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TRANCE AND THEORY OF MIND:AN EVOLUTIONARY POINT OF VIEW Ambrogio Pennati *, MD,  psychiatrist, private practice, Milano, Italy pennati.ambrogio.md@fastwebnet.it Giampiero Mosconi §, MD, psychologist, private practice, Milano, Italy  giampieromosconi@virgilio.it Italian Medical Association for the Study of Hypnosis (AMISI, www.amisi.it),  §President and  * VicePresident of AMISI
EvolutionaryPsychology and Psychotherapy Evolutionarypsychologyseemstobe a euristically fertile approachto life sciences, suchas medicine, psychology, economics, sociology. Althoughthereisnot (and wehopethatwillneverbe) anevolutionarypsychotherapy, suchpointofviewcouldoffernewperspectives in psychotherapy, as some experiences in jungian and freudianpsychoanalisys, cognitive-behaviortherapy, systemictherapysuggest.
EvolutionaryPsychology and Hypnosis As a matter of fact, onlypioneeristic, short  and merely speculative papersabout the relationshipbetweenevolutionarypsychology and hypnosis are available. Wethinkthat the evolutionaryperspective in the study of hypnoticphenomenacould generate newresearch and newconceptualizations in ourfield. Wethinkthat at the coreofEricksonian work thereisanimplicitevolutionary  way ofthinking, notfullyblossomedbecauseof the zeitgeist in whichheoperated.
A paradigmaticshift Evolutionarypsycvhologysuggeststhat a shiftfrom the Standard Social Science Model (and itscorollaryofhuman mind asblankslate) to the NaturalisticModelcouldbeuseful in bypassingmostof the conceptualconundrumsofpsychotherapy. In our case thisshiftcould bypass the “state or process” issueofhypnosis.  The evolutionaryapproachidentify the abilitytodevelop trance experienceasoneof the mostimportantadaptativemodule in the in the brainfor the individual, the group and the specie.
Definitionof Trance Weoperativelydefine the trance asanAltered State ofConsciousness (ASoC) in which the followingphenomena can consensuallyoccur in a statisticallysignificantpercentages: Dissociationbetween executive and monitoringfunctionof the Self High frequencyofideodinamicbehaviors Verbal and/or motor inhibition Extremefocusingofattention, internal or external Facilitationofautoreferentialthinking Mnesicalterations Changes in quality and quantityof the timeexperience Changes in quality and quantityofperceptualexperience
The AdaptativeValueof Trance Social value: increasedgroupidentity, dischargeamong the groupofpeersofotherwiseunacceptablefeelings, self-trascendence, facilitationofmeme-relatedcomplexes, facilitationofmimeticlearning Individualvalue: self trascendence, modulationofpain, modulationof immune system, modulationofautonomicresponse, increasedefficiencyoffight or flight response, increasedefficiencyofmatingstrategies, increased chance ofactivationofinternalhealingmodules (seebelow) Biologicalvalue: increasedprobabilityofselectionof the fittest gene or memebyreshufflingofgenetic and memetic pool (ritual and/or orgiastic trance)
The EvolutionaryValueofRapport The mirrorneuronssystemsseemsto play a determinantrole in the abilitytodevelopempathicrelationshipsamonghumans. Suchrelationships are essentialfor the survivalstruggle and reproductive success of the individual and the group, gene (kin) or memerelated. Empathiclearningmaybeactivatedwithoutawareness (procedural), and thereforeitcouldbe more efficient and resilientthan the declarativelearning, whichreliesuponlinguistic and eideticstructuresof information.  WecoulddefineAlteredStates of Consciousness (AsoC) inductors the multifacetedproceduresthat Homo Sapiens utilizedtoachieve trance states. Suchinductorsrelyupon the empathicrapport.
Theory of Mind: a Definition Theory of Mind isgenarallydefinedas the specific cognitive abilitytomakeinferencesaboutmentalstates – beliefs, willings, drives, etc - of ourselves and of others. Suchabilityallowsustounderstandathatmentalstatescouldbe the cause of behaviors of the others, and  thatthereforesuchbehaviors can bepredicted,can be
ToM: AdaptativeValue The mainhypotesisabout the development of the abilitytohaveToMisthatsuchabilityisassociatedto the incrementalcomplexity of humanrelationships, strictltyrelatedto the increasingnumber of people constituive the primalgroups of homo sapiens.  The primaryaimistounmaskcheater and strengthenintragroupcohoperation. Suchability, detectedalso in big apes, takesplace in the man  at the age of 4 ys, as the linguistic competence.
ToM and NeuralSystems Widelydistributedneural System (reviewSiegal & Varley, 2002) 2)	 Narrowlydistributedneural System (review Gallagher & Frith, 2003)   3)	Neural System differientatedby the tipology of requestedmeta-rapresentation (itself vs others(reviewAbu-Akel, 2003) 4) Neural System representative of the evolutionarysteps (reviewSaxe, Carey & Kanwisher, 2004)
ToM and NeuralSystems Twobrainareasseemstobeactivated: Superiortemporalsulcus (STS) and bothtemporallobes; theiractivationplays  a supportiveindirectrole in the abilitytomentalize 	•	 (STS) seemstobeengaged in processing of esplicitbehavioralinformations, suchas the perception of intentionalbehaviors 	•	temporallobesseemto play a key role in the processing of personal and episodicmnesic data, which are involved in the ToMactivity
ToM and NeuralSystems Moreover, AnteriorCingulateCingulus (ACC) isdeeplyinvolved in the abilityToMè il giro cingolato anteriore (ACC); ACCisstrictlyrelated in the regulaton of motor activitymarousal and cognition Recentneurophysiological data suggestthat the abilitytomakeinference on the mental state of the others and toempathizewiththemislinkedto a decrease in activity of the cortex of anteriorcingulus; hypnoticinductionseemsto generate the sameeffect.
Trance, Rapport, Hypnosis Fromanhistoricpointofviewhypnosiscouldbedefinedas the processof the complex, bidirectional, fluctuactinginteractionsbetween ASoCinductorsrecognizedby the western scientificcomunityasempiricallyvalidated and useful in medicine and psychology , accordingto the scientificparadigmof the zeitgeist, and  The trance statesobtainedfollowingsuchinductionprocedures
Trance, Rapport, Hypnosis
Hypnosis and  Psychotherapy Psychotherapycouldbeoperationallydefinedaseverymodalityofhelping people in copingwith stress, emotionalproblems, relationalproblems, or problematichabits; suchmodalities share the factofbeingall treatment based on talkingotanother people and doingsomethingtogether” (RCPychiatrists). Hypnosiscouldbetherapeuticbecauseboth the induction procedure  in sé (modeling, emotionaltuning, procedurallearning, based on rapport, ofnewbehavioral or cognitive adaptativestrategies) and hypnotic trance (emotionalreleaseofotherwiseunacceptablefeelings, activation on internalhealingmodules, self-trascendence).
Hypnosisassynergicisticempowermentofinnerhealingresources Hypnosiscouldbeinterpretedas the potentiallymostpowerfuldevicetoactivateinnerhealingresourcesthanksto Interpersonal powerofrapport Intrapersonalpowerof trance thatsynergicallyactivatedinternalhealermodules.
Hypnosis and EthiopatogeneticalModelsofIllnesses The majorityofpsychotherapeuticapproachestriedtodevelopetiopathogeneticalmodelsofdisorderscoherentwiththeirpostulates, butallthesemodelslackofstatistical and scientificvalidation. Hypnosistoosearchedfor a coherentmodel (neodissociative theory), butalso in this case empiricalvalidationisinsufficient or absent. Metaanalysises show thatthereis no evidence (ie, directlylinkedto the model) of the superiorityof a theoreticalmodelamong the others, and thataspecificvariables are the key factors in the efficacyofpsychotherapies.   Therefore, everytheoreticalapproachtopsychotherapyseemstobemerely speculative.
Recentempirical data Data fromclinicalfieldsuggestthatempatethicalsharingofmemes (beliefs, values, social rituals, ideasabout the cause of the illness)  with the clients can enhance the responsetodifferenttreatments.  Sincethere are no evidencesofsuperiorityof a modelofpsychotherapyamong the otherswe can suppose that building a memeticrapportempatheticallybasedis the best operative option in psychotherapy.
The Ericksonian way Nowadayswe can think at Milton Erickson’s work as a pionieristic, revolutionary way ofthinking and workingbased on implicit, intuitive evolutionaryapproachtoclinicalactivity. Suchapproachisrooted in shamanictraditions and overtlyproposedby ME in his look and style. ME optimizedhisskillswithanthropological and psychiatricstudies, lookingfor social and biologicalbasisof trance induction and trance states.
Hypnosis in Psychotherapy and HypnosisasPsychotherapy
Hypnosis in Psychotherapy and HypnosisasPsychotherapy Hypnosis in psychotherapycouldenhance the effectivenessofdifferentapproachesthroughelicitationofrapportmodules; itisbased on empathiccommunicationskills Hypnosisaspsychotherapycouldenhanceself-trascendence and innerhealermodulesthroughactivationof trance states
Placebo, Hypnosis, InternalHealer As “internalhealer” we can identify the biochemical and neurophysiologicalmodulesof placebo: increasedopioid and dopaminergicactivity reduction in anteriorcingulatecortexactivity modulationof immune system  modulationof social neuroendocrine pathways
HypnoticPsychotherapy Hypnoticpsychotherapy can bedefinedas the structuralblendbetweenhypnosis in psychotherapy and hypnosisaspsychotherapy.  Itisbased on  Rapport Trance Theoryof Mind consciousactivation In the contextof the aspecificfactorsthatconstitute the goodclinicalsetting.

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Hypnotic trance and theory of mind an evolutionary point of view

  • 1. TRANCE AND THEORY OF MIND:AN EVOLUTIONARY POINT OF VIEW Ambrogio Pennati *, MD, psychiatrist, private practice, Milano, Italy pennati.ambrogio.md@fastwebnet.it Giampiero Mosconi §, MD, psychologist, private practice, Milano, Italy giampieromosconi@virgilio.it Italian Medical Association for the Study of Hypnosis (AMISI, www.amisi.it), §President and * VicePresident of AMISI
  • 2. EvolutionaryPsychology and Psychotherapy Evolutionarypsychologyseemstobe a euristically fertile approachto life sciences, suchas medicine, psychology, economics, sociology. Althoughthereisnot (and wehopethatwillneverbe) anevolutionarypsychotherapy, suchpointofviewcouldoffernewperspectives in psychotherapy, as some experiences in jungian and freudianpsychoanalisys, cognitive-behaviortherapy, systemictherapysuggest.
  • 3. EvolutionaryPsychology and Hypnosis As a matter of fact, onlypioneeristic, short and merely speculative papersabout the relationshipbetweenevolutionarypsychology and hypnosis are available. Wethinkthat the evolutionaryperspective in the study of hypnoticphenomenacould generate newresearch and newconceptualizations in ourfield. Wethinkthat at the coreofEricksonian work thereisanimplicitevolutionary way ofthinking, notfullyblossomedbecauseof the zeitgeist in whichheoperated.
  • 4. A paradigmaticshift Evolutionarypsycvhologysuggeststhat a shiftfrom the Standard Social Science Model (and itscorollaryofhuman mind asblankslate) to the NaturalisticModelcouldbeuseful in bypassingmostof the conceptualconundrumsofpsychotherapy. In our case thisshiftcould bypass the “state or process” issueofhypnosis. The evolutionaryapproachidentify the abilitytodevelop trance experienceasoneof the mostimportantadaptativemodule in the in the brainfor the individual, the group and the specie.
  • 5. Definitionof Trance Weoperativelydefine the trance asanAltered State ofConsciousness (ASoC) in which the followingphenomena can consensuallyoccur in a statisticallysignificantpercentages: Dissociationbetween executive and monitoringfunctionof the Self High frequencyofideodinamicbehaviors Verbal and/or motor inhibition Extremefocusingofattention, internal or external Facilitationofautoreferentialthinking Mnesicalterations Changes in quality and quantityof the timeexperience Changes in quality and quantityofperceptualexperience
  • 6. The AdaptativeValueof Trance Social value: increasedgroupidentity, dischargeamong the groupofpeersofotherwiseunacceptablefeelings, self-trascendence, facilitationofmeme-relatedcomplexes, facilitationofmimeticlearning Individualvalue: self trascendence, modulationofpain, modulationof immune system, modulationofautonomicresponse, increasedefficiencyoffight or flight response, increasedefficiencyofmatingstrategies, increased chance ofactivationofinternalhealingmodules (seebelow) Biologicalvalue: increasedprobabilityofselectionof the fittest gene or memebyreshufflingofgenetic and memetic pool (ritual and/or orgiastic trance)
  • 7. The EvolutionaryValueofRapport The mirrorneuronssystemsseemsto play a determinantrole in the abilitytodevelopempathicrelationshipsamonghumans. Suchrelationships are essentialfor the survivalstruggle and reproductive success of the individual and the group, gene (kin) or memerelated. Empathiclearningmaybeactivatedwithoutawareness (procedural), and thereforeitcouldbe more efficient and resilientthan the declarativelearning, whichreliesuponlinguistic and eideticstructuresof information. WecoulddefineAlteredStates of Consciousness (AsoC) inductors the multifacetedproceduresthat Homo Sapiens utilizedtoachieve trance states. Suchinductorsrelyupon the empathicrapport.
  • 8. Theory of Mind: a Definition Theory of Mind isgenarallydefinedas the specific cognitive abilitytomakeinferencesaboutmentalstates – beliefs, willings, drives, etc - of ourselves and of others. Suchabilityallowsustounderstandathatmentalstatescouldbe the cause of behaviors of the others, and thatthereforesuchbehaviors can bepredicted,can be
  • 9. ToM: AdaptativeValue The mainhypotesisabout the development of the abilitytohaveToMisthatsuchabilityisassociatedto the incrementalcomplexity of humanrelationships, strictltyrelatedto the increasingnumber of people constituive the primalgroups of homo sapiens. The primaryaimistounmaskcheater and strengthenintragroupcohoperation. Suchability, detectedalso in big apes, takesplace in the man at the age of 4 ys, as the linguistic competence.
  • 10. ToM and NeuralSystems Widelydistributedneural System (reviewSiegal & Varley, 2002) 2) Narrowlydistributedneural System (review Gallagher & Frith, 2003)   3) Neural System differientatedby the tipology of requestedmeta-rapresentation (itself vs others(reviewAbu-Akel, 2003) 4) Neural System representative of the evolutionarysteps (reviewSaxe, Carey & Kanwisher, 2004)
  • 11. ToM and NeuralSystems Twobrainareasseemstobeactivated: Superiortemporalsulcus (STS) and bothtemporallobes; theiractivationplays a supportiveindirectrole in the abilitytomentalize • (STS) seemstobeengaged in processing of esplicitbehavioralinformations, suchas the perception of intentionalbehaviors • temporallobesseemto play a key role in the processing of personal and episodicmnesic data, which are involved in the ToMactivity
  • 12. ToM and NeuralSystems Moreover, AnteriorCingulateCingulus (ACC) isdeeplyinvolved in the abilityToMè il giro cingolato anteriore (ACC); ACCisstrictlyrelated in the regulaton of motor activitymarousal and cognition Recentneurophysiological data suggestthat the abilitytomakeinference on the mental state of the others and toempathizewiththemislinkedto a decrease in activity of the cortex of anteriorcingulus; hypnoticinductionseemsto generate the sameeffect.
  • 13. Trance, Rapport, Hypnosis Fromanhistoricpointofviewhypnosiscouldbedefinedas the processof the complex, bidirectional, fluctuactinginteractionsbetween ASoCinductorsrecognizedby the western scientificcomunityasempiricallyvalidated and useful in medicine and psychology , accordingto the scientificparadigmof the zeitgeist, and The trance statesobtainedfollowingsuchinductionprocedures
  • 15. Hypnosis and Psychotherapy Psychotherapycouldbeoperationallydefinedaseverymodalityofhelping people in copingwith stress, emotionalproblems, relationalproblems, or problematichabits; suchmodalities share the factofbeingall treatment based on talkingotanother people and doingsomethingtogether” (RCPychiatrists). Hypnosiscouldbetherapeuticbecauseboth the induction procedure in sé (modeling, emotionaltuning, procedurallearning, based on rapport, ofnewbehavioral or cognitive adaptativestrategies) and hypnotic trance (emotionalreleaseofotherwiseunacceptablefeelings, activation on internalhealingmodules, self-trascendence).
  • 16. Hypnosisassynergicisticempowermentofinnerhealingresources Hypnosiscouldbeinterpretedas the potentiallymostpowerfuldevicetoactivateinnerhealingresourcesthanksto Interpersonal powerofrapport Intrapersonalpowerof trance thatsynergicallyactivatedinternalhealermodules.
  • 17. Hypnosis and EthiopatogeneticalModelsofIllnesses The majorityofpsychotherapeuticapproachestriedtodevelopetiopathogeneticalmodelsofdisorderscoherentwiththeirpostulates, butallthesemodelslackofstatistical and scientificvalidation. Hypnosistoosearchedfor a coherentmodel (neodissociative theory), butalso in this case empiricalvalidationisinsufficient or absent. Metaanalysises show thatthereis no evidence (ie, directlylinkedto the model) of the superiorityof a theoreticalmodelamong the others, and thataspecificvariables are the key factors in the efficacyofpsychotherapies. Therefore, everytheoreticalapproachtopsychotherapyseemstobemerely speculative.
  • 18. Recentempirical data Data fromclinicalfieldsuggestthatempatethicalsharingofmemes (beliefs, values, social rituals, ideasabout the cause of the illness) with the clients can enhance the responsetodifferenttreatments. Sincethere are no evidencesofsuperiorityof a modelofpsychotherapyamong the otherswe can suppose that building a memeticrapportempatheticallybasedis the best operative option in psychotherapy.
  • 19. The Ericksonian way Nowadayswe can think at Milton Erickson’s work as a pionieristic, revolutionary way ofthinking and workingbased on implicit, intuitive evolutionaryapproachtoclinicalactivity. Suchapproachisrooted in shamanictraditions and overtlyproposedby ME in his look and style. ME optimizedhisskillswithanthropological and psychiatricstudies, lookingfor social and biologicalbasisof trance induction and trance states.
  • 20. Hypnosis in Psychotherapy and HypnosisasPsychotherapy
  • 21. Hypnosis in Psychotherapy and HypnosisasPsychotherapy Hypnosis in psychotherapycouldenhance the effectivenessofdifferentapproachesthroughelicitationofrapportmodules; itisbased on empathiccommunicationskills Hypnosisaspsychotherapycouldenhanceself-trascendence and innerhealermodulesthroughactivationof trance states
  • 22. Placebo, Hypnosis, InternalHealer As “internalhealer” we can identify the biochemical and neurophysiologicalmodulesof placebo: increasedopioid and dopaminergicactivity reduction in anteriorcingulatecortexactivity modulationof immune system modulationof social neuroendocrine pathways
  • 23. HypnoticPsychotherapy Hypnoticpsychotherapy can bedefinedas the structuralblendbetweenhypnosis in psychotherapy and hypnosisaspsychotherapy. Itisbased on Rapport Trance Theoryof Mind consciousactivation In the contextof the aspecificfactorsthatconstitute the goodclinicalsetting.