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Clinical Trial Management
                  Systems

                           By
               Nageswararao. Y




                          1
Clinical Trial Systems – Key Application Areas
   Protocol Development
   Investigator/Site Selection and Trial Preparation
   Subject Identification and Enrollment
   Collection, Monitoring and Processing of Data
   Data Analysis and Reporting
   Safety and Adverse Event Reporting - Pharmacovigilance
   Submission for Review by Regulatory Authorities




                                                         2
Clinical Trial Systems – Stakeholders
 Protocol Development –
   Principal Investigator
   Trial Sponsor
 Investigator/Site Selection and Trial Preparation
   Sites
   Trial Sponsor
   IRB
 Subject Identification and Enrollment
   Sites
 Collection, Monitoring and Processing of Data
   Trial Sponsor
   Sites



                                                        3
Clinical Trial Systems – Stakeholders – Cont…
 Trial Management
   Trial Sponsor, Sites
 Data Analysis and Reporting
   Trial Sponsor
 Submission for Review by Regulatory Authorities
   Trial Sponsor to agency




                                                           4
Clinical Trial Systems – Technology Usage
• Protocol Development –
  – Word Processing software such as Word, Adobe
  – Document Management Solutions such as Documentum for organizing
    and standardizing the process of protocol development
  – Protocol Authoring / Modeling tools
  – Simulation software
• Investigator/Site Selection and Trial Preparation
  – Excel Sheets
  – In House Tracking systems to track receipt/ approvals of documents
  – Internet based software systems


                                                                   5
Clinical Trial Systems – Technology Usage – Cont…
• Subject Identification and Enrollment
   – Media Advertisements
   – Databases from local hospitals -
   – Call centers
   – Publicly available subject data from organizations such as Center Watch
• Collection, Monitoring and Processing of Data
   – Clinical Data Management Systems (Paper based)
   – Electronic Data Capture
       • First Generation EDC tools
            – OCR and OMR (Post Marketing Trials)
            – Remote Data Entry
            – IVRS (Interactive Voice Response Systems)


                                                                      6
Clinical Trial Systems – Technology Usage – Cont…
• Second Generation EDC tools
   – Integrated functionalities with much more clinical trial process
     functionalities
   – Extensive usage of internet
   – Hybrid systems with 2 modes of operations, online and offline
   – Enhanced IVRS
   – ePRO systems




                                                                 7
Integrated CTMS
                       Regulatory Compliant

            Study              Site                Staff
          Management        Management          Management




                                                                 Offline and Online Capability
            Subject          Contracts             Data
          Management        Management          Management
Secure




           Document         Patient Diary
                                                Medical Coding
          Management         Integration


                              Adverse            Supplies
           Monitoring
                           Event Reporting      Management


            LAB Data      External Interfaces   Randomization


                         Data Standards
                           compatible
                                                                                                 8
Alternative Views of CTMS systems




                                    9
Clinical Trial Systems – Study Management
   A Program represents the top level in the
    grouping hierarchy of studies.                                           Program_DrugA
                                                                         (Drug under Investigation)



   Typically a Program is matched to a drug
    under investigation.

   Project maps to an indication or a
    formulation of the drug.                                Project1             Project2             Project3



   Project is a collection of multiple studies.

   Assign multiple compounds to a program.

   Create a Program and the Projects              Study1              Study2

    associated with a Program



                                                                                                       10
Clinical Trial Systems – Study Management – Cont…
 Organizational Unit defines the sponsors of a study
   Sponsor A
   Sponsor B

 Geographical Regions can be added to a study and one of
  them can be made as the Master geographical region
   United States (Master)
   India
   SriLanka
 Historical events may be one of two kinds: event recording
  triggered by the system, or a user-defined event
     Creation of this study
     Creation of a study version
     Setting or changing the randomization access codes for a study
     Setting or changing the study status



                                                                       11
Clinical Trial Systems – Study Management – Cont…
 Set start and end dates for studies
 Set Study Objectives – A study can have more than one objective
 Set Enrollment Criteria – The list of criteria for including /
  excluding a subject in a trial
 Set Termination Criteria – The reasons for terminating a subject
  from a study
 Set Study Comment – Comments about the study
 Manage study design – One of the several clinical trial designs
  available to conduct a clinical trial


                                                                   12
Clinical Trial Systems – Site/Investigator Management
•   Create Sites
•   Assign a site to a study
•   Assign an investigator to a study site
•   Link Patient positions to the site
•   Maintain Investigator data
•   Assign Treatments to a site
•   Creating Strata and Randomization criteria
•   Creating, Reviewing or Canceling blind breaks




                                                    13
Clinical Trial Systems – Treatments/ Events and
                       Randomization
 Active Substances- Active substances are the New
  chemical entities which are being investigated

 Active Drug- The drug currently under investigation

 Treatment Regimen (A systematic Plan)
   defining the details about a drug’s dosing a single regimen is created
   combinations of single regimens is a Combination Regimen


                                                                       14
Clinical Trial Systems – Treatments/ Events and
                       Randomization
 Timelines, Periods, Sub periods and Phases

 Strata and Randomization
   strata means groupings of patients that have common characteristics;
    they are representations of particular expressions of factors.

   Randomization is the process of hiding patients’ treatments by
    assigning treatment patterns to patient positions in an unpredictable
    order

   Patient positions represent potential study participants

   Each factor describes a single characteristic, such as sex or age.



                                                                         15
Clinical Trial Systems – Data
        Management




                                16
Clinical Data Management




                           17
Clinical Data Management




                           18
Study Management – Adverse Events




                                    19
Clinical Trial Systems – Adverse Event Management
• Ability to enter and manage Adverse Events and Serious Adverse
  Event.

• Manage Adverse Event Discrepancy




                                                              20
Clinical Trial Systems – Oracle AERS




                                       21
Clinical Trial Systems – Patient Diary
• Get Quality of Life Questionnaires filled by patients.

• Scheduled and Unscheduled entries - Send reminders to subjects,
  administer questionnaires, alert them for any invalid entries.

• Patient Compliance Tracking – Enables to track patient compliance by
  using date time stamps, edit checks and automatic scheduled
  reminders.

• Data can be secured and provide instant access to Investigators and
  Sponsors on a 24/7 basis.


                                                               22
Clinical Trial Systems – External data
   Import / Export data between clinical trial systems, AERS
    systems, Financial and ERP systems
   Can be CDISC or non CDISC based data transfer
   Operational Data can be typically split into Admin, Study,
    Subject, Audit trail sections
   LAB data can be transferred between LIMS and CTMS
   Adverse Event integration would happen with systems like
    Oracle Clinical
   Contracts and other financial data can be transferred from
    financial and ERP systems
   Inventory related information such as Supplies can be
    integrated with manufacturing controls

                                                           23
Clinical Trial Systems – External data – Cont…


• Randomization details could be integrated from IVRS based systems

• Contract details could also be retrieved from Document Management systems such
  as Documentum, ERP systems or Financial systems

• Document management systems like Documentum and Adobe can be integrated
  with CTMS easily.




                                                                        24
References

http://en.wikipedia.org/wiki/Clinical_Trial_Management_System
http://www.medicalnewstoday.com/articles/60535.php
http://www.microsoft.com/office/showcase/ctm/default.mspx




                                                           25
Thank you

            26

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Clinical Trial Management Systems

  • 1. Clinical Trial Management Systems By Nageswararao. Y 1
  • 2. Clinical Trial Systems – Key Application Areas  Protocol Development  Investigator/Site Selection and Trial Preparation  Subject Identification and Enrollment  Collection, Monitoring and Processing of Data  Data Analysis and Reporting  Safety and Adverse Event Reporting - Pharmacovigilance  Submission for Review by Regulatory Authorities 2
  • 3. Clinical Trial Systems – Stakeholders  Protocol Development –  Principal Investigator  Trial Sponsor  Investigator/Site Selection and Trial Preparation  Sites  Trial Sponsor  IRB  Subject Identification and Enrollment  Sites  Collection, Monitoring and Processing of Data  Trial Sponsor  Sites 3
  • 4. Clinical Trial Systems – Stakeholders – Cont…  Trial Management  Trial Sponsor, Sites  Data Analysis and Reporting  Trial Sponsor  Submission for Review by Regulatory Authorities  Trial Sponsor to agency 4
  • 5. Clinical Trial Systems – Technology Usage • Protocol Development – – Word Processing software such as Word, Adobe – Document Management Solutions such as Documentum for organizing and standardizing the process of protocol development – Protocol Authoring / Modeling tools – Simulation software • Investigator/Site Selection and Trial Preparation – Excel Sheets – In House Tracking systems to track receipt/ approvals of documents – Internet based software systems 5
  • 6. Clinical Trial Systems – Technology Usage – Cont… • Subject Identification and Enrollment – Media Advertisements – Databases from local hospitals - – Call centers – Publicly available subject data from organizations such as Center Watch • Collection, Monitoring and Processing of Data – Clinical Data Management Systems (Paper based) – Electronic Data Capture • First Generation EDC tools – OCR and OMR (Post Marketing Trials) – Remote Data Entry – IVRS (Interactive Voice Response Systems) 6
  • 7. Clinical Trial Systems – Technology Usage – Cont… • Second Generation EDC tools – Integrated functionalities with much more clinical trial process functionalities – Extensive usage of internet – Hybrid systems with 2 modes of operations, online and offline – Enhanced IVRS – ePRO systems 7
  • 8. Integrated CTMS Regulatory Compliant Study Site Staff Management Management Management Offline and Online Capability Subject Contracts Data Management Management Management Secure Document Patient Diary Medical Coding Management Integration Adverse Supplies Monitoring Event Reporting Management LAB Data External Interfaces Randomization Data Standards compatible 8
  • 9. Alternative Views of CTMS systems 9
  • 10. Clinical Trial Systems – Study Management  A Program represents the top level in the grouping hierarchy of studies. Program_DrugA (Drug under Investigation)  Typically a Program is matched to a drug under investigation.  Project maps to an indication or a formulation of the drug. Project1 Project2 Project3  Project is a collection of multiple studies.  Assign multiple compounds to a program.  Create a Program and the Projects Study1 Study2 associated with a Program 10
  • 11. Clinical Trial Systems – Study Management – Cont…  Organizational Unit defines the sponsors of a study  Sponsor A  Sponsor B  Geographical Regions can be added to a study and one of them can be made as the Master geographical region  United States (Master)  India  SriLanka  Historical events may be one of two kinds: event recording triggered by the system, or a user-defined event  Creation of this study  Creation of a study version  Setting or changing the randomization access codes for a study  Setting or changing the study status 11
  • 12. Clinical Trial Systems – Study Management – Cont…  Set start and end dates for studies  Set Study Objectives – A study can have more than one objective  Set Enrollment Criteria – The list of criteria for including / excluding a subject in a trial  Set Termination Criteria – The reasons for terminating a subject from a study  Set Study Comment – Comments about the study  Manage study design – One of the several clinical trial designs available to conduct a clinical trial 12
  • 13. Clinical Trial Systems – Site/Investigator Management • Create Sites • Assign a site to a study • Assign an investigator to a study site • Link Patient positions to the site • Maintain Investigator data • Assign Treatments to a site • Creating Strata and Randomization criteria • Creating, Reviewing or Canceling blind breaks 13
  • 14. Clinical Trial Systems – Treatments/ Events and Randomization  Active Substances- Active substances are the New chemical entities which are being investigated  Active Drug- The drug currently under investigation  Treatment Regimen (A systematic Plan)  defining the details about a drug’s dosing a single regimen is created  combinations of single regimens is a Combination Regimen 14
  • 15. Clinical Trial Systems – Treatments/ Events and Randomization  Timelines, Periods, Sub periods and Phases  Strata and Randomization  strata means groupings of patients that have common characteristics; they are representations of particular expressions of factors.  Randomization is the process of hiding patients’ treatments by assigning treatment patterns to patient positions in an unpredictable order  Patient positions represent potential study participants  Each factor describes a single characteristic, such as sex or age. 15
  • 16. Clinical Trial Systems – Data Management 16
  • 19. Study Management – Adverse Events 19
  • 20. Clinical Trial Systems – Adverse Event Management • Ability to enter and manage Adverse Events and Serious Adverse Event. • Manage Adverse Event Discrepancy 20
  • 21. Clinical Trial Systems – Oracle AERS 21
  • 22. Clinical Trial Systems – Patient Diary • Get Quality of Life Questionnaires filled by patients. • Scheduled and Unscheduled entries - Send reminders to subjects, administer questionnaires, alert them for any invalid entries. • Patient Compliance Tracking – Enables to track patient compliance by using date time stamps, edit checks and automatic scheduled reminders. • Data can be secured and provide instant access to Investigators and Sponsors on a 24/7 basis. 22
  • 23. Clinical Trial Systems – External data  Import / Export data between clinical trial systems, AERS systems, Financial and ERP systems  Can be CDISC or non CDISC based data transfer  Operational Data can be typically split into Admin, Study, Subject, Audit trail sections  LAB data can be transferred between LIMS and CTMS  Adverse Event integration would happen with systems like Oracle Clinical  Contracts and other financial data can be transferred from financial and ERP systems  Inventory related information such as Supplies can be integrated with manufacturing controls 23
  • 24. Clinical Trial Systems – External data – Cont… • Randomization details could be integrated from IVRS based systems • Contract details could also be retrieved from Document Management systems such as Documentum, ERP systems or Financial systems • Document management systems like Documentum and Adobe can be integrated with CTMS easily. 24
  • 26. Thank you 26