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Consultant Chest Physician
TB TEAM EXPERT – WHO
Mansoura - Egypt
SYMPTOMS
Cough
Sputum
Shortness of breath
EXPOSURE TO RISK
FACTORS
Tobacco
Occupation
Indoor/outdoor pollution
SPIROMETRY
Diagnosis of COPD

 A clinical diagnosis of COPD should be considered
in any patient who has dyspnea, chronic cough or
sputum production, and a history of exposure to risk
factors for the disease.
 The diagnosis should be confirmed by spirometry ,
the presence of a post-bronchodilator FEV1/FVC <
0.70 confirms the presence of persistent airflow
limitation and thus of COPD.
© 2013 Global Initiative for Chronic Obstructive Lung Disease
Assess and Monitor COPD
 Spirometry should be performed after administration
of an adequate dose of a short-acting inhaled
bronchodilator to minimize variability.
 A post-bronchodilator FEV1/FVC < 0.70 confirms the
presence of airflow limitation.
 Where possible, values should be compared to
age-related normal values to avoid over diagnosis of
COPD in the elderly.
Diagnosis of COPD
 For the diagnosis and assessment of COPD,
spirometry is the gold standard.
 Health care workers involved in the diagnosis
and management of COPD patients should
have access to spirometry.
Spirometry
Spirometry
“Spiro” – from the greek for breathing
“Metry” – measurement
“Spirometry” – The measurement of breathing
 Spirometry is a measure of air flow and lung
volumes during a forced expiratory manouver
from full inspiration
 Spirometry is a method of assessing lung function
by measuring the total volume of air the patient
can expel from the lungs after a maximal
inhalation.
11
What is a spirometry ??
Spirometric Curves
 The Volume–Time Curve (The Spirogram)
 The Expiratory Flow–Volume Curve
(FV Curve)
12
13
Flow-Volume Curve
Flow-Volume Loop
Obstructive Airway Diseases
16
Volume-time Spirogram
17
Normal spirogram
Normal spirogram
18
19
There is a lot of data reported
out on a Spirometry
The only numbers to be really concerned
with are:
– FVC
– FEV1
– FVC / FEV1 ratio
– FEF25-75%
Measurements
Abbreviation Characteristic measured
FEV1 Forced expired volume in 1 second
FVC Forced vital capacity
FEV1 /FVC Ratio Ratio of the above
PEFR Peak expiratory flow rate
FEF 25-75% Forced expiratory flow between 25-75% of the
vital capacity
22
FEV1
 FEV1 :Amount of air forcibly exhaled in the 1st
second of the FVC maneuver (80% of FVC
volume).
 Volume obtained is expressed as a % of
predicted normal.
 Normal  80% of predicted -Reported in liters.
Forced expiratory volume
in 1 second (FEV1)
A measure of FLOW
─ Reported in liters and % of predicted
─ 80 – 120% of predicted is a normal value
5 10 15
2
4
6
8
Time (s)
Volume(L) Normal spirogram:
Volume / time
Man
176 cm
76 kg
FVC
FEV1
10
FEV1
In normal individuals
FEV1 peaks up to 25
years, then into
Plateau Phase
following by
decline phase in old
age.
Forced Vital Capacity
27
Forced Vital Capacity (FVC)
 Following full inspiration, patient exhales as rapidly as
possible, forcibly and completely- volume of air
exhaled is measured; takes 5-6 seconds with majority
in 1 second.
 Volume obtained is expressed as a % of predicted
normal.
 Normal 80% of predicted.
Forced vital capacity
A measure of VOLUME
– How much air that can be forcefully exhaled
– Normally FVC = VC
 Varies directly with height and inversely
with age
 Reported in liters and % of predicted
RV
VC
RV
VC
RV
VC
NormalObstructive Restrictive
Vital capacity is reduced in both
obstructive and restrictive diseases
Normal
RV
ERV
TV
IRV
FRC
VC
Restrictive
RV
ERV
TV
IRV
FRC
VC
Obstructive
RV
ERV
TV
IRV
FRC
VC
125
100
75
50
25
0
%NormalTLC Vital capacity is reduced in both
obstructive and restrictive diseases
FEV1/FVC
• Forced expiratory
volume in 1 second
– 4.0 L
• Forced vital capacity
– 5.0 L
– usually less than during
a slower exhalation
• FEV1/FVC = 80%
FEV1
FVC
FEV1 / FVC ratio
 The FEV1/FVC ratio is the ratio of the forced expiratory
volume in the first one second to the forced vital
capacity of the lungs.
 The normal value for this ratio is above 75-80%,
though this is age dependent.
1. Values less than 70% are suggestive of airflow
limitation with an obstructive pattern
2. Restrictive lung diseases often produce a FEV1/FVC
ratio which is either normal or high
32
Forced Vital Capacity
TLC
FEV1.0
FVC
1 sec
FEV1.0 = 4 L
FVC = 5 L
% = 80%
RV
Normal
TLC
FEV1.0
FVC
1 sec
FEV1.0 = 1.2 L
FVC = 3.0 L
% = 40%
RV
Obstructive
airway resist
Restrictive
lung recoil
TLC
FEV1.0
FVC
1 sec
FEV1.0 = 2.7 L
FVC = 3.0 L
% = 90%
RV
Indication for lung volume test :
● Low FVC :
-? Restrictive
-? Obstructive with hyperinflation and air
trapping
-? Mixed pattern
-? Equivocal spirometry findings (FEV1&FVC at
lower limit of normal)
PFT Reports
o When performing PFT’s three values are reported:
o Actual – what the patient performed
o Predicted – what the patient should have
performed based on Age, Height, Sex, Weight,
and Ethnicity
o % Predicted – a comparison of the actual value
to the predicted value
To calculate % predicted
Actual Measurement x100
Predicted Value
– e.g. Actual FEV1 = 4.0 litres
Predicted FEV1 = 4.0 litres
4 x 100 = 100%
4
PFT Reports
 Example
Actual Predicted %Predicted
FVC 4.0 5.0 80%
Actual FEV1 x100
Actual FVC
e.g. FEV1 = 3.0 litres
FVC = 4.0 litres
3 x100 =75%
4
To calculate the ratio of FEV1 to FVC
(FEV1%, FEV1/FVC or FER)
● Only need to look at 5 numbers
● Look at the post bronchodilator values too!
FEV1
% Predicted
FVC % Predicted
FER
(FEV1 / FVC ratio)
Spirometry
Predicted Normal Values
Predicted Normal Values
 Age
 Height
 Sex
 Ethnic Origin
Affected by:
Criteria for Normal
Post-bronchodilator Spirometry
 FEV1: % predicted > 80%
 FVC: % predicted > 80%
 FEV1/FVC: > 0.7 - 0.8, depending on
age
Spirogram Patterns
 Normal
 Obstructive
 Restrictive
 Mixed Obstructive and Restrictive
Normal Trace Showing FEV1 and FVC
1 2 3 4 5 6
1
2
3
4
Volume,liters
Time, seconds
FVC5
1
FEV1 = 4L
FVC = 5L
FEV1/FVC = 0.8
Spirometry:
Obstructive Disease
Volume,liters
Time, seconds
5
4
3
2
1
1 2 3 4 5 6
FEV1 = 1.8L
FVC = 3.2L
FEV1/FVC = 0.56
Normal
Obstructive
Obstructive Pattern
 FEV1: < 80% predicted
● FVC: can be normal or reduced – usually to
a lesser degree than FEV1
 FEV1/FVC: <70% predicted
 Although the FEV1/FVC ratio is very useful in
diagnosing airflow obstruction, the absolute
value of the FEV1 is the best measure of
severity.
 FEV1 used to grade the severity of air flow
limitation .
47
Volume,liters
Time, seconds
FEV1 = 1.9L
FVC = 2.0L
FEV1/FVC = 0.95
1 2 3 4 5 6
5
4
3
2
1
Spirometry: Restrictive Disease
Normal
Restrictive
 FEV1: Normal or mildly reduced –
usually to a lesser degree than FVC
 FVC: < 80% predicted
 FEV1/FVC: Normal or increased > 0.7
Restrictive Pattern
Mixed Obstructive and Restrictive
Volume,liters
Time, seconds
Restrictive and mixed obstructive-restrictive are difficult to diagnose by
spirometry alone; full pulmonary function tests are usually required
FEV1 = 0.5L
FVC = 1.5L
FEV1/FVC = 0.30
Normal
Obstructive - Restrictive
Mixed Obstructive/Restrictive
 FEV1: < 80% predicted
 FVC: < 80% predicted
 FEV1 /FVC: < 0.7
52
53
Bronchodilator Reversibility Testing
Preparation
●The test should be performed when patients are
clinically stable and free from respiratory infection
● Patients should not have taken:
 Inhaled short-acting bronchodilators in the
previous six hours
 Long-acting bronchodilator in the previous
12 hours
 Sustained-release theophylline in the previous
24 hours
Before performing spirometry, withhold:
 Short acting β2-agonists for 6 hours
 Long acting β2-agonists for 12 hours
 Ipratropium for 6 hours
 Tiotropium for 24 hours
 Sustained-release theophylline for 24 hours
Optimally, subjects should avoid caffeine and
cigarette smoking for 30 minutes before performing
spirometry
Bronchodilator Reversibility Testing
Bronchodilator* Dose FEV1 before
and after
Salbutamol 200 – 400 µg via large
volume spacer
15 minutes
Terbutaline 500 µg via Turbohaler® 15 minutes
Ipratropium 160 µg** via spacer 45 minutes
* Some guidelines suggest nebulised bronchodilators can be given but the
doses are not standardised. “There is no consensus on the drug, dose or
mode of administering a bronchodilator in the laboratory.” Ref: ATS/ERS
Task Force : Interpretive strategies for Lung Function Tests ERJ 2005
** Usually 8 puffs of 20 µg
Bronchodilator Reversibility Testing
● Possible dosage protocols:
 400 µg β2-agonist, or
 80-160 µg anticholinergic, or
 the two combined
● FEV1 should be measured again:
 15 minutes after a short-acting β2-agonist
 45 minutes after the combination
58
59
Bronchodilator Reversibility
Testing in COPD
FEV1 should be measured (minimum twice, within
5% or 150mls) before a bronchodilator is given .
The bronchodilator should be given by metered
dose inhaler through a spacer device or by
nebulizer .
The bronchodilator dose should be selected to be
high on the dose/response curve .
2010 AP Jones
Bronchodilator Reversibility Testing
Results
● An increase in FEV1 that is both greater than 200 ml
and 12% above the pre-bronchodilator FEV1 (baseline
value) is considered significant .
● It is usually helpful to report the absolute change (in
ml) as well as the % change from baseline to set the
improvement in a clinical context .
Spirometric Diagnosis of COPD
 COPD is confirmed by post–bronchodilator
FEV1/FVC < 0.7
● Post-bronchodilator FEV1/FVC measured 15
minutes after e
– 4 puffs Salbutamol 100 MDI with AeroChamber
– Salbutamol 2.5mg nebuliser.
quivalent
Bronchodilator
Reversibility
Testing in COPD
GOLD
Report (2009)
– Ratios such as FEV1/VC should not be
used to judge bronchodilator
response.
Bronchodilator reversibility testing
 Although the values that show reversibility
are arbitrary, an increase of >400 ml from
baseline in FEV1 is suggestive of asthma.
Smaller increases are less discriminatory.
(Some texts suggest 200mls.)
 Must be interpreted with clinical history -
neither asthma nor COPD are diagnosed on
spirometry alone .
 Symptoms should be present to diagnose
COPD in people with mild airflow obstruction
 Helps to differentiate COPD from asthma.
Bronchodilator reversibility testing
 Spirometry is a poor predictor of disability and
quality of life in COPD but helps in predicting
prognosis and contributes to the assessment
of the severity of COPD.
 Spirometry alone cannot separate asthma from
COPD .
68
COPD or asthma or both?
 Resolving the two conditions can be problematic,
particularly in older patients. Conditions may co-
exist (~ 20% of patients)
 Clinically significant COPD is not present if FEV1
and FEV1/FVC ration return to normal with drug
treatment
 Reconsider diagnosis of COPD if a patient reports
a marked response to inhaled therapies
69
COPD or asthma or both?
 Findings that can help identify asthma (from
NICE):
1. On reversibility testing, there is a large (>400
ml) response to bronchodilators
2. A large (>400 ml) response to 2 weeks, 30
mg/day oral prednisolone
3. Serial peak flow measurements showing 20%
or greater diurnal/day-to-day variability
70
 Reversibility testing used to be promoted in
previous international guidelines (BTS and GOLD)
to diagnose irreversible airflow limitation and
may help differentiate between other respiratory
conditions such as asthma.
 However, some patients with COPD have been
shown to respond well to bronchodilators and this
method of testing can often be misleading
71
A Practical Guide to Interpreting Bronchodilator Reversibility in (COPD)
August 10, 2012
 In the past, bronchodilator reversibility was used
diagnostically to differentiate between COPD and
asthma
 Current COPD guidelines state that the degree of
bronchodilator reversibility is not recommended for
differential diagnosis with asthma and should not be
used to predict long-term response to maintenance
bronchodilator treatment .
 Thus, findings from bronchodilator reversibility testing
should be interpreted with caution and in the context
of the clinical assessments
 It is no longer recommended to differentiate
between asthma and COPD based on the
patient’s degree of bronchodilator reversibility
 Current evidence suggests that most patients
with COPD do demonstrate clinically significant
bronchodilator reversibility.
73
 The post-bronchodilator FEV1 <80% of the
predicted in combination with a FEV1/FVC ratio
of < 70% would be more sensitive and specific
to distinguish COPD from asthma than the use
of ATS and ERS BDR criteria (defined as an
increase of <12% and 200 mL of initial FEV1.)
74
 Post-bronchodilator spirometry should be
measured to confirm the diagnosis of COPD .
 The use of post-bronchilator spirometry is
used in the updated classification of COPD
75
Diagnosis: Spirometry
 If COPD seems likely, NICE recommend
performing spirometry:
– Post-bronchodilator spirometry recommended
for COPD
 e.g. 15 mins after 400 mcg salbutamol; pMDI + spacer
is suitable
– Working definition of COPD:
 Airflow obstruction defined as FEV1/FVC ratio < 0.7
 If FEV1 ≥ 80% predicted, a diagnosis of COPD should
only be made in the presence of respiratory symptoms
(breathlessness or cough)
76
Peak expiratory flow rate (PEFR)
 Measurement may significantly underestimate
the severity of the airflow limitation.
 A normal PEFR does not exclude significant
airflow obstruction .
 PEF should not be routinely used for screening,
diagnosis, or monitoring of COPD.
78
Spirometry for COPD Diagnosis
Assessment of COPD
Assess degree of airflow limitation
Use spirometry for grading severity
according to spirometry, using four grades
split at 80%, 50% and 30% of predicted value
© 2014 Global Initiative for Chronic Obstructive Lung Disease80
81 2001
“At Risk” for COPD
n COPD includes four stages of severity classified by
spirometry.
n A fifth category--Stage 0: At Risk--that appeared in
the 2001 report is no longer included as a stage of
COPD, as there is incomplete evidence that the
individuals who meet the definition of “At Risk”
(chronic cough and sputum production, normal
spirometry) necessarily progress on to Stage I:
Mild COPD.
 The public health message is that chronic
cough and sputum are not normal remains
important - their presence should trigger a
search for underlying cause(s).
84
85
86
87
Spirometric Classification of COPD Severity Based on
Postbronchodilator FEV1 . GOLD Updated 2010
Arterial partial pressure of oxygen <#8.0 kPa (60 mmHg) with or without
partial pressure of CO2 > 6.7 kPa (50 mmHg) while breathing air at sea
level.
88
89
90
mod
91
Case Study 1
 A 53-year-old white male presents for annual visit.
 Although he quit 10 years ago he is a previous
cigarette smoker with a 20 pack-year history.
 During the past 12 months, he has had 3 episodes of
bronchitis.
 His history of tobacco use and recent episodes of
acute bronchitis lead you to perform spirometry.
Results
Pre-Bronchodilator Post-Bronchodilator
Predicted Measured % Measured % % change
FVC 4.65 4.65 100 4.95 106 6
FEV1 3.75 3.13 83 3.34 89 6
FEV1/FVC 80 67 -13 67 -13 0
PEF 511 462 90 522 102 12
FEF 25 7.86 5.7 73 6.00 76 5
FEF 50 4.46 2.3 52 2.10 47 -9
FEF 75 1.75 .5 29 0.60 35 18
FEF 25-75 3.76 1.77 47 1.78 47 0
Results
Pre-
Bronchodilator
Post-
Bronchodilator
Predicte
d
Measured % Measured % %
change
FVC 4.65 4.65 100 4.95 106 6
FEV1 3.75 3.13 83 3.34 89 6
FEV1/FVC 80 67 -13 67 -13 0
Is there obstruction?
Is there restriction?
Results
Pre-
Bronchodilator
Post-Bronchodilator
Predicte
d
Measured % Measured % % change
FVC 4.65 4.65 100 4.95 106 6
FEV1 3.75 3.13 83 3.34 89 6
FEV1/FVC 80 67 -13 67 -13 0
Is there obstruction?
FEV1/FVC = 67 % of predicted; therefore, obstruction present
Is there restriction?
FVC = 100 % of predicted; therefore, no restriction present
Results
Pre-
Bronchodilator
Post-Bronchodilator
Predicte
d
Measured % Measured % % change
FVC 4.65 4.65 100 4.95 106 6
FEV1 3.75 3.13 83 3.34 89 6
FEV1/FVC 80 67 -13 67 -13 0
Results
Pre-
Bronchodilator
Post-Bronchodilator
Predicte
d
Measured % Measured % % change
FVC 4.65 4.65 100 4.95 106 6
FEV1 3.75 3.13 83 3.34 89 6
FEV1/FV
C
80 67 -13 67 -13 0
What is the severity of obstruction?
Is the obstruction reversible (is reversibility present)?
Interpretation:
Results
Pre-
Bronchodilator
Post-Bronchodilator
Predicte
d
Measured % Measured % % change
FVC 4.65 4.65 100 4.95 106 6
FEV1 3.75 3.13 83 3.34 89 6
FEV1/FV
C
80 67 -13 67 -13 0
What is the severity of obstruction?
FEV1 is 83% of predicted; therefore, the obstruction is mild
Is the obstruction reversible (is reversibility present)?
FEV1 increases from 83% to 89% (6% increase) and increases
from 3,130 cc to 3,340 cc (increase of 210 cc)
Interpretation: Mild Obstruction with minimal reversibility: Mild
COPD
Case 2
Pre-Bronchodilator Post-Bronchodilator
Predicte
d
Measured % Measured % % change
FVC 3.78 1.92 51 2.7 71 34
FEV1 3.24 1.11 34 1.61 50 36
FEV1/ FVC 86 58 -28 60 -26 3
Results
Pre-Bronchodilator Post-Bronchodilator
Predicte
d
Measured % Measured % % change
FVC 3.78 1.92 51 2.7 71 34
FEV1 3.24 1.11 34 1.61 50 36
FEV1/ FVC 86 58 -28 60 -26 3
Obstruction?
FEV1/FVC = 60%; therefore, obstruction present
Restriction?
FVC = 51% of predicted; therefore, restriction present
Results
Pre-Bronchodilator Post-Bronchodilator
Predicte
d
Measured % Measured % % change
FVC 3.78 1.92 51 2.7 71 34
FEV1 3.24 1.11 34 1.61 50 36
FEV1/ FVC 86 58 -28 60 -26 3
•Is the obstruction reversible (is reversibility present)?
FEV1 increases from 34% to 50% (16% increase) and increases by
500 cc
•What is the severity of restriction?
Restriction improves as the FVC changes from 51% to 71% with
bronchodilator, indicating that the “air trapping” is relieved.
Interpretation: obstruction with reversibility (Moderate obstruction)
No Yes
Obstructive Defect
Is FVC Low? (<80% pred)
Combined Obstruction &
Restriction /or Hyperinflation
Pure Obstruction
Improved FVC with
ß-agonist
Reversible Obstruction
with ß-agonist
Further Testing with
Full PFT’s
Suspect
Asthma
Suspect
COPD
Is FEV1 / FVC Ratio Low? (<70%)
Yes
NoYes
NoYes
Diagnostic Flow Diagram for Obstruction
Adapted from Lowry.
Normal
RV
ERV
TV
IRV
FRC
VC
Restrictive
RV
ERV
TV
IRV
FRC
VC
Obstructive
RV
ERV
TV
IRV
FRC
VC
125
100
75
50
25
0
%NormalTLC Vital capacity is reduced in both
obstructive and restrictive diseases
Indication for lung volume test :
● Low FVC :
-? Restrictive
-? Obstructive with hyperinflation and air
trapping
-? Mixed pattern
-? Equivocal spirometry findings (FEV1&FVC at
lower limit of normal)
NoYes
Is FVC Low?(<80% pred)
Restrictive Defect Normal Spirometry
Further Testing with
Full PFT’s; consider
referral if moderate to
severe
Is FEV1 / FVC Ratio Low? (<70%)
No
Diagnostic Flow Diagram for Restriction
Adapted from Lowry, 1998
10
7
COPD – The benefits of early diagnosis,
Strategies to encourage earlier diagnosis
in primary care
The challenge of early detection
Pulmonary damage
Intermitent
symptoms
Breathlessness
Obstruction
Why does early diagnosis
matter?
1. Preserve lung function
2. Preserve quality of life for the patient
3. Encourage smoking cessation
4. Enable earlier interventions to prevent
exacerbations
5. Reduce costs
6. Decrease mortality
What are the barriers to earlier
diagnosis?
 It is difficult to chart the progression of COPD
currently.
 There are no accepted biochemical or clinical
markers to allow measurement of COPD activity.
 There are however clinical predictors (of disease
progression) through increased frequency of
exacerbations
– Lack of interest – a heart sink disease
– Lack of facilities for diagnosis – spirometry
– Smoking or lifestyle related
Barriers for early diagnosis?
Doctor Centered
Barriers for early diagnosis -
Patient Related
– Low knowledge (ignorance) of the disease
– Afraid of danger diagnosis (lung cancer)
– Adaptation – getting old
– Excuse of the symptoms – smoker’s cough
 Decline in lung function is faster in GOLD stages I
to II than III or IV
 Patients with symptomatic GOLD stage I are more
likely to progress
 There is no evidence that late smoking cessation
reduces decline in lung function
 There is some evidence that isolated abnormal
spirometry influences smoking cessation
Is early detection of COPD a waste
of resources?
1. Enright P, White P. Detecting mild COPD: don’t waste resources. Prim Care Respir J 2011;20(1):6-8
2. Jones R. Earlier detection of COPD. Prim Care Respir J 2011;20(2):222-222.
 Late diagnosis leads to no access to pulmonary
rehabilitation or drugs which can improve
symptoms and reduce exacerbations
 Opportunistic case finding of symptomatic
disease does not involve additional resources of
screening; certainly in many countries this is part
of the core services that primary care should
provide.
Is early detection of COPD a waste
of resources?
1. Enright P, White P. Detecting mild COPD: don’t waste resources. Prim Care Respir J 2011;20(1):6-8
2. Jones R. Earlier detection of COPD. Prim Care Respir J 2011;20(2):222-222.
.
Should we screen ALL
smokers for COPD?
Should general practitioners screen
smokers for COPD?
 Screening for pre-clinical COPD in general
practice should not be recommended.
 However, it is important to diagnose people
who may benefit from symptom-relieving
treatment, and therefore patients with
smoking-related symptoms should be
offered spirometry.
11
7
11
8
 Finally, the general practitioner should strive
to offer smoking cessation counseling to all
smokers, regardless of their lung function.
11
9
And who to screen?
With active screening you find lot of smokers with
COPD, earlier unrecognised COPD
27% of the smokers,
40-55 years, had COPD
85% of those had mild
COPD
Mild COPD
Moderate COPD
Severe
COPD
Stratelis G et al. Br J Gen Pract 2004; 54:201-6
 Spirometry should be performed in all
patients suspected of having COPD
 In the absence of availability of spirometry,
patients suspected of having COPD should
be referred for spirometric evaluation to a
center with the facility.
12
3
 COPD is a slowly progressing disease which is
often unrecognised until it is clinically apparent
and moderately advanced.
 What to look for: Fatigue, dyspnoea, “smokers
cough”, chronic cough, sputum production,
wheezing
- people do not see the doctor for this
 We need a Spirometer to confirm the diagnosis
and assess severity
Conclusions
 The public health message is that chronic cough
and sputum are not normal - their presence
should trigger a search for underlying cause(s).
 Early intervention will help to preserve lung
function which in turn will reduce the risk of COPD
exacerbations
 Earlier diagnosis would enable healthcare
workers to encourage smoking cessation.
12
5
Conclusions
If you test one smoker
with cough every day
You will diagnose
one patient
With COPD
a week
12
7
Work hard in silence
Let success make the noise
12
8

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Diagnosis and Assessment of copd

  • 1.
  • 2.
  • 3. Consultant Chest Physician TB TEAM EXPERT – WHO Mansoura - Egypt
  • 4. SYMPTOMS Cough Sputum Shortness of breath EXPOSURE TO RISK FACTORS Tobacco Occupation Indoor/outdoor pollution SPIROMETRY Diagnosis of COPD 
  • 5.  A clinical diagnosis of COPD should be considered in any patient who has dyspnea, chronic cough or sputum production, and a history of exposure to risk factors for the disease.  The diagnosis should be confirmed by spirometry , the presence of a post-bronchodilator FEV1/FVC < 0.70 confirms the presence of persistent airflow limitation and thus of COPD. © 2013 Global Initiative for Chronic Obstructive Lung Disease Assess and Monitor COPD
  • 6.  Spirometry should be performed after administration of an adequate dose of a short-acting inhaled bronchodilator to minimize variability.  A post-bronchodilator FEV1/FVC < 0.70 confirms the presence of airflow limitation.  Where possible, values should be compared to age-related normal values to avoid over diagnosis of COPD in the elderly.
  • 8.  For the diagnosis and assessment of COPD, spirometry is the gold standard.  Health care workers involved in the diagnosis and management of COPD patients should have access to spirometry.
  • 10. Spirometry “Spiro” – from the greek for breathing “Metry” – measurement “Spirometry” – The measurement of breathing
  • 11.  Spirometry is a measure of air flow and lung volumes during a forced expiratory manouver from full inspiration  Spirometry is a method of assessing lung function by measuring the total volume of air the patient can expel from the lungs after a maximal inhalation. 11 What is a spirometry ??
  • 12. Spirometric Curves  The Volume–Time Curve (The Spirogram)  The Expiratory Flow–Volume Curve (FV Curve) 12
  • 19. 19
  • 20. There is a lot of data reported out on a Spirometry The only numbers to be really concerned with are: – FVC – FEV1 – FVC / FEV1 ratio – FEF25-75%
  • 21. Measurements Abbreviation Characteristic measured FEV1 Forced expired volume in 1 second FVC Forced vital capacity FEV1 /FVC Ratio Ratio of the above PEFR Peak expiratory flow rate FEF 25-75% Forced expiratory flow between 25-75% of the vital capacity
  • 22. 22 FEV1  FEV1 :Amount of air forcibly exhaled in the 1st second of the FVC maneuver (80% of FVC volume).  Volume obtained is expressed as a % of predicted normal.  Normal  80% of predicted -Reported in liters.
  • 23. Forced expiratory volume in 1 second (FEV1) A measure of FLOW ─ Reported in liters and % of predicted ─ 80 – 120% of predicted is a normal value
  • 24. 5 10 15 2 4 6 8 Time (s) Volume(L) Normal spirogram: Volume / time Man 176 cm 76 kg FVC FEV1 10
  • 25. FEV1 In normal individuals FEV1 peaks up to 25 years, then into Plateau Phase following by decline phase in old age.
  • 27. 27 Forced Vital Capacity (FVC)  Following full inspiration, patient exhales as rapidly as possible, forcibly and completely- volume of air exhaled is measured; takes 5-6 seconds with majority in 1 second.  Volume obtained is expressed as a % of predicted normal.  Normal 80% of predicted.
  • 28. Forced vital capacity A measure of VOLUME – How much air that can be forcefully exhaled – Normally FVC = VC  Varies directly with height and inversely with age  Reported in liters and % of predicted
  • 29. RV VC RV VC RV VC NormalObstructive Restrictive Vital capacity is reduced in both obstructive and restrictive diseases
  • 31. FEV1/FVC • Forced expiratory volume in 1 second – 4.0 L • Forced vital capacity – 5.0 L – usually less than during a slower exhalation • FEV1/FVC = 80% FEV1 FVC
  • 32. FEV1 / FVC ratio  The FEV1/FVC ratio is the ratio of the forced expiratory volume in the first one second to the forced vital capacity of the lungs.  The normal value for this ratio is above 75-80%, though this is age dependent. 1. Values less than 70% are suggestive of airflow limitation with an obstructive pattern 2. Restrictive lung diseases often produce a FEV1/FVC ratio which is either normal or high 32
  • 33. Forced Vital Capacity TLC FEV1.0 FVC 1 sec FEV1.0 = 4 L FVC = 5 L % = 80% RV Normal TLC FEV1.0 FVC 1 sec FEV1.0 = 1.2 L FVC = 3.0 L % = 40% RV Obstructive airway resist Restrictive lung recoil TLC FEV1.0 FVC 1 sec FEV1.0 = 2.7 L FVC = 3.0 L % = 90% RV
  • 34. Indication for lung volume test : ● Low FVC : -? Restrictive -? Obstructive with hyperinflation and air trapping -? Mixed pattern -? Equivocal spirometry findings (FEV1&FVC at lower limit of normal)
  • 35. PFT Reports o When performing PFT’s three values are reported: o Actual – what the patient performed o Predicted – what the patient should have performed based on Age, Height, Sex, Weight, and Ethnicity o % Predicted – a comparison of the actual value to the predicted value
  • 36. To calculate % predicted Actual Measurement x100 Predicted Value – e.g. Actual FEV1 = 4.0 litres Predicted FEV1 = 4.0 litres 4 x 100 = 100% 4
  • 37. PFT Reports  Example Actual Predicted %Predicted FVC 4.0 5.0 80%
  • 38. Actual FEV1 x100 Actual FVC e.g. FEV1 = 3.0 litres FVC = 4.0 litres 3 x100 =75% 4 To calculate the ratio of FEV1 to FVC (FEV1%, FEV1/FVC or FER)
  • 39. ● Only need to look at 5 numbers ● Look at the post bronchodilator values too! FEV1 % Predicted FVC % Predicted FER (FEV1 / FVC ratio)
  • 41. Predicted Normal Values  Age  Height  Sex  Ethnic Origin Affected by:
  • 42. Criteria for Normal Post-bronchodilator Spirometry  FEV1: % predicted > 80%  FVC: % predicted > 80%  FEV1/FVC: > 0.7 - 0.8, depending on age
  • 43. Spirogram Patterns  Normal  Obstructive  Restrictive  Mixed Obstructive and Restrictive
  • 44. Normal Trace Showing FEV1 and FVC 1 2 3 4 5 6 1 2 3 4 Volume,liters Time, seconds FVC5 1 FEV1 = 4L FVC = 5L FEV1/FVC = 0.8
  • 45. Spirometry: Obstructive Disease Volume,liters Time, seconds 5 4 3 2 1 1 2 3 4 5 6 FEV1 = 1.8L FVC = 3.2L FEV1/FVC = 0.56 Normal Obstructive
  • 46. Obstructive Pattern  FEV1: < 80% predicted ● FVC: can be normal or reduced – usually to a lesser degree than FEV1  FEV1/FVC: <70% predicted
  • 47.  Although the FEV1/FVC ratio is very useful in diagnosing airflow obstruction, the absolute value of the FEV1 is the best measure of severity.  FEV1 used to grade the severity of air flow limitation . 47
  • 48. Volume,liters Time, seconds FEV1 = 1.9L FVC = 2.0L FEV1/FVC = 0.95 1 2 3 4 5 6 5 4 3 2 1 Spirometry: Restrictive Disease Normal Restrictive
  • 49.  FEV1: Normal or mildly reduced – usually to a lesser degree than FVC  FVC: < 80% predicted  FEV1/FVC: Normal or increased > 0.7 Restrictive Pattern
  • 50. Mixed Obstructive and Restrictive Volume,liters Time, seconds Restrictive and mixed obstructive-restrictive are difficult to diagnose by spirometry alone; full pulmonary function tests are usually required FEV1 = 0.5L FVC = 1.5L FEV1/FVC = 0.30 Normal Obstructive - Restrictive
  • 51. Mixed Obstructive/Restrictive  FEV1: < 80% predicted  FVC: < 80% predicted  FEV1 /FVC: < 0.7
  • 52. 52
  • 53. 53
  • 54. Bronchodilator Reversibility Testing Preparation ●The test should be performed when patients are clinically stable and free from respiratory infection ● Patients should not have taken:  Inhaled short-acting bronchodilators in the previous six hours  Long-acting bronchodilator in the previous 12 hours  Sustained-release theophylline in the previous 24 hours
  • 55. Before performing spirometry, withhold:  Short acting β2-agonists for 6 hours  Long acting β2-agonists for 12 hours  Ipratropium for 6 hours  Tiotropium for 24 hours  Sustained-release theophylline for 24 hours Optimally, subjects should avoid caffeine and cigarette smoking for 30 minutes before performing spirometry
  • 56. Bronchodilator Reversibility Testing Bronchodilator* Dose FEV1 before and after Salbutamol 200 – 400 µg via large volume spacer 15 minutes Terbutaline 500 µg via Turbohaler® 15 minutes Ipratropium 160 µg** via spacer 45 minutes * Some guidelines suggest nebulised bronchodilators can be given but the doses are not standardised. “There is no consensus on the drug, dose or mode of administering a bronchodilator in the laboratory.” Ref: ATS/ERS Task Force : Interpretive strategies for Lung Function Tests ERJ 2005 ** Usually 8 puffs of 20 µg
  • 57. Bronchodilator Reversibility Testing ● Possible dosage protocols:  400 µg β2-agonist, or  80-160 µg anticholinergic, or  the two combined ● FEV1 should be measured again:  15 minutes after a short-acting β2-agonist  45 minutes after the combination
  • 58. 58
  • 59. 59
  • 60. Bronchodilator Reversibility Testing in COPD FEV1 should be measured (minimum twice, within 5% or 150mls) before a bronchodilator is given . The bronchodilator should be given by metered dose inhaler through a spacer device or by nebulizer . The bronchodilator dose should be selected to be high on the dose/response curve .
  • 62. Bronchodilator Reversibility Testing Results ● An increase in FEV1 that is both greater than 200 ml and 12% above the pre-bronchodilator FEV1 (baseline value) is considered significant . ● It is usually helpful to report the absolute change (in ml) as well as the % change from baseline to set the improvement in a clinical context .
  • 63. Spirometric Diagnosis of COPD  COPD is confirmed by post–bronchodilator FEV1/FVC < 0.7 ● Post-bronchodilator FEV1/FVC measured 15 minutes after e – 4 puffs Salbutamol 100 MDI with AeroChamber – Salbutamol 2.5mg nebuliser. quivalent
  • 65. – Ratios such as FEV1/VC should not be used to judge bronchodilator response.
  • 66. Bronchodilator reversibility testing  Although the values that show reversibility are arbitrary, an increase of >400 ml from baseline in FEV1 is suggestive of asthma. Smaller increases are less discriminatory. (Some texts suggest 200mls.)
  • 67.  Must be interpreted with clinical history - neither asthma nor COPD are diagnosed on spirometry alone .  Symptoms should be present to diagnose COPD in people with mild airflow obstruction  Helps to differentiate COPD from asthma. Bronchodilator reversibility testing
  • 68.  Spirometry is a poor predictor of disability and quality of life in COPD but helps in predicting prognosis and contributes to the assessment of the severity of COPD.  Spirometry alone cannot separate asthma from COPD . 68
  • 69. COPD or asthma or both?  Resolving the two conditions can be problematic, particularly in older patients. Conditions may co- exist (~ 20% of patients)  Clinically significant COPD is not present if FEV1 and FEV1/FVC ration return to normal with drug treatment  Reconsider diagnosis of COPD if a patient reports a marked response to inhaled therapies 69
  • 70. COPD or asthma or both?  Findings that can help identify asthma (from NICE): 1. On reversibility testing, there is a large (>400 ml) response to bronchodilators 2. A large (>400 ml) response to 2 weeks, 30 mg/day oral prednisolone 3. Serial peak flow measurements showing 20% or greater diurnal/day-to-day variability 70
  • 71.  Reversibility testing used to be promoted in previous international guidelines (BTS and GOLD) to diagnose irreversible airflow limitation and may help differentiate between other respiratory conditions such as asthma.  However, some patients with COPD have been shown to respond well to bronchodilators and this method of testing can often be misleading 71 A Practical Guide to Interpreting Bronchodilator Reversibility in (COPD) August 10, 2012
  • 72.  In the past, bronchodilator reversibility was used diagnostically to differentiate between COPD and asthma  Current COPD guidelines state that the degree of bronchodilator reversibility is not recommended for differential diagnosis with asthma and should not be used to predict long-term response to maintenance bronchodilator treatment .  Thus, findings from bronchodilator reversibility testing should be interpreted with caution and in the context of the clinical assessments
  • 73.  It is no longer recommended to differentiate between asthma and COPD based on the patient’s degree of bronchodilator reversibility  Current evidence suggests that most patients with COPD do demonstrate clinically significant bronchodilator reversibility. 73
  • 74.  The post-bronchodilator FEV1 <80% of the predicted in combination with a FEV1/FVC ratio of < 70% would be more sensitive and specific to distinguish COPD from asthma than the use of ATS and ERS BDR criteria (defined as an increase of <12% and 200 mL of initial FEV1.) 74
  • 75.  Post-bronchodilator spirometry should be measured to confirm the diagnosis of COPD .  The use of post-bronchilator spirometry is used in the updated classification of COPD 75
  • 76. Diagnosis: Spirometry  If COPD seems likely, NICE recommend performing spirometry: – Post-bronchodilator spirometry recommended for COPD  e.g. 15 mins after 400 mcg salbutamol; pMDI + spacer is suitable – Working definition of COPD:  Airflow obstruction defined as FEV1/FVC ratio < 0.7  If FEV1 ≥ 80% predicted, a diagnosis of COPD should only be made in the presence of respiratory symptoms (breathlessness or cough) 76
  • 77.
  • 78. Peak expiratory flow rate (PEFR)  Measurement may significantly underestimate the severity of the airflow limitation.  A normal PEFR does not exclude significant airflow obstruction .  PEF should not be routinely used for screening, diagnosis, or monitoring of COPD. 78
  • 79. Spirometry for COPD Diagnosis
  • 80. Assessment of COPD Assess degree of airflow limitation Use spirometry for grading severity according to spirometry, using four grades split at 80%, 50% and 30% of predicted value © 2014 Global Initiative for Chronic Obstructive Lung Disease80
  • 82.
  • 83. “At Risk” for COPD n COPD includes four stages of severity classified by spirometry. n A fifth category--Stage 0: At Risk--that appeared in the 2001 report is no longer included as a stage of COPD, as there is incomplete evidence that the individuals who meet the definition of “At Risk” (chronic cough and sputum production, normal spirometry) necessarily progress on to Stage I: Mild COPD.
  • 84.  The public health message is that chronic cough and sputum are not normal remains important - their presence should trigger a search for underlying cause(s). 84
  • 85. 85
  • 86. 86
  • 87. 87 Spirometric Classification of COPD Severity Based on Postbronchodilator FEV1 . GOLD Updated 2010 Arterial partial pressure of oxygen <#8.0 kPa (60 mmHg) with or without partial pressure of CO2 > 6.7 kPa (50 mmHg) while breathing air at sea level.
  • 88. 88
  • 89. 89
  • 90. 90
  • 92. Case Study 1  A 53-year-old white male presents for annual visit.  Although he quit 10 years ago he is a previous cigarette smoker with a 20 pack-year history.  During the past 12 months, he has had 3 episodes of bronchitis.  His history of tobacco use and recent episodes of acute bronchitis lead you to perform spirometry.
  • 93. Results Pre-Bronchodilator Post-Bronchodilator Predicted Measured % Measured % % change FVC 4.65 4.65 100 4.95 106 6 FEV1 3.75 3.13 83 3.34 89 6 FEV1/FVC 80 67 -13 67 -13 0 PEF 511 462 90 522 102 12 FEF 25 7.86 5.7 73 6.00 76 5 FEF 50 4.46 2.3 52 2.10 47 -9 FEF 75 1.75 .5 29 0.60 35 18 FEF 25-75 3.76 1.77 47 1.78 47 0
  • 94. Results Pre- Bronchodilator Post- Bronchodilator Predicte d Measured % Measured % % change FVC 4.65 4.65 100 4.95 106 6 FEV1 3.75 3.13 83 3.34 89 6 FEV1/FVC 80 67 -13 67 -13 0 Is there obstruction? Is there restriction?
  • 95. Results Pre- Bronchodilator Post-Bronchodilator Predicte d Measured % Measured % % change FVC 4.65 4.65 100 4.95 106 6 FEV1 3.75 3.13 83 3.34 89 6 FEV1/FVC 80 67 -13 67 -13 0 Is there obstruction? FEV1/FVC = 67 % of predicted; therefore, obstruction present Is there restriction? FVC = 100 % of predicted; therefore, no restriction present
  • 96. Results Pre- Bronchodilator Post-Bronchodilator Predicte d Measured % Measured % % change FVC 4.65 4.65 100 4.95 106 6 FEV1 3.75 3.13 83 3.34 89 6 FEV1/FVC 80 67 -13 67 -13 0
  • 97. Results Pre- Bronchodilator Post-Bronchodilator Predicte d Measured % Measured % % change FVC 4.65 4.65 100 4.95 106 6 FEV1 3.75 3.13 83 3.34 89 6 FEV1/FV C 80 67 -13 67 -13 0 What is the severity of obstruction? Is the obstruction reversible (is reversibility present)? Interpretation:
  • 98. Results Pre- Bronchodilator Post-Bronchodilator Predicte d Measured % Measured % % change FVC 4.65 4.65 100 4.95 106 6 FEV1 3.75 3.13 83 3.34 89 6 FEV1/FV C 80 67 -13 67 -13 0 What is the severity of obstruction? FEV1 is 83% of predicted; therefore, the obstruction is mild Is the obstruction reversible (is reversibility present)? FEV1 increases from 83% to 89% (6% increase) and increases from 3,130 cc to 3,340 cc (increase of 210 cc) Interpretation: Mild Obstruction with minimal reversibility: Mild COPD
  • 99. Case 2 Pre-Bronchodilator Post-Bronchodilator Predicte d Measured % Measured % % change FVC 3.78 1.92 51 2.7 71 34 FEV1 3.24 1.11 34 1.61 50 36 FEV1/ FVC 86 58 -28 60 -26 3
  • 100. Results Pre-Bronchodilator Post-Bronchodilator Predicte d Measured % Measured % % change FVC 3.78 1.92 51 2.7 71 34 FEV1 3.24 1.11 34 1.61 50 36 FEV1/ FVC 86 58 -28 60 -26 3 Obstruction? FEV1/FVC = 60%; therefore, obstruction present Restriction? FVC = 51% of predicted; therefore, restriction present
  • 101. Results Pre-Bronchodilator Post-Bronchodilator Predicte d Measured % Measured % % change FVC 3.78 1.92 51 2.7 71 34 FEV1 3.24 1.11 34 1.61 50 36 FEV1/ FVC 86 58 -28 60 -26 3 •Is the obstruction reversible (is reversibility present)? FEV1 increases from 34% to 50% (16% increase) and increases by 500 cc •What is the severity of restriction? Restriction improves as the FVC changes from 51% to 71% with bronchodilator, indicating that the “air trapping” is relieved. Interpretation: obstruction with reversibility (Moderate obstruction)
  • 102.
  • 103. No Yes Obstructive Defect Is FVC Low? (<80% pred) Combined Obstruction & Restriction /or Hyperinflation Pure Obstruction Improved FVC with ß-agonist Reversible Obstruction with ß-agonist Further Testing with Full PFT’s Suspect Asthma Suspect COPD Is FEV1 / FVC Ratio Low? (<70%) Yes NoYes NoYes Diagnostic Flow Diagram for Obstruction Adapted from Lowry.
  • 105. Indication for lung volume test : ● Low FVC : -? Restrictive -? Obstructive with hyperinflation and air trapping -? Mixed pattern -? Equivocal spirometry findings (FEV1&FVC at lower limit of normal)
  • 106. NoYes Is FVC Low?(<80% pred) Restrictive Defect Normal Spirometry Further Testing with Full PFT’s; consider referral if moderate to severe Is FEV1 / FVC Ratio Low? (<70%) No Diagnostic Flow Diagram for Restriction Adapted from Lowry, 1998
  • 107. 10 7
  • 108. COPD – The benefits of early diagnosis, Strategies to encourage earlier diagnosis in primary care
  • 109. The challenge of early detection Pulmonary damage Intermitent symptoms Breathlessness Obstruction
  • 110. Why does early diagnosis matter? 1. Preserve lung function 2. Preserve quality of life for the patient 3. Encourage smoking cessation 4. Enable earlier interventions to prevent exacerbations 5. Reduce costs 6. Decrease mortality
  • 111. What are the barriers to earlier diagnosis?  It is difficult to chart the progression of COPD currently.  There are no accepted biochemical or clinical markers to allow measurement of COPD activity.  There are however clinical predictors (of disease progression) through increased frequency of exacerbations
  • 112. – Lack of interest – a heart sink disease – Lack of facilities for diagnosis – spirometry – Smoking or lifestyle related Barriers for early diagnosis? Doctor Centered
  • 113. Barriers for early diagnosis - Patient Related – Low knowledge (ignorance) of the disease – Afraid of danger diagnosis (lung cancer) – Adaptation – getting old – Excuse of the symptoms – smoker’s cough
  • 114.  Decline in lung function is faster in GOLD stages I to II than III or IV  Patients with symptomatic GOLD stage I are more likely to progress  There is no evidence that late smoking cessation reduces decline in lung function  There is some evidence that isolated abnormal spirometry influences smoking cessation Is early detection of COPD a waste of resources? 1. Enright P, White P. Detecting mild COPD: don’t waste resources. Prim Care Respir J 2011;20(1):6-8 2. Jones R. Earlier detection of COPD. Prim Care Respir J 2011;20(2):222-222.
  • 115.  Late diagnosis leads to no access to pulmonary rehabilitation or drugs which can improve symptoms and reduce exacerbations  Opportunistic case finding of symptomatic disease does not involve additional resources of screening; certainly in many countries this is part of the core services that primary care should provide. Is early detection of COPD a waste of resources? 1. Enright P, White P. Detecting mild COPD: don’t waste resources. Prim Care Respir J 2011;20(1):6-8 2. Jones R. Earlier detection of COPD. Prim Care Respir J 2011;20(2):222-222.
  • 116. . Should we screen ALL smokers for COPD?
  • 117. Should general practitioners screen smokers for COPD?  Screening for pre-clinical COPD in general practice should not be recommended.  However, it is important to diagnose people who may benefit from symptom-relieving treatment, and therefore patients with smoking-related symptoms should be offered spirometry. 11 7
  • 118. 11 8
  • 119.  Finally, the general practitioner should strive to offer smoking cessation counseling to all smokers, regardless of their lung function. 11 9
  • 120. And who to screen? With active screening you find lot of smokers with COPD, earlier unrecognised COPD 27% of the smokers, 40-55 years, had COPD 85% of those had mild COPD Mild COPD Moderate COPD Severe COPD Stratelis G et al. Br J Gen Pract 2004; 54:201-6
  • 121.  Spirometry should be performed in all patients suspected of having COPD  In the absence of availability of spirometry, patients suspected of having COPD should be referred for spirometric evaluation to a center with the facility.
  • 122.
  • 123. 12 3
  • 124.  COPD is a slowly progressing disease which is often unrecognised until it is clinically apparent and moderately advanced.  What to look for: Fatigue, dyspnoea, “smokers cough”, chronic cough, sputum production, wheezing - people do not see the doctor for this  We need a Spirometer to confirm the diagnosis and assess severity Conclusions
  • 125.  The public health message is that chronic cough and sputum are not normal - their presence should trigger a search for underlying cause(s).  Early intervention will help to preserve lung function which in turn will reduce the risk of COPD exacerbations  Earlier diagnosis would enable healthcare workers to encourage smoking cessation. 12 5 Conclusions
  • 126. If you test one smoker with cough every day You will diagnose one patient With COPD a week
  • 127. 12 7
  • 128. Work hard in silence Let success make the noise 12 8