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A SEMINAR ON
PREFORMULATION STUDIES:
PHYSICOCHEMICAL
CHARACTERIZATION
OF NEW DRUG MOLECULES
Presented By:-
BHATT BHAVIK R.
1st M- Pharm.
Department of Pharmaceutics.
NGSM IPS, Mangalore
1
CONTENTS
 INTRODUCTION
 OBJECTIVES
 PREFORMULATION STUDIES
 PHYSICOCHEMICAL CHARACTERISATIONS
 ANALYTICAL MEASURES
 CONCLUSION
 REFERENCES
1/31/2015 2
INTRODUCTION
 Preformulation testing is the first step in the rational
development of dosage forms.
 It can be defined as an investigation of physical and chemical
property of a drug substance alone and when combined with
excipients.
 Physiochemical properties are those that can be determined
from in vitro experiments.
1/31/2015 3
OBJECTIVES
• The main objective is to generate information
useful to the formulation in developing most
stable and bioavailable dosage form that mass
can be produced.
1/31/2015 4
Why is Preformulation Important ?
It describes the process of optimizing the delivery
of drug thorough determination of physical, chemical
properties of new drug molecule that affect drug
performance and development of an efficacious stable
and safe dosage form.
Preformulation studies on a new drug molecule
provide useful information for subsequent formulation
of a physicochemically stable and biopharmaceutically
suitable dosage form.
1/31/2015 5
1. BULK PROPERTIES
Bulk properties of the solid form such as crystallinity,
polymorphism, particle size, powder flow property, and surface
characteristics are likely to change during process development.
Crystallinity
The crystal habit describes the outer appearance of crystals
( platy, equant, needle, bladed, etc.) and internal structure
arrangement.
Compounds have several different habits, depending on the
environment for growing crystals.
PHYSICOCHEMICAL PROPERTIES
1/31/2015 6
Polymorphism
polymorphism is the ability of the compound to crystallize as
more than one distinct crystalline species with different internal
structure.
Formation of different polymorphs depends on solvents,
temperature, pressure, rate of cooling, etc.
Polymorphic transitions can also occur during milling, granulating,
drying and compressing operations
Different polymorphs vary in physical properties such as
dissolution, solid-state stability, compatibility, etc
1/31/2015 7
Particle size
Study of particle size give an information about solubility,
dissolution rate, absorption, etc.
particle size and surface area of a solid drug are inversely
related to each other.
eg: Griseofulvin
Powder flow property
The flow properties of a powder will determine the nature and
quantity of excipients needed to prepare a compressed or a powder
dosage form.
This refers mainly to factors such as the ability to process the
powder through machines.
1/31/2015 8
HYGROSCOCITY
The tendency of a solid to take up water from the
atmosphere, as it is subjected to a controlled RH program
under isothermal condition i.e. hygroscopicity.
Classified based on the amount of rate of water uptake when
a solid is exposed to controlled RH value at a specified
temperature.
1/31/2015 9
1. AQUEOUS SOLUBILITY
Important goal of the preformulation effort is to devise a
method for making solutions of the drug
Orally administered drug must dissolve in the aqueous fluid of
the GIT prior to absorption.
Solubility can be improved by addition of cosolvents.
Solubilities cannot be determined by precipitative methods.
SOLUBILITY ANALYSIS
1/31/2015 10
2. Drug pKa / Ionization at physiological pH
pKa is the dissociation constant of a drug.
The nonionized substances is lipid soluble thus
dissolve in lipid material of the membrane and transported
by passive diffusion.
Where as, the ionized substances is a lipid insoluble
therefore permeation is slow.
1/31/2015 11
The percentage of ionization can be calculated as …
For Acidic compounds:
For Basic compounds:
Degree of ionization depends up on the pH.
for acidic drugs pKa ranges from 3-7.5.
for basic drugs pKa ranges from 7-11.
% ionized = 100/ 1+ antilog (pH – pKa)
% ionized = 100/ 1+ antilog (pKa – pH)
1/31/2015 12
3. PARTITION COEFFICIENT
Partition coefficient influence permeation of a drug
across biological membrane.
Partition coefficient is a ratio of equilibrium
concentration of drug in oil phase to equilibrium
concentration of drug in aqueous phase .
where, Co-organic phase concentration
Cw-aqueous phase concentration
K=Co/Cw
1/31/2015 13
Following administration, the drug must travel
through a variety of membranes to gain access to the
target area.
Drug with extremely high partition co-efficient
(i.e. very oil-soluble ) readily penetrate the
membranes.
While drugs with excessive aqueous solubility i.e.
low oil/water partition co-efficient cannot penetrate
the membrane.
1/31/2015 14
DISSOLUTION
To know the gastrointestinal absorption & other
physicochemical properties.
The intrinsic dissolution rate is determined by the rotating
disc method.
The dissolution rate is described by Noyes-Whiteny equation.
 Intrinsic dissolution
 Paricular dissolution
1/31/2015 15
DRUG STABILITY
In this study includes both solutions and solid-state
experiments under various conditions for handling, formulation,
storage, and in vivo administration.
solution phase stability: The effect of pH on stability is
important in the development of both oral and Parenteral dosage
forms
Acid sensitive drugs protected from highly acidic
environment of the stomach by coating it with
suitable polymers.
Solid phase stability depends on several factors like
temperature, pH, humidity, hydrolysis, oxidation, etc…
1/31/2015 16
COMPATIBILITY
Compatibility test play a very important role in the
preformulation studies of oral dosage forms.
Problems arise because of the interaction with other
drug substances and with preservatives, stabilizers, dyes,
and flavors.
It is important for the formulator of a new drug
substance to know with which excipients he can work and
which he cannot.
1/31/2015 17
ANALYTICAL MEASURES
Various analytical techniques are available for the
investigation of the physicochemical properties and
determination of impurity of new drug molecules.
These includes:
1. Microscopy
2. Spectroscopy
3. Chromatography
1/31/2015 18
A. MICROSCOPY:
In this technique substances are examined under the
microscope.
It gives information about shape, thickness, particle
size, etc. of drug molecules.
By this method we can study crystal morphology,
difference between polymorphic character of molecule.
1/31/2015 19
B. SPECTROSCOPY
UV and Visible Spectrophotometry
When organic molecules in solution, or as liquid, are
exposed to light in the visible and ultraviolet light regions of
spectrum, they absorb light of particular wavelengths depending
on the type of electronic transition that is associated with the
absorption.
The electronic transitions depends on the electron
bonding with in the molecule.
Spectrophotometry can be used to study to enzyme reaction
and to evalute the effect of drug on enzyme.
UV study of compounds gives information regarding
unsaturation of compounds.
1/31/2015 20
IR Spectroscopy
The study of the interaction of electromagnetic radiation with
vibrational and rotational resonances within a molecular structure
is termed as IR Spectroscopy.
IR has the ability to differentiate isomers groups such as Cis-
trans double bond compound.
Gives an information regarding functional group present in
new drug molecule.
FT-IR use for both qualitative and quqntitative analysis of
sample.
1/31/2015 21
X-RAY DIFFRACTION
When a beam of non homogenous x-rays is allowed to pass through
a sample the x-ray beam is diffracted & it is recorded by means of
photographic plates .
Single Crystal X-ray provides the most complete information about the
solid state.
It is used to differentiate the amophous and crystalline forms.
This method is tedious, time consuming & hence unsuitable for routine
use.
1/31/2015 22
Thermal Analysis
Differential scanning calorimetry (DSC) and differential
thermal analysis(DTA) are particularly useful in
preformulation studies including purity, polymorphism,
solvation, degradation, and excipient compatibility.
It measures physical or chemical changes of drug
molecules.
Thermigravimetric analysis
Used to detect the existange and stability of solvated
drug molecule.
1/31/2015 23
C. CHROMATOGRAPHY
In the preformulation studies, chromatographic
techniques such as TLC, HPLC,GC carrying a major role.
The major advantages are direct analysis of aqueous
samples, high sensitivity, and specific determination of
drug concentration, separation of drug from impurities
or degradation products.
Analytical data from TLC may be required to precisely
determine the kinetics of decomposition.
HPLC and GC are useful for solubility measurements.
1/31/2015
24
CONCLUSION
Preformulation studies on a new drug molecule
provide useful information for subsequent
formulation of a Physicochemically stable and
Biopharmaceutically suitable dosage form.
Thorough Preformulation work is the
foundation of developing efficacious and economical
formulations.
1/31/2015 25
REFERENCES
1) Banker GS, Rhodes CT., Modern pharmaceutics, 4th ed. New
York: Marcel Dekker; 2002. p.167-184
2) Alfred Martin., Physical pharmacy. 4th ed. New York:
Lippincott Williams & Wilkins; 2001. p. 77-100
3) Remington, The Science and Practice of Pharmacy, 20th
Edition, B.I Publication Pvt Ltd.p.940-42
4) Leon Lachman, Herbert AL, Joseph LK., The theory and
practice of industrial pharmacy, 3rd ed. Bombay: Varghese
publishing house; 1990. p. 171- 196
1/31/2015 26
Thank you
….
1/31/2015 27

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preformulation

  • 1. A SEMINAR ON PREFORMULATION STUDIES: PHYSICOCHEMICAL CHARACTERIZATION OF NEW DRUG MOLECULES Presented By:- BHATT BHAVIK R. 1st M- Pharm. Department of Pharmaceutics. NGSM IPS, Mangalore 1
  • 2. CONTENTS  INTRODUCTION  OBJECTIVES  PREFORMULATION STUDIES  PHYSICOCHEMICAL CHARACTERISATIONS  ANALYTICAL MEASURES  CONCLUSION  REFERENCES 1/31/2015 2
  • 3. INTRODUCTION  Preformulation testing is the first step in the rational development of dosage forms.  It can be defined as an investigation of physical and chemical property of a drug substance alone and when combined with excipients.  Physiochemical properties are those that can be determined from in vitro experiments. 1/31/2015 3
  • 4. OBJECTIVES • The main objective is to generate information useful to the formulation in developing most stable and bioavailable dosage form that mass can be produced. 1/31/2015 4
  • 5. Why is Preformulation Important ? It describes the process of optimizing the delivery of drug thorough determination of physical, chemical properties of new drug molecule that affect drug performance and development of an efficacious stable and safe dosage form. Preformulation studies on a new drug molecule provide useful information for subsequent formulation of a physicochemically stable and biopharmaceutically suitable dosage form. 1/31/2015 5
  • 6. 1. BULK PROPERTIES Bulk properties of the solid form such as crystallinity, polymorphism, particle size, powder flow property, and surface characteristics are likely to change during process development. Crystallinity The crystal habit describes the outer appearance of crystals ( platy, equant, needle, bladed, etc.) and internal structure arrangement. Compounds have several different habits, depending on the environment for growing crystals. PHYSICOCHEMICAL PROPERTIES 1/31/2015 6
  • 7. Polymorphism polymorphism is the ability of the compound to crystallize as more than one distinct crystalline species with different internal structure. Formation of different polymorphs depends on solvents, temperature, pressure, rate of cooling, etc. Polymorphic transitions can also occur during milling, granulating, drying and compressing operations Different polymorphs vary in physical properties such as dissolution, solid-state stability, compatibility, etc 1/31/2015 7
  • 8. Particle size Study of particle size give an information about solubility, dissolution rate, absorption, etc. particle size and surface area of a solid drug are inversely related to each other. eg: Griseofulvin Powder flow property The flow properties of a powder will determine the nature and quantity of excipients needed to prepare a compressed or a powder dosage form. This refers mainly to factors such as the ability to process the powder through machines. 1/31/2015 8
  • 9. HYGROSCOCITY The tendency of a solid to take up water from the atmosphere, as it is subjected to a controlled RH program under isothermal condition i.e. hygroscopicity. Classified based on the amount of rate of water uptake when a solid is exposed to controlled RH value at a specified temperature. 1/31/2015 9
  • 10. 1. AQUEOUS SOLUBILITY Important goal of the preformulation effort is to devise a method for making solutions of the drug Orally administered drug must dissolve in the aqueous fluid of the GIT prior to absorption. Solubility can be improved by addition of cosolvents. Solubilities cannot be determined by precipitative methods. SOLUBILITY ANALYSIS 1/31/2015 10
  • 11. 2. Drug pKa / Ionization at physiological pH pKa is the dissociation constant of a drug. The nonionized substances is lipid soluble thus dissolve in lipid material of the membrane and transported by passive diffusion. Where as, the ionized substances is a lipid insoluble therefore permeation is slow. 1/31/2015 11
  • 12. The percentage of ionization can be calculated as … For Acidic compounds: For Basic compounds: Degree of ionization depends up on the pH. for acidic drugs pKa ranges from 3-7.5. for basic drugs pKa ranges from 7-11. % ionized = 100/ 1+ antilog (pH – pKa) % ionized = 100/ 1+ antilog (pKa – pH) 1/31/2015 12
  • 13. 3. PARTITION COEFFICIENT Partition coefficient influence permeation of a drug across biological membrane. Partition coefficient is a ratio of equilibrium concentration of drug in oil phase to equilibrium concentration of drug in aqueous phase . where, Co-organic phase concentration Cw-aqueous phase concentration K=Co/Cw 1/31/2015 13
  • 14. Following administration, the drug must travel through a variety of membranes to gain access to the target area. Drug with extremely high partition co-efficient (i.e. very oil-soluble ) readily penetrate the membranes. While drugs with excessive aqueous solubility i.e. low oil/water partition co-efficient cannot penetrate the membrane. 1/31/2015 14
  • 15. DISSOLUTION To know the gastrointestinal absorption & other physicochemical properties. The intrinsic dissolution rate is determined by the rotating disc method. The dissolution rate is described by Noyes-Whiteny equation.  Intrinsic dissolution  Paricular dissolution 1/31/2015 15
  • 16. DRUG STABILITY In this study includes both solutions and solid-state experiments under various conditions for handling, formulation, storage, and in vivo administration. solution phase stability: The effect of pH on stability is important in the development of both oral and Parenteral dosage forms Acid sensitive drugs protected from highly acidic environment of the stomach by coating it with suitable polymers. Solid phase stability depends on several factors like temperature, pH, humidity, hydrolysis, oxidation, etc… 1/31/2015 16
  • 17. COMPATIBILITY Compatibility test play a very important role in the preformulation studies of oral dosage forms. Problems arise because of the interaction with other drug substances and with preservatives, stabilizers, dyes, and flavors. It is important for the formulator of a new drug substance to know with which excipients he can work and which he cannot. 1/31/2015 17
  • 18. ANALYTICAL MEASURES Various analytical techniques are available for the investigation of the physicochemical properties and determination of impurity of new drug molecules. These includes: 1. Microscopy 2. Spectroscopy 3. Chromatography 1/31/2015 18
  • 19. A. MICROSCOPY: In this technique substances are examined under the microscope. It gives information about shape, thickness, particle size, etc. of drug molecules. By this method we can study crystal morphology, difference between polymorphic character of molecule. 1/31/2015 19
  • 20. B. SPECTROSCOPY UV and Visible Spectrophotometry When organic molecules in solution, or as liquid, are exposed to light in the visible and ultraviolet light regions of spectrum, they absorb light of particular wavelengths depending on the type of electronic transition that is associated with the absorption. The electronic transitions depends on the electron bonding with in the molecule. Spectrophotometry can be used to study to enzyme reaction and to evalute the effect of drug on enzyme. UV study of compounds gives information regarding unsaturation of compounds. 1/31/2015 20
  • 21. IR Spectroscopy The study of the interaction of electromagnetic radiation with vibrational and rotational resonances within a molecular structure is termed as IR Spectroscopy. IR has the ability to differentiate isomers groups such as Cis- trans double bond compound. Gives an information regarding functional group present in new drug molecule. FT-IR use for both qualitative and quqntitative analysis of sample. 1/31/2015 21
  • 22. X-RAY DIFFRACTION When a beam of non homogenous x-rays is allowed to pass through a sample the x-ray beam is diffracted & it is recorded by means of photographic plates . Single Crystal X-ray provides the most complete information about the solid state. It is used to differentiate the amophous and crystalline forms. This method is tedious, time consuming & hence unsuitable for routine use. 1/31/2015 22
  • 23. Thermal Analysis Differential scanning calorimetry (DSC) and differential thermal analysis(DTA) are particularly useful in preformulation studies including purity, polymorphism, solvation, degradation, and excipient compatibility. It measures physical or chemical changes of drug molecules. Thermigravimetric analysis Used to detect the existange and stability of solvated drug molecule. 1/31/2015 23
  • 24. C. CHROMATOGRAPHY In the preformulation studies, chromatographic techniques such as TLC, HPLC,GC carrying a major role. The major advantages are direct analysis of aqueous samples, high sensitivity, and specific determination of drug concentration, separation of drug from impurities or degradation products. Analytical data from TLC may be required to precisely determine the kinetics of decomposition. HPLC and GC are useful for solubility measurements. 1/31/2015 24
  • 25. CONCLUSION Preformulation studies on a new drug molecule provide useful information for subsequent formulation of a Physicochemically stable and Biopharmaceutically suitable dosage form. Thorough Preformulation work is the foundation of developing efficacious and economical formulations. 1/31/2015 25
  • 26. REFERENCES 1) Banker GS, Rhodes CT., Modern pharmaceutics, 4th ed. New York: Marcel Dekker; 2002. p.167-184 2) Alfred Martin., Physical pharmacy. 4th ed. New York: Lippincott Williams & Wilkins; 2001. p. 77-100 3) Remington, The Science and Practice of Pharmacy, 20th Edition, B.I Publication Pvt Ltd.p.940-42 4) Leon Lachman, Herbert AL, Joseph LK., The theory and practice of industrial pharmacy, 3rd ed. Bombay: Varghese publishing house; 1990. p. 171- 196 1/31/2015 26