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POL 140
Fall 2014
 Provide Security
 Provide Predictability
 Conflict Resolution
 Reflect and Enforce
Conformity to Societal
Values
 Distribute Benefits
and Allocate Costs of
Society
 U.S. system based on English common law
 Importance of precedent
 Sixth Amendment
 "In all criminal prosecutions, the accused shall enjoy
the right to a speedy and public trial, by an
impartial jury..”
SUBSTANTIVE LAW
 Actions we can and cannot
legally perform under law
PROCEDURAL LAW
 Establishes procedures
used to conduct the law
 Behaviors threatening, harming, or
endangering safety of citizens
 Crimes against State
 Examples: Theft, Assault, Robbery, Murder
 Jail time or community service
FELONIES
 Murder, arson, burglary,
kidnapping
 Jail time
MISDEMEANORS
 Disorderly conduct,
trespassing, vandalism
 Probation or community
service
 Regulate interactions between individuals
 Plaintiff sues Defendant
 Examples:
 Defacing property
 Causing physical harm
 Breaking contract
 Statutory Law:
 Laws made by federal or state legislatures
 Administrative Law:
 Laws established by bureaucracy
 Article 3, Section 1:
 “The judicial power of the
United States, shall be
vested in one Supreme
Court, and in such inferior
courts as Congress may
from time to time ordain
and establish.”
 Judges keep jobs for “good behavior”
 Establishes jurisdiction of Supreme Court
 How many members will be on the
Supreme Court?
 Will there be lower courts?
 What actual powers will the judiciary have?
STATE
SUPREME
COURT
TRIAL
COURT
APPELLATE
COURT
 Trial Court
 Cases heard for first time (original jurisdiction)
 Court of Appeals
 Hear appeals from trial courts
 State Supreme Court
 All decisions are final unless federal question
.
U.S.
SUPREME
COURT
APPELLATE
COURTS
DISTRICT
COURTS
DISTRICT COURTS
 94 trial courts of federal system
 Original jurisdiction over
Constitutional questions
APPELLATE COURTS
 12 Circuit Courts
 Appellate jurisdiction;
Cases from lower courts
 Politics vs. Court Integrity
 What would you have decided if you had been
a justice on the Marshall Court?
 Establishment of Judicial Review
 Power of courts to determine whether a law or
parts of laws are constitutional
 Check on President and Congress
Since the 1930s, the
Supreme Court has
been active on a
number of
important political
and social issues.
Gerald Ford John Paul Stevens
 Nominee’s Ideological and Policy Preferences
 Judicial Competence
 Demographic Factors
 Political Environment
 Views hot-button issues could tip the Court
(and future decisions) in president’s favor
 Nominating someone seen as generally
qualified can quicken confirmation process
George W. Bush nominating
White House Counsel Harriet
Miers for a vacancy on the
Supreme Court.
Miers eventually withdrew
her nomination.
Thurgood
Marshall
Sandra Day
O’Connor
Sonia
Sotomayor
 What factors should a president consider?
 Approval Rating
 Senate Control
 Legislative Goals
ORIGINAL JURISDICTION
 Straight to Supreme Court
 Many types of cases
APPELLATE JURISDICTION
 Heard via appeal from
lower court
 Majority of cases
 Writ of certiorari :
Court agrees to review a
case on appeal
 Four justices must agree hear a given case
(“Rule of Four”)
 Who else has influence over the Court?
 Solicitor General
 Amicus curiae briefs
 Legal Model
 Focus on legal principles
 Judicial Restraint vs. Judicial Activism
 Attitudinal Model
 Focus on policy preferences
 How we do know preferences? (Party of President)
 Strategic Model
 Focus on strategic considerations
 Justices’ decision-making; political environment
 Majority Opinion
 Role of Chief Justice in opinion assignment
 Plurality Opinion
 Absence of majority (4-3-2 decision)
 Agree on ruling, but NOT on exact reasoning
 Concurring Opinion
 Agree with ruling; Disagree with reasoning
 Dissenting Opinion
 Disagree with ruling; Disagree with reasoning

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Chapter 10 - The American Legal System and the Courts

  • 2.
  • 3.
  • 4.  Provide Security  Provide Predictability  Conflict Resolution  Reflect and Enforce Conformity to Societal Values  Distribute Benefits and Allocate Costs of Society
  • 5.
  • 6.  U.S. system based on English common law  Importance of precedent  Sixth Amendment  "In all criminal prosecutions, the accused shall enjoy the right to a speedy and public trial, by an impartial jury..”
  • 7.
  • 8. SUBSTANTIVE LAW  Actions we can and cannot legally perform under law PROCEDURAL LAW  Establishes procedures used to conduct the law
  • 9.  Behaviors threatening, harming, or endangering safety of citizens  Crimes against State  Examples: Theft, Assault, Robbery, Murder  Jail time or community service
  • 10. FELONIES  Murder, arson, burglary, kidnapping  Jail time MISDEMEANORS  Disorderly conduct, trespassing, vandalism  Probation or community service
  • 11.  Regulate interactions between individuals  Plaintiff sues Defendant  Examples:  Defacing property  Causing physical harm  Breaking contract
  • 12.  Statutory Law:  Laws made by federal or state legislatures  Administrative Law:  Laws established by bureaucracy
  • 13.
  • 14.  Article 3, Section 1:  “The judicial power of the United States, shall be vested in one Supreme Court, and in such inferior courts as Congress may from time to time ordain and establish.”
  • 15.  Judges keep jobs for “good behavior”  Establishes jurisdiction of Supreme Court
  • 16.  How many members will be on the Supreme Court?  Will there be lower courts?  What actual powers will the judiciary have?
  • 17.
  • 19.  Trial Court  Cases heard for first time (original jurisdiction)  Court of Appeals  Hear appeals from trial courts  State Supreme Court  All decisions are final unless federal question
  • 21. DISTRICT COURTS  94 trial courts of federal system  Original jurisdiction over Constitutional questions APPELLATE COURTS  12 Circuit Courts  Appellate jurisdiction; Cases from lower courts
  • 22.
  • 23.
  • 24.
  • 25.
  • 26.
  • 27.
  • 28.
  • 29.  Politics vs. Court Integrity  What would you have decided if you had been a justice on the Marshall Court?
  • 30.  Establishment of Judicial Review  Power of courts to determine whether a law or parts of laws are constitutional  Check on President and Congress
  • 31.
  • 32.
  • 33. Since the 1930s, the Supreme Court has been active on a number of important political and social issues.
  • 34.
  • 35. Gerald Ford John Paul Stevens
  • 36.  Nominee’s Ideological and Policy Preferences  Judicial Competence  Demographic Factors  Political Environment
  • 37.  Views hot-button issues could tip the Court (and future decisions) in president’s favor
  • 38.  Nominating someone seen as generally qualified can quicken confirmation process George W. Bush nominating White House Counsel Harriet Miers for a vacancy on the Supreme Court. Miers eventually withdrew her nomination.
  • 40.  What factors should a president consider?  Approval Rating  Senate Control  Legislative Goals
  • 41.
  • 42. ORIGINAL JURISDICTION  Straight to Supreme Court  Many types of cases APPELLATE JURISDICTION  Heard via appeal from lower court  Majority of cases  Writ of certiorari : Court agrees to review a case on appeal
  • 43.  Four justices must agree hear a given case (“Rule of Four”)  Who else has influence over the Court?  Solicitor General  Amicus curiae briefs
  • 44.
  • 45.  Legal Model  Focus on legal principles  Judicial Restraint vs. Judicial Activism  Attitudinal Model  Focus on policy preferences  How we do know preferences? (Party of President)  Strategic Model  Focus on strategic considerations  Justices’ decision-making; political environment
  • 46.
  • 47.  Majority Opinion  Role of Chief Justice in opinion assignment  Plurality Opinion  Absence of majority (4-3-2 decision)  Agree on ruling, but NOT on exact reasoning  Concurring Opinion  Agree with ruling; Disagree with reasoning  Dissenting Opinion  Disagree with ruling; Disagree with reasoning