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National Science and Technology Council
          Committee on Science
   Subcommittee on Forensic Science

          Initial Overview Briefing
Subcommittee on Forensic Science
► The National Science and Technology Council,
  Committee on Science, chartered the Subcommittee on
  July 7, 2009
► The overarching goal of the Subcommittee is to
  coordinate federal agency activities as they lead national
  efforts to improve the science and application of
  forensics
   ► Collaboration with non-federal forensic entities is a crucial
     component of this work
   ► This is a critical first step in our nation’s efforts to improve the
     scientific foundation of forensic science, as called for in the
     National Research Council report Strengthening Forensic
     Sciences in the United States – a Path Forward, as well as other
     studies
NSTC Overview
► The NSTC was established via Executive Order 12881, which was
  issued by President Clinton in 1993
► The principal functions of the Council are, to the extent permitted by
  law:
    ► to coordinate the science and technology policy-making process;
    ► to ensure science and technology policy decisions and programs are
      consistent with the President’s stated goals;
    ► to help integrate the President’s science and technology policy agenda
      across the Federal Government;
    ► to ensure science and technology are considered in development and
      implementation of Federal policies and programs; and
    ► to further international cooperation in science and technology.
► All executive department and agencies, whether or not represented
  on the Council, shall coordinate science and technology policy
  through the council and shall share information on research and
  development budget requests with the council.
NSTC Organizational Framework
                                          President
                                        Vice President



                                        Director, OSTP
                                                                                  PCAST (private sector
                                                                                        advice)
  Executive Director                          NSTC
Agency Representatives         Cabinet Secretaries, Agency Heads




                 Exec. Sec.
                                         Committee
                Agency Reps
                                  Co-Chairs, Agency Members
                OSTP, OMB




                              Subcommittee           Working Group   Task Force


                              Working Group
                                                      Task Force

                               Task Force
Example NSTC Activities
► Information exchange
► Identify and Prioritize Needed Research
► Coordinate prioritized research ($$)
► Standards development, policy, adoption
► Messaging/Outreach coordination
► Private-Public Collaboration
► Developing long-term vision
Subcommittee on Forensic Science
► Co-Chairs
   ► Duane Blackburn: Policy Analyst, OSTP
   ► Ken Melson: Acting Director, ATF
   ► Mark Stolorow: OLES Director, NIST
► Executive Secretary
   ► Frank Shults: ATF
► Members
   Department of Commerce            National Institutes of Health
   Department of Defense             National Science Foundation
   Department of Energy              Smithsonian Institution
   Department of Homeland Security   United States Postal Service
   Department of the Interior
   Department of Justice             Domestic Policy Council
   Department of Labor               Office of Management and Budget
   Department of the Treasury        Office of Science and Technology Policy
   Environmental Protection Agency   National Security Council
   Intelligence Community            White House Counsel
Interagency Working Groups
► Research, Development, Test and Evaluation
   ► Co-chairs: Terry Hess (DoD), Greg Klees (ATF), Lois Tully (NIJ)
► Standards, Practices and Protocols
   ► Co-chairs: Sue Ballou (NIST), Gerry LaPorte (NIJ), Michael
     Wieners (FBI )
► Education and Ethics
   ► Co-chairs: Rob Lesnevich (TIGTA), Jeffrey H. Comparin (DEA)
► Certification, Accreditation and Licensing
   ► Co-chairs: Patricia Manzolillo (USPS), vacant
► Outreach
   ► Co-chairs: Cary Oien (FBI), Frank Shults (ATF), Eric Steel
     (NIST)
Overarching IWG Responsibilities
► Inventory and Analyze Forensic Science Challenges and Activities
    ► Catalog internal and external recommendations on how to improve the methods
      and implementation of local, state and federal forensic science services;
    ► Identify existing and planned private and governmental efforts whose goals are
      to improve the methods and implementation of forensic science services;
► Develop strategic plans for the improvement of forensic science capacity,
  infrastructure, standards and quality management, including:
    ► Prioritization of and increased support for research, development, testing and
      evaluation activities;
    ► Development of uniform standards for collection, terminology, reporting, and
      other practices
    ► Implementation of laboratory “Best Practices,” with a focus, as deemed
      appropriate, on accreditation and certification;
    ► Assuring that forensic laboratories have an appropriate degree of independence
      from prosecutors and law enforcement agencies;
    ► Improving education and training;
    ► Enhancing technology transfer to state/local/tribal and independent forensic
      science service providers; and
    ► Address other items identified through the Subcommittee’s analysis
Potential IWG Activities
► RDT&E
  ►   Identify and prioritize needs
  ►   Identify costs of RDT&E
  ►   Catalog current/future plans
  ►   Gap Analysis
  ►   Identify research facilities
  ►   Research coordination
Potential IWG Activities
► Standards, Practices and Protocols
   ►   Identify Standard Development Organizations (SDOs)
   ►   Inventory existing standards
   ►   Analyze standards’ abilities to meet needs
   ►   Develop standards development/adoption cost estimates
   ►   Gap analysis
   ►   Coordinate USG efforts in SDOs and other processes
   ►   Design and implement process for determining which standards to use
Potential IWG Activities

► Education and Ethics
  ► Education
     ■   Formal degree programs
     ■   Continuing education for forensic examiners, prosecutors,
         defenders and judges
     ■   Classroom and Online
     ■   Educating the population
  ► Develop and/or work with external groups to develop/select a
    Code of Ethics.
  ► Develop terminology and definitions for expert conclusions and
    opinions
Potential IWG Activities
► Accreditation and Certification
    ► Identify accreditation bodies for forensic science labs
    ► Identify recognition bodies for laboratory accreditation organizations
    ► Identify non-accredited laboratories, forensic science units and crime
      scene units
    ► Identify existing proficiency tests and proficiency test providers
    ► Gap analysis
    ► Develop standards for proficiency test development and administration
    ► Identify costs to meet accreditation and proficiency testing requirements
    ► Identify certification organizations
        ■ Gap analysis
    ► Identify accreditation bodies for certification organizations
        ■ Gather existing certification standards
        ■ Analyze existing standards’ abilities to meet needs
    ► Identify recognition bodies for certification accreditation bodies
    ► Determine costs to meet certification requirements
Potential IWG Activities

► Outreach/Communications (DOJ)
  ► Develop general messaging strategy and talking points
  ► Assist members in determining suitability of conference
    participation, and developing talks
  ► Lead subcommittee efforts to host conference(s), if needed
  ► Websites
     ■   www.forensicscience.gov
     ■   www.forensiccatalog.org.
External Collaboration
► External collaboration is critical for success.
   ► Prosecutors/Defense, laboratories, researchers, statisticians,
     legal scholars, etc.
► The best method(s) to achieve this is unknown
   ► Existing Technical/Scientific Working Groups
   ► FACA organizations
   ► Conferences and workshops
   ► Online collaboration
   ► Etc.
► We are interested in your thoughts on how to do this
  properly!
For More Information
► Press/Legislative inquiries
   ► Rick Weiss (OSTP): 202-456-6037, rweiss@ostp.eop.gov
► Subcommittee and IWG
   ► Subcommittee Executive Secretary
      ■ Frank Shults (ATF): (202) 648-7215, frank.shults@usdoj.gov

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NSTC Subcommittee on Forensic Science (2009)

  • 1. National Science and Technology Council Committee on Science Subcommittee on Forensic Science Initial Overview Briefing
  • 2. Subcommittee on Forensic Science ► The National Science and Technology Council, Committee on Science, chartered the Subcommittee on July 7, 2009 ► The overarching goal of the Subcommittee is to coordinate federal agency activities as they lead national efforts to improve the science and application of forensics ► Collaboration with non-federal forensic entities is a crucial component of this work ► This is a critical first step in our nation’s efforts to improve the scientific foundation of forensic science, as called for in the National Research Council report Strengthening Forensic Sciences in the United States – a Path Forward, as well as other studies
  • 3. NSTC Overview ► The NSTC was established via Executive Order 12881, which was issued by President Clinton in 1993 ► The principal functions of the Council are, to the extent permitted by law: ► to coordinate the science and technology policy-making process; ► to ensure science and technology policy decisions and programs are consistent with the President’s stated goals; ► to help integrate the President’s science and technology policy agenda across the Federal Government; ► to ensure science and technology are considered in development and implementation of Federal policies and programs; and ► to further international cooperation in science and technology. ► All executive department and agencies, whether or not represented on the Council, shall coordinate science and technology policy through the council and shall share information on research and development budget requests with the council.
  • 4. NSTC Organizational Framework President Vice President Director, OSTP PCAST (private sector advice) Executive Director NSTC Agency Representatives Cabinet Secretaries, Agency Heads Exec. Sec. Committee Agency Reps Co-Chairs, Agency Members OSTP, OMB Subcommittee Working Group Task Force Working Group Task Force Task Force
  • 5.
  • 6. Example NSTC Activities ► Information exchange ► Identify and Prioritize Needed Research ► Coordinate prioritized research ($$) ► Standards development, policy, adoption ► Messaging/Outreach coordination ► Private-Public Collaboration ► Developing long-term vision
  • 7. Subcommittee on Forensic Science ► Co-Chairs ► Duane Blackburn: Policy Analyst, OSTP ► Ken Melson: Acting Director, ATF ► Mark Stolorow: OLES Director, NIST ► Executive Secretary ► Frank Shults: ATF ► Members Department of Commerce National Institutes of Health Department of Defense National Science Foundation Department of Energy Smithsonian Institution Department of Homeland Security United States Postal Service Department of the Interior Department of Justice Domestic Policy Council Department of Labor Office of Management and Budget Department of the Treasury Office of Science and Technology Policy Environmental Protection Agency National Security Council Intelligence Community White House Counsel
  • 8. Interagency Working Groups ► Research, Development, Test and Evaluation ► Co-chairs: Terry Hess (DoD), Greg Klees (ATF), Lois Tully (NIJ) ► Standards, Practices and Protocols ► Co-chairs: Sue Ballou (NIST), Gerry LaPorte (NIJ), Michael Wieners (FBI ) ► Education and Ethics ► Co-chairs: Rob Lesnevich (TIGTA), Jeffrey H. Comparin (DEA) ► Certification, Accreditation and Licensing ► Co-chairs: Patricia Manzolillo (USPS), vacant ► Outreach ► Co-chairs: Cary Oien (FBI), Frank Shults (ATF), Eric Steel (NIST)
  • 9. Overarching IWG Responsibilities ► Inventory and Analyze Forensic Science Challenges and Activities ► Catalog internal and external recommendations on how to improve the methods and implementation of local, state and federal forensic science services; ► Identify existing and planned private and governmental efforts whose goals are to improve the methods and implementation of forensic science services; ► Develop strategic plans for the improvement of forensic science capacity, infrastructure, standards and quality management, including: ► Prioritization of and increased support for research, development, testing and evaluation activities; ► Development of uniform standards for collection, terminology, reporting, and other practices ► Implementation of laboratory “Best Practices,” with a focus, as deemed appropriate, on accreditation and certification; ► Assuring that forensic laboratories have an appropriate degree of independence from prosecutors and law enforcement agencies; ► Improving education and training; ► Enhancing technology transfer to state/local/tribal and independent forensic science service providers; and ► Address other items identified through the Subcommittee’s analysis
  • 10. Potential IWG Activities ► RDT&E ► Identify and prioritize needs ► Identify costs of RDT&E ► Catalog current/future plans ► Gap Analysis ► Identify research facilities ► Research coordination
  • 11. Potential IWG Activities ► Standards, Practices and Protocols ► Identify Standard Development Organizations (SDOs) ► Inventory existing standards ► Analyze standards’ abilities to meet needs ► Develop standards development/adoption cost estimates ► Gap analysis ► Coordinate USG efforts in SDOs and other processes ► Design and implement process for determining which standards to use
  • 12. Potential IWG Activities ► Education and Ethics ► Education ■ Formal degree programs ■ Continuing education for forensic examiners, prosecutors, defenders and judges ■ Classroom and Online ■ Educating the population ► Develop and/or work with external groups to develop/select a Code of Ethics. ► Develop terminology and definitions for expert conclusions and opinions
  • 13. Potential IWG Activities ► Accreditation and Certification ► Identify accreditation bodies for forensic science labs ► Identify recognition bodies for laboratory accreditation organizations ► Identify non-accredited laboratories, forensic science units and crime scene units ► Identify existing proficiency tests and proficiency test providers ► Gap analysis ► Develop standards for proficiency test development and administration ► Identify costs to meet accreditation and proficiency testing requirements ► Identify certification organizations ■ Gap analysis ► Identify accreditation bodies for certification organizations ■ Gather existing certification standards ■ Analyze existing standards’ abilities to meet needs ► Identify recognition bodies for certification accreditation bodies ► Determine costs to meet certification requirements
  • 14. Potential IWG Activities ► Outreach/Communications (DOJ) ► Develop general messaging strategy and talking points ► Assist members in determining suitability of conference participation, and developing talks ► Lead subcommittee efforts to host conference(s), if needed ► Websites ■ www.forensicscience.gov ■ www.forensiccatalog.org.
  • 15. External Collaboration ► External collaboration is critical for success. ► Prosecutors/Defense, laboratories, researchers, statisticians, legal scholars, etc. ► The best method(s) to achieve this is unknown ► Existing Technical/Scientific Working Groups ► FACA organizations ► Conferences and workshops ► Online collaboration ► Etc. ► We are interested in your thoughts on how to do this properly!
  • 16. For More Information ► Press/Legislative inquiries ► Rick Weiss (OSTP): 202-456-6037, rweiss@ostp.eop.gov ► Subcommittee and IWG ► Subcommittee Executive Secretary ■ Frank Shults (ATF): (202) 648-7215, frank.shults@usdoj.gov