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Assessing	
  governance	
  for	
  climate	
  smart	
  landscapes:	
  
A	
  case	
  from	
  Makueni	
  County,	
  Kenya	
  
Enoch	
  On(ri	
  and	
  Lance	
  W	
  Robinson	
  
Interna'onal	
  Livestock	
  Research	
  Ins'tute	
  
Introduc<on	
  
Among	
   the	
   obstacles	
   to	
   achieving	
   climate	
   smart	
  
agriculture	
   are	
   low	
   levels	
   of	
   organiza'onal	
   capacity,	
  
land	
   use	
   and	
   tenure	
   pa?erns,	
   and	
   upstream-­‐
downstream	
   interac'ons	
   within	
   agricultural	
  
watersheds,	
   to	
   name	
   a	
   few.	
   	
   We	
   understand	
   these	
  
obstacles	
  as	
  being	
  primarily	
  challenges	
  of	
  governance.	
  	
  
	
  	
  
We	
  assessed	
  the	
  organiza'ons,	
  formal	
  	
  and	
  informal	
  
ins'tu'ons,	
  	
  	
  	
  networks	
  	
  	
  	
  	
  and	
  	
  
decision	
  making	
  	
  	
  	
  procedures	
  
which	
  together	
  cons'tute	
  the	
  
governance	
  	
  	
  system	
  	
  	
  for	
  	
  	
  the	
  
Middle-­‐Kai'	
  	
  	
  	
  landscape	
  	
  	
  	
  	
  	
  in	
  
Makueni	
  County,	
  Kenya.	
  
Pictures	
  
Lance	
  Robinson	
  
L.Robinson@cgiar.org	
  ●	
  Box	
  30709	
  Nairobi,	
  Kenya	
  	
  ●	
  	
  +254	
  20	
  422	
  3000	
  	
  ●	
  	
  	
  
ilri.org	
  	
  	
  	
  
This	
  project	
  was	
  funded	
  by	
  CCAFS	
  
This	
  document	
  is	
  licensed	
  for	
  use	
  under	
  a	
  Crea've	
  Commons	
  A?ribu'on	
  –Non	
  commercial-­‐Share	
  Alike	
  3.0	
  Unported	
  License	
  	
  March	
  2015	
  
March	
  2015	
  
Steps	
  in	
  the	
  
Assessment	
  
1.	
  Ini<al	
  System	
  
Analysis	
  
1A.	
  	
  Decide	
  on	
  Level	
  of	
  
Analysis	
  
1B.	
  Stakeholder	
  Analysis	
  
1C.	
  Iden'fy	
  and	
  Priori'ze	
  
Change	
  Adapta'on	
  Issues	
  
2.	
  Iden<fica<on	
  of	
  Governance	
  
Issues	
  &	
  Mechanisms	
  
3.	
  Iden<fica<on	
  of	
  Relevant	
  
Policies	
  &	
  Policy	
  Issues	
  
4.	
  Assessment	
  of	
  Par<cular	
  
Governance	
  Mechanisms	
  	
  
5.	
  Assessment	
  of	
  
the	
  Ins<tu<onal	
  System	
  
Governance	
  for	
  Climate	
  Smart	
  Landscapes	
  
Ø  Takes	
   place	
   beyond	
   the	
   bounds	
   of	
   any	
  
single	
  organiza'on	
  or	
  ins'tu'on	
  
Ø  Needs	
  effec've	
  governance	
  systems	
  
Ins<tu<onal	
  Linkages	
  
Ø WRUAs	
  and	
  CFAs	
  are	
  pivotal	
  actors	
  in	
  the	
  governance	
  
system	
  at	
  landscape	
  level.	
  
Ø But	
  they	
  lack	
  resources	
  and	
  poli'cal	
  support.	
  
Ø Linkages	
  among	
  CFAs	
  and	
  WRUAs	
  have	
  been	
  poor	
  but	
  
are	
  now	
  improving	
  rapidly.	
  
Ø Linkages	
   to	
   governance	
   actors	
   at	
   higher	
   levels,	
  
especially	
  at	
  the	
  County,	
  are	
  poor.	
  
Ø Different	
   actors	
   in	
   the	
   system	
   have	
   different	
  
strengths	
   in	
   terms	
   of	
   accountability,	
   ability	
   to	
  
generate	
  resources,	
  access	
  to	
  knowledge,	
  etc.	
  
Ø Appropriate	
  ins'tu'onal	
  linkages	
  which	
  could	
  help	
  to	
  
achieve	
  complementarity	
  among	
  these	
  strengths	
  are	
  
lacking	
  or	
  very	
  weak.	
  
Ø As	
  a	
  result,	
  the	
  governance	
  system	
  has	
  li?le	
  capacity	
  
for	
   addressing	
   adapta'on	
   challenges	
   in	
   an	
   effec've	
  
and	
  holis'c	
  way.	
  
Government	
   processes	
   for	
   ins6tu6on	
   building,	
  
community-­‐based	
   natural	
   resource	
   manage-­‐
ment	
  and	
  land	
  use	
  planning	
  could	
  have	
  a	
  great	
  
impact	
   if	
   they	
   help	
   to	
   establish	
   linkages,	
  
ver6cally	
   and	
   horizontally,	
   among	
   key	
  
organiza6ons	
  and	
  ins6tu6ons.	
  
Next	
  Steps	
  
Ø Similar	
   case	
   studies	
   from	
   Ethiopia	
   and	
   Senegal	
   are	
  
forthcoming	
  
Ø Future	
   research	
   will	
   connect	
   these	
   studies	
   on	
  
landscape	
  level	
  governance	
  to	
  governance	
  and	
  policy	
  
processes	
  at	
  na'onal	
  level	
  
Adapta<on	
  and	
  the	
  Landscape	
  
Ø Key	
   governance	
   actors	
   on	
   these	
   issues:	
   	
   a	
  
Community	
   Forest	
   Associa'on	
   (CFA)	
   and	
   a	
  
Water	
  Resource	
  Users	
  Associa'on	
  (WRUA)	
  
Ø These	
   considera'ons	
   together	
   suggested	
   a	
  
par'cular	
   landscape	
   defini'on	
   informed	
  
both	
   by	
   watershed	
   boundaries	
   and	
   by	
   the	
  
areas	
  of	
  opera(on	
  of	
  these	
  organiza(ons	
  
Ø We	
   assessed	
   the	
   emergent	
   governance	
  
system	
  for	
  this	
  landscape	
  
Adapta<on	
  Challenges	
  
at	
  the	
  Site	
  
Ø Illegal	
   use/poor	
   manage-­‐
ment	
   of	
   dwindling	
   re-­‐
sources	
  
Ø Soil	
   erosion,	
   including	
   gully	
  
erosion	
  
Ø Declining	
   availability	
   of	
  
water	
  
Ø These	
   challenges	
   are	
   inter-­‐
connected	
   through	
   forest	
  
management	
   and	
   land	
   use	
  
pa?erns	
  
The	
  communica'on	
  [between	
  the	
  CFA	
  and	
  the	
  WRUA]	
  
has	
  been	
  quite	
  okay….	
  	
  CFA	
  used	
  to	
  work	
  alone	
  and	
  
WRUA	
  alone	
  but	
  this	
  'me	
  round	
  now	
  is	
  when	
  we	
  want	
  
to	
  work	
  together	
  because,	
  WRUA	
  cannot	
  work	
  without	
  
CFA.	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  -­‐	
  An	
  execu(ve	
  of	
  KAMUKIMA	
  CFA	
  
So	
  I	
  must	
  say	
  the	
  ini'al	
  
mee'ngs	
  were	
  not	
  that	
  
easy,	
  because	
  I	
  realised	
  
some	
  people	
  in	
  WRUAs	
  
didn’t	
  understand	
  
what	
  CFAs	
  are,	
  some	
  
people	
  in	
  CFAs	
  didn’t	
  
understand	
  what	
  
WRUAs	
  are.	
  	
  Then	
  they	
  
were	
  blaming	
  each	
  
other:	
  	
  some	
  were	
  
saying	
  the	
  people	
  in	
  
CFA	
  are	
  the	
  ones	
  who	
  
destroyed	
  the	
  
catchment.	
  
-­‐	
  An	
  NGO	
  leader	
  

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