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Patent Strategy 9
Help! Where to file national and/or regional patent applications?
The Starting Point
product
perfection
100%
idea functional
model
prototype product 1.0 product 2.0
+
+
+
A
B
C
D
+
+
A
B
C
+
A
B
A
RECAP: How to further prosecute your non-provisional PCT patent application
non-prov.
PCT filing
01.10.2015
+
+
+
A
B
C
D
01.04.2017/
01.05.2017
National/
Regional Phase
Entry
SG national
phase
(30 months
from earliest
priority date)
01.10.2014
earliest
priority
30/31 months from earliest priority date
US national
phase
(30 months
from earliest
priority date)
EP regional
phase
(31 months
from earliest
priority date)
non-prov.
SG filing
01.10.2015
+ + +A B C D
How to directly file national foreign non-provisional patent applications after the end of the priority year
01.10.2014
non-prov.
filing
prov.
filing
official
search result
~ 06/2015
01.07.2015
01.09.2015
prov.
filing
+
+
A
B
C
+
A
B
A
non-prov.
EP filing
01.10.2015
+ + +A B C D
non-prov.
US filing
01.10.2015
+ + +A B C D
Scenario 1: Simultaneous national filings on
the same day within the priority window non-prov. Filing in
JP/KR/CN or other
contries, such as TW etc.
01.10.2015
+ + +A B C D
priority claim
priority claim
priority claim
Where?
Patents are territorial, and there are more than
160 countries in the world that have a patent
registration system.
Problem: costs are an issue.
Answer:
„Poisoning a region“ vs „patents everywhere“
Where to file patents?
- Market driven filing strategies
- Competition driven filing strategies
- Enforcement driven strategies
ABC Analysis, then check how far you go with your
budget
Typical case:
A: USA, China, EU (DE-UK)
B: Japan, South Korea, Taiwan
C: India, Brasil
Examples:
• Mobile phone vs. Pharmaceuticals
• Ship Installation
• Car parts (brake pads vs. hoods)
• Water process measurement device (locked away)
• Computer Program
Food for Thoughts
Can you avoid patenting?
Strategy to not file a patent at all and to do a Defensive Publication!
But publish where?
Question: where would you hide a tree?
Exactly.
In a forrest.
Conclusion
For selecting the countries where you want to obtain a patent:
1. Set a budget
2. Provide an ABC analysis of the countries of interest
3. Prioritize national filings according to budget and ABC analysis
4. Double-check: would a defensive publication do the job, too?

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File Patents Strategically

  • 1. Patent Strategy 9 Help! Where to file national and/or regional patent applications?
  • 2. The Starting Point product perfection 100% idea functional model prototype product 1.0 product 2.0 + + + A B C D + + A B C + A B A
  • 3. RECAP: How to further prosecute your non-provisional PCT patent application non-prov. PCT filing 01.10.2015 + + + A B C D 01.04.2017/ 01.05.2017 National/ Regional Phase Entry SG national phase (30 months from earliest priority date) 01.10.2014 earliest priority 30/31 months from earliest priority date US national phase (30 months from earliest priority date) EP regional phase (31 months from earliest priority date)
  • 4. non-prov. SG filing 01.10.2015 + + +A B C D How to directly file national foreign non-provisional patent applications after the end of the priority year 01.10.2014 non-prov. filing prov. filing official search result ~ 06/2015 01.07.2015 01.09.2015 prov. filing + + A B C + A B A non-prov. EP filing 01.10.2015 + + +A B C D non-prov. US filing 01.10.2015 + + +A B C D Scenario 1: Simultaneous national filings on the same day within the priority window non-prov. Filing in JP/KR/CN or other contries, such as TW etc. 01.10.2015 + + +A B C D priority claim priority claim priority claim
  • 5. Where? Patents are territorial, and there are more than 160 countries in the world that have a patent registration system. Problem: costs are an issue. Answer: „Poisoning a region“ vs „patents everywhere“
  • 6. Where to file patents? - Market driven filing strategies - Competition driven filing strategies - Enforcement driven strategies
  • 7. ABC Analysis, then check how far you go with your budget Typical case: A: USA, China, EU (DE-UK) B: Japan, South Korea, Taiwan C: India, Brasil
  • 8. Examples: • Mobile phone vs. Pharmaceuticals • Ship Installation • Car parts (brake pads vs. hoods) • Water process measurement device (locked away) • Computer Program
  • 9. Food for Thoughts Can you avoid patenting? Strategy to not file a patent at all and to do a Defensive Publication! But publish where? Question: where would you hide a tree?
  • 11. Conclusion For selecting the countries where you want to obtain a patent: 1. Set a budget 2. Provide an ABC analysis of the countries of interest 3. Prioritize national filings according to budget and ABC analysis 4. Double-check: would a defensive publication do the job, too?