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Understanding WiMAX PHY

                          BP Tiwari




                        beyond4g.org

1
Agenda

     OFDMA
     WiMAX Frame
     Sub channels and Permutations
     Smart Antenna Systems
     Summary of WiMAX PHY features




                                                   Beyond 4G


2               WIMAX Series – Understanding PHY
Lets understand fading in wireless
                            communications
                             Frequency selective fading (                   Fading (Delay Spread)
MULTIPATH FADING CHANNELS




                             Delay Spread)
                                                                         Delay Spread)




                             Time Selective Fading ( Doppler )           Multiple copies of signal arrive at
                                                                         the receiver, offset in time




                                                                                                       Beyond 4G


      3                                          WIMAX Series – Understanding PHY
WiMAX Addresses Fading
                                                         Frequency selective fading (
     Fading (Delay Spread)                               Delay Spread)




                                                               OFDMA
                                                               Diversity Schemes
                                                               Multiple Antenna Systems
    Multiple copies of signal arrive at
    the receiver, offset in time                               Cyclic Prefix ( ISI )
                                                               Forward Error Correction




                                                                                       Beyond 4G


4                           WIMAX Series – Understanding PHY
Concept of OFDM                              Subcarrier




       In OFDM available                     OFDM is robust to fading
        bandwidth is divided                  High spectral efficiency
        into N (large number                  Eliminate Inter-symbol
        of) orthogonal sub-                    Interference (ISI) by the
        carriers                               introduction of the cyclic
       Each sub-carrier is                    prefix (CP)
        individually modulated                Sensitivity to frequency
        (QAM) at 1/N total                     offset
        data rate
                                              Higher Peak to average
        FFT implementation                    power ratio(PAPR)
        (fast and efficient)

                                                                    Beyond 4G


5                    WIMAX Series – Understanding PHY
OFDM vs. OFDMA
                                               Subcarrier
      SC                                         – Type: Data, Pilot, null
                                                   (guard and DC)•
                                                 – Number: 128, 512, 1024,
     OFDM                                          2048 (at least one)



     OFDMA




    Subcarrier                                 Subchannel
                                                 – A set of sub carriers forms a
                                                   subchannel
                                                 – The sub carriers may and
                                                   may not be adjacent
    Subchannels                                  – Distributed allocation
                                                   (diversity)
                                                 – Contiguous allocation
                                                   (selectivity)


                                                                      Beyond 4G


6                 WIMAX Series – Understanding PHY
OFDMA Advantages
                                                               •Orthogonality of users are maintained
                       A   A          E     E                  using large symbol duration and cyclic
                                                               prefix
          SUBCHANNEL




                       B   B          B     B

                       C   C          C     C                  •Users concentrate transmit power over
                                                               partial bandwidth
                       D   D          D     D
                                                               •High granularity in resource allocation
                               TIME                            & power control
                                                               •Inherent resistance to multi-path
    •   Users/bursts are scheduled                             (OFDM)
        across both frequency
        (subchannels)and time (symbols)                        •Flexible Sub-channelization
    •   Per burst modulation, coding                                •Distributed (pseudo-random)
        and TX power                                                permutations –frequency diversity
    •   Higher granularity in resource
                                                                    •Contiguous (clustered)
        allocation
                                                                    permutations -> selectivity
    •   More degrees of freedom in
        scheduling                                             •Scalability of Channel Sizes
    •   Improved fairness and QoS
                                                                                               Beyond 4G


7                                         WIMAX Series – Understanding PHY
OFDM Symbols and Cyclic Prefix



       Pilots used for channel                 Use Cycle Prefix (CP) as
        estimation and tracking                  guard interval
       Interleaving (bits                      Prepend segment of
        distributed across tones)                OFDM symbol –>
        and error correcting                     overhead
        facilitates recovery under
        frequency selective fading              CP duration > max delay
                                                 spread
        or narrow-band
        interference                            Eliminates ISI
                                                Retains orthogonally
                                                 between sub-carriers (ICI)
                                                                      Beyond 4G


8                      WIMAX Series – Understanding PHY
OFDMA Frame Structure
                                                                      CQICH                          Uplink and Downlink is
                                                                        s
                                                                                                      divided into time zones
                      UL-
                                                                                                      Different Permutation
                                                                                 UL BURST 3
S
                      MAP
                                     DL BURST 4
                                                                                                  
U
B
          P
                                                                      ACKCH
                                                                        ’s                            for downlink and uplink
C
          R
H
A
          E
          A     DL-
                                                                                                       – DL PUSC,AMC etc
N
                                                                                                       – UL PUSC,AMC
          M     MAP
N                                                                         P
          B                                                           C
E                                                                         e
          L                 DL BURST 1                                D            UL BURST 2
L                                                                         ri
S
          E                                                           M
                                                                      A
                                                                          o
                                                                          d
                                                                                                       – Activation STC/MIMO
                                                                      R

                                                                                                      CDMA Codes
                                                                          i
                                                  DL BURST 3          A
                                                                      N
                                                                          C
                                                                          R
                                                                                                  
                                                                      G
                                                                          a
                            DL BURST 2                                I
                                                                      N
                                                                          n
                                                                          g
                                                                                 UL BURST 1            – Special allocation in
                                                                      G
                                                                          .                              uplink for ranging and
                                                                                                         BW Request
        S1 S2                                                  Sn
                             DOWNLINK                           TTG            UPLINK
                                                                                                  
                                                                                                RTG
                                                                                                      Fast Feedback/CQICHs
                                                                                                       – SS measured CINR


                                                                                                                     Beyond 4G


    9                                                WIMAX Series – Understanding PHY
Localized vs Distributed Sub
     channels




                                                  Beyond 4G


10             WIMAX Series – Understanding PHY
Subchannels in 16e
       DL PUSC
            – 1 cluster = 14 adjacent subcarriers
                  x 2 OFDM symbols
            – 1 subchannel = 28 subcarriers
            – 1 slot = 1 subchannel x 2 OFDM symbols
            – 1 slot = 56 subcarriers
                  = 48 data subcarriers + 8 pilots




        UL PUSC
                                                               DL/UL AMC2X3
              –   1 tile = 4 subcarriers x 3 OFDM symbols
                                                                    –   1 bin = 9 subcarriers x 1 OFDM symbols
              –   1 subchannel = 6 tiles (frequency domain)
                                                                    –   1 subchannel = 2 bins (frequency domain)
              –   1 slot =1 subchannel x 3 OFDM symbols
                                                                    –   1 slot = 1 subchannel x 3 OFDM symbols
              –   1 slot = 72 subcarriers
                                                                    –   1 slot = 54 subcarriers
                      = 48 data subcarriers + 24 pilots
                                                                            = 48 data subcarriers + 6 pilots



                                                                                                  Beyond 4G


11                              WIMAX Series – Understanding PHY
Permutation schemes in DL : PUSC

      Sym
       2



                                               Cluster
      Sym
       2
      Sym
       2
      Sym
       2
      Sym
       2




                                                         Beyond 4G


12          WIMAX Series – Understanding PHY
Permutation schemes in UL : PUSC
                                          Tile Structure



               3 SYMBOLS
                                          • 4 Sub carrier X 3 Symbol
                                          • 4 Pilot + 8 Data


       Pilot




                                        Sym
                                         3
                                        Sym
                                         3
                                        Sym
                                         3
                                        Sym
                                         3




                                                                       Beyond 4G


13                         WIMAX Series – Understanding PHY
PHY Data Rates




      Without MIMO and overheads
                                                 Beyond 4G


14            WIMAX Series – Understanding PHY
Advanced Antenna Systems : STBC




      STC gains vary from 5-10 db depending on channels condition


                                                             Beyond 4G


15                    WIMAX Series – Understanding PHY
MIMO B : Spatial Multiplexing




      SM can double throughput in theory by require very high
       CINR conditions of uncorrelated signal to achieve full
       advantages. 30% sector improvement in loaded conditions.
                                                             Beyond 4G


16                    WIMAX Series – Understanding PHY
Beam forming




      Beamforming can provide additional 5-6 db gains in downlink
       improving overall network quality.
      Improves sector capacity by 20 to 25%
      4Rx in uplink provides additional 3 db gain

                                                              Beyond 4G


17                     WIMAX Series – Understanding PHY
UL Collaborative MIMO
                      Collaborative Spatial Multiplexing for
                       two MSs with single transmit
                       antenna
                      Two MS transmit on the same
                       resource (sub channels)
                      For orthogonal zing
                        – Orthogonal pilot patterns (pattern
                          A, pattern B)
                      Multiple data detection
                        – Using multiple receive antennas
                        – Interference suppression: MMSE,
                          ZF
                        – Nonlinear interference
                          cancellation: SIC, PIC

                                                        Beyond 4G


18            WIMAX Series – Understanding PHY
MIMO Summary
     Parameters   Gain in Link      Gain in         Comments
                  Budget            Capacity
     MIMO A       5-10*                             MIMO A in low SINR condition
                                                    improves channel fading.
                                                    Switching between MIMO A and B
                                                    is automatic and controlled by
                                                    BTS.
     MIMO B       Nil               30% in          Average improvement of 30% in
                                    average         full load , customers higher CINR
                                                    or uncelebrated signals will take
                                                    advantage of MIMO B
     DL-Beam      5-6 db in         20 to 25%       BF helps in improving capacity
     Forming      Downlink          over MIMO       and improve network quality.

     4th order    3 db over 2nd     Nil             Improves cell radius by 3db in
     Diversity    order                             uplink.
                  diversity


                                      *STC + 2 Rx in receiver with possibility MRC combining

                                                                                        Beyond 4G


19                        WIMAX Series – Understanding PHY
Mobile WiMAX PHY Summary
     Feature                     Support

     Scalable Channel            TDD , 5 and 10 MHz , 20 (optional)
     Bandwidth
     Frame size and cyclic       5 ms , 1/8
     prefix
     Sub-carrier allocations     PUSC,AMC,FUSC

     Error correction and        CC, CTC with HARQ
     HARQ
     Modulation                  Downlink :QPSK,16QAM,64QAM
                                 Uplink : QPSK, 16QAM
     Uplink Control channels     Ranging , CQICH’s , ACKCH

     MIMO                        Downlink : 2x2 , STC , SM
                                 Uplink : 1X2 , Virtual SM

     BeamForming                 AMC or PUSC
                                 UL channel sounding

                                                                      Beyond 4G


20                             WIMAX Series – Understanding PHY
Thanks




                                                 Beyond 4G


21            WIMAX Series – Understanding PHY

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Wi Max Phy Introduction V0.3

  • 1. Understanding WiMAX PHY BP Tiwari beyond4g.org 1
  • 2. Agenda  OFDMA  WiMAX Frame  Sub channels and Permutations  Smart Antenna Systems  Summary of WiMAX PHY features Beyond 4G 2 WIMAX Series – Understanding PHY
  • 3. Lets understand fading in wireless communications Frequency selective fading ( Fading (Delay Spread) MULTIPATH FADING CHANNELS Delay Spread) Delay Spread) Time Selective Fading ( Doppler ) Multiple copies of signal arrive at the receiver, offset in time Beyond 4G 3 WIMAX Series – Understanding PHY
  • 4. WiMAX Addresses Fading Frequency selective fading ( Fading (Delay Spread) Delay Spread) OFDMA Diversity Schemes Multiple Antenna Systems Multiple copies of signal arrive at the receiver, offset in time Cyclic Prefix ( ISI ) Forward Error Correction Beyond 4G 4 WIMAX Series – Understanding PHY
  • 5. Concept of OFDM Subcarrier  In OFDM available  OFDM is robust to fading bandwidth is divided  High spectral efficiency into N (large number  Eliminate Inter-symbol of) orthogonal sub- Interference (ISI) by the carriers introduction of the cyclic  Each sub-carrier is prefix (CP) individually modulated  Sensitivity to frequency (QAM) at 1/N total offset data rate  Higher Peak to average  FFT implementation power ratio(PAPR) (fast and efficient) Beyond 4G 5 WIMAX Series – Understanding PHY
  • 6. OFDM vs. OFDMA  Subcarrier SC – Type: Data, Pilot, null (guard and DC)• – Number: 128, 512, 1024, OFDM 2048 (at least one) OFDMA Subcarrier  Subchannel – A set of sub carriers forms a subchannel – The sub carriers may and may not be adjacent Subchannels – Distributed allocation (diversity) – Contiguous allocation (selectivity) Beyond 4G 6 WIMAX Series – Understanding PHY
  • 7. OFDMA Advantages •Orthogonality of users are maintained A A E E using large symbol duration and cyclic prefix SUBCHANNEL B B B B C C C C •Users concentrate transmit power over partial bandwidth D D D D •High granularity in resource allocation TIME & power control •Inherent resistance to multi-path • Users/bursts are scheduled (OFDM) across both frequency (subchannels)and time (symbols) •Flexible Sub-channelization • Per burst modulation, coding •Distributed (pseudo-random) and TX power permutations –frequency diversity • Higher granularity in resource •Contiguous (clustered) allocation permutations -> selectivity • More degrees of freedom in scheduling •Scalability of Channel Sizes • Improved fairness and QoS Beyond 4G 7 WIMAX Series – Understanding PHY
  • 8. OFDM Symbols and Cyclic Prefix  Pilots used for channel  Use Cycle Prefix (CP) as estimation and tracking guard interval  Interleaving (bits  Prepend segment of distributed across tones) OFDM symbol –> and error correcting overhead facilitates recovery under frequency selective fading  CP duration > max delay spread or narrow-band interference  Eliminates ISI  Retains orthogonally between sub-carriers (ICI) Beyond 4G 8 WIMAX Series – Understanding PHY
  • 9. OFDMA Frame Structure CQICH  Uplink and Downlink is s divided into time zones UL- Different Permutation UL BURST 3 S MAP DL BURST 4  U B P ACKCH ’s for downlink and uplink C R H A E A DL- – DL PUSC,AMC etc N – UL PUSC,AMC M MAP N P B C E e L DL BURST 1 D UL BURST 2 L ri S E M A o d – Activation STC/MIMO R CDMA Codes i DL BURST 3 A N C R  G a DL BURST 2 I N n g UL BURST 1 – Special allocation in G . uplink for ranging and BW Request S1 S2 Sn DOWNLINK TTG UPLINK  RTG Fast Feedback/CQICHs – SS measured CINR Beyond 4G 9 WIMAX Series – Understanding PHY
  • 10. Localized vs Distributed Sub channels Beyond 4G 10 WIMAX Series – Understanding PHY
  • 11. Subchannels in 16e  DL PUSC – 1 cluster = 14 adjacent subcarriers x 2 OFDM symbols – 1 subchannel = 28 subcarriers – 1 slot = 1 subchannel x 2 OFDM symbols – 1 slot = 56 subcarriers = 48 data subcarriers + 8 pilots  UL PUSC  DL/UL AMC2X3 – 1 tile = 4 subcarriers x 3 OFDM symbols – 1 bin = 9 subcarriers x 1 OFDM symbols – 1 subchannel = 6 tiles (frequency domain) – 1 subchannel = 2 bins (frequency domain) – 1 slot =1 subchannel x 3 OFDM symbols – 1 slot = 1 subchannel x 3 OFDM symbols – 1 slot = 72 subcarriers – 1 slot = 54 subcarriers = 48 data subcarriers + 24 pilots = 48 data subcarriers + 6 pilots Beyond 4G 11 WIMAX Series – Understanding PHY
  • 12. Permutation schemes in DL : PUSC Sym 2 Cluster Sym 2 Sym 2 Sym 2 Sym 2 Beyond 4G 12 WIMAX Series – Understanding PHY
  • 13. Permutation schemes in UL : PUSC Tile Structure 3 SYMBOLS • 4 Sub carrier X 3 Symbol • 4 Pilot + 8 Data Pilot Sym 3 Sym 3 Sym 3 Sym 3 Beyond 4G 13 WIMAX Series – Understanding PHY
  • 14. PHY Data Rates  Without MIMO and overheads Beyond 4G 14 WIMAX Series – Understanding PHY
  • 15. Advanced Antenna Systems : STBC  STC gains vary from 5-10 db depending on channels condition Beyond 4G 15 WIMAX Series – Understanding PHY
  • 16. MIMO B : Spatial Multiplexing  SM can double throughput in theory by require very high CINR conditions of uncorrelated signal to achieve full advantages. 30% sector improvement in loaded conditions. Beyond 4G 16 WIMAX Series – Understanding PHY
  • 17. Beam forming  Beamforming can provide additional 5-6 db gains in downlink improving overall network quality.  Improves sector capacity by 20 to 25%  4Rx in uplink provides additional 3 db gain Beyond 4G 17 WIMAX Series – Understanding PHY
  • 18. UL Collaborative MIMO  Collaborative Spatial Multiplexing for two MSs with single transmit antenna  Two MS transmit on the same resource (sub channels)  For orthogonal zing – Orthogonal pilot patterns (pattern A, pattern B)  Multiple data detection – Using multiple receive antennas – Interference suppression: MMSE, ZF – Nonlinear interference cancellation: SIC, PIC Beyond 4G 18 WIMAX Series – Understanding PHY
  • 19. MIMO Summary Parameters Gain in Link Gain in Comments Budget Capacity MIMO A 5-10* MIMO A in low SINR condition improves channel fading. Switching between MIMO A and B is automatic and controlled by BTS. MIMO B Nil 30% in Average improvement of 30% in average full load , customers higher CINR or uncelebrated signals will take advantage of MIMO B DL-Beam 5-6 db in 20 to 25% BF helps in improving capacity Forming Downlink over MIMO and improve network quality. 4th order 3 db over 2nd Nil Improves cell radius by 3db in Diversity order uplink. diversity *STC + 2 Rx in receiver with possibility MRC combining Beyond 4G 19 WIMAX Series – Understanding PHY
  • 20. Mobile WiMAX PHY Summary Feature Support Scalable Channel TDD , 5 and 10 MHz , 20 (optional) Bandwidth Frame size and cyclic 5 ms , 1/8 prefix Sub-carrier allocations PUSC,AMC,FUSC Error correction and CC, CTC with HARQ HARQ Modulation Downlink :QPSK,16QAM,64QAM Uplink : QPSK, 16QAM Uplink Control channels Ranging , CQICH’s , ACKCH MIMO Downlink : 2x2 , STC , SM Uplink : 1X2 , Virtual SM BeamForming AMC or PUSC UL channel sounding Beyond 4G 20 WIMAX Series – Understanding PHY
  • 21. Thanks Beyond 4G 21 WIMAX Series – Understanding PHY