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Raymond Cattell’s
Structure-Based Systems Theory
Presented by:
Martin Vince C. Cruz
MAP105 – Advanced Theories of Personality
Biographical
Sketch
(1905-1998)
 Born: 1905 in Staffordshire, England
 1914 – World War I.
 The war had an impact on him
 Bachelor’s – University of London (1924) –
Chemistry & Physics
 Ph.D – University of London (1929) –
Psychology
 Studied under Charles Spearman
 1937 – Honorary Doctorate of Science and
an associate to Thorndike
 Psychology could be studied objectively
and quantitatively
 Died: February 2, 1998
What is Personality?
Personality is that which permits a prediction of what a person will do in a given situation.
𝑅 = 𝑓 𝑃, 𝑆
Traits assists us in the understanding of structure and function of personality
“A response is a
function of the
person and the
stimuli”
Predetermined
by experimentsLess well-known
factor that needs to
be further studied
What are Traits?
 These are the relatively permanent reaction tendencies that are the basic
structural functions of the personality.
 Common Traits: possessed by everyone to a certain degree
 Unique Traits: possessed by one or a few
 Ability Traits: determines how efficiently we will work toward a goal
 Temperament Traits: general style of responding
 Dynamic Traits: driving forces of our behavior
 Ergs: basic units of motivations
 Sentiments: environmental-mold source traits motivating behavior
 Attitudes: specific tendencies and actions
 Dynamic Lattice: the complex organization of dynamic traits
 Subsidiation: the process where certain dynamic traits are dependent on other traits
Dynamic Lattice
What are Traits?
 Surface Traits: correlate with one another but do not constitute a factor
 Source Traits: unitary, stable, permanent
 Constitutional Traits: has biological origins, but not necessarily innate
 Environmental-mold Traits: obtained from the influences of social and physical
environments
Factor Analysis
Step 1: Specific observations and quantification
Step 2: Determination of correlation coefficients and intercorrelations
Step 3: Derivation of factors into small amounts
Factor Loading – correlation of scores with the factors
2 Factor Analytic Techniques
 R-technique – testing large group of participants a variety of personality tests
and intercorrelate their scores
 P-technique – discover the unique trait structure of a single individual
Factor Rotations
 ORTHOGONAL (VARIMAX)
 Used by the proponents of the Five-Factor
Theory
 As the scores on the x-variable increases, the
y-value may have any value
 Minimal covariation
 OBLIQUE (OBLIMIN)
 Used by Cattell
 Allows covariation and correlation between
factors
Example of a Factor Analytic Study
Output
Results of Cattell’s Factor Analytic
Study:
The Sixteen Source Traits:
Factor Low-Scores High-Scorers
A (Warmth) Reserved Outgoing
B(Intelligence) Less Intelligent More Intelligent
C(Emotional
Stability)
Low Ego
Strength
High Ego
Strength
E(Dominance) Humble Assertive
F(Liveliness) Sober Happy-go-lucky
G(Rule
Consciousness)
Lack of internal
standard
Strong
conscience
H (Social
Boldness)
Shy Adventuresome
I (Sensitivity) Tender-minded Tough-minded
Factor Low-Scorers High Scorers
L (Vigilance) Suspicious Trustiing
M
(Abstractedness)
Practical Imaginative
N (Privateness) Forthright Shrewd
O (Apprehension) Self-assured Apprehensive
Q1 (Openness to
Change)
Conservative Experimental
Q2 (Self-Reliance) Self-
sufficient
Group-
dependent
Q3 (Perfectionism) Controlled Casual
Q4 (Tension) Tense Relaxed
16 Source Traits and the Second-Order
Factors
FACTORS
SOURCE TRAITS I – Extraversion (x Introversion)
A+ F+ H+ N- Q2- Introvert Socially Inhibited Extrovert Socially Bold
II – Anxiety (x Stability)
C- L+ O+ Q4+ Low Anxiety Emotionally stable
High Anxiety Emotionally
reactive
III – Though Mindedness (x Openness)
A- I- M- Q1- Receptive Open Minded Intuitive Inflexible Firm Low Empathy
IV – Independence (x Accommodation)
E+ H+ L+ Q1+ Accommodated Submissive Self-sacrificing
Independent Persuasive Focused
on the future
V – Self-control (x Lack of inhibition)
F- G+ M- Q3+ Vigilant Impulsive Controlled Inhibited
Econetic Model
 Human behavior is a result of complex and subtle interplay between traits
and situations.
 Cattell constructed a taxonomy of situations or environments.
Dynamic Calculus
𝑅 = (𝑏1 𝐴1+ 𝑏2 𝐴2… + 𝑏 𝑛 𝐴 𝑛) + (𝑏1 𝐵1+ 𝑏2 𝐵2… +
𝑏 𝑛 𝐵𝑛) + (𝑏1 𝐶1+ 𝑏2 𝐶2… + 𝑏 𝑛 𝐶 𝑛) + (𝑏1 𝐾1+ 𝑏2 𝐾2… +
𝑏 𝑛 𝐾 𝑛)
where:
R = response of the individual in a given situation
A = source traits
B = states and moods
C = social and cultural meanings
K = unspecified factors
b = weights
Heredity and Environmental Influences
 Conducted among twin pairs or siblings
 Intelligence is inherited
 Emotional responses are learned
 Parents have a significant influence
 Supported Adler’s theory on birth order, especially of the oldest (high in ego
strength & dominance)
Stages of Development
Stage Age Characteristic
Infancy Birth – 6yrs of age Highly influenced by parents and siblings;
development of social attitudes
Childhood 6 yrs – 14 yrs Move toward independence & identification
with peers
Adolescence 14 yrs – 23 yrs Troublesome and stressful
Maturity 23 yrs – 50 yrs Productivity; less flexibility; changes in
interests and attitudes
Late
Maturity
50 yrs – 65 yrs Development in response to the changes
Old Age 65 onward Adjustments based on the losses
Abnormal Behavior
 Neurosis
 Manifested by clients who come to a clinic due to emotional difficulties
 May be due to various antecedent factors: familial confilict, inconsistent
discipline, insufficient affection, high moral standards, genetically below average
emotional stability.
 Psychosis
 The lost of contact with reality and the need for hospitalization to protect oneself
and others.
 Lacks ego strength, pessimistic, seclusive, subdued, shy, aloof, introverted and
conceited, and motivated by sexual and aggressive urges.
Assessment in Cattell’s Theory
• Life Records
• Ratings from observed dataL-Data
• Questionnaires
• Subjects rate themselvesQ-Data
• Personality Tests
• “objective” as it is resistant to fakingT-Data
Rating Cattell’s Theory
Generates Research 5
5
3
1
2Falsifiable
Organize and Explain
Offer practical solutions
Internally Consistent
Parsimonious 1
Cattell’s View of Human Nature
FREE WILL DETERMINISM
CONSCIOUS UNCONSCIOUS
OPTIMISM PESSIMISM
TELEOLOGY CAUSALITY
NATURE NURTURE
UNIQUENESS UNIVERSALITY
“
”
Thank you for listening 
Keep safe and God Bless 

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Raymond cattell

  • 1. Raymond Cattell’s Structure-Based Systems Theory Presented by: Martin Vince C. Cruz MAP105 – Advanced Theories of Personality
  • 2. Biographical Sketch (1905-1998)  Born: 1905 in Staffordshire, England  1914 – World War I.  The war had an impact on him  Bachelor’s – University of London (1924) – Chemistry & Physics  Ph.D – University of London (1929) – Psychology  Studied under Charles Spearman  1937 – Honorary Doctorate of Science and an associate to Thorndike  Psychology could be studied objectively and quantitatively  Died: February 2, 1998
  • 3. What is Personality? Personality is that which permits a prediction of what a person will do in a given situation. 𝑅 = 𝑓 𝑃, 𝑆 Traits assists us in the understanding of structure and function of personality “A response is a function of the person and the stimuli” Predetermined by experimentsLess well-known factor that needs to be further studied
  • 4. What are Traits?  These are the relatively permanent reaction tendencies that are the basic structural functions of the personality.  Common Traits: possessed by everyone to a certain degree  Unique Traits: possessed by one or a few  Ability Traits: determines how efficiently we will work toward a goal  Temperament Traits: general style of responding  Dynamic Traits: driving forces of our behavior  Ergs: basic units of motivations  Sentiments: environmental-mold source traits motivating behavior  Attitudes: specific tendencies and actions  Dynamic Lattice: the complex organization of dynamic traits  Subsidiation: the process where certain dynamic traits are dependent on other traits
  • 6. What are Traits?  Surface Traits: correlate with one another but do not constitute a factor  Source Traits: unitary, stable, permanent  Constitutional Traits: has biological origins, but not necessarily innate  Environmental-mold Traits: obtained from the influences of social and physical environments
  • 7. Factor Analysis Step 1: Specific observations and quantification Step 2: Determination of correlation coefficients and intercorrelations Step 3: Derivation of factors into small amounts Factor Loading – correlation of scores with the factors 2 Factor Analytic Techniques  R-technique – testing large group of participants a variety of personality tests and intercorrelate their scores  P-technique – discover the unique trait structure of a single individual
  • 8. Factor Rotations  ORTHOGONAL (VARIMAX)  Used by the proponents of the Five-Factor Theory  As the scores on the x-variable increases, the y-value may have any value  Minimal covariation  OBLIQUE (OBLIMIN)  Used by Cattell  Allows covariation and correlation between factors
  • 9. Example of a Factor Analytic Study Output
  • 10. Results of Cattell’s Factor Analytic Study: The Sixteen Source Traits: Factor Low-Scores High-Scorers A (Warmth) Reserved Outgoing B(Intelligence) Less Intelligent More Intelligent C(Emotional Stability) Low Ego Strength High Ego Strength E(Dominance) Humble Assertive F(Liveliness) Sober Happy-go-lucky G(Rule Consciousness) Lack of internal standard Strong conscience H (Social Boldness) Shy Adventuresome I (Sensitivity) Tender-minded Tough-minded Factor Low-Scorers High Scorers L (Vigilance) Suspicious Trustiing M (Abstractedness) Practical Imaginative N (Privateness) Forthright Shrewd O (Apprehension) Self-assured Apprehensive Q1 (Openness to Change) Conservative Experimental Q2 (Self-Reliance) Self- sufficient Group- dependent Q3 (Perfectionism) Controlled Casual Q4 (Tension) Tense Relaxed
  • 11. 16 Source Traits and the Second-Order Factors FACTORS SOURCE TRAITS I – Extraversion (x Introversion) A+ F+ H+ N- Q2- Introvert Socially Inhibited Extrovert Socially Bold II – Anxiety (x Stability) C- L+ O+ Q4+ Low Anxiety Emotionally stable High Anxiety Emotionally reactive III – Though Mindedness (x Openness) A- I- M- Q1- Receptive Open Minded Intuitive Inflexible Firm Low Empathy IV – Independence (x Accommodation) E+ H+ L+ Q1+ Accommodated Submissive Self-sacrificing Independent Persuasive Focused on the future V – Self-control (x Lack of inhibition) F- G+ M- Q3+ Vigilant Impulsive Controlled Inhibited
  • 12. Econetic Model  Human behavior is a result of complex and subtle interplay between traits and situations.  Cattell constructed a taxonomy of situations or environments.
  • 13. Dynamic Calculus 𝑅 = (𝑏1 𝐴1+ 𝑏2 𝐴2… + 𝑏 𝑛 𝐴 𝑛) + (𝑏1 𝐵1+ 𝑏2 𝐵2… + 𝑏 𝑛 𝐵𝑛) + (𝑏1 𝐶1+ 𝑏2 𝐶2… + 𝑏 𝑛 𝐶 𝑛) + (𝑏1 𝐾1+ 𝑏2 𝐾2… + 𝑏 𝑛 𝐾 𝑛) where: R = response of the individual in a given situation A = source traits B = states and moods C = social and cultural meanings K = unspecified factors b = weights
  • 14. Heredity and Environmental Influences  Conducted among twin pairs or siblings  Intelligence is inherited  Emotional responses are learned  Parents have a significant influence  Supported Adler’s theory on birth order, especially of the oldest (high in ego strength & dominance)
  • 15. Stages of Development Stage Age Characteristic Infancy Birth – 6yrs of age Highly influenced by parents and siblings; development of social attitudes Childhood 6 yrs – 14 yrs Move toward independence & identification with peers Adolescence 14 yrs – 23 yrs Troublesome and stressful Maturity 23 yrs – 50 yrs Productivity; less flexibility; changes in interests and attitudes Late Maturity 50 yrs – 65 yrs Development in response to the changes Old Age 65 onward Adjustments based on the losses
  • 16. Abnormal Behavior  Neurosis  Manifested by clients who come to a clinic due to emotional difficulties  May be due to various antecedent factors: familial confilict, inconsistent discipline, insufficient affection, high moral standards, genetically below average emotional stability.  Psychosis  The lost of contact with reality and the need for hospitalization to protect oneself and others.  Lacks ego strength, pessimistic, seclusive, subdued, shy, aloof, introverted and conceited, and motivated by sexual and aggressive urges.
  • 17. Assessment in Cattell’s Theory • Life Records • Ratings from observed dataL-Data • Questionnaires • Subjects rate themselvesQ-Data • Personality Tests • “objective” as it is resistant to fakingT-Data
  • 18. Rating Cattell’s Theory Generates Research 5 5 3 1 2Falsifiable Organize and Explain Offer practical solutions Internally Consistent Parsimonious 1
  • 19. Cattell’s View of Human Nature FREE WILL DETERMINISM CONSCIOUS UNCONSCIOUS OPTIMISM PESSIMISM TELEOLOGY CAUSALITY NATURE NURTURE UNIQUENESS UNIVERSALITY
  • 20. “ ” Thank you for listening  Keep safe and God Bless 

Editor's Notes

  1. Cattell used two techniques for his factor analytic studies
  2. Orthogonal Oblique