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Telescope Bibliometrics 101

 Uta Grothkopf & Jill Lagerstrom
 ESO Library      STScI Library
 esolib@eso.org   lagerstrom@stsci.edu
Overview

• Bibliometric Studies

        ! What are they?
        ! Who is interested?


• Linking Publications and Data

        ! Access how and where?


• Telescope Bibliographies

        ! Who compiles them? How?
        ! Current tools, methodologies, features
        ! What’s next?

FPCA-II, Cambridge, MA, April 2010
Bibliometric studies

• Metrics to measure productivity and impact through publications and citations


• Long history (1960ies: Science Citation Index)


• Large number of articles on this topic
Typical measures


                                            Good                       Bad


               # Publications            productivity               no impact


                 # Citations                impact               can be inflated

              Mean / median          allows comparison of
                                                             rewards low productivity
              cites per paper            different ages

          ‘High-Impact Papers’          shows trends            favors ‘hot topics’

                                                             determined by years of
                    h-index          productivity + impact
                                                                   operation


FPCA-II, Cambridge, MA, April 2010
Typical measures


                                              Good                       Bad


               # Publications              productivity               no impact



                                                                are !
                                                       c
                 # Citations                  impact               can be inflated

              mean / median

                                         ew        ith
                                       allows comparison of


                                      dl
                                                               rewards low productivity


                                     n
              cites per paper              different ages


                      Ha
          ‘High-Impact Papers’            shows trends            favors ‘hot topics’

                                                               determined by years of
                    h-index            productivity + impact
                                                                     operation


FPCA-II, Cambridge, MA, April 2010
Who is interested?
Scientists, management, governing bodies, funding agencies who want to...

    ! Evaluate performance of telescopes and instruments
    ! Measure scientific output from observing programs
    ! Define guidelines for future facilities
    ! Compare in-house facilities with other observatories and telescopes
    ! Interconnect resources (Virtual Observatory)


                     Observing programs                        Maximum return of
                                                              science benefits from
                                                              observing proposals

  Telescope bibliography                       Data archive



                           Papers
Linking publications and data (1)
 Access through observatories’ web sites

                  http://www.eso.org/libraries/publicationlists.html
Example: Chandra
Example: HST
Example: ESO
Example: ESO




               Programs used in papers
Example: ESO




          Access to proposal information
Example: ESO




               Request data
               Other papers based on same program
Linking publications and data (2)
 At the ADS / Filters section




FPCA-II, Cambridge, MA, April 2010
Linking publications and data (2)
 Access through the ADS / Filters section




FPCA-II, Cambridge, MA, April 2010
Prerequisites for telescope bibliographies

Access to literature   Semi-automated search tool   Policy / selection criteria




   Data archive        Tags / keywords / programs           Database




                                    Programs

                          Tags
Prerequisites for telescope bibliographies




 And staff !
Who compiles telescope bibliographies?

• 2010 Survey by J. Lagerstrom, STScI Library

 Respondents:
 CFHT, Chandra, FUSE/Galex/IUE, ESO, Gemini, HST, ING, Keck, NOAO,
 NRAO, SDSS, Spitzer, Subaru, XMM Newton

• Who does it? How many people are involved?
             4


             3
                                                  Technicalstaff
                                                  Technical staff
                                                  Admin.Asst.
                                                  Admin. Asst.
                                                  Library assistant
                                                  Library assistant
             2
                                                  Archivestaff
                                                  Archive staff
                                                  Astronomer
                                                  Astronomer
                                                  Librarian
                                                  Librarian
             1


             0
Which sources?

• 30+ journals listed, only 4 in common




                   A&A         AJ          ApJ / ApJS        MNRAS


• Print journals
 E-journals (pdfs)
                         }     Access to entire text of papers
                               (incl. footnotes, figures, captions etc.)

 Journals’ web sites           Entire article?
 ADS abstracts                 Only title, abstract, selected footnotes
 Self-reporting                Rely on PIs / authors
Search strategies

• Observatory, telescope, instrument names

• Science programs, surveys, archive names

• Geographic locations

• Concepts



• Challenges:


  ! papers: missing references to obs identifiers

  ! publisher restrictions for downloading papers

  ! central full-text search feature at ADS?
Tools of the trade
Full-text search tool (FUSE)




    Users:
    ESO, STScI, Gemini,
    Subaru, Carnegie Obs.
    coming soon: IUCAA
Tools of the trade
ESO Telescope Bibliography (telbib)
Tools of the trade
ESO Telescope Bibliography (telbib)




                                      Users:
                                      ESO, NRAO
Author affiliations
        Citations




Bibliographic                                     PubMonth
  details +
  metadata
 from ADS           Tags / keywords


                                      proIDs ObsMode ObsType
Statistics / reports

• Basic ESO Statistics
 http://www.eso.org/libraries/

   ! Publication + citation statistics
   ! ESO and other observatories
   ! ESO Top 20
   ! Instruments’ pub stats
   ! Further reading



• regularly updated
• other reports on demand


FPCA-II, Cambridge, MA, April 2010
What’s next?

• Citations are problematic
        !   Incompleteness: listings often incomplete
        !   Incorrectness: incorrect citing, multiple journal abbreviations
        !   Citing behavior: cite well-known authors, friends citing friends
        !   Multi-author papers: self-cites (introduce normalized citation counts?)



• Tracing usage and popularity

        ! Reads (ADS)

        ! Downloads (arXiv, Citebase)

        ! Forum discussions (e.g., CosmoCoffee)



FPCA-II, Cambridge, MA, April 2010
Citations vs. Reads
Citations vs. Reads
Citations vs. Reads
Downloads from Citebase.org
Discussions at CosmoCoffee.info
Discussions at CosmoCoffee.info
Ongoing projects

• Further metadata from the ADS:
         !   Subject terms / keywords
         !   Full info re. citations (to eliminate self-cites)
         !   All available links (DOI, ePrintID etc.)
         !   Author gender (in collaboration with AuthorID projects?)



• Additional internal links:
         ! Authors’ acknowledgments of observing time
         ! Fully link telbib records and ESO Press Releases
         ! Gather information on publication delay




 FPCA-II, Cambridge, MA, April 2010
Thank you

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Telescope Bibliometrics 101

  • 1. Telescope Bibliometrics 101 Uta Grothkopf & Jill Lagerstrom ESO Library STScI Library esolib@eso.org lagerstrom@stsci.edu
  • 2. Overview • Bibliometric Studies ! What are they? ! Who is interested? • Linking Publications and Data ! Access how and where? • Telescope Bibliographies ! Who compiles them? How? ! Current tools, methodologies, features ! What’s next? FPCA-II, Cambridge, MA, April 2010
  • 3. Bibliometric studies • Metrics to measure productivity and impact through publications and citations • Long history (1960ies: Science Citation Index) • Large number of articles on this topic
  • 4. Typical measures Good Bad # Publications productivity no impact # Citations impact can be inflated Mean / median allows comparison of rewards low productivity cites per paper different ages ‘High-Impact Papers’ shows trends favors ‘hot topics’ determined by years of h-index productivity + impact operation FPCA-II, Cambridge, MA, April 2010
  • 5. Typical measures Good Bad # Publications productivity no impact are ! c # Citations impact can be inflated mean / median ew ith allows comparison of dl rewards low productivity n cites per paper different ages Ha ‘High-Impact Papers’ shows trends favors ‘hot topics’ determined by years of h-index productivity + impact operation FPCA-II, Cambridge, MA, April 2010
  • 6. Who is interested? Scientists, management, governing bodies, funding agencies who want to... ! Evaluate performance of telescopes and instruments ! Measure scientific output from observing programs ! Define guidelines for future facilities ! Compare in-house facilities with other observatories and telescopes ! Interconnect resources (Virtual Observatory) Observing programs Maximum return of science benefits from observing proposals Telescope bibliography Data archive Papers
  • 7. Linking publications and data (1) Access through observatories’ web sites http://www.eso.org/libraries/publicationlists.html
  • 11. Example: ESO Programs used in papers
  • 12. Example: ESO Access to proposal information
  • 13. Example: ESO Request data Other papers based on same program
  • 14. Linking publications and data (2) At the ADS / Filters section FPCA-II, Cambridge, MA, April 2010
  • 15. Linking publications and data (2) Access through the ADS / Filters section FPCA-II, Cambridge, MA, April 2010
  • 16. Prerequisites for telescope bibliographies Access to literature Semi-automated search tool Policy / selection criteria Data archive Tags / keywords / programs Database Programs Tags
  • 17. Prerequisites for telescope bibliographies And staff !
  • 18. Who compiles telescope bibliographies? • 2010 Survey by J. Lagerstrom, STScI Library Respondents: CFHT, Chandra, FUSE/Galex/IUE, ESO, Gemini, HST, ING, Keck, NOAO, NRAO, SDSS, Spitzer, Subaru, XMM Newton • Who does it? How many people are involved? 4 3 Technicalstaff Technical staff Admin.Asst. Admin. Asst. Library assistant Library assistant 2 Archivestaff Archive staff Astronomer Astronomer Librarian Librarian 1 0
  • 19. Which sources? • 30+ journals listed, only 4 in common A&A AJ ApJ / ApJS MNRAS • Print journals E-journals (pdfs) } Access to entire text of papers (incl. footnotes, figures, captions etc.) Journals’ web sites Entire article? ADS abstracts Only title, abstract, selected footnotes Self-reporting Rely on PIs / authors
  • 20. Search strategies • Observatory, telescope, instrument names • Science programs, surveys, archive names • Geographic locations • Concepts • Challenges: ! papers: missing references to obs identifiers ! publisher restrictions for downloading papers ! central full-text search feature at ADS?
  • 21. Tools of the trade Full-text search tool (FUSE) Users: ESO, STScI, Gemini, Subaru, Carnegie Obs. coming soon: IUCAA
  • 22. Tools of the trade ESO Telescope Bibliography (telbib)
  • 23. Tools of the trade ESO Telescope Bibliography (telbib) Users: ESO, NRAO
  • 24. Author affiliations Citations Bibliographic PubMonth details + metadata from ADS Tags / keywords proIDs ObsMode ObsType
  • 25. Statistics / reports • Basic ESO Statistics http://www.eso.org/libraries/ ! Publication + citation statistics ! ESO and other observatories ! ESO Top 20 ! Instruments’ pub stats ! Further reading • regularly updated • other reports on demand FPCA-II, Cambridge, MA, April 2010
  • 26. What’s next? • Citations are problematic ! Incompleteness: listings often incomplete ! Incorrectness: incorrect citing, multiple journal abbreviations ! Citing behavior: cite well-known authors, friends citing friends ! Multi-author papers: self-cites (introduce normalized citation counts?) • Tracing usage and popularity ! Reads (ADS) ! Downloads (arXiv, Citebase) ! Forum discussions (e.g., CosmoCoffee) FPCA-II, Cambridge, MA, April 2010
  • 33. Ongoing projects • Further metadata from the ADS: ! Subject terms / keywords ! Full info re. citations (to eliminate self-cites) ! All available links (DOI, ePrintID etc.) ! Author gender (in collaboration with AuthorID projects?) • Additional internal links: ! Authors’ acknowledgments of observing time ! Fully link telbib records and ESO Press Releases ! Gather information on publication delay FPCA-II, Cambridge, MA, April 2010