statute.45
	
  It	
  consists	
  of	
  an	
  introduction	
  and	
  eleven	
  different	
  elements,	
  including	
  land
use,	
  transportation,	
  housing,	
  infrastructure,	
  conservation,	
  recreation	
  and	
  open	
  space,	
  
intergovernmental	
  coordination,	
  capital	
  improvement,	
  education,	
  public	
  school	
  facilities,	
  
and	
  equestrian	
  preservation.	
  Most	
  of	
  these	
  elements	
  are	
  present	
  to	
  fulZill	
  a	
  state	
  required	
  
mandate.	
  Each	
  element	
  has	
  one	
  goal	
  (with	
  the	
  exception	
  of	
  the	
  public	
  school	
  element,	
  with	
  
two),	
  followed	
  by	
  a	
  series	
  of	
  more	
  speciZic	
  objectives	
  with	
  policies	
  to	
  implement	
  them.	
  The	
  
overall	
  gist	
  of	
  the	
  comprehensive	
  plan	
  is	
  that	
  Wellington	
  wants	
  to	
  be	
  a	
  low	
  density	
  
residential	
  city	
  with	
  a	
  good	
  number	
  of	
  parks	
  and	
  open	
  spaces	
  as	
  well	
  as	
  equestrian	
  
facilities.	
  It's	
  not	
  particularly	
  widespread	
  and	
  probably	
  not	
  much	
  different	
  than	
  the	
  city	
  
already	
  looks,	
  but	
  it	
  is	
  still	
  a	
  vision	
  in	
  the	
  strictest	
  sense.
Vision
The	
  goals	
  are	
  essentially	
  the	
  overall	
  vision	
  for	
  the	
  element.	
  For	
  example,	
  the	
  goal	
  for	
  the	
  
Land	
  Use	
  element	
  is:	
  
Ensure	
  that	
  the	
  future	
  land-­‐use	
  pattern	
  “preserves	
  and	
  protects	
  the	
  distinctive	
  
characteristics	
  of	
  the	
  individual	
  communities”	
  which	
  makes	
  up	
  Wellington	
  and	
  maintains
a	
  low-­‐density	
  residential	
  character,	
  enhances	
  community	
  economic	
  opportunities,	
  
45 “Wellington	
  |	
  Planning	
  &	
  Zoning	
  |	
  Comprehensive	
  Plan.”
Palacios	
  15	
  of	
  22
discourages	
  urban	
  sprawl,	
  promotes	
  energy	
  efZicient	
  land	
  use	
  patterns,	
  maintains	
  an	
  
aesthetically	
  appealing	
  and	
  safely	
  built	
  environment,	
  respects	
  environmental	
  
constraints,	
  and	
  provides	
  services	
  for	
  all	
  citizens	
  at	
  the	
  levels	
  established	
  herein.
Wellington’s	
  Land	
  Development	
  Regulations	
  at	
  all	
  times	
  shall	
  remain	
  consistent	
  with	
  
Wellington’s	
  Comprehensive	
  Plan.
The	
  Zirst	
  part	
  is	
  more	
  or	
  less	
  a	
  vision	
  for	
  what	
  the	
  land	
  use	
  should	
  look	
  like.	
  It	
  is	
  a	
  bit	
  
contrary.	
  For	
  instance,	
  how	
  do	
  you	
  discourage	
  urban	
  sprawl	
  while	
  maintaining	
  a	
  low	
  
density	
  residential	
  character	
  for	
  the	
  whole	
  area?	
  The	
  last	
  part	
  of	
  this	
  goal	
  is	
  more	
  of	
  a	
  
policy	
  than	
  a	
  vision.
The	
  plan	
  reads	
  more	
  like	
  something	
  designed	
  to	
  fulZill	
  a	
  requirement	
  than	
  a	
  vision	
  for	
  the	
  
city.	
  For	
  instance,	
  Objective	
  1.11	
  under	
  the	
  Transportation	
  element	
  states	
  that	
  Wellington	
  
will	
  meet	
  the	
  requirements	
  of	
  Florida	
  Statue	
  163.3177	
  to	
  reduce	
  greenhouse	
  gas	
  emissions,
then	
  states	
  that	
  the	
  strategies	
  are	
  contained	
  within	
  the	
  other	
  objectives	
  and	
  policies.	
  
Presumably	
  the	
  statutory	
  requirements	
  were	
  met	
  without	
  having	
  this	
  objective,	
  but	
  it	
  was	
  
probably	
  put	
  in	
  to	
  keep	
  the	
  city	
  from	
  being	
  sued	
  or	
  to	
  make	
  sure	
  reviewers	
  could	
  check	
  off	
  
a	
  box	
  that	
  the	
  requirement	
  was	
  met.	
  Even	
  the	
  introduction	
  supports	
  this	
  goal,	
  with	
  the	
  Zirst	
  
four	
  pages	
  discussing	
  state	
  requirements,	
  then	
  the	
  remainder	
  discussing	
  the	
  Village's	
  
existing	
  population	
  and	
  land	
  use	
  as	
  well	
  as	
  the	
  services	
  provided	
  by	
  the	
  city.	
  
Palacios	
  16	
  of	
  22
The	
  plan	
  does	
  include	
  some	
  maps,	
  such	
  as	
  the	
  future	
  land	
  use	
  maps	
  and	
  the	
  equestrian	
  trail
master	
  plan,	
  that	
  show	
  the	
  vision	
  for	
  the	
  city.	
  While	
  the	
  plan	
  contains	
  a	
  number	
  of	
  other	
  
maps,	
  they	
  all	
  show	
  existing	
  features	
  such	
  as	
  parks	
  or	
  water	
  conservation	
  areas.	
  What	
  is	
  
lacking	
  are	
  any	
  renderings	
  or	
  drawings	
  to	
  show	
  what	
  the	
  proposed	
  land	
  use	
  densities	
  might
look	
  like	
  or	
  what	
  the	
  equestrian	
  trails	
  might	
  look	
  like.	
  Unlike	
  the	
  Chicago	
  Plan	
  with	
  its	
  color
pictures	
  and	
  maps,	
  the	
  Wellington	
  Comprehensive	
  Plan	
  presents	
  the	
  majority	
  of	
  its	
  vision	
  in
words.	
  It	
  seems	
  to	
  Zit	
  well	
  into	
  what	
  Kaiser	
  and	
  Godschalk	
  called	
  the	
  “verbal	
  policy	
  plan.”46
Some	
  of	
  the	
  goals	
  read	
  more	
  like	
  strategies	
  than	
  visions.	
  While	
  the	
  Education	
  element	
  has	
  a	
  
nice	
  sounding	
  goal	
  talking	
  about	
  education	
  improving	
  the	
  quality	
  of	
  life	
  for	
  the	
  citizens,	
  the	
  
Public	
  School	
  element	
  has	
  one	
  of	
  its	
  goals	
  to	
  meet	
  a	
  level	
  of	
  service	
  standard,	
  and	
  another	
  
to	
  coordinate	
  school	
  siting.	
  Those	
  may	
  be	
  effective	
  strategies	
  to	
  improve	
  the	
  education	
  and	
  
quality	
  of	
  life	
  for	
  the	
  citizens,	
  but	
  they	
  are	
  no	
  vision.	
  The	
  organization	
  would	
  have	
  made	
  
more	
  sense	
  with	
  the	
  Public	
  School	
  Facilities	
  element	
  combined	
  under	
  the	
  Education	
  
element.
Implementation
The	
  plan	
  makes	
  good	
  use	
  of	
  strategies	
  in	
  what	
  it	
  terms	
  “objectives.”	
  The	
  objectives	
  have	
  
multiple	
  policies	
  underneath	
  them	
  that	
  are	
  more	
  speciZic,	
  and	
  in	
  general	
  the	
  objectives	
  
provide	
  a	
  strategy	
  for	
  reaching	
  the	
  goal	
  or	
  vision.	
  
46 Kaiser	
  and	
  Godschalk,	
  “Twentieth	
  Century	
  Land	
  Use	
  Planning,”	
  372.
Palacios	
  17	
  of	
  22
The	
  strategies	
  can	
  be	
  a	
  little	
  redundant	
  at	
  times	
  due	
  to	
  the	
  way	
  the	
  plan	
  is	
  set	
  up	
  with	
  
separate	
  elements	
  splitting	
  up	
  the	
  overall	
  vision.	
  A	
  strategy	
  that	
  might	
  be	
  able	
  to	
  
encompass	
  multiple	
  policies	
  to	
  achieve	
  the	
  overall	
  vision	
  gets	
  repeated	
  under	
  the	
  individual
element	
  goals.	
  For	
  instance,	
  school	
  siting	
  is	
  discussed	
  as	
  Goal	
  2.0	
  of	
  the	
  Public	
  School	
  
Facilities	
  element	
  and	
  Objective	
  1.4	
  of	
  the	
  Education	
  element	
  and	
  Objective	
  1.9	
  of	
  the	
  Land	
  
Use	
  Element.	
  It	
  would	
  be	
  much	
  easier	
  to	
  follow	
  the	
  entire	
  school	
  siting	
  strategy	
  if	
  it	
  were	
  in	
  
one	
  location	
  instead	
  of	
  three,	
  but	
  it	
  seems	
  the	
  intent	
  of	
  the	
  placement	
  is	
  to	
  show	
  the	
  land	
  
use	
  portion	
  of	
  the	
  school	
  siting	
  under	
  its	
  element,	
  the	
  city's	
  funding	
  interests	
  under	
  the	
  
Education	
  element,	
  and	
  the	
  tasks	
  required	
  to	
  work	
  with	
  the	
  county	
  school	
  district	
  under	
  
the	
  Public	
  School	
  Facilities	
  element.	
  A	
  less	
  confusing	
  way	
  that	
  would	
  still	
  have	
  the	
  required	
  
elements	
  would	
  be	
  to	
  place	
  all	
  the	
  school	
  siting	
  strategies	
  in	
  one	
  place	
  under	
  one	
  element,	
  
and	
  then	
  utilize	
  modern	
  document	
  capabilities	
  to	
  place	
  a	
  hyperlink	
  under	
  the	
  remaining	
  
element	
  sections	
  linking	
  to	
  the	
  related	
  objectives	
  or	
  policies.
The	
  policies	
  in	
  the	
  comprehensive	
  plan	
  are	
  not	
  all	
  policies	
  in	
  the	
  sense	
  of	
  the	
  “if-­‐then”	
  
rule47
,	
  as	
  some	
  are	
  simply	
  action	
  items.	
  For	
  instance,	
  policy	
  1.1.4	
  in	
  the	
  Capital	
  
Improvements	
  element	
  states,	
  “Wellington	
  shall	
  regularly	
  schedule	
  inspections	
  of	
  all	
  capital
facilities	
  to	
  monitor	
  and	
  record	
  conditions.”	
  There	
  is	
  no	
  real	
  condition	
  to	
  that	
  policy,	
  it	
  
merely	
  requires	
  that	
  an	
  action	
  be	
  done	
  on	
  a	
  regular	
  basis.	
  Other	
  policies	
  do	
  fall	
  under	
  the	
  
“if-­‐then”	
  rule,	
  such	
  as	
  policy	
  1.1.14	
  in	
  the	
  Transportation	
  element,	
  which	
  states:	
  “Wellington
shall	
  install	
  bicycle	
  lanes	
  if	
  feasible	
  when	
  collector	
  roadways	
  are	
  expanded.”	
  Simply	
  
47 Hopkins,	
  Urban	
  Development,	
  35.
Palacios	
  18	
  of	
  22
understood,	
  if	
  a	
  collector	
  roadway	
  is	
  expanded,	
  then	
  bicycle	
  lanes	
  should	
  be	
  installed.	
  (It	
  is	
  
perhaps	
  not	
  as	
  strong	
  as	
  it	
  could	
  be,	
  leaving	
  an	
  easy	
  out	
  with	
  the	
  phrase	
  “if	
  feasible.”	
  
Anyone	
  who	
  does	
  not	
  want	
  to	
  include	
  bicycle	
  lanes	
  on	
  their	
  project	
  will	
  not	
  Zind	
  it	
  feasible.)	
  
Clearly	
  the	
  plan	
  uses	
  a	
  mixture	
  of	
  agendas	
  and	
  policies	
  in	
  order	
  to	
  achieve	
  the	
  desired	
  
results.	
  Some	
  of	
  these	
  items	
  could	
  be	
  made	
  more	
  speciZic	
  or	
  stronger	
  to	
  achieve	
  the	
  goals	
  
more	
  readily;	
  but,	
  given	
  that	
  the	
  overall	
  vision	
  is	
  not	
  that	
  different	
  from	
  the	
  existing	
  
condition,	
  perhaps	
  that	
  would	
  be	
  pointless.
Public Involvement
Wellington's	
  Comprehensive	
  Plan	
  does	
  not	
  discuss	
  the	
  public	
  involvement	
  process	
  used	
  in	
  
its	
  development.	
  The	
  introduction	
  mentions	
  a	
  public	
  participation	
  effort	
  connected	
  to	
  the	
  
Evaluation	
  and	
  Appraisal	
  Report	
  (EAR),	
  but	
  that	
  document	
  is	
  nowhere	
  to	
  be	
  found	
  on	
  
Wellington's	
  multiple	
  websites	
  or	
  in	
  the	
  comprehensive	
  plan.	
  One	
  can	
  only	
  assume,	
  then—
especially	
  since	
  everything	
  else	
  in	
  the	
  plan	
  is	
  so	
  quick	
  to	
  point	
  out	
  how	
  it	
  meets	
  state	
  
requirements—that	
  the	
  public	
  involvement	
  was	
  limited	
  to	
  the	
  statutory	
  requirements.	
  This	
  
seems	
  to	
  consist	
  primarily	
  of	
  public	
  hearings	
  at	
  certain	
  points	
  in	
  the	
  process	
  where	
  
members	
  of	
  the	
  public	
  can	
  speak	
  out	
  or	
  submit	
  written	
  comments.	
  Given	
  the	
  growing	
  
dissatisfaction	
  with	
  the	
  process	
  as	
  discussed	
  above,	
  as	
  well	
  as	
  public	
  support	
  for	
  
amendments	
  such	
  as	
  Hometown	
  Democracy	
  requiring	
  a	
  vote	
  on	
  any	
  comprehensive	
  plan	
  
changes	
  in	
  Florida,	
  it	
  would	
  seem	
  that	
  public	
  participation	
  that	
  merely	
  meets	
  the	
  statutory	
  
requirement	
  is	
  not	
  sufZicient.
Palacios	
  19	
  of	
  22
Legislation
The	
  Comprehensive	
  Plan	
  appears	
  to	
  meet	
  all	
  the	
  state	
  mandates,	
  and	
  it	
  gets	
  adopted	
  by	
  the	
  
city	
  commission,	
  so	
  it	
  would	
  seem	
  to	
  be	
  in	
  good	
  shape	
  from	
  a	
  legislation	
  viewpoint.	
  The	
  
version	
  reviewed	
  in	
  this	
  document	
  does	
  not	
  have	
  an	
  adoption	
  date	
  listed,	
  however.	
  It	
  needs	
  
to	
  be	
  made	
  clear	
  somewhere	
  in	
  the	
  plan	
  that	
  it	
  has	
  legislative	
  support.	
  Throughout	
  the	
  plan	
  
are	
  references	
  to	
  Florida	
  Statute	
  and	
  administrative	
  code,	
  so	
  it	
  seems	
  to	
  have	
  support	
  there	
  
for	
  individual	
  strategies	
  or	
  policies.	
  Statements	
  in	
  the	
  introduction	
  about	
  Senate	
  Bill	
  360	
  
indicate	
  that	
  even	
  this	
  is	
  in	
  a	
  somewhat	
  unknown	
  state.	
  The	
  plan	
  indicates	
  that	
  changes	
  to	
  
the	
  plan	
  may	
  be	
  required	
  due	
  to	
  the	
  passage	
  of	
  Senate	
  Bill	
  360.
Looking	
  at	
  this	
  from	
  Haar's	
  wish	
  to	
  see	
  the	
  master	
  plan	
  as	
  a	
  constitution,	
  this	
  
comprehensive	
  plan	
  falls	
  short.	
  As	
  mentioned	
  in	
  the	
  plan's	
  introduction,	
  state	
  requirements
require	
  an	
  evaluation	
  at	
  least	
  every	
  seven	
  years.	
  While	
  a	
  constitution	
  could	
  be	
  updated	
  at	
  
any	
  time,	
  it	
  does	
  not	
  have	
  a	
  forced	
  update	
  period.	
  Knowing	
  that	
  the	
  comprehensive	
  plan	
  
will	
  likely	
  be	
  changed	
  so	
  often	
  makes	
  it	
  easier	
  for	
  planners	
  to	
  get	
  too	
  speciZic	
  and	
  less	
  
visionary.	
  If	
  at	
  least	
  the	
  goals	
  of	
  the	
  plan	
  had	
  to	
  remain	
  constant	
  for	
  a	
  longer	
  period	
  of	
  time,	
  
perhaps	
  the	
  city	
  would	
  put	
  forth	
  the	
  effort	
  to	
  produce	
  a	
  visionary	
  plan	
  that	
  they,	
  their	
  
children,	
  and	
  future	
  residents	
  would	
  appreciate.
Palacios	
  20	
  of	
  22
Bibliography
Azenha,	
  Felipe.	
  “FDOT	
  is	
  Broken.	
  How	
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  We	
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  It?.”	
  Transit	
  Miami,	
  November	
  23,	
  2010.	
  
http://www.transitmiami.com/2010/11/23/fdot-­‐is-­‐broken-­‐how-­‐do-­‐we-­‐Zix-­‐it/.
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  Philip	
  R.,	
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  French.	
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  1994):	
  
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Berney,	
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  Transformed	
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Journal	
  of	
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  539-­‐558.
Brooks,	
  Michael.	
  Planning	
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  for	
  Practitioners.	
  Chicago:	
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  Press,	
  2002.
Conroy,	
  Maria	
  Manta,	
  and	
  Philip	
  R	
  Berke.	
  “What	
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  good	
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plan?	
  An	
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  of	
  factors	
  that	
  inZluence	
  principles	
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Environment	
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  1381	
  –	
  1396.
Daniels,	
  Thomas	
  L.	
  “A	
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  Across	
  Time:	
  American	
  Environmental	
  Planning	
  From	
  City	
  
Beautiful	
  to	
  Sustainability.”	
  Journal	
  of	
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  no.	
  2	
  
(2009):	
  178.
Haar,	
  Charles	
  M.	
  “The	
  Master	
  Plan,	
  an	
  Impermanent	
  Constitution.”	
  Law	
  and	
  Contemporary	
  
Problems,	
  1955,	
  In	
  The	
  Urban	
  and	
  Regional	
  Planning	
  Reader,	
  edited	
  by	
  Eugénie	
  Birch,
140-­‐147.	
  New	
  York:	
  Routledge,	
  2009.
Higgins,	
  Benjamin.	
  “Towards	
  a	
  Science	
  of	
  Community	
  Planning.”	
  Journal	
  of	
  the	
  American	
  
Institute	
  of	
  Planners	
  15,	
  no.	
  3	
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  3-­‐13.
Palacios	
  21	
  of	
  22
Hopkins,	
  Lewis	
  D.	
  Urban	
  Development:	
  The	
  Logic	
  Of	
  Making	
  Plans.	
  1st	
  ed.	
  Washington:	
  
Island	
  Press,	
  2001.
Howard,	
  Sir	
  Ebenezer.	
  Garden	
  cities	
  of	
  tomorrow.	
  London:	
  Swan	
  Sonnenschein	
  &	
  Co.,	
  Ltd.,	
  
1902.
Jacobs,	
  Jane.	
  “Downtown	
  is	
  for	
  People.”	
  The	
  Exploding	
  Metropolis,	
  1958,	
  In	
  The	
  Urban	
  and	
  
Regional	
  Planning	
  Reader,	
  edited	
  by	
  Eugénie	
  Birch,	
  124-­‐131.	
  Routledge,	
  2009.
Kaiser,	
  Edward	
  J.,	
  and	
  David	
  R.	
  Godschalk.	
  “Twentieth	
  Century	
  Land	
  Use	
  Planning:	
  A	
  
Stalwart	
  Family	
  Tree.”	
  Journal	
  of	
  the	
  American	
  Planning	
  Association	
  61,	
  no.	
  3	
  (1995):	
  
365.
Kopelousus,	
  Stephanie.	
  “Context	
  Sensitive	
  Solutions.”	
  Florida	
  Department	
  of	
  
Transportation,	
  November	
  20,	
  2008.	
  
http://www2.dot.state.Zl.us/proceduraldocuments/procedures/bin/000650002.pdf
.
Kunstler,	
  James	
  Howard.	
  The	
  Geography	
  of	
  Nowhere:	
  	
  The	
  Rise	
  and	
  Decline	
  of	
  America's	
  Man-­‐
Made	
  Landscape.	
  New	
  York:	
  Free	
  Press,	
  1993.
Lynch,	
  Kevin.	
  “Dimensions	
  of	
  Performance.”	
  A	
  Theory	
  of	
  Good	
  City	
  Form,	
  1984,	
  In	
  The	
  Urban
and	
  Regional	
  Planning	
  Reader,	
  edited	
  by	
  Eugénie	
  Birch,	
  118-­‐123.	
  New	
  York:	
  
Routledge,	
  2009.
Raphael,	
  Craig.	
  “Livability	
  to	
  Become	
  Requirement	
  in	
  Federal	
  Transportation	
  Policy.”	
  Project
for	
  Public	
  Spaces	
  -­‐	
  Placemaking	
  for	
  Communities,	
  January	
  29,	
  2010.	
  
http://www.pps.org/livability-­‐to-­‐become-­‐requirement-­‐in-­‐federal-­‐transportation-­‐
Palacios	
  22	
  of	
  22
policy/.
Reilly,	
  C.	
  H.,	
  and	
  P.	
  Abercrombie.	
  “Town	
  Planning	
  Schemes	
  in	
  America.”	
  The	
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  Planning	
  
Review	
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  no.	
  1	
  (April	
  1910):	
  54-­‐65.
Schaffer,	
  Gordon.	
  “Britain's	
  Plan	
  to	
  End	
  the	
  “One	
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  Town.”	
  Journal	
  of	
  the	
  American	
  
Institute	
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  Planners	
  11,	
  no.	
  1	
  (1945):	
  28.
Shoup,	
  Donald	
  C.	
  “The	
  High	
  Cost	
  of	
  Free	
  Parking.”	
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  of	
  Planning	
  Education	
  and	
  
Research	
  17,	
  no.	
  1	
  (Fall	
  1997):	
  3	
  -­‐20.
“Streetsblog	
  New	
  York	
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  November	
  24,	
  2010.	
  http://www.streetsblog.org/.
“TheCityFix.com	
  |	
  Sustainable	
  Urban	
  Mobility.”	
  The	
  City	
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  n.d.	
  http://thecityZix.com/.
“Transit	
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  TransitMiami.com,	
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  2010.	
  http://www.transitmiami.com/.
Unwin,	
  Raymond.	
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  45-­‐54.
Vos,	
  Jaap.	
  “History	
  and	
  Planning	
  Theory”	
  presented	
  at	
  the	
  Planning	
  Process	
  and	
  Skills,	
  Fort	
  
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  FL,	
  August	
  30,	
  2010.
“Wellington	
  |	
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  Zoning	
  |	
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  n.d.	
  
http://www.wellingtonZl.gov/html/Departments/PlanningZoning/comprehensive_
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“What	
  Is	
  CSS?.”	
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  center	
  for	
  the	
  transportation	
  
community.,	
  n.d.	
  http://contextsensitivesolutions.org/content/topics/what_is_css/.

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Planning Process and Skills Paper

  • 1. Elements of a Plan URP  6101 Planning  Process  and  Skills Dr.  Jaap  Vos John-­‐Mark  Palacios
  • 2. Palacios  2  of  22 Table of Contents Introduction..............................................................................................................................................................3 Vision  and  Design...................................................................................................................................................3 Early  Development...........................................................................................................................................4 Directing  the  Design.........................................................................................................................................5 Implementation.......................................................................................................................................................8 Public  Involvement.................................................................................................................................................9 Legislation  and  Power........................................................................................................................................11 The  Wellington  Comprehensive  Plan...........................................................................................................14 Vision...................................................................................................................................................................14 Implementation...............................................................................................................................................16 Public  Involvement........................................................................................................................................18 Legislation.........................................................................................................................................................19 Bibliography...........................................................................................................................................................20
  • 3. Palacios  3  of  22 Introduction The  art  of  planning  has  evolved  over  the  past  century.  In  the  United  States,  planning  has   gone  from  an  occasional  occurrence  to  a  part  of  the  normal  development  process.  Through   trial  and  error  as  well  as  research,  planners  have  worked  out  the  details  that  should  be   included  in  a  plan.  No  plan  is  useful  without  vision,  which  could  be  in  the  form  of  a  broad   vision  or  a  detailed  design.  Actions  and  strategies  must  be  provided  in  order  to  implement   that  vision.  The  plan  should  incorporate  broad  public  participation,  and  it  needs  legislative   support  in  order  to  give  it  the  power  to  make  a  difference. Vision and Design At  the  beginning  of  the  20th  century,  concepts  such  as  the  Garden  City,  put  forth  by  Ebenezer Howard  in  England,  and  the  City  Beautiful  movement  in  North  America  (exempliZied  in  the   Chicago  Plan),  enlarged  the  focus  on  urban  planning.1  These  planning  efforts  are  known   primarily  for  their  vision  for  the  city  and  the  form  of  the  urban  design.  Hopkins  states  that   the  goal  of  a  vision  is  to  visualize  the  city  after  the  plan  has  been  implemented.  A  design,   while  still  focusing  on  the  outcome,  narrows  down  the  vision  to  Zlesh  out  the  speciZic   details.2  Without  vision  or  design,  the  plan  has  no  real  goal. 1 Daniels,  “A  Trail  Across  Time,”  181. 2 Hopkins,  Urban  Development,  39-­‐40.
  • 4. Palacios  4  of  22 Early Development Ebenezer  Howard's  Garden  Cities  proposed  a  design  for  one  aspect  of  the  city.  While  his   intent  was  good  and  his  ideas  were  good,  the  Garden  City  movement  seems  to  have   contributed  more  to  suburbs  than  to  actually  improving  the  city  as  a  whole.  The  concept  of   the  Garden  City  was  originally  put  forward  by  Howard  as  a  solution  to  the  problem  of   urbanization.  While  today  we  accept  urbanization  as  a  fact  and  something  to  deal  with  by   improving  conditions  in  the  city,  many  in  Howard's  day  wanted  to  Zind  a  way  to  keep  people in  the  country.  He  cites  a  newspaper  that  calls  the  increasing  urbanization,  people  moving   from  the  countryside  to  the  city,  “one  of  the  main  problems  of  the  day.”3  Many  others   describe  the  evil  of  overcrowding  in  the  city  caused  by  the  inZlux  of  people  from  the   country.4  In  this  context,  then,  Howard  presents  his  idea  for  the  Garden  City.  Instead  of   trying  to  encourage  people  to  stay  in  the  country  or  discourage  them  from  moving  to  the   city,  he  took  a  view  more  similar  to  current  attitudes  and  proposed  an  improvement  to  the   city.   In  1910,  C.H.  Reilly  suggests  England  was  focused  only  on  these  garden  city  style  suburbs   instead  of  having  a  vision  for  the  whole  city.  He  states  that  American  cities  such  as  Chicago   dreamt  of  being  like  Paris,  with  its  wide  boulevards,  open  spaces,  monuments,  and   expansive  vistas.5  Hopkins  calls  the  Chicago  Plan  of  1909  that  proposed  these  European   3 Howard,  Garden  cities  of  tomorrow,  12. 4 Ibid.,  11-­‐13. 5 Reilly  and  Abercrombie,  “Town  Planning  Schemes  in  America,”  54-­‐55.
  • 5. Palacios  5  of  22 visions  a  good  example  of  a  visionary  plan.  Abercrombie  lauds  the  plans'  attractive  color   illustrations  showing  the  proposed  features;6  and  Hopkins  points  out  that  these  graphics,  as well  as  verbal  descriptions,  do  an  excellent  job  of  communicating  the  vision.7 Directing the Design Abercrombie  summarizes  the  1909  Chicago  plan  and  offers  several  speciZic  critiques.  He   seemed  to  appreciate  the  plan  to  improve  the  waterfront  with  public  parks,8  but  he   criticizes  the  plan  to  maintain  the  grid  street  network  and  add  diagonal  streets  later  where   needed.  He  suggests  instead  a  radial  layout  from  the  start,  with  diagonal  streets  like  spokes   on  a  wheel  providing  access  to  the  city  center.9 More  than  30  years  after  Howard's  Garden  Cities,  Raymond  Unwin  touted  some  of  the   concepts  of  the  garden  city.  He  used  Letchworth,  one  of  the  few  cities  described  as  a  proper   garden  city,  as  an  example.  While  the  paper  seems  to  be  advocating  for  the  same  garden  city concept  that  Howard  developed,  Unwin  focuses  primarily  on  the  aspects  of  density  and   planning.  He  argues  that  a  “town  planned  to  reach  a  certain  maximum  size”  is  the  only  way   to  achieve  a  good  balance  between  the  need  for  open  space  in  the  country  and  the  need  for   urban  amenities.10  But  within  that  scope  he  shows  how  doubling  the  residential  density   6 Ibid.,  56. 7 Hopkins,  Urban  Development,  39. 8 Reilly  and  Abercrombie,  “Town  Planning  Schemes  in  America,”  57,  59-­‐60. 9 Ibid.,  58. 10 Unwin,  “Urban  Development  the  Pattern  and  the  Background,”  52.
  • 6. Palacios  6  of  22 does  not  halve  the  city's  area,  arguing  that  lower  density  is  preferable  to  avoid   overcrowding  since  it  has  a  minimal  impact  to  area.11  While  the  lower  density  might  have   few  negative  impacts  in  a  perfectly  planned  garden  city,  planners  in  the  post-­‐World  War  II   era  seemed  to  embrace  the  low  density  forms  without  the  other  aspects  of  a  proper  garden   city. These  critiques  beg  the  question  of  what  a  design  should  include.  In  1984,  Kevin  Lynch   proposed  some  criteria  for  planning  that  focused  on  the  urban  form,  which  he  referred  to  as “dimensions  of  performance.”12  He  calls  out  vitality,  sense,  Zit,  access,  and  control  as  the  Zive   basic  dimensions,  then  adds  efZiciency  and  justice  as  “meta-­‐criteria.”13  While  at  Zirst  glance   some  of  these  dimensions  seem  abstract,  Lynch  suggests  that  we  use  them  in  order  to   determine  the  quality  of  a  city  or  a  project.  Criteria  such  as  these  are  well  worth  evaluating   when  determining  the  direction  of  a  plan.  Planners  are  now  beginning  to  incorporate  more   of  these  dimensions,  with  criteria  such  as  “livability”  being  added  to  federal  grant  programs under  the  direction  of  Secretary  of  Transportation  Ray  LaHood.14 In  1949,  Benjamin  Higgins  pointed  out  that  planning,  while  incorporating  various  sciences,   was  itself  more  of  an  art  than  a  science.  He  wanted  to  see  planning  become  a  scientiZic   discipline,  so  he  proposed  various  objectives  that  could  be  incorporated  into  planning  and   11 Ibid.,  50. 12 Lynch,  “Dimensions  of  Performance.” 13 Ibid.,  122-­‐123. 14 Raphael,  “Livability  to  Become  Requirement  in  Federal  Transportation  Policy.”
  • 7. Palacios  7  of  22 analyzed  scientiZically.  These  objectives  provide  a  quantitative  method  for  solving  design   issues.  Many  of  these  objectives  are  in  use  today,  especially  in  the  more  scientiZic  areas  such as  transportation  planning.  Minimizing  travel  time15  is  used  heavily  in  transportation   planning  and  engineering.  Maximizing  social  product16  is  a  concept  that  was  used  in   planning,  especially  with  utilitarianism,  trying  to  produce  “the  greatest  good  for  the   greatest  number”  of  people.17  The  general  concept  of  social  product  is  still  used,  although   we  focus  on  who  gets  the  social  product  more  than  just  a  total  increase.18  Another  objective   that  Higgins  proposed,  “optimum  density,”19  is  always  a  hot  topic  in  planning  and   development.  It  seems,  however,  that  it  is  used  primarily  by  private  enterprise  to  optimize   the  density  for  the  developer's  proZit.  Planners  tend  to  set  maximums  or  minimums  in  land   use  planning,  but  leave  it  to  developers  to  decide  the  proper  density.  Outside  of  areas  where the  local  government  planners  meddle  with  the  free  market  by  imposing  regulations  such   as  minimum  parking  requirements20 ,  private  enterprise  planners  optimize  density  based  on the  optimal  return-­‐on-­‐investment.21  This  has  seemed  to  work,  at  least  where  the  planners   are  accurately  accounting  for  all  the  factors  and  not  just  chasing  potentially  overinZlated   markets. 15 Higgins,  “Towards  a  Science  of  Community  Planning,”  9. 16 Ibid.,  11-­‐12. 17 Brooks,  Planning  Theory  for  Practitioners,  64. 18 Ibid.,  65. 19 Higgins,  “Towards  a  Science  of  Community  Planning,”  10-­‐11. 20 Shoup,  “The  High  Cost  of  Free  Parking.” 21 Vos,  “History  and  Planning  Theory.”
  • 8. Palacios  8  of  22 Implementation A  plan  may  have  grandiose  visions  and  detailed  designs,  but  without  a  method  of  getting  to   those  goals  it  is  rather  useless.  Hopkins  proposes  three  methods  that  plans  can  include  for   implementation:  agendas,  policies,  and  strategies.22 Agendas  are  little  more  than  a  to-­‐do  list  that  must  be  acted  on  in  order  to  implement  the   plan.  Hopkins  gives  a  Capital  Improvement  Plan  as  an  example  of  an  agenda,  though  he   points  out  that  the  1909  Chicago  Plan  also  used  this  method.23  Hopkins  calls  policies  “if-­‐ then”  rules.24  In  other  words,  do  something  only  when  something  else  happens.   Transportation  concurrency  would  be  one  example,  where  development  is  only  permitted  if a  road  is  improved.  Agendas  and  policies  are  both  oriented  towards  more  speciZic  actions   that  can  be  accomplished  in  the  short  term  to  achieve  the  overall  goal. Strategies  look  at  the  bigger  picture  of  actions  and  their  interrelations  and  provide  the   sequence  of  decisions  to  follow.  Hopkins  points  out  that  a  strategy  might  come  up  with  a   policy  in  order  to  achieve  a  goal,  but  it  would  do  so  while  coordinating  how  other  potential   policies  or  actions  would  work  toward  its  goal.  A  strategy  might  also  create  or  link  policies   for  different  areas  in  order  to  implement  a  regional  goal.25  Unlike  agendas  or  policies,   22 Hopkins,  Urban  Development,  34-­‐42. 23 Ibid.,  34-­‐37. 24 Ibid.,  35. 25 Ibid.,  41-­‐42.
  • 9. Palacios  9  of  22 strategies  can  include  the  bigger  picture  and  might  be  able  to  include  more  long  term   decisions  needed  to  achieve  the  desired  goal. Public Involvement In  the  middle  of  the  20th  Century,  Jane  Jacobs  began  writing  on  the  subject  of  planning  and   urban  form  from  the  perspective  of  a  normal  citizen.  In  1958  she  published  “Downtown  is   for  People”  in  The  Exploding  Metropolis,  an  article  that  would  form  the  basis  for  her  book   Death  and  Life  of  Great  American  Cities.  Jacobs  spent  time  observing  streets  that  worked,   and  commented  on  those  aspects  she  felt  planners  needed  to  include  in  order  to  create   vibrant  cities.  For  instance,  she  talks  about  a  “two-­‐shift  city”  that  has  ofZice  space  to  keep  it   functioning  through  the  day,  plus  residences  and  hotels  and  entertainment  to  keep  going   through  the  night.  She  says  that  this  makes  the  space  inviting  to  restaurants  for  both  the   lunch  and  dinner  crowds,  plus  opens  up  opportunities  for  basically  any  other  kinds  of   shops  or  venues.26  Jacobs  criticizes  the  dull,  boring,  and  sterile  government  projects  that   were  popular  with  planners  in  the  50s  and  60s.  She  advocates  that  the  city  have  a  variety  of   entertainment  venues  and  amenities,  plus  a  mix  of  uses,  and  sums  up  the  qualities  we   should  look  for  by  suggesting  that  we  (citizens,  not  just  planners)  ask  “will  the  city  be  any   fun?”27 26 Jacobs,  “Downtown  is  for  People,”  129-­‐130. 27 Ibid.,  131.
  • 10. Palacios  10  of  22 Authors  such  as  James  Howard  Kunstler28 ,  as  well  as  a  myriad  of  bloggers  on  sites  such  as   Streetsblog.org29 ,  The  City  Fix30  and  TransitMiami.com31  and  others  have  taken  up  Jacobs'   mantle  of  citizens  criticizing  planning  issues.  These  vocal  citizens  highlight  the  demand  and need  for  public  input  into  the  planning  process.  The  Context  Sensitive  Solutions  (CSS)   movement  within  transportation  planning  and  engineering  is  an  example  of  one  response   from  professionals  to  try  to  accommodate  citizen's  wishes32 ,  but  the  process  is  relatively   new  and  not  yet  fully  integrated  into  government  agencies'  culture  and  processes.  An   example  of  the  issues  can  be  seen  at  the  Florida  Department  of  Transportation,  which  has   an  ofZicial  CSS  policy  at  the  statewide  level33 ,  but  has  received  criticism  lately  at  the  local   level  for  not  including  the  desires  of  local  citizens  in  its  normal  project  development   processes.34   Conroy  and  Berke  concur  that  a  good  public  participation  effort  is  important  to  making  a   plan  sustainable.  They  scored  sustainable  development  plans  and  found  that  a  broader   28 Kunstler,  The  Geography  of  Nowhere. 29 “Streetsblog  New  York  City.” 30 “TheCityFix.com  |  Sustainable  Urban  Mobility.” 31 “Transit  Miami.” 32 “What  Is  CSS?.” 33 Kopelousus,  “Context  Sensitive  Solutions.” 34 Azenha,  “FDOT  is  Broken.  How  Do  We  Fix  It?.”
  • 11. Palacios  11  of  22 public  participation  effort  led  to  a  more  sustainable  plan.35  No  plan  should  be  completed   without  a  thorough  public  input  process. Legislation and Power Bogotá  is  lifted  up  as  an  example  for  the  world  to  follow,  with  their  Ciclovía,  Bus  Rapid   Transit,  and  overall  transformation  of  their  public  spaces.  In  2010  Rachel  Berney  wrote   how  this  transformation  came  about  over  the  past  two  decades  through  the  efforts  of  some   good  mayors  and  their  planning  staff.  From  1995-­‐2003,  two  different  mayors,  Antonus   Mockus  and  Enrique  Peñalosa,  made  some  major  changes  in  the  capital  of  Colombia.  In  the   years  leading  up  to  their  terms,  national  legislation  had  strengthened  the  government's   ability  to  use  public  space.36  Although  these  mayors  were  elected,  the  techniques  they  used   focused  more  on  experts  deciding  the  best  direction  to  take  the  city  than  on  public   participation  and  involvement.37  They  even  used  their  projects  in  what  Berney  calls   “pedagogical  urbanism,”  teaching  the  citizens  how  to  behave  as  part  of  the  urban   redevelopment  process.38  Despite  lack  of  involvement  in  the  planning,  these  techniques   were  accepted  by  the  city,  and  they  began  to  see  the  public  spaces  as  their  own.39  It  stands   35 Conroy  and  Berke,  “What  makes  a  good  sustainable  development  plan?,”  1392. 36 Berney,  “Learning  from  Bogotá,”  539. 37 Ibid.,  544-­‐545. 38 Ibid.,  550-­‐551. 39 Ibid.,  551-­‐554.
  • 12. Palacios  12  of  22 quite  in  contrast  to  the  models  used  in  the  Unites  States,  but  demonstrates  what  can  be   accomplished  with  more  power  to  a  visionary  government. The  government's  power  to  implement  planning  has  been  developed  through  the  20th   century.  In  1910,  the  United  States  was  interested  in  urban  planning  but  suffered  from  a   lack  of  legislation  to  back  it.40  California  became  the  Zirst  state  to  adopt  a  local  planning   mandate  in  1937,  but  this  was  not  very  strong.  Other  states  passed  legislation  requiring   local  plans  in  the  1970s,  with  further  strengthening  in  the  1980s.  Different  studies   evaluating  plan  quality  have  shown  that  these  state  mandates  are  somewhat  effective  in   making  quality  plans.41 As  World  War  II  was  winding  down,  Schaffer  discusses  a  solution  proposed  in  Britain's   parliament  to  the  issue  of  sustainability.  While  it  was  not  referred  to  as  “sustainability”  in   that  day,  the  problem  being  addressed  was  that  a  town  suffered  when  one  industry  on   which  it  relied  heavily  declined.  The  proposal  under  discussion  at  the  time  was  to  grant   some  planning  authority  at  the  national  level,  to  let  the  Board  of  Trade  have  input  on   whether  a  large  factory  could  go  into  a  particular  city.42  Since  that  day,  several  state  and   national  level  agencies  have  been  created  to  provide  input  into  local  plans.  The  US  federal   government  required  locals  to  prepare  a  general  plan  in  order  to  be  eligible  for  many   40 Reilly  and  Abercrombie,  “Town  Planning  Schemes  in  America,”  54. 41 Berke  and  French,  “The  InZluence  of  State  Planning  Mandates  on  Local  Plan  Quality,”  246-­‐247;  Conroy  and   Berke,  “What  makes  a  good  sustainable  development  plan?,”  1394. 42 Schaffer,  “Britain's  Plan  to  End  the  “One  Industry”  Town,”  28.
  • 13. Palacios  13  of  22 federal  grants.43  Florida's  Department  of  Community  Affairs  is  tasked  with  enforcing  the   state  mandate  for  local  plans  by  reviewing  the  plans  to  ensure  that  the  legally  required  plan elements  are  present. Charles  Haar  wrote  about  the  legal  aspects  of  a  master  plan  in  1955.  He  compared  it  to  a   constitution,  because  it  can  become  law  through  adoption  by  the  local  legislature.  If  it   becomes  law,  it  controls  other  laws  in  much  the  same  way  a  constitution  does.  The  chief   difference  between  it  and  a  constitution  is  in  how  it  can  be  amended.  A  constitution  must   be  amended  by  signiZicant  majorities,  such  as  a  61%  or  75%  vote;  however,  the  master  plan can  change  with  a  simple  majority,  as  easily  as  any  other  law.  Haar  suggests  that  planners   yearn  "for  an  absolute  principle,  and  a  master  plan  that  truly  answers  all  questions,"44  with   the  implication  that  a  master  plan  that  requires  a  more  signiZicant  vote  to  change  it  would   be  more  absolute.  With  the  legislative  situation  in  Florida  becoming  quite  controversial,   perhaps  a  less  Zlexible  master  plan  would  help  appease  the  citizens  fed  up  with   commissions  who  tweak  the  plans  too  often.  This  might  require  the  overall  vision  of  the   plan  to  remain  constant  for  a  longer  period  of  time,  while  speciZic  strategies  or  policies   could  be  reviewed  on  a  regular  basis. 43 Kaiser  and  Godschalk,  “Twentieth  Century  Land  Use  Planning,”  368. 44 Haar,  “The  Master  Plan,  an  Impermanent  Constitution,”  147.
  • 14. Palacios  14  of  22 The Wellington Comprehensive Plan The  Village  of  Wellington,  Florida,  developed  a  comprehensive  plan  in  accordance  with   Florida  Statute.45  It  consists  of  an  introduction  and  eleven  different  elements,  including  land use,  transportation,  housing,  infrastructure,  conservation,  recreation  and  open  space,   intergovernmental  coordination,  capital  improvement,  education,  public  school  facilities,   and  equestrian  preservation.  Most  of  these  elements  are  present  to  fulZill  a  state  required   mandate.  Each  element  has  one  goal  (with  the  exception  of  the  public  school  element,  with   two),  followed  by  a  series  of  more  speciZic  objectives  with  policies  to  implement  them.  The   overall  gist  of  the  comprehensive  plan  is  that  Wellington  wants  to  be  a  low  density   residential  city  with  a  good  number  of  parks  and  open  spaces  as  well  as  equestrian   facilities.  It's  not  particularly  widespread  and  probably  not  much  different  than  the  city   already  looks,  but  it  is  still  a  vision  in  the  strictest  sense. Vision The  goals  are  essentially  the  overall  vision  for  the  element.  For  example,  the  goal  for  the   Land  Use  element  is:   Ensure  that  the  future  land-­‐use  pattern  “preserves  and  protects  the  distinctive   characteristics  of  the  individual  communities”  which  makes  up  Wellington  and  maintains a  low-­‐density  residential  character,  enhances  community  economic  opportunities,   45 “Wellington  |  Planning  &  Zoning  |  Comprehensive  Plan.”
  • 15. Palacios  15  of  22 discourages  urban  sprawl,  promotes  energy  efZicient  land  use  patterns,  maintains  an   aesthetically  appealing  and  safely  built  environment,  respects  environmental   constraints,  and  provides  services  for  all  citizens  at  the  levels  established  herein. Wellington’s  Land  Development  Regulations  at  all  times  shall  remain  consistent  with   Wellington’s  Comprehensive  Plan. The  Zirst  part  is  more  or  less  a  vision  for  what  the  land  use  should  look  like.  It  is  a  bit   contrary.  For  instance,  how  do  you  discourage  urban  sprawl  while  maintaining  a  low   density  residential  character  for  the  whole  area?  The  last  part  of  this  goal  is  more  of  a   policy  than  a  vision. The  plan  reads  more  like  something  designed  to  fulZill  a  requirement  than  a  vision  for  the   city.  For  instance,  Objective  1.11  under  the  Transportation  element  states  that  Wellington   will  meet  the  requirements  of  Florida  Statue  163.3177  to  reduce  greenhouse  gas  emissions, then  states  that  the  strategies  are  contained  within  the  other  objectives  and  policies.   Presumably  the  statutory  requirements  were  met  without  having  this  objective,  but  it  was   probably  put  in  to  keep  the  city  from  being  sued  or  to  make  sure  reviewers  could  check  off   a  box  that  the  requirement  was  met.  Even  the  introduction  supports  this  goal,  with  the  Zirst   four  pages  discussing  state  requirements,  then  the  remainder  discussing  the  Village's   existing  population  and  land  use  as  well  as  the  services  provided  by  the  city.  
  • 16. Palacios  16  of  22 The  plan  does  include  some  maps,  such  as  the  future  land  use  maps  and  the  equestrian  trail master  plan,  that  show  the  vision  for  the  city.  While  the  plan  contains  a  number  of  other   maps,  they  all  show  existing  features  such  as  parks  or  water  conservation  areas.  What  is   lacking  are  any  renderings  or  drawings  to  show  what  the  proposed  land  use  densities  might look  like  or  what  the  equestrian  trails  might  look  like.  Unlike  the  Chicago  Plan  with  its  color pictures  and  maps,  the  Wellington  Comprehensive  Plan  presents  the  majority  of  its  vision  in words.  It  seems  to  Zit  well  into  what  Kaiser  and  Godschalk  called  the  “verbal  policy  plan.”46 Some  of  the  goals  read  more  like  strategies  than  visions.  While  the  Education  element  has  a   nice  sounding  goal  talking  about  education  improving  the  quality  of  life  for  the  citizens,  the   Public  School  element  has  one  of  its  goals  to  meet  a  level  of  service  standard,  and  another   to  coordinate  school  siting.  Those  may  be  effective  strategies  to  improve  the  education  and   quality  of  life  for  the  citizens,  but  they  are  no  vision.  The  organization  would  have  made   more  sense  with  the  Public  School  Facilities  element  combined  under  the  Education   element. Implementation The  plan  makes  good  use  of  strategies  in  what  it  terms  “objectives.”  The  objectives  have   multiple  policies  underneath  them  that  are  more  speciZic,  and  in  general  the  objectives   provide  a  strategy  for  reaching  the  goal  or  vision.   46 Kaiser  and  Godschalk,  “Twentieth  Century  Land  Use  Planning,”  372.
  • 17. Palacios  17  of  22 The  strategies  can  be  a  little  redundant  at  times  due  to  the  way  the  plan  is  set  up  with   separate  elements  splitting  up  the  overall  vision.  A  strategy  that  might  be  able  to   encompass  multiple  policies  to  achieve  the  overall  vision  gets  repeated  under  the  individual element  goals.  For  instance,  school  siting  is  discussed  as  Goal  2.0  of  the  Public  School   Facilities  element  and  Objective  1.4  of  the  Education  element  and  Objective  1.9  of  the  Land   Use  Element.  It  would  be  much  easier  to  follow  the  entire  school  siting  strategy  if  it  were  in   one  location  instead  of  three,  but  it  seems  the  intent  of  the  placement  is  to  show  the  land   use  portion  of  the  school  siting  under  its  element,  the  city's  funding  interests  under  the   Education  element,  and  the  tasks  required  to  work  with  the  county  school  district  under   the  Public  School  Facilities  element.  A  less  confusing  way  that  would  still  have  the  required   elements  would  be  to  place  all  the  school  siting  strategies  in  one  place  under  one  element,   and  then  utilize  modern  document  capabilities  to  place  a  hyperlink  under  the  remaining   element  sections  linking  to  the  related  objectives  or  policies. The  policies  in  the  comprehensive  plan  are  not  all  policies  in  the  sense  of  the  “if-­‐then”   rule47 ,  as  some  are  simply  action  items.  For  instance,  policy  1.1.4  in  the  Capital   Improvements  element  states,  “Wellington  shall  regularly  schedule  inspections  of  all  capital facilities  to  monitor  and  record  conditions.”  There  is  no  real  condition  to  that  policy,  it   merely  requires  that  an  action  be  done  on  a  regular  basis.  Other  policies  do  fall  under  the   “if-­‐then”  rule,  such  as  policy  1.1.14  in  the  Transportation  element,  which  states:  “Wellington shall  install  bicycle  lanes  if  feasible  when  collector  roadways  are  expanded.”  Simply   47 Hopkins,  Urban  Development,  35.
  • 18. Palacios  18  of  22 understood,  if  a  collector  roadway  is  expanded,  then  bicycle  lanes  should  be  installed.  (It  is   perhaps  not  as  strong  as  it  could  be,  leaving  an  easy  out  with  the  phrase  “if  feasible.”   Anyone  who  does  not  want  to  include  bicycle  lanes  on  their  project  will  not  Zind  it  feasible.)   Clearly  the  plan  uses  a  mixture  of  agendas  and  policies  in  order  to  achieve  the  desired   results.  Some  of  these  items  could  be  made  more  speciZic  or  stronger  to  achieve  the  goals   more  readily;  but,  given  that  the  overall  vision  is  not  that  different  from  the  existing   condition,  perhaps  that  would  be  pointless. Public Involvement Wellington's  Comprehensive  Plan  does  not  discuss  the  public  involvement  process  used  in   its  development.  The  introduction  mentions  a  public  participation  effort  connected  to  the   Evaluation  and  Appraisal  Report  (EAR),  but  that  document  is  nowhere  to  be  found  on   Wellington's  multiple  websites  or  in  the  comprehensive  plan.  One  can  only  assume,  then— especially  since  everything  else  in  the  plan  is  so  quick  to  point  out  how  it  meets  state   requirements—that  the  public  involvement  was  limited  to  the  statutory  requirements.  This   seems  to  consist  primarily  of  public  hearings  at  certain  points  in  the  process  where   members  of  the  public  can  speak  out  or  submit  written  comments.  Given  the  growing   dissatisfaction  with  the  process  as  discussed  above,  as  well  as  public  support  for   amendments  such  as  Hometown  Democracy  requiring  a  vote  on  any  comprehensive  plan   changes  in  Florida,  it  would  seem  that  public  participation  that  merely  meets  the  statutory   requirement  is  not  sufZicient.
  • 19. Palacios  19  of  22 Legislation The  Comprehensive  Plan  appears  to  meet  all  the  state  mandates,  and  it  gets  adopted  by  the   city  commission,  so  it  would  seem  to  be  in  good  shape  from  a  legislation  viewpoint.  The   version  reviewed  in  this  document  does  not  have  an  adoption  date  listed,  however.  It  needs   to  be  made  clear  somewhere  in  the  plan  that  it  has  legislative  support.  Throughout  the  plan   are  references  to  Florida  Statute  and  administrative  code,  so  it  seems  to  have  support  there   for  individual  strategies  or  policies.  Statements  in  the  introduction  about  Senate  Bill  360   indicate  that  even  this  is  in  a  somewhat  unknown  state.  The  plan  indicates  that  changes  to   the  plan  may  be  required  due  to  the  passage  of  Senate  Bill  360. Looking  at  this  from  Haar's  wish  to  see  the  master  plan  as  a  constitution,  this   comprehensive  plan  falls  short.  As  mentioned  in  the  plan's  introduction,  state  requirements require  an  evaluation  at  least  every  seven  years.  While  a  constitution  could  be  updated  at   any  time,  it  does  not  have  a  forced  update  period.  Knowing  that  the  comprehensive  plan   will  likely  be  changed  so  often  makes  it  easier  for  planners  to  get  too  speciZic  and  less   visionary.  If  at  least  the  goals  of  the  plan  had  to  remain  constant  for  a  longer  period  of  time,   perhaps  the  city  would  put  forth  the  effort  to  produce  a  visionary  plan  that  they,  their   children,  and  future  residents  would  appreciate.
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