2. Learning Goals
1. Explain what leadership means
2. Describe the personal characteristics that enable
leaders to be effective
3. Describe the types of behaviors required for
leadership
4. Identify the contingencies that may shape how
leaders behave
5. State the key characteristics and behaviors of
transformational leadership
6. Describe how organizations develop leaders
3. Leadership: is an influence relationship among
leaders and followers who strive for real change
and outcomes that reflect their shared purposes.
3 aspects of Leading effectively: 1. influence, 2.
shared purposes and 3. change
1. Means of Leadership Influence
Coercion: compliance thru fear
Authority of Formal position
Reward to subordinates
Expertise
Charisma
4. Coercion
Reward
Formal
Position
Charisma
Expertise
Resistance: Followers may appear
to respond but not actually do so;
or they may get angry and even
sabotage the leader’s plan
Type of Influence
Tactic Used by Leaders
Most Likely Response
of Followers
Compliance: Followers do what
they are told, but without any
enthusiasm or commitment
Commitment: Followers are
enthusiastic to achieve the leaders’
goals and they accept the goals
as their own
5. Meaning of Leadership
2. Shared Purposes: Effective leaders strive to
create a vision that reflects the concerns &
aspirations of followers
– Until leaders & followers agree to move in same
direction , little will be accomplished
3. Change: need for change is constant but
employees resist.
– Ability to remain flexible & be open to change is
essential for leaders: Keeping Employees Change
Ready
7. Behavioral models of leadership: focus on
describing differences in the actions of
effective and ineffective leaders
Assumes most people can learn to be
Effective Leaders since effective
behaviors can be learnt with proper
training, encouragement & support
8. Leadership Behaviors
1. Theory X & Theory Y
2. Managerial Grid
3. Contingency Models/Theories of Leadership
i. Situational Leadership Model
ii. Vroom Jago Leadership Model
iii. Path-Goal Leadership Model
4. Transformational Leadership
9. Behavior of leaders influenced by their assumptions & beliefs
about followers & what motivates them – their assumptions
determine their effectiveness.
Managers understand they are responsible for resources in
their units (money, materials, equipment, & people)
Theory X: an underlying beliefs that take a command-and-
control view of management based on a negative view of
human nature
Core Assumptions of Theory X Managers
My employees dislike work and will try to avoid it if possible
My employees want and need me to provide direction & control
I am responsible for getting my employees to do as much work
as possible
Employees are basically lazy and self-centered
(continued)
10. Theory Y: beliefs that take a leadership and empowering
view of management based on a positive view of human
nature
Managers rely on self control & self-direction of their
subordinates
Core Assumptions of Theory Y Managers
Most employees like to work and achieve something
I can count on my employees to be self-directed and work
toward the company’s goals
My employees are eager to take on responsibilities
at work
Employees are not by nature passive or resistant to
organizational needs
11. • Assumptions of Theory Y and its concern for people
widely accepted among managers today
• Nevertheless some managers still believe the
assumptions of Theory X and its emphasis on
management’s top-down approach to accomplishing
goals
• Managers behave as per assumptions of Theory X or
Theory Y: a Manager could not hold both points of
view
• A decade later Robert Blake and Jane Mouton gave
five leadership styles – Managerial Grid
12. Identifies five leadership styles that combine
different degrees of concern for production
and concern for people
Impoverished style: goal is to stay out of trouble
and make sure they can’t be held accountable for
mistakes. Exert the minimum effort.
Country club style: goal is to create a secure
comfortable atmosphere and trust subordinates
will respond with high performance. High
concern for people & low concern for
production (continued)
13. Produce or perish style: goal is to pressure
subordinates, often through legitimate & coercive
influence tactics, to meet production goals (like
Theory X)
(continued)
Middle-of-the road style: goal is to find an
acceptable balance between workers’ needs
and productivity goals. Adequate performance by
maintaining morale at sufficient level
Team style: goal is to establish teamwork and foster
feelings of commitment, trust, and respect to develop
a “common state” in the organization’s purpose
14. 14
The Managerial Grid Model
(adapted from Figure 15.4)
1, 1
5, 5
9, 9
9, 1
1, 9
0
1
2
3
4
5
6
7
8
9
10
0 1 2 3 4 5 6 7 8 9 10
Low
HighLow
High
Concernforpeople
Concern for production
Country
club style
Impoverished
style
Produce or
perish style
Team
style
Middle-
of-the-
road style
15. Contingency models of leadership: situational
factors determine the best style of leadership
to use:
Core Assumptions of Models
Leaders can change the way they behave from
one situation to the next
Effective leaders choose their behaviors to
match the situation
16. Contingencies for Leadership Behaviors:
Situational Leadership® Model
Situational Leadership® Model: states that the
style of leadership used should be matched to the
level of readiness of the followers
Four leadership styles involving various
combinations of:
Task behavior: includes using one-way communication,
spelling out duties, and telling followers what to do and where,
when, and how to do it
Relationship behavior: includes using two-way
communication, listening, encouraging, and involving
followers in decision making, and giving emotional support
17. Situational Leadership® Model:
Situational Contingency
Readiness: a follower’s ability to set high but attainable task-
related goals and a willingness to accept responsibility for
reaching them. Readiness is not a fixed characteristic – depends
on the task (High degree for some & low degree for some tasks)
Leaders should consider situation before deciding which
leadership style to use. Appropriate leadership style depends on
the level of follower readiness
Readiness level of followers influenced by:
training received
commitment to the organization
technical expertise
experience with the specific task
Job Rotation & Job Enrichment
and so on
18. Situational Leadership® Model:
Choosing a Leadership Style
1. Telling style: leader provides clear instructions, give
specific directions, and supervises the work closely
Use when followers are low in readiness (R1)
2. Selling style: leader provides direction, encourages
two-way communication, and helps build confidence
and motivation on the part of the follower.
Use when followers are somewhat moderate
in readiness (R2)
(continued)
19. Situational Leadership® Model:
Changing a Leadership Style (cont’d)
3. Participating style: leader encourages followers to
share ideas and facilitates the work by being
encouraging and helpful to subordinates
Use when followers are moderate in readiness
(R3)
4. Delegating style: leader turns over responsibility for
making and implementing decisions to followers
Use when followers are high in readiness (R4)
21. The Situational Leadership® Model (Part II)
LEADERSHIP BEHAVIOR
S3 S2
Share ideas
and facilitate
in decision
making
Explain decisions
and provide
opportunity for
clarification
Low Rel
Low Task
High Task
Low RelS4
Turn over
responsibility
for decisions
and imple-
mentation
S1
Provide
specific
instructions
and closely
supervise
performance
(low) (high)
Task Behavior
(Directive Behavior)
High Rel
Low Task
High Task
High Rel
RelationshipBehavior
(SupportiveBehavior)(low)(high)
®
22. The Situational Leadership® Model
(adapted from Figure 15.5)
Low Rel.
Low Task
High Task
High Rel.
High Rel.
Low Task
High Task
Low Rel.
High Moderate Low
R1R2R3R4
Able and willing
or confident
Able but unwilling
or insecure
Unable but willing
or confident
Unable and unwilling
or insecure
4.Provide specific
instruction and
closely supervise
performance
1.Share ideas and
facilitate in
decision making
3.Turn over
responsibility for
decisions and
implementation
2.Explain your
decisions and provide
opportunity for
clarification
FOLLOWER READINESS
FOLLOWER DIRECTED LEADER DIRECTED
High readiness on LEFT & Low readiness on RIGHT
23. The Situational Leadership® Model
• Telling Style: for a follower who is at the stage of low readiness
for a task – it will be effective
• Selling Style: As task specific readiness increases, some guidance
needed to be given by leader since employee is not yet ready to
assume total responsibility for performing task & leader need to be
more supportive for building employee confidence & enthusiasm
• Participating Style: When employee feels confident of task,
leader need not be directive. Leader to keep open communication
for active listening & assisting the follower in making efforts
• Delegating Style: when employee is in high degree of readiness
for the task, effective leadership means more delegation
24. The Situational Leadership® Model
• Limitations of Situational Leadership Model;
– One assumes that managers can accurately assess
each situation and change their leadership style
accordingly. How far possible?
– Some can read situations & some find it difficult.
What are the costs of training them to be able to do so?
Will costs exceed the potential benefits?
• Before applying the model reply the above
questions.
25. Leaders should choose among five leadership styles based on
seven contingency variables, while also recognizing the time
requirements and other costs associated with each style
Some styles save time & money in short run but less effective in
developing followers & others may be beneficial in long run and
effective in developing followers as well.
Focus of this model is how leaders involve a team of followers
while making decisions. Five styles are:
1. Decide style: leader makes the decision and either
announces or sells it to the team
(continued)
2. Consult individually style: leader presents the
problem to team members individually, getting their
ideas and suggestions without bringing them together
as a group, and then makes the decision
26. 3. Consult team style: leader presents the problem to
team members in a meeting, gets their suggestions,
and then makes the decision
4. Facilitate style: leader presents the problem
to the team in a meeting and acts as a facilitator,
defining the problem to be solved and the
constraints within which the decision must be made
5. Delegate style: leader permits the team to make
the decision within prescribed limits
27. 1. Decision significance: How important is the technical
quality of this decision?
(continued)
2. Importance of commitment: How important is it for
followers to be committed to the decision? Can the
decision be implemented even if followers don’t
agree that it is the best decision?
3. Leader expertise: Does the leader have the relevant
information and competencies to understand the
problem fully and select the best solution?
4. Likelihood of commitment: If the leader makes the
decision, will followers trust the leader’s judgment?
Would they be committed to implementing a
decision made by the leader?
28. 5. Team support: Do the followers share the goals to
be achieved by solving this problem? Are the
followers’ interests aligned with those of the
organization as a whole?
6. Team expertise: Does the leader believe that the
followers have the abilities and information to
make a high-quality decision?
7. Team competence: Are the followers capable of
handling their own decision-making process?
29. Note: Dashed line ( )
Means not a factor.
H Decide
Delegate
Consult Group
H
H
HLH L
L
L
Facilitate
H
H
L
L Consult Individually
Facilitate
Consult Group
Decide
Facilitate
Consult Individually
Delegate
Facilitate
L
L
L Decide
Decide
H
H
H
L
H
H
H LL
L
L
H
H
HH LLL
L
Decision
Significance
Importanceof
Commitment
Leader
Expertise
Likelihoodof
Commitment
Team
Support
Team
Expertise
Team
Competence
ProblemStatement
Vroom-Jago Time-Driven Leadership Model
L
H
L
H
H
L
H
Source:
Vroom, V.H.
Leadership
and decision-
making.
Organizationa
l Dynamics,
Spring 2000,
82-94.
30. Contingency Theories of Leadership
Path-Goal Model
• States that the leader’s job is to assist his or her
followers in attaining their goals and to provide
direction or support to ensure their goals are
compatible with organizational goals.
• Leaders assume different leadership styles at
different times depending on the situation:
Directive leader
Supportive leader
Participative leader
Achievement oriented leader
32. Transformational leaders inspire others with their vision,
often promote this vision over opposition, and
demonstrate confidence in themselves and their views
Visionary: binds people to each other and creates a new
future
Charismatic leader: a person who has the ability to
influence others because of his or her inspirational
qualities; not all are transformational & ethical e.g.
Adolf Hitler
(continued)
33. Confident: project optimism, confidence in self and
others, and no arrogance
Considerate: care about others, listens and
empathetic
Thoughtful: encourage positive thinking, innovation,
and creativity
Transformational leaders (cont’d)
Ethical: viewed as trustworthy
37. Integrity: Trustworthy,
Just, Honest
Visionary: Foresight,
Planning
Inspirational: Positive,
Dynamic, Encouraging,
Builds Confidence
Team Builder:
Communicative,
Informed, Coordinator,
Integrator
Autonomous: greater in
China than in the U.S.
and France
Status Conscious:
greater in Brazil and
Egypt compared to the
U.S.
Risk-Taker: greater in
the U.S. compared to
China and France
Self-protective:
Loner, Asocial
Malevolent:
Noncooperative,
Irritable
Autocratic:
Dictatorial
Positive
Characteristics in
All Cultures
Characteristics
that Differ
across Cultures
Negative
Characteristics
in All Cultures