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PRESENTATION ON 
INCIDENT REPORTING 
BY 
VIDYA
INTRODUCTION 
Incident: It is an unplanned event within the scope of this 
procedure that causes, or has the potential to cause, an injury or 
illness and damage to equipment, buildings, plant or the natural 
environment. 
● In a health care facility, such as a hospital, nursing home, or 
assisted living, an incident report or accident report is a 
form that is filled out in order to record details of an unusual 
event that occurs at the facility, such as an injury to a 
patient. The purpose of the incident report is to document 
the exact details of the occurrence while they are fresh in the 
minds of those who witnessed the event. This information 
may be useful in the future when dealing with liability 
issues stemming from the incident.
TYPES OF INCIDENT 
● There are mainly three types of incidents 
● Near Miss 
● Adverse Events 
● Sentinal Events
NEAR MISS 
This is where the incident did not result in harm, loss 
or damage, but could have, this is referred to as a 
‘Near Miss’. This may be clinical or non-clinical. 
Near miss reporting is just as important in highlighting 
weaknesses in systems, policies/procedures and 
practices. If near misses are reported and learnt from 
and any necessary corrective action taken, they can 
help to prevent actual incidents of harm,loss or damage 
from occurring. 
Near miss should be reported with in 24hrs of 
working days.
ADVERSE EVENTS 
Adverse Incident (Clinical) 
An event or circumstance arising during clinical care 
of a patient that could have or did lead to unintended 
or unexpected harm’. 
Adverse Incident (Non-Clinical) 
‘An event or circumstance that could have or did 
cause unexpected or unwanted harm, loss or damage to 
any individual(s) involved (including patients but not 
related to clinical care, staff, visitors etc) or damage 
to/loss of property/ premises in the hospital . 
It should be reported with in 2 hrs
SENTINAL EVENTS 
An unexpected incident, related to system or process 
deficiencies, which leads to death or major and 
enduring loss of function for a recipient of healthcare 
services. 
It should be reported immediately.
INCIDENT REPORTING 
(STAFF) 
It is a requirement of all Hospital staff that they report 
any incident, accident or potential incident which has 
caused or has the potential to cause harm, loss or damage 
to any individual involved or loss or damage in respect 
of property premises for which the hospital is 
responsible.
HOW TO REPORT AN 
INCIDENT 
● Obtain the proper forms from your institution. 
Each institution has a different protocol in place 
for dealing with an incident and filing a report. 
● Start the report as soon as possible. Write it the 
same day as the incident, if possible, because if 
you wait a day or two your memory will start to 
get a little fuzzy. You should write down the 
basic facts you need to remember as soon as the 
incident occurs, and do your report write-up 
within the first 24 hours afterward.
● Provide the basic facts. Your form may have 
blanks for you to fill out with information 
about the incident. If not, start the report with a 
sentence clearly stating the following basic 
information given in the Incidence form. 
● Write a first person narrative telling what 
happened. For the meat of your report, write a 
detailed, chronological narrative of exactly 
what happened when you report to the scene. 
Use the full names of each person who is 
included in the report, and start a new 
paragraph to describe each person's actions 
separately.
● Be thorough. Write as much as you can remember - 
the more details, the better. Don't leave room for 
people reading the report to interpret something the 
wrong way. Don't worry about your report being too 
long or wordy. The important thing is to report a 
complete picture of what occurred. 
● Be accurate. Do not write something in the report 
that you aren't sure actually happened. 
● Be clear. Don't use flowery, confusing language to 
describe what occurred. Your writing should be 
clear and concise. Use short, to-the-point, fact-oriented 
sentences that don't leave room for 
interpretation.
● Be honest. Even if you're not proud of how 
you handled the situation, it's imperative that 
you write an honest account. If you write 
something untrue it may end up surfacing later, 
putting your job in jeopardy and causing 
problems for the people involved in the 
incident. 
● Submit your incident report. Find out the name 
of the person or department to whom your 
report must be sent. When possible, submit an 
incident report in person and make yourself 
available to answer further questions or 
provide clarification.
PERSON RESPONSIBLE FOR THE 
IMMEDIATE MANAGEMENT OF 
THE INCIDENT 
The person responsible for the immediate 
management of the incident (e.g. the nurse in charge 
of the ward at the time an incident occurs), should 
undertake an immediate assessment of the situation, 
in order to determine any immediate treatment 
and/or ongoing care needs of the affected person, 
and/or the extent of any loss/damage to property and 
any other immediate action required (e.g. removal 
and isolation of faulty equipment). The 
situation/scene should be made safe.
ROOT CAUSE ANALYSIS 
Root Cause Analysis’ is a structured investigation 
process that aims to assist in the identification or the root 
or underlying cause(s) of a particular event or problem 
by determining WHY the failure occurred and the 
actions necessary to prevent or minimize the risk of 
recurrence. 
A ‘Root Cause’ is a failure in a process that, if 
eliminated, would prevent an adverse incident occurring. 
Training for the relevant staff on incident 
grading/investigation and root cause analysis will be 
provided as part of the risk management training 
programme.
FAIR BLAME CULTURE 
In an organization as large and complex as the 
Hospital, things will sometimes go wrong. The 
wrong assessment should not be one of blame 
and retribution, but of learning,a drive to reduce 
risk for future patients and staff. Blame cannot, 
and should not, be attributed to individual health 
care professionals. Identifying and addressing 
dysfunctional systems is, therefore, the key to 
reduce the risk of harm for many patients and 
staff through incident form.
It is understood that fear of disciplinary 
action and subsequent sanctions may 
discourage the staff from reporting 
incidents, therefore,continues to be 
developed within a culture of ‘fair blame’. 
The Management approach following 
incidents will therefore focus on ‘what 
went wrong, and not who went wrong’.
Incident reporting

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Incident reporting

  • 1.
  • 2. PRESENTATION ON INCIDENT REPORTING BY VIDYA
  • 3. INTRODUCTION Incident: It is an unplanned event within the scope of this procedure that causes, or has the potential to cause, an injury or illness and damage to equipment, buildings, plant or the natural environment. ● In a health care facility, such as a hospital, nursing home, or assisted living, an incident report or accident report is a form that is filled out in order to record details of an unusual event that occurs at the facility, such as an injury to a patient. The purpose of the incident report is to document the exact details of the occurrence while they are fresh in the minds of those who witnessed the event. This information may be useful in the future when dealing with liability issues stemming from the incident.
  • 4. TYPES OF INCIDENT ● There are mainly three types of incidents ● Near Miss ● Adverse Events ● Sentinal Events
  • 5. NEAR MISS This is where the incident did not result in harm, loss or damage, but could have, this is referred to as a ‘Near Miss’. This may be clinical or non-clinical. Near miss reporting is just as important in highlighting weaknesses in systems, policies/procedures and practices. If near misses are reported and learnt from and any necessary corrective action taken, they can help to prevent actual incidents of harm,loss or damage from occurring. Near miss should be reported with in 24hrs of working days.
  • 6. ADVERSE EVENTS Adverse Incident (Clinical) An event or circumstance arising during clinical care of a patient that could have or did lead to unintended or unexpected harm’. Adverse Incident (Non-Clinical) ‘An event or circumstance that could have or did cause unexpected or unwanted harm, loss or damage to any individual(s) involved (including patients but not related to clinical care, staff, visitors etc) or damage to/loss of property/ premises in the hospital . It should be reported with in 2 hrs
  • 7. SENTINAL EVENTS An unexpected incident, related to system or process deficiencies, which leads to death or major and enduring loss of function for a recipient of healthcare services. It should be reported immediately.
  • 8. INCIDENT REPORTING (STAFF) It is a requirement of all Hospital staff that they report any incident, accident or potential incident which has caused or has the potential to cause harm, loss or damage to any individual involved or loss or damage in respect of property premises for which the hospital is responsible.
  • 9. HOW TO REPORT AN INCIDENT ● Obtain the proper forms from your institution. Each institution has a different protocol in place for dealing with an incident and filing a report. ● Start the report as soon as possible. Write it the same day as the incident, if possible, because if you wait a day or two your memory will start to get a little fuzzy. You should write down the basic facts you need to remember as soon as the incident occurs, and do your report write-up within the first 24 hours afterward.
  • 10. ● Provide the basic facts. Your form may have blanks for you to fill out with information about the incident. If not, start the report with a sentence clearly stating the following basic information given in the Incidence form. ● Write a first person narrative telling what happened. For the meat of your report, write a detailed, chronological narrative of exactly what happened when you report to the scene. Use the full names of each person who is included in the report, and start a new paragraph to describe each person's actions separately.
  • 11. ● Be thorough. Write as much as you can remember - the more details, the better. Don't leave room for people reading the report to interpret something the wrong way. Don't worry about your report being too long or wordy. The important thing is to report a complete picture of what occurred. ● Be accurate. Do not write something in the report that you aren't sure actually happened. ● Be clear. Don't use flowery, confusing language to describe what occurred. Your writing should be clear and concise. Use short, to-the-point, fact-oriented sentences that don't leave room for interpretation.
  • 12. ● Be honest. Even if you're not proud of how you handled the situation, it's imperative that you write an honest account. If you write something untrue it may end up surfacing later, putting your job in jeopardy and causing problems for the people involved in the incident. ● Submit your incident report. Find out the name of the person or department to whom your report must be sent. When possible, submit an incident report in person and make yourself available to answer further questions or provide clarification.
  • 13. PERSON RESPONSIBLE FOR THE IMMEDIATE MANAGEMENT OF THE INCIDENT The person responsible for the immediate management of the incident (e.g. the nurse in charge of the ward at the time an incident occurs), should undertake an immediate assessment of the situation, in order to determine any immediate treatment and/or ongoing care needs of the affected person, and/or the extent of any loss/damage to property and any other immediate action required (e.g. removal and isolation of faulty equipment). The situation/scene should be made safe.
  • 14. ROOT CAUSE ANALYSIS Root Cause Analysis’ is a structured investigation process that aims to assist in the identification or the root or underlying cause(s) of a particular event or problem by determining WHY the failure occurred and the actions necessary to prevent or minimize the risk of recurrence. A ‘Root Cause’ is a failure in a process that, if eliminated, would prevent an adverse incident occurring. Training for the relevant staff on incident grading/investigation and root cause analysis will be provided as part of the risk management training programme.
  • 15. FAIR BLAME CULTURE In an organization as large and complex as the Hospital, things will sometimes go wrong. The wrong assessment should not be one of blame and retribution, but of learning,a drive to reduce risk for future patients and staff. Blame cannot, and should not, be attributed to individual health care professionals. Identifying and addressing dysfunctional systems is, therefore, the key to reduce the risk of harm for many patients and staff through incident form.
  • 16. It is understood that fear of disciplinary action and subsequent sanctions may discourage the staff from reporting incidents, therefore,continues to be developed within a culture of ‘fair blame’. The Management approach following incidents will therefore focus on ‘what went wrong, and not who went wrong’.