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1
The Theoretical
Framework
March
2007
(4)
2
A theoretical framework is
analogous to the frame of the
house.
Just as the foundation supports a
house, a theoretical framework
provides a rationale for
predictions about the
3
Theory
A theory is a set of interrelated constructs,
definitions, and propositions that present a
systematic view of phenomena by specifying
relations among variables, with the purpose of
explaining and predicting the phenomena.
Constructs are concepts adapted for a
scientific purpose
Through research, scientists can develop,
modify, or evaluate theories.
4
Theory
Theories are generated by using inductive
processes
A deductive approach is used to evaluate
and modify existing theory by testing
predictions about relationships between
observed phenomena
5
Framework
 It provides a context for examining a problem i.e.
theoretical rationale for:
 Developing hypotheses
 A frame of reference/base for
 Observations
 Definitions of concepts
 Research designs
 Interpretations
 Generalizations
 Serves as a guide to systematically identify logical,
precisely defined relationships among variables
6
Process of Hypothesis
Generation
Theory
Concept Concept Concept
Proposition Proposition
Hypothesis
Hypotheses should express relationships between
variables in an unambiguous, precise manner, and they
should be based on the propositions that evolved from
the theoretical framework
7
Testing the Hypotheses
 Testing the hypothesis involves:
 Selecting the individual subjects to participate in
the study
 Using instruments that will validly and reliably
measure the variables
 Developing a method of systematically collecting
the information needed to test hypothesized
relationships
 Selecting statistical measures that will determine
the extent and meaning or significance of the
relationships
8
Framework as a Guide in a
Research Study
The outcomes of the study must be viewed in
terms of their support or lack of support of
the chosen theoretical rationale
The theoretical framework plays an important
role in guiding the entire process of the
research study
9
Framework as a Guide in a
Research Study
If the framework is logically sound and
substantiated by previous research studies,
there is a strong possibility that the
predictions or hypotheses evolving from that
framework will be supported
In some cases, a theoretical rationale in
inappropriately used. e.g. a theory is designed to
explain a particular behavior in infants may not be
appropriate for the study of those behaviors in
adults
10
How to Develop a Theoretical
Framework
1. Select concepts
a concept is an image or symbolic representation of
an abstract idea. e.g. health, pain, intelligence …
2. Identify the interrelationships among concepts
A relationship may be:
a. invariable = scientific law e.g. laws of motion
No known contradiction has been observed
b. tentative or inconclusive = relationship that
does not convey truth or falsity
Laws and hypotheses are types of
propositions
11
How to Develop a Theoretical
Framework
3.Formulating definitions: to develop a
theoretical framework that can generate and
test hypotheses, concepts must be clearly
defined
A. Conceptual definition … conveys the general meaning of
the concept
B. Operational definition … adds another dimension to the
conceptual definition by delineating the procedures or
operations required to measure the concept
Some concepts are easily defined in operational
terms, e.g. pulse, other concepts are more difficult to
define operationally, e.g. coping
12
4. Formulating the theoretical rationale
Through the literature review, an investigator
becomes aware of or confirms identified
theoretical connections between variables
In evaluating the formulation of the theoretical
rationale, the internal structures, such as
concepts and their definitions, should have clarity
and continuity, and the approach to
understanding phenomena, whether inductive or
deductive, should be logical
13
Types of Theories & Types of
Research
Theories may describe a particular phenomenon,
explain relationships between or among
phenomena, or predict how one phenomenon
affects another
Descriptive theories “describe or classify specific
dimensions or characteristics of individuals,
groups, situations, or events by summarizing the
commonalities found in discrete observations
To test descriptive theories, researchers conduct
descriptive research studies
14
Types of Theories & Types of
Research
Explanatory theories “specify relations
among the dimensions or
characteristics of individuals,
groups, situations, or events
Explanatory theories are tested by
using correlational research
15
Predictive theories are intended to predict
“precise relationships between the
dimensions or characteristics of a
phenomenon or differences between
groups”
Predictive theories are tested through
Experimental or quasi-experimental research
designs
16
Theories or Frameworks to
Research
When developing a theoretical framework for
nursing research studies, knowledge is
acquired through:
 Disciplines other than nursing and borrowed
for the purpose of answering nursing
questions
 Identifying and asking questions about
phenomena that are unique to nursing
17
Theories or Frameworks to
Research
Theories unique to nursing help
nursing define how it is different from
other disciplines
The central phenomena of interest to
nursing are persons, environment,
health & nursing
18
Critiquing the theoretical
framework
1. Is the theoretical framework clearly
identified?
2. Is the theoretical framework consistent with
what is being studied?
3. Are the concepts clearly and operationally
defined? Do they reflect the area of
investigation?
4. Was sufficient literature reviewed to support
the proposed relationships?
5. Is the theoretical basis for hypothesis
formulation clearly articulated? Is it logical?
19
Critiquing the theoretical
framework
6. Are the relationships among propositions clearly
defined?
7. If the theory is borrowed from a discipline other
than nursing, are the data related specifically to
nursing?
8. Does the instrument used to measure the
variables, consistent with the theoretical
framework?
9. Are the study findings related to the theoretical
rationale?
20
Thank You

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Theoretical framework

  • 2. 2 A theoretical framework is analogous to the frame of the house. Just as the foundation supports a house, a theoretical framework provides a rationale for predictions about the
  • 3. 3 Theory A theory is a set of interrelated constructs, definitions, and propositions that present a systematic view of phenomena by specifying relations among variables, with the purpose of explaining and predicting the phenomena. Constructs are concepts adapted for a scientific purpose Through research, scientists can develop, modify, or evaluate theories.
  • 4. 4 Theory Theories are generated by using inductive processes A deductive approach is used to evaluate and modify existing theory by testing predictions about relationships between observed phenomena
  • 5. 5 Framework  It provides a context for examining a problem i.e. theoretical rationale for:  Developing hypotheses  A frame of reference/base for  Observations  Definitions of concepts  Research designs  Interpretations  Generalizations  Serves as a guide to systematically identify logical, precisely defined relationships among variables
  • 6. 6 Process of Hypothesis Generation Theory Concept Concept Concept Proposition Proposition Hypothesis Hypotheses should express relationships between variables in an unambiguous, precise manner, and they should be based on the propositions that evolved from the theoretical framework
  • 7. 7 Testing the Hypotheses  Testing the hypothesis involves:  Selecting the individual subjects to participate in the study  Using instruments that will validly and reliably measure the variables  Developing a method of systematically collecting the information needed to test hypothesized relationships  Selecting statistical measures that will determine the extent and meaning or significance of the relationships
  • 8. 8 Framework as a Guide in a Research Study The outcomes of the study must be viewed in terms of their support or lack of support of the chosen theoretical rationale The theoretical framework plays an important role in guiding the entire process of the research study
  • 9. 9 Framework as a Guide in a Research Study If the framework is logically sound and substantiated by previous research studies, there is a strong possibility that the predictions or hypotheses evolving from that framework will be supported In some cases, a theoretical rationale in inappropriately used. e.g. a theory is designed to explain a particular behavior in infants may not be appropriate for the study of those behaviors in adults
  • 10. 10 How to Develop a Theoretical Framework 1. Select concepts a concept is an image or symbolic representation of an abstract idea. e.g. health, pain, intelligence … 2. Identify the interrelationships among concepts A relationship may be: a. invariable = scientific law e.g. laws of motion No known contradiction has been observed b. tentative or inconclusive = relationship that does not convey truth or falsity Laws and hypotheses are types of propositions
  • 11. 11 How to Develop a Theoretical Framework 3.Formulating definitions: to develop a theoretical framework that can generate and test hypotheses, concepts must be clearly defined A. Conceptual definition … conveys the general meaning of the concept B. Operational definition … adds another dimension to the conceptual definition by delineating the procedures or operations required to measure the concept Some concepts are easily defined in operational terms, e.g. pulse, other concepts are more difficult to define operationally, e.g. coping
  • 12. 12 4. Formulating the theoretical rationale Through the literature review, an investigator becomes aware of or confirms identified theoretical connections between variables In evaluating the formulation of the theoretical rationale, the internal structures, such as concepts and their definitions, should have clarity and continuity, and the approach to understanding phenomena, whether inductive or deductive, should be logical
  • 13. 13 Types of Theories & Types of Research Theories may describe a particular phenomenon, explain relationships between or among phenomena, or predict how one phenomenon affects another Descriptive theories “describe or classify specific dimensions or characteristics of individuals, groups, situations, or events by summarizing the commonalities found in discrete observations To test descriptive theories, researchers conduct descriptive research studies
  • 14. 14 Types of Theories & Types of Research Explanatory theories “specify relations among the dimensions or characteristics of individuals, groups, situations, or events Explanatory theories are tested by using correlational research
  • 15. 15 Predictive theories are intended to predict “precise relationships between the dimensions or characteristics of a phenomenon or differences between groups” Predictive theories are tested through Experimental or quasi-experimental research designs
  • 16. 16 Theories or Frameworks to Research When developing a theoretical framework for nursing research studies, knowledge is acquired through:  Disciplines other than nursing and borrowed for the purpose of answering nursing questions  Identifying and asking questions about phenomena that are unique to nursing
  • 17. 17 Theories or Frameworks to Research Theories unique to nursing help nursing define how it is different from other disciplines The central phenomena of interest to nursing are persons, environment, health & nursing
  • 18. 18 Critiquing the theoretical framework 1. Is the theoretical framework clearly identified? 2. Is the theoretical framework consistent with what is being studied? 3. Are the concepts clearly and operationally defined? Do they reflect the area of investigation? 4. Was sufficient literature reviewed to support the proposed relationships? 5. Is the theoretical basis for hypothesis formulation clearly articulated? Is it logical?
  • 19. 19 Critiquing the theoretical framework 6. Are the relationships among propositions clearly defined? 7. If the theory is borrowed from a discipline other than nursing, are the data related specifically to nursing? 8. Does the instrument used to measure the variables, consistent with the theoretical framework? 9. Are the study findings related to the theoretical rationale?