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W3C / JRC-IPTS Workshop “USING OPEN DATA: policy modeling, citizen empowerment, data journalism”
19 – 20 June 2012, Brussels
Position paper
European	
  Cohesion	
  Policy	
  opens	
  up	
  to	
  open	
  data	
  
	
  
Carlo	
  Amati,	
  Simona	
  De	
  Luca,	
  Luigi	
  Reggi	
  
[Ministry	
  of	
  Economic	
  Development,	
  Department	
  for	
  Cohesion,	
  Italy]	
  
	
  
	
  
1.	
  Background	
  
	
  
European	
  Cohesion	
  Policy	
  (or	
  Regional	
  Policy)	
  is	
  the	
  second-­‐biggest	
  EU	
  policy	
  after	
  agriculture	
  with	
  a	
  
budget	
  of	
  EUR	
  347	
  billion	
  for	
  the	
  period	
  2007-­‐13.	
  
Availability	
  of	
  Open	
  Data	
  on	
  projects	
  and	
  beneficiaries	
  funded	
  by	
  Cohesion	
  Policy	
  helps	
  foster	
  transparency	
  
in	
  the	
  use	
  of	
  public	
  resources	
  in	
  Europe,	
  to	
  improve	
  decision	
  making	
  and	
  policy	
  design,	
  to	
  encourage	
  the	
  
creation	
  of	
  new	
  tools	
  and	
  services	
  for	
  citizens.	
  
The	
  European	
  Union	
  currently	
  lacks	
  common	
  initiatives	
  such	
  as	
  Recovery.gov	
  or	
  USAspending.gov	
  to	
  track	
  
government	
  spending	
  in	
  detail	
  and	
  at	
  large.	
  In	
  particular,	
  in	
  the	
  case	
  of	
  Cohesion	
  Policy,	
  there	
  is	
  no	
  single	
  
point	
  of	
  access	
  to	
  data	
  on	
  funded	
  projects	
  and	
  beneficiaries,	
  and	
  the	
  responsibility	
  for	
  data	
  publication	
  is	
  
up	
  to	
  each	
  single	
  EU	
  Region	
  and	
  National	
  agency	
  acting	
  as	
  Managing	
  Authority	
  of	
  Structural	
  Funds.	
  	
  	
  
Current	
  regulations	
  identify	
  only	
  three	
  basic	
  fields	
  as	
  mandatory	
  for	
  online	
  publication:	
  name	
  of	
  the	
  
project,	
  name	
  of	
  the	
  beneficiary,	
  total	
  value	
  of	
  the	
  project.	
  This	
  implies	
  that	
  hundreds	
  of	
  Managing	
  
Authorities	
  are	
  free	
  to	
  decide	
  how	
  much	
  information	
  is	
  to	
  be	
  published	
  and	
  the	
  format	
  of	
  the	
  
downloadable	
  datasets.	
  According	
  to	
  a	
  recent	
  study	
  published	
  by	
  the	
  Italian	
  Public	
  Investment	
  Evaluation	
  
Unit	
  of	
  the	
  Department	
  for	
  Cohesion	
  (Reggi,	
  2012),	
  the	
  quantity	
  and	
  quality	
  of	
  information	
  differ	
  greatly	
  
among	
  different	
  types	
  of	
  Managing	
  Authorities	
  (regional,	
  national),	
  geographical	
  locations	
  and	
  types	
  of	
  
back	
  office	
  organizations.	
  Most	
  public	
  agencies	
  are	
  focused	
  on	
  compliance	
  with	
  current	
  regulation	
  (61%).	
  
The	
  others	
  are	
  pursuing	
  two	
  different	
  strategies.	
  A	
  first	
  group	
  is	
  focused	
  on	
  quality,	
  openness	
  and	
  re-­‐use	
  of	
  
data	
  (18%),	
  while	
  a	
  second	
  group	
  is	
  committed	
  to	
  making	
  data	
  accessible	
  by	
  non-­‐technically	
  oriented	
  
citizens	
  by	
  providing	
  visualizations	
  and	
  interactive	
  tools	
  (21%).	
  	
  	
  
Besides,	
  other	
  bottom-­‐up	
  initiatives	
  such	
  as	
  FarmSubisidy	
  for	
  EU	
  Common	
  Agricultural	
  Policy	
  or	
  journalistic	
  
investigations	
  such	
  as	
  ft.com/eufunds	
  by	
  the	
  Financial	
  Times	
  have	
  seemingly	
  managed	
  to	
  achieve	
  more	
  
impact	
  than	
  official	
  government	
  efforts.	
  	
  
	
  
2.	
  What	
  is	
  new	
  in	
  2014-­‐2020	
  Cohesion	
  Policy	
  regulations	
  
	
  
EU	
  Commission	
  has	
  issued	
  a	
  proposal	
  for	
  a	
  reform	
  of	
  cohesion	
  policy	
  in	
  the	
  programming	
  period	
  2014-­‐
2020.	
  Proposed	
  rules	
  for	
  data	
  publication	
  include:	
  
-­‐ the	
  use	
  of	
  open	
  formats	
  (CSV,	
  XML)	
  
-­‐ an	
  extension	
  of	
  current	
  minimum	
  set	
  of	
  information	
  to	
  be	
  provided,	
  which	
  now	
  includes	
  the	
  
location	
  of	
  beneficiaries,	
  implementing	
  periods,	
  main	
  topic/field	
  of	
  intervention,	
  date	
  of	
  last	
  
update	
  
-­‐ the	
  provision	
  that	
  published	
  datasets	
  shall	
  be	
  accessible	
  through	
  a	
  single	
  website	
  at	
  national	
  level.	
  	
  
Even	
  though	
  future	
  Cohesion	
  Policy	
  would	
  benefit	
  from	
  even	
  stricter	
  rules	
  on	
  data	
  publication	
  (e.g.	
  on	
  the	
  
license	
  for	
  re-­‐use	
  of	
  published	
  data),	
  proposed	
  provisions	
  represent	
  a	
  step	
  to	
  the	
  right	
  direction.	
  
Figure	
  1	
  shows	
  the	
  level	
  of	
  compliance	
  of	
  current	
  datasets	
  with	
  future	
  2014-­‐2020	
  regulations	
  (data	
  refers	
  
to	
  Operational	
  Programmes	
  co-­‐funded	
  by	
  the	
  European	
  Regional	
  Development	
  Fund).	
  EU	
  Member	
  States	
  
and	
  Regions	
  are	
  far	
  from	
  full	
  compliance	
  with	
  future	
  regulations,	
  with	
  only	
  a	
  few	
  exceptions	
  (e.g.	
  Bulgaria,	
  
Finland)	
  none	
  of	
  which	
  reaching	
  100%.	
  Much	
  has	
  to	
  be	
  done	
  both	
  from	
  a	
  technical	
  and	
  a	
  cultural	
  point	
  of	
  
view.	
  
	
  
Figure	
  1	
  –	
  ERDF	
  Operational	
  Programmes	
  by	
  level	
  of	
  compliance	
  with	
  proposed	
  2014-­‐2020	
  regulations	
  (October	
  2011)	
  
	
  
Source:	
  Reggi,	
  2012	
  
	
  
	
  
3.	
  Italian	
  Cohesion	
  Action	
  Plan:	
  a	
  milestone	
  towards	
  greater	
  openness	
  	
  
	
  
The	
  Italian	
  Cohesion	
  Action	
  Plan,	
  agreed	
  with	
  the	
  European	
  Commission	
  in	
  2011	
  and	
  periodically	
  updated,	
  
establishes	
  a	
  “dedicated	
  national	
  fund”	
  for	
  well-­‐identified	
  development	
  projects	
  in	
  Southern	
  Regions,	
  
funded	
  through	
  reductions	
  of	
  national	
  co-­‐financing.	
  The	
  reprogramming	
  of	
  EU	
  co-­‐financed	
  funds	
  goes	
  
ahead,	
  aiming	
  accelerate	
  and,	
  notably,	
  improve	
  funds	
  use	
  and	
  pioneers	
  the	
  “new	
  result-­‐oriented	
  
programming	
  methods”	
  that	
  will	
  be	
  adopted	
  in	
  2014-­‐2020.	
  The	
  Action	
  Plan	
  for	
  Cohesion	
  also	
  champions	
  a	
  
public,	
  complete	
  availability	
  of	
  project	
  data	
  under	
  the	
  rationale	
  that	
  the	
  efficiency	
  and	
  effectiveness	
  of	
  
regional	
  policy	
  would	
  benefit	
  greatly	
  from	
  improved	
  transparency	
  about	
  how,	
  where	
  and	
  when	
  public	
  
money	
  is	
  spent.	
  	
  The	
  citizen	
  and	
  civil	
  society	
  in	
  general	
  would	
  act	
  as	
  a	
  powerful	
  source	
  of	
  control	
  and	
  
suggestions	
  for	
  further	
  improvements	
  in	
  policy	
  design.	
  	
  Citizens’	
  control	
  should	
  focus	
  on	
  results	
  of	
  public	
  
policy	
  by	
  comparing	
  targeted	
  and	
  achieved	
  outputs	
  with	
  final	
  outcomes	
  (see	
  Figure	
  2).	
  	
  
	
  
	
  
	
  
Figure	
  2	
  –	
  EU	
  Cohesion	
  Policy	
  cycle	
  
	
  
	
  
	
  
4.	
  The	
  impact	
  of	
  Open	
  Data	
  on	
  Policy	
  Making:	
  lessons	
  learnt	
  from	
  experience	
  
	
  
Benefits	
  of	
  open	
  data	
  on	
  policy	
  making	
  include:	
  
-­‐ Open	
  data	
  help	
  break	
  down	
  internal	
  barriers	
  and	
  data	
  silos.	
  Open	
  data	
  can	
  improve	
  
interoperability	
  within	
  and	
  between	
  administrations	
  and	
  tiers	
  of	
  government	
  	
  
-­‐ More	
  and	
  better	
  analysis	
  to	
  inform	
  policy	
  making.	
  	
  The	
  citizen	
  and	
  intermediaries	
  such	
  as	
  data	
  
journalists	
  or	
  research	
  institutions	
  have	
  access	
  to	
  an	
  unprecedented	
  amount	
  of	
  information	
  on	
  
policy	
  monitoring	
  and	
  results.	
  This	
  will	
  reduce	
  information	
  asymmetries	
  between	
  Government	
  and	
  
its	
  constituency.	
  As	
  an	
  example,	
  the	
  role	
  of	
  professional	
  policy	
  analysts	
  and	
  evaluators	
  may	
  change	
  
into	
  an	
  “anyone	
  can	
  do	
  it”	
  scenario.	
  
-­‐ Demand-­‐driven	
  policy	
  design.	
  Collaboration	
  triggered	
  by	
  open	
  data	
  availability	
  offers	
  new	
  tools	
  
and	
  opportunities	
  to	
  substantially	
  improve	
  Government’s	
  capacity	
  to	
  understand	
  citizen’s	
  needs	
  
and	
  the	
  demand	
  of	
  services.	
  	
  
	
  
5.	
  Open	
  questions	
  
	
  
-­‐ Raw	
  data	
  are	
  useless	
  for	
  non-­‐technical	
  citizens.	
  How	
  much	
  money	
  should	
  Governments	
  invest	
  in	
  
own	
  visualizations	
  and	
  applications?	
  How	
  to	
  design	
  data	
  visualizations	
  from	
  a	
  public	
  value	
  
perspective?	
  
-­‐ Initial	
  interpretation	
  from	
  government	
  officials	
  is	
  fundamental.	
  	
  Interactive	
  visualizations	
  and	
  tools	
  
to	
  collect	
  feedback	
  from	
  the	
  citizen	
  meet	
  policy	
  analysis	
  (official	
  reports,	
  scientific	
  analysis,	
  etc.)	
  
-­‐ Metadata:	
  towards	
  a	
  common	
  scheme	
  for	
  EU	
  Funding	
  data?	
  
	
  
6.	
  Bibliography	
  
	
  
European	
  Commission,	
  “EU	
  Cohesion	
  Policy	
  2014-­‐2020:	
  legislative	
  proposals”,	
  2011-­‐2012.	
  
http://ec.europa.eu/regional_policy/what/future/proposals_2014_2020_en.cfm	
  
	
  
Italian	
  Minister	
  for	
  territorial	
  cohesion,	
  “Cohesion	
  Action	
  Plan”	
  and	
  updates,	
  2011-­‐2012.	
  
http://www.ministrocoesioneterritoriale.it/fondi/piano-­‐di-­‐azione-­‐coesione/	
  
	
  
Open	
  Government	
  Working	
  Group,	
  “8	
  Principles	
  of	
  Open	
  Government	
  Data”,	
  2007.	
  
http://www.opengovdata.org/	
  
 
Reggi	
  L.,	
  “Transparency	
  on	
  the	
  beneficiaries	
  of	
  Structural	
  Funds	
  in	
  Italy	
  and	
  Europe”,	
  Materiali	
  UVAL,	
  Issue	
  
27,	
  2012.	
  http://www.dps.tesoro.it/materialiuval/analisi_studi.asp#muval27	
  
	
  
World	
  Wide	
  Web	
  Consortium	
  (W3C),	
  ”Improving	
  Access	
  to	
  Government	
  through	
  Better	
  Use	
  of	
  the	
  Web”,	
  
2009.	
  http://www.w3.org/TR/2009/WD-­‐egov-­‐improving-­‐20090310	
  	
  

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European cohesion policy opens up to open data 2012

  • 1. W3C / JRC-IPTS Workshop “USING OPEN DATA: policy modeling, citizen empowerment, data journalism” 19 – 20 June 2012, Brussels Position paper European  Cohesion  Policy  opens  up  to  open  data     Carlo  Amati,  Simona  De  Luca,  Luigi  Reggi   [Ministry  of  Economic  Development,  Department  for  Cohesion,  Italy]       1.  Background     European  Cohesion  Policy  (or  Regional  Policy)  is  the  second-­‐biggest  EU  policy  after  agriculture  with  a   budget  of  EUR  347  billion  for  the  period  2007-­‐13.   Availability  of  Open  Data  on  projects  and  beneficiaries  funded  by  Cohesion  Policy  helps  foster  transparency   in  the  use  of  public  resources  in  Europe,  to  improve  decision  making  and  policy  design,  to  encourage  the   creation  of  new  tools  and  services  for  citizens.   The  European  Union  currently  lacks  common  initiatives  such  as  Recovery.gov  or  USAspending.gov  to  track   government  spending  in  detail  and  at  large.  In  particular,  in  the  case  of  Cohesion  Policy,  there  is  no  single   point  of  access  to  data  on  funded  projects  and  beneficiaries,  and  the  responsibility  for  data  publication  is   up  to  each  single  EU  Region  and  National  agency  acting  as  Managing  Authority  of  Structural  Funds.       Current  regulations  identify  only  three  basic  fields  as  mandatory  for  online  publication:  name  of  the   project,  name  of  the  beneficiary,  total  value  of  the  project.  This  implies  that  hundreds  of  Managing   Authorities  are  free  to  decide  how  much  information  is  to  be  published  and  the  format  of  the   downloadable  datasets.  According  to  a  recent  study  published  by  the  Italian  Public  Investment  Evaluation   Unit  of  the  Department  for  Cohesion  (Reggi,  2012),  the  quantity  and  quality  of  information  differ  greatly   among  different  types  of  Managing  Authorities  (regional,  national),  geographical  locations  and  types  of   back  office  organizations.  Most  public  agencies  are  focused  on  compliance  with  current  regulation  (61%).   The  others  are  pursuing  two  different  strategies.  A  first  group  is  focused  on  quality,  openness  and  re-­‐use  of   data  (18%),  while  a  second  group  is  committed  to  making  data  accessible  by  non-­‐technically  oriented   citizens  by  providing  visualizations  and  interactive  tools  (21%).       Besides,  other  bottom-­‐up  initiatives  such  as  FarmSubisidy  for  EU  Common  Agricultural  Policy  or  journalistic   investigations  such  as  ft.com/eufunds  by  the  Financial  Times  have  seemingly  managed  to  achieve  more   impact  than  official  government  efforts.       2.  What  is  new  in  2014-­‐2020  Cohesion  Policy  regulations     EU  Commission  has  issued  a  proposal  for  a  reform  of  cohesion  policy  in  the  programming  period  2014-­‐ 2020.  Proposed  rules  for  data  publication  include:   -­‐ the  use  of  open  formats  (CSV,  XML)   -­‐ an  extension  of  current  minimum  set  of  information  to  be  provided,  which  now  includes  the   location  of  beneficiaries,  implementing  periods,  main  topic/field  of  intervention,  date  of  last   update   -­‐ the  provision  that  published  datasets  shall  be  accessible  through  a  single  website  at  national  level.     Even  though  future  Cohesion  Policy  would  benefit  from  even  stricter  rules  on  data  publication  (e.g.  on  the   license  for  re-­‐use  of  published  data),  proposed  provisions  represent  a  step  to  the  right  direction.   Figure  1  shows  the  level  of  compliance  of  current  datasets  with  future  2014-­‐2020  regulations  (data  refers   to  Operational  Programmes  co-­‐funded  by  the  European  Regional  Development  Fund).  EU  Member  States   and  Regions  are  far  from  full  compliance  with  future  regulations,  with  only  a  few  exceptions  (e.g.  Bulgaria,   Finland)  none  of  which  reaching  100%.  Much  has  to  be  done  both  from  a  technical  and  a  cultural  point  of   view.    
  • 2. Figure  1  –  ERDF  Operational  Programmes  by  level  of  compliance  with  proposed  2014-­‐2020  regulations  (October  2011)     Source:  Reggi,  2012       3.  Italian  Cohesion  Action  Plan:  a  milestone  towards  greater  openness       The  Italian  Cohesion  Action  Plan,  agreed  with  the  European  Commission  in  2011  and  periodically  updated,   establishes  a  “dedicated  national  fund”  for  well-­‐identified  development  projects  in  Southern  Regions,   funded  through  reductions  of  national  co-­‐financing.  The  reprogramming  of  EU  co-­‐financed  funds  goes   ahead,  aiming  accelerate  and,  notably,  improve  funds  use  and  pioneers  the  “new  result-­‐oriented   programming  methods”  that  will  be  adopted  in  2014-­‐2020.  The  Action  Plan  for  Cohesion  also  champions  a   public,  complete  availability  of  project  data  under  the  rationale  that  the  efficiency  and  effectiveness  of   regional  policy  would  benefit  greatly  from  improved  transparency  about  how,  where  and  when  public   money  is  spent.    The  citizen  and  civil  society  in  general  would  act  as  a  powerful  source  of  control  and   suggestions  for  further  improvements  in  policy  design.    Citizens’  control  should  focus  on  results  of  public   policy  by  comparing  targeted  and  achieved  outputs  with  final  outcomes  (see  Figure  2).          
  • 3. Figure  2  –  EU  Cohesion  Policy  cycle         4.  The  impact  of  Open  Data  on  Policy  Making:  lessons  learnt  from  experience     Benefits  of  open  data  on  policy  making  include:   -­‐ Open  data  help  break  down  internal  barriers  and  data  silos.  Open  data  can  improve   interoperability  within  and  between  administrations  and  tiers  of  government     -­‐ More  and  better  analysis  to  inform  policy  making.    The  citizen  and  intermediaries  such  as  data   journalists  or  research  institutions  have  access  to  an  unprecedented  amount  of  information  on   policy  monitoring  and  results.  This  will  reduce  information  asymmetries  between  Government  and   its  constituency.  As  an  example,  the  role  of  professional  policy  analysts  and  evaluators  may  change   into  an  “anyone  can  do  it”  scenario.   -­‐ Demand-­‐driven  policy  design.  Collaboration  triggered  by  open  data  availability  offers  new  tools   and  opportunities  to  substantially  improve  Government’s  capacity  to  understand  citizen’s  needs   and  the  demand  of  services.       5.  Open  questions     -­‐ Raw  data  are  useless  for  non-­‐technical  citizens.  How  much  money  should  Governments  invest  in   own  visualizations  and  applications?  How  to  design  data  visualizations  from  a  public  value   perspective?   -­‐ Initial  interpretation  from  government  officials  is  fundamental.    Interactive  visualizations  and  tools   to  collect  feedback  from  the  citizen  meet  policy  analysis  (official  reports,  scientific  analysis,  etc.)   -­‐ Metadata:  towards  a  common  scheme  for  EU  Funding  data?     6.  Bibliography     European  Commission,  “EU  Cohesion  Policy  2014-­‐2020:  legislative  proposals”,  2011-­‐2012.   http://ec.europa.eu/regional_policy/what/future/proposals_2014_2020_en.cfm     Italian  Minister  for  territorial  cohesion,  “Cohesion  Action  Plan”  and  updates,  2011-­‐2012.   http://www.ministrocoesioneterritoriale.it/fondi/piano-­‐di-­‐azione-­‐coesione/     Open  Government  Working  Group,  “8  Principles  of  Open  Government  Data”,  2007.   http://www.opengovdata.org/  
  • 4.   Reggi  L.,  “Transparency  on  the  beneficiaries  of  Structural  Funds  in  Italy  and  Europe”,  Materiali  UVAL,  Issue   27,  2012.  http://www.dps.tesoro.it/materialiuval/analisi_studi.asp#muval27     World  Wide  Web  Consortium  (W3C),  ”Improving  Access  to  Government  through  Better  Use  of  the  Web”,   2009.  http://www.w3.org/TR/2009/WD-­‐egov-­‐improving-­‐20090310