Grace Financial Group LLC provides prime brokerage solutions and global direct market access to hedge funds and RIAs. They offer trading access across multiple asset classes on one platform, as well as reporting services including online access to brokerage statements and historical trading data. Grace Financial caters to new and established hedge funds, and provides additional services such as stock loan, access to third-party service providers, and sub-account structures.

1. Grace Financial Group LLC Fully Disclosed Introducing Broker to Goldman Sachs Execution & Clearing, LP Prime Broker Solutions Click anywhere to advance Member: NFA, Finra, SIPC, PCX, BATS

2. Member: Finra, SIPC, NFA, PCX, BATS Contents Click anywhere to advance Global Direct Market Access Reporting Services About Us Disclosures

3. Member: Finra, SIPC, NFA, PCX, BATS Global Direct Market Access On One Platform, Electronically Trade: US Equities US Equity and Index Options Global Futures and E-minis Single Stock Futures Options on Futures Major Western European Equities Japan, Australia, HK, Singapore Equities Johannesburg Equities Canadian Equities Spot and Forward Currency

4. Member: Finra, SIPC, NFA, PCX, BATS Global Direct Market Access On The Same Platform: Access Pipeline & Canadian Crossing Network Basket Trade Domestic and Foreign Equities Integration With Easy To Borrow List Interface with Stock Loan Desk Multiple Routing Destinations Complex Option Order Entry FIX and API Connectivity Access Hidden Liquidity Basket Trade Futures Suite of Algorithms Spread Trading

5. Member: Finra, SIPC, NFA, PCX, BATS Reporting – Books & Records View Monthly Brokerage Statements Online Foreign / Domestic and Futures Monthly Statements Mailed From GSEC, LP. Interested Third Parties Can Receive Their Own Copy View Historical Raw Data Online Online Web Based System Consolidates All Products Reach Back in Time Up To Eighteen Months Filter By Desired Search Criteria View-Only Access Available for Your Accountant or Other Interested Third Parties Export to Excel or Acrobat Risk Reports Available

6. Member: Finra, SIPC, NFA, PCX, BATS Reporting – Portfolio Level FIXQ Reporting Package Provided by Grace and Licensed from Portfolio Shop FIXQ Can Interface with Multiple Prime Brokers Uses Straight Through Processing Flexible Portfolio Mapping Offers Twenty GAAP and AIMR Compliant Reports On Demand Daily Emails Available Samples Click Here

7. Member: Finra, SIPC, NFA, PCX, BATS About Grace Prime Broker to New and Established Hedge Funds Minimum Requirement to Execute Away $1myn Trading Desk Over 75 Years Combined Experience Operations Over 45 Years Combined Experience Cater to RIAs Agency Only; 3 Agency Desks Founded in December 2000 Over 135 Primed Hedge Fund Clients Fully Disclosed Introducing Broker to Goldman Sachs Execution & Clearing, LP

8. Member: Finra, SIPC, NFA, PCX, BATS Services Stock Loan for Foreign and Domestic Accommodation of IRA Investors Access to Grace’s Network of Lawyers, Accountants, and Administrators* Introduction** to Third Party Marketers and Other Possible Sources *Grace may have mutual referral relationships with these providers **Grace does not engage in private placements. Introductions are literally introductions and it is up to the fund manager to do the rest.

9. Member: Finra, SIPC, NFA, PCX, BATS Services Sub Accounts Available Parent with Multiple Children - One Monthly Statement Multiple Parent - Separate Monthly Statements Margin and Risk Calculated at Customer Level (Aggregated) Portfolio Margining Available – Ask for Details Corporate Action Notification on US Domestics Custody and Clearing for Select Fixed Income Products and Mutual Funds

10. Member: Finra, SIPC, NFA, PCX, BATS Disclosures NEITHER GSEC, L.P. NOR ITS AGENTS OR REPRESENTATIVES MAKE ANY REPRESENTATIONS AS TO THE ACCURACY, COMPLETENESS OR CORRECTNESS, TIMELINESS OR USEFULNESS OF ANY INFORMATION CONTAINED HEREIN. ALL INFORMATION CONTAINED HEREIN IS PROVIDED "AS IS" AND GSEC, L.P. EXPRESSLY DISCLAIMS MAKING ANY EXPRESS OR IMPLIED WARRANTIES WITH RESPECT TO THE FITNESS OF THE INFORMATION CONTAINED HEREIN FOR ANY PARTICULAR USAGE, ITS MERCHANTABILITY, ITS APPLICATION OR PURPOSE OR ITS NON-INFRINGEMENT. IF ANY PROVISION IN THIS DISCLAIMER AGREEMENT IS HELD TO BE INVALID OR UNENFORCEABLE, THEN THE REMAINING PROVISIONS SHALL CONTINUE IN FULL FORCE AND EFFECT TO THE FULLEST EXTENT POSSIBLE. All material contained in this presentation is for general information and educational purposes only, and should not be relied upon for any specific purpose. Nothing in this presentation may be considered as an offer or solicitation to purchase or sell securities or services. Information upon which this material is based was obtained from sources deemed reliable but have not been verified. GSEC, L.P. & Grace Financial are registered broker-dealers and members of the National Association of Securities Dealers, Inc. Coming Soon - Direct Market Access to Brazil, Greece, and Russia and South Korea… www.finra.org www.sipc.org

11. Member: Finra, SIPC, NFA, PCX, BATS Disclosures Electronic access may not be available in all futures & options markets. Futures and options trading is risky and is not suitable for everyone. Losses can be substantial and greater than the amounts initially invested. These are not all the risks associated with option and futures trading. Before trading options all customers must receive Characteristics and Risks of Standardized Options. Copies of this document are available from your broker or the Chicago Board Options Exchange. This presentation is solely intended for hedge funds as a “laundry list” of services and is not for public consumption nor for retail individuals. Do not distribute in part or in whole. Grace Financial Group LLC does not engage in private placements. All introductions to possible sources of capital are literally introductions. It is up to the hedge fund manager to do the rest. Outsourced service providers alluded to in this presentation may have a mutual referral relationship with Grace. Not all mutual fund families are available. Grace Financial Group LLC’s designated NASD Compliance Official 516-280-5770 Grace Financial Group LLC Disclosures from website (click here).