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Health Statistics


Dr. Azmi Mohd Tamil
Dept of Community Medicine
UKM
                             1
Malaysia @ a Glance
                http://www.statistics.gov.my/portal/in
                In 2009,
                     Population was 27.9 million.
                     Total birth was 499,410
                     Total death was 133,920
                     So the population should be
                      28,265,490 in 2010.
                     Any discrepancy would be
                      the effect of immigration and
                      emigration.
http://www.infosihat.gov.my/fakta/file/HEALTHFACTS2006.pdf
Definition of Health Statistics
   Aggregated data describing & enumerating
    attributes, events, behaviours, services,
    resources, outcomes or cost related to health,
    disease and health services.
   Derived from surveys, medical records or
    administrative documents
   Vital statistics are a subset of health statistics
   Presented in various ways – rates, ratios,
    proportions etc.

                                                         4
Outline
   Rates
   Ratio
   Proportions (percentages)
   Morbidity-rates, incidence, prevalence
   Mortality-examples
   Crude and Adjusted rates
   Numerator/denominator
   Population pyramids

                                             5
Numerator /
Denominator Issue
Numerator (the number above)
Denominator (the number below)

                                 6
Rate, Ratio & Proportion - Diff
Index        Numerator         Denominator

Proportion   People with the All people (with
             disease         & without the
                             disease)
Ratio        People with the People without
             disease         the disease
Rate         People with the All people (with &
             disease in a    without the
                             disease) in a given
             given period
                               period.          7
Rates, Ratios and Proportions
(percentages)
   The need to assess the amount of growth,
    disease, disability, injury and death in
    population.
   Find ways to measure nominal data.
   The need to analyse, study factors affecting
    these measures of health status.
   are commonly used in public health planning
    reports, administrative decisions and planning of
    services.

                                                    8
Rates
Rates

 Can compare mortality, morbidity and
  related health status occurrences to
  population groups of 100, 1,000, 10,000 or
  100,000.
 To compare the data between one
  population group and another.
 Used in descriptive statistics and
  epidemiology.
                                           10
Rates
   Is the amount or number of one thing measured
    in units of another.
   Similar to proportion except rates comes with a
    multiplier.
   Within a time period, usually in a year.
   The unit size is presented as 1000, 10 000, 100
    000 (also called a base).
   E.g. Homicide rate (1993) in US was 8.7 per 100
    000 population. The homicide rate in Malaysia
    (1.76 per 100,000), which is lower than that of
    Singapore (1.77 per 100,000)
                                                  11
Rates
   3 basic factors needed:
     Needs   a numerator (the number of cases with the
       disease),
      a denominator (the population of that area) and
      a time period (usually a year).
      Formula =     a x Base
                   a+b
   Rate =     Number of cases          X 1,000 (constant)
               Population of the area
               in a specific time period


                                                             12
Rates
3 types;
1. Crude rates
2. Adjusted rates
3. Specific rates – morbidity & mortality,
    case fatality



                                             13
Crude Rates
 Based on the number of
  events/experiences that happen in a total
  population in a certain period of time.
 Types usually used.
     Crude death rates.
     Crude birth rates - total birth are used in the
      denominator.


                                                        14
Limitations of crude rates
 Ignore information from subgroups/
  special circumstances i.e. diff of
  demographics.
 Fail to show differences found.




                                       15
Adjusted rates
   Use mathematical manipulations.
   Used to compare 2 or more groups, but differ in
    risk, or a 3rd variable is present that confuses
    presentation (confounder), data adjustment is
    needed.
   Use adjust for age, race, religion, sex, marital
    status etc.
   Direct /indirect method (discussed further
    towards the end of this lecture).

                                                       16
Ratio
Ratio
   Number of observations (a) in a group with a
    characteristic (such as having MI) divided by the
    number (b) of observations without the given
    characteristic (not having MI)
   Formula Ratio = a/b
   Sometimes rates are actually ratios i.e. Infant
    Mortality Rate (infants who die in the year of interest, but were born
    in the previous year, are counted in the numerator but not in the
    denominator).
   Relation in number, degree, or quantity existing
    between two things. Expressed as a fraction.

                                                                         18
Ratio
   Less useful than rates in descriptive statistics.
   Numerator is not included in the population
    defined by the denominator.
   E.g. 5 cases of measles compared to 30
    children without measles. 5/30=0.166
   No time period needed.
   Not unlike percentage, ratio can exceed 100%.


                                                        19
Proportions
Proportions
   Is the number (a) of observations with a given
    characteristic (have MI) divided by the total number of
    observations (a+b) in a given group (such as taking
    aspirin).
   Is a ratio in which the numerator is included as part of
    the denominator.
   Range 0.0 to1.0.
   Difference between a ratio and a proportion is that the
    numerator of a proportion is included in the population
    defined by the denominator.
   No time period needed.


                                                               21
Proportions
 Also called percentages (%) if measured
  in each hundred.
 Will give a clear view if presented
  properly. Can also be misleading.
 Formula: a/(a+b)




                                            22
Percentages
Percentages
   Is proportion multiplied by 100%.
   Percentages should always be compared with the total
    numbers from which they come.
   E.g.
     80% participated from 1,200 elderly people.
     40 children are currently ill with measles out of 80 children in that
      pre-school.
        40 currently ill/80 in the pre-school = 0.5
        In percentages = 0.5 x 100 =50%
        (0.5 is the proportion. 50% is the percentage)




                                                                         24
Percentages
 Should always state the total number i.e.
  N along with its percentage.
 E.g. 670 out of 750 persons or 89.3% of
  the participants was immunized.




                                              25
Morbidity & Mortality




                   26
Mortality Rates
   Means “death” or describes death and related
    issues.
   Mortality statistics are reported from information
    contained in death certificates, registries.
   Death rates can be presented by age, sex,
    cause of death.
   Affected by under-reporting and accuracy of
    diagnosis

                                                     27
28
Sources of Morbidity Statistics
 Hospital records/health services
 Notification of diseases
 National registries i.e. Cancer/HIV
 Special Morbidity Surveys i.e.
  NHMSI,II&III
 Data from blood banks/labs
 Absenteeism & medical leave

                                        29
Morbidity-Rates and Ratios
 Any disturbance in body function is
  considered a disease.
 Disease, illness, injury, disorders and
  sickness are all categorized under the
  single term-Morbidity.
 Morbidity is stated in a defined population.
 Usually expressed in terms of specific
  rates of incidence or prevalence.

                                             30
Incidence &
Mortality Rate of
Communicable
Diseases per
1000 population
in 2006
a) Incidence
 The number of new cases with disease
  which comes into existence within a certain
  period of time per population at risk at
  beginning of the time interval.
 Should always be expressed of a unit of
  time.
   Incidence rate=number of new cases of a disease in
                          a given time period                    x1,000
                         Number of persons exposed to risk
                 of developing the disease in the same time period


                                                                    32
Denominator for Incidence
   Will change with time when numbers at risk
    move in or out.
   Thus, pick the population number/cases at a
    midpoint in the time period to represent the
    average population at risk.
   Population not at risk will be excluded from
    the denominator, such as;
     individualswith the disease
     who had the disease (if they are no longer
      susceptible)
     or those who are not susceptible due to
      immunizations.                               33
Numerator for Incidence
 Role - to provide specific information
  about the occurrences of a disease.
 Number of new cases starting within a
  time period.




                                           34
Concepts
   To determine the incidence of a disease, the
    population or group must be studied
    prospectively e.g. cohort study.

   Purpose- to ascertain the extent and rate of new
    cases occurring.

   Plotting of new cases based on time/date of
    occurrence will produce an epidemic curve.
                                           35
Some Principles of Incidence Rate (IR)

   Can be used to estimate the probability of or risk
    of developing a disease during a specific time
    period.
   As incidence rate goes up, the probability of
    getting the disease goes up.
   Time-if the IR is higher during specified time of
    year (such as winter), the risk of developing the
    disease also goes up e.g. influenza.

                                                     36
Some Principles of Incidence Rate (IR)

   Place-if the IR is constantly higher among
    people who live in a certain place, the risk of
    developing the disease goes up.
   Person-if IR are constantly higher among
    individuals with a specific lifestyle factor, the risk
    also goes up.
   Higher incidence implies many new cases, thus
    risk increases.
   When incidence of disease is known to be high,
    the existence of or potential of an epidemic
    becomes known and predictable.                       37
b) Prevalence
 Is the number of cases of disease,
  infected persons, or conditions, present at
  a particular time (not new cases).
 Prevalence of a chronic disease is high
  compared to its incidence.
 Point prevalence and period prevalence
  rate.

                                            38
Prevalence
   Period prevalence rate
  number of existing cases of disease
= ----------------------------------------------- within a time period x 1000
  Average study population

   Point prevalence rate
   number of existing cases of disease
= ------------------------------------------------ at a point in time x 1000
   Total study population


                                                                               39
Affecting factors
 As a new disease develops in a population,
  incidence goes up. Prevalence goes up.
 The duration of a disease affects
  prevalence. When a disease has a long
  duration, prevalence remains higher longer.
 Intervention and treatment have effects on
  prevalence.

                                            40
Prevalence rate
   Assess the total number of people in a group or
    population who have a disease at a specific
    time.
   Prevalence rate=Incidence rate x average
    duration of disease.
   Controlled by 2 elements;
     The  number of individuals who have had the disease
      in the past.
     The length and duration of the illness.



                                                        41
Prevalence rate

Prevalence   Number of existing cases
Rate       = of the disease at a point in time x 1,000
             Total population at a given time




                                                         42
Comparative factors affecting
prevalence rates
Rates increased;                     Rates are decreased;
 Immigration of ill cases.           Immigration of healthy
 Emigration of healthy persons.       persons.
 Immigration of susceptible          Emigration of ill cases.

  cases or those with potential of    Improved cure rate of cases.
  becoming cases.                     Increased death rates from the
 Increase in incidence.               diseases.
 Prolongation of life of cases       Decrease in occurrence of new
  (increase of duration of             cases.
  disease).                           Shorter duration of disease.
                                      Death.




                                                                   43
Differences of Incidence &
Prevalence
Incidence                Prevalence
 New cases only.         Old and new cases.
 Prospective studies.    Cross sectional study.
 More difficult to       Easier to measure
  measure.                 through a survey.




                                               44
Point prevalence
   Is the number of cases (individuals) with a
    disease/condition/illness at a single point
    in time.




                                              45
Adjusted Rates

Direct & Indirect Method
Goals
 To reduce distortions and incomparability
  of rates when making comparison over
  time and among populations
 To encourage “like-to-like” comparisons




                                              47
Numerical Illustrations (1)
                Population A                     Population B
                              Rate                             Rate
Age     Cases     Persons
                            per 100,000
                                          Cases    Persons
                                                             per 100,000


Young     99      99,000       100          1      1,000       100


Old       10      1,000       1,000        990     99,000     1,000


All      109     100,000       109         991    100,000      991

  Overall rate of disease in Population B (991/100,000) is 9×
              that of Population A (109/100,000)            48
Illustrative Example (2)
                    Population A                       Population B
Age         Cases Persons            Rate       Cases Persons            Rate

Young          99       99,000       100*          1         1,000        100


Old            10        1,000       1,000        990       99,000       1,000


All           109      100,000        109         991      100,000        991


        Within the young, the rates are identical
 * Rates are per 100,000. Example of calculation: R = 99 ÷ 99,000 × 100,000 = 100
                                                                               49
Illustrative Example (3)
               Population A               Population B
Age     Cases Persons       Rate    Cases Persons      Rate

Young     99      99,000    100       1       1,000    100


Old       10       1,000    1,000    990     99,000    1,000


All       109     100,000   109      991     100,000   991


        Within the old, the rates are identical
                                                             50
Same rate in subgroups, why
 different overall?
              Population A               Population B
Age     Cases Persons      Rate    Cases Persons      Rate

Young    99      99,000    100       1       1,000    100


Old      10       1,000    1,000    990     99,000    1,000


All      109     100,000   109      991     100,000   991


  Because Pop. A mostly old, Pop. B mostly young
                                                            51
And rates are age-related
              Population A              Population B
Age     Cases Persons     Rate    Cases Persons     Rate

Young    99      99,000   100       1      1,000    100

Old      10      1,000    1,000    990     99,000   1,000



  You’re OK as long as you compare with similar
                   subgroups.
                                                          52
Confounding
                                   confounder
   Explanatory factor                Age
    associated with age
   Extraneous factor
    associated with disease
    rate
   Extraneous factor
    confounds (“confuse”) Population            Rate
    relation between
                            explanatory         disease
    explanatory factor and     factor
    disease rate
                                                      53
Terminology
    “Rate” – could be incidence or prevalence
     (economy of language)
    Crude rate – rate for entire population
    Strata-specific rate - rate within subgroup
    Adjusted rate – overall rate compensated for
     extraneous factor
    Two methods of adjustment
      Direct
      Indirect



                                                    54
Global
Incidence
of
Cancer
(2002)



            55
Methods
             Direct                          Indirect
   Factor to measure, must       Use when sometimes
    categorize them.               specific rates are not known.
   For each category (in         Results in standardized
    each population), must         mortality ratio
    know the specific rates.       (defined as the number of
   Use reference population       observed deaths divided by
    as “standard”.                 the number of expected
   Able to make direct            deaths)
    comparison.                   Result in the form of ratio.
                                  Make relative comparison.

                                                           56
Direct Method
 Recalculate the expected death rate using
  the demographic distribution of a standard
  population.
 Standard population
     Population   of one of the countries
     Combination of countries
     Artificial population


                                             57
General Idea, Direct Adjustment

 Apply strata-specific rates from study to a
  reference (“standard”) age distribution
 Adjusted rate is a weighted average of
  strata-specific rates (with weights from
  reference population)




                                                58
U.S. Standard Million, 1991
   Age range   Standard Million
   0–4              76,158
   5 – 24          286,501
   24 – 44         325,971
   45 – 64         185,402
   65 – 74          72,494
   75+              53,474
   Total          1,000,000

                                  59
Formula
                aRdirect   =
                             ∑N r
                               i i

                             ∑N i



where
  Ni = population size, reference population,
     strata i
  ri = rate, study population, strata I
  Note: caps denote reference pop. values,
   while lower case denotes study pop.
   values                                       60
Florida & Alaska Mortality Example

Crude         rates (per 100,000)
  cRFlorida   = 1026
  cRAlaska    = 387



                                     61
Age-Specific Rates (per 100,000)
        i     Age               Alaska           Florida
        1     0–4                   214              238
        2     5 – 24                 80               64
        3     24 – 44               172              208
        4     45 – 64               640              809
        5     65 – 74             2538             2221
        6     75+                 8314             6887
•Crude rates (per 100,000): cRAlaska = 387 ; cRFlorida = 1026
                                                            62
Direct adjustment of Alaska rate
   i   Age           Rate       Std Million No. of deaths
                      ri           Ni           Ni × ri
   1   0–4           214         76,158        16,297,814
   2   5 – 24         80        286,501        22,920,080
   3   24 – 44       172        325,971        56,067,012
   4   45 – 64       640        185,402       118,657,280
   5   65 – 74      2538         72,494       183,989,772
   6   75+          8314         53,474       444,582,836
                     Σ→        1,000,000      842,514,792

        aRdirect   =
                     ∑N r
                        i i
                              =
                                842,514,792
                                            ≈ 843
                     ∑N   i      1,000,000
                                                            63
Comparing Adjusted Death Rates
   Direct adjustment of Florida mortality rate using
    same standard million derives aRFlorida = 784
    (try to calculate it yourself using Excel to
    understand it better)
   cRAlaska = 387   vs      cRFlorida = 1026

   aRAlaska = 843     vs     aRFlorida = 784
   Conclude: slight advantage goes to Florida

                                                        64
indirect adjustment
(NR for calculations)



                   65
Indirect Method
   Can be done either by using the Age Specific
    Death Rate of the standard population or by
    using the age specific population of the standard
    population.
   Then get the ratio of Observed/Expected
   480/532 = 0.90
   Death Rate of males in Company < Standard
    Population

                                                    66
Indirect Age-Adjustment
  Same goal as direct adjustment
  Based on multiplying crude rate by
   Standardized Mortality Ratio (SMR)
                         A
                   SMR =
                         µ

     where
     A = observed number of cases in study population
     µ = the expected number of cases (next slide)
                                                        67
Expected Number of Cases (µ)
                   µ = ∑ Ri ni
where
Ri = rate, reference population, strata i
ni = population size, study population, strata i
   Recall: caps denote reference pop. values
    and lower case denote study pop. values

  This is number of cases expected in study population
           if it had reference population’s rates        68
Illustrative Example
Zimbabwe & US Population




                           69
Indirect adjustment of Zimbabwe rate
 i    Age         US Rate     Zimb Pop        Product
                       Ri            ni         R i × ni
 1    0–4          .00229   1,899,204




 2    5 – 24       .00062   5,537,992             3434
 3    24 – 44      .00180   2,386,079            4,295
 4    45 – 64      .00789   974,235              7,687
 5    65 – 74      .02618   216,387              5,665
 6    75+          .08046   136,109            10,951
                                   A 98ΣRini = 36,381
                                       ,808
     µ = ∑ Ri ni = 36,381     SMR = =       = 2.72
                                   µ 36,381
                                                           70
Zimbabwe SMR
 Observed 98,808 deaths in Zimbabwe
 Expected 36,381 (based on US rate)
 SMR = 98,808 / 36,381 = 2.72
 Interpretation: Zimbabwe mortality rate is
  2.72× that of US after adjusting for age



                                               71
Indirectly Adjusted Rate
             aRindirect = (cR)( SMR)
 Zimbabwe crude rate = 886 (per
  100,000)
 aRindirect = (886)(2.72) = 2340

   c.f. to US rate of 860



                                       72
Adjustment for Multiple Factors
   We can adjust for multiple factors
    simultaneously through stratification
     e.g.,
          5 age groups, 2 genders, 3 ethnic groups
      → 5 × 2 × 3 age-gender-ethnic strata
     Use direct or indirect method of adjustment




                                                73
Case Fatality Rate
 Case fatality rate =
Number of deaths due to a disease          x 100
Number of people with the same disease
 Usually expressed in percentage.
 E.g. In Bergen county, there were 500-HIV
  positive people. 5 died within a year after
  diagnosis.
 CFR= 5/500 x 100
       = 1%

                                                   74
Annual crude mortality rate
   All deaths during a year   x 1000
    Total midyear population




                                        75
Infant mortality rate
     Number of infant deaths
       less than one year of age         x1000
    Total number of live births during
       the same year
   Excludes stillbirths.




                                                 76
Neonatal Mortality Rate
   Number of neonatal deaths                  x 1000
    Total number of live births during
    the same year
   Neonatal period is interval between birth and 28
    days postpartum.




                                                       77
Perinatal mortality rate
   Number of perinatal deaths      x 1000
    Total number of live births
     during the same year
   Perinatal period is between 22 weeks of
    gestation to 4 weeks post partum.



                                              78
Maternal mortality rate
 Number of maternal deaths x 100,000
  Total number of live births
  during the same year
 Pregnancy related deaths.




                                        79
Age-specific mortality rate

 Number of people who died in a
particular age group             x 1000
Total midyear population of the
same age group during the same year




                                          80
Fertility Rates
  •Crude Birth Rate
  •General Fertility Rate
  •Age Specific Fertility Rate
  •Total Fertility Rate
  •Gross Reproduction Rate
  •Net Reproduction Rate
  •Women-Child Ratio
Crude Birth Rate (CBR)
         = Total live births                          X 1000
           Mid-year population
•Birth rates ranging from 10-20 births per 1000 are considered low, while
rates from 40-50 births per 1000 are considered high.
•High birth rates can cause stress on the government welfare and family
programs to support a youthful population, educating a growing number of
children, creating jobs for these children when they enter the workforce, and
dealing with the environmental effects that a large population can produce.
•Low birth rates can put stress on the government to provide adequate
senior welfare support system and also the stress on families to support the
elders themselves. There will be less children or working age population to
support the constantly growing aging population.
General Fertility Rate (GFR)
          = Total live births                           X 1000
            women of childbearing
            age (15-44 or 15-49)
•measurement of fertility rates only involves the reproductive rate of
women, and does not adjust for the sex ratio.
•For example, if a population has a total fertility rate of 4.0 but the
sex ratio is 66/34 (twice as many men as women), this population is
actually growing at a slower natural increase rate than would a
population having a fertility rate of 3.0 and a sex ratio of 50/50.
•This distortion is greatest in India and Myanmar, and is present in
China as well.
Age-Specific Fertility Rate (ASFR)
          Total live births among
        = women age (x +n)        X 1000
          Total women
          age (x +n)
           n = age range of 5 years



   •An accurate rate.
   •Too many rates since we have 6 or 7 age groups
   •Different age proportions.
Specific Fertility Rate by;

 Marital status
 “Birth order”
Total Fertility Rate (TFR)
                        =        n Σ x nF x X 1000

                        =        5 Σ x nF x X 1000

•The TFR is a measure of the fertility of an imaginary woman who passes
through her reproductive life subject to all the age-specific fertility rates for ages
15–49 that were recorded for a given population in a given year.
•The TFR represents the average number of children a woman would have were
she to fast-forward through all her childbearing years in a single year, under all
the age-specific fertility rates for that year.
•In other words, this rate is the number of children a woman would have if she
was subject to prevailing fertility rates at all ages from a single given year, and
survives throughout all her childbearing years.
Total Fertility Rate
“Period TFR”               “Cohort TFR”
•Current                   •obtained by summing the age-specific
•Cross-sectional           fertility rates that actually applied to
•Hypothetical population   each cohort as they aged through time.
•Easy to calculate         •Difficult to calculate
•Commonly used             •Rarely used
                           •Real life experience
Gross Reproduction Rate (GRR)
        = n  (ASFBR) X 1000
        = 5  number of daughters    X 1000
          born to a woman aged (x+n)
          Total women by age (x+n)



            = TFR/ Gender ratio
• the average number of daughters that would be born to a
•if 1000 women delivers more than 1000 daughters, there would be a
generational increase.
Net Reproductive Rate (NRR)
    Rate of Generation Replacement
    Generational Replacement Rate
        = n  x (ASFBR)x          X 1000
         *(women’s survival)
If NRR=1, equal replacement
If NRR > 1, population growth
If NRR=1, stable population
If NRR < 1, population decrease
Net Reproductive Rate (NRR)
    NRR takes into account the survival of women in the
     reproductive age.
    (Women’s survival is calculated using a life table, therefore
     need good death data)
    GRR > NRR
    If there is a large difference between the two, then the death
     rate of fertile women is high.

 NRR Advantage                     NRR Disadvantage
 •Accurate                         •Need good data sources
 •Measures generational            •Only applicable in
 replacement                       developed countries.
Child-Women Ratio
           = Total child below 5 years old
            Total women in the fertile age (15-44
            or 15 to 49).

   The ratio of the number of children under 5 to the
    number of women 15-49
   Used by countries with poor birth registration
   Based on surveys
   Bias: Do not include children that died.
Age and population pyramids
 To track changes in the population age
  groups over time.
 Changes may be affected by birth rates,
  fertility levels (number of 15-45 years old
  female), wars, death rates and migration.
 Male age groups usually left side, female
  in right side.

                                                92
Example of Population Pyramid




                                93
94
96
97
99
101
   Shape is caused by the numbers of persons
    born in the years of the age groups.
   Changes affect the gender and size of a
    population in different age groups.
   Pyramid uses 5 year incremental age, top is the
    oldest, bottom is the youngest.
   Usually 18 different age groups.


                                                  102
Types of population pyramids
Tall pointed                   Beehive shaped
 Population with high birth    Population with low birth
  rate, high death rate. Few     rates, low death rates.
  people are in the older
  age cohort.
 Public health, socio
  economic and medical
  care conditions that do
  not allow cohorts to live
  into old age.
 Broad based-many
  babies born, IMR high.

                                                         103
Types of population pyramids
Hourglass                   Blocked shaped
 Transitional type          A more industrialized
  population moving           society.
  through the                Effective public health
  population due to low       measures, good
  levels of births in the     socioeconomic and
  cohort of that time         medical conditions.
  period.                    High life expectancy.


                                                   104
Types of pyramids




                    105
Types of pyramids




                    106
107
References
   An introduction to Epidemiology. 3rd edition. 2002.
    Thomas C.Timmreck. Bartlett Publishers.
   Kaedah Epidemiologi. 1990. Osman Ali.Dewan Bahasa
    dan Pustaka.
   Appleton and Lange’s Review of Epidemiology &
    Biostatistics For The USMLE. 1994. Edward J.
    Hanrahan, Gangadhar Madupu. Appleton & Lange.
   Basic and Clinical Biostatistics. 2nd edition. 1994. Beth
    Dawson-Saunders, Robert G.Trapp. Prentice-Hall
    International Inc.


                                                            108

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Understanding Malaysian Health Statistics

  • 1. Health Statistics Dr. Azmi Mohd Tamil Dept of Community Medicine UKM 1
  • 2. Malaysia @ a Glance  http://www.statistics.gov.my/portal/in  In 2009,  Population was 27.9 million.  Total birth was 499,410  Total death was 133,920  So the population should be 28,265,490 in 2010.  Any discrepancy would be the effect of immigration and emigration.
  • 4. Definition of Health Statistics  Aggregated data describing & enumerating attributes, events, behaviours, services, resources, outcomes or cost related to health, disease and health services.  Derived from surveys, medical records or administrative documents  Vital statistics are a subset of health statistics  Presented in various ways – rates, ratios, proportions etc. 4
  • 5. Outline  Rates  Ratio  Proportions (percentages)  Morbidity-rates, incidence, prevalence  Mortality-examples  Crude and Adjusted rates  Numerator/denominator  Population pyramids 5
  • 6. Numerator / Denominator Issue Numerator (the number above) Denominator (the number below) 6
  • 7. Rate, Ratio & Proportion - Diff Index Numerator Denominator Proportion People with the All people (with disease & without the disease) Ratio People with the People without disease the disease Rate People with the All people (with & disease in a without the disease) in a given given period period. 7
  • 8. Rates, Ratios and Proportions (percentages)  The need to assess the amount of growth, disease, disability, injury and death in population.  Find ways to measure nominal data.  The need to analyse, study factors affecting these measures of health status.  are commonly used in public health planning reports, administrative decisions and planning of services. 8
  • 10. Rates  Can compare mortality, morbidity and related health status occurrences to population groups of 100, 1,000, 10,000 or 100,000.  To compare the data between one population group and another.  Used in descriptive statistics and epidemiology. 10
  • 11. Rates  Is the amount or number of one thing measured in units of another.  Similar to proportion except rates comes with a multiplier.  Within a time period, usually in a year.  The unit size is presented as 1000, 10 000, 100 000 (also called a base).  E.g. Homicide rate (1993) in US was 8.7 per 100 000 population. The homicide rate in Malaysia (1.76 per 100,000), which is lower than that of Singapore (1.77 per 100,000) 11
  • 12. Rates  3 basic factors needed:  Needs a numerator (the number of cases with the disease),  a denominator (the population of that area) and  a time period (usually a year).  Formula = a x Base a+b  Rate = Number of cases X 1,000 (constant) Population of the area in a specific time period 12
  • 13. Rates 3 types; 1. Crude rates 2. Adjusted rates 3. Specific rates – morbidity & mortality, case fatality 13
  • 14. Crude Rates  Based on the number of events/experiences that happen in a total population in a certain period of time.  Types usually used.  Crude death rates.  Crude birth rates - total birth are used in the denominator. 14
  • 15. Limitations of crude rates  Ignore information from subgroups/ special circumstances i.e. diff of demographics.  Fail to show differences found. 15
  • 16. Adjusted rates  Use mathematical manipulations.  Used to compare 2 or more groups, but differ in risk, or a 3rd variable is present that confuses presentation (confounder), data adjustment is needed.  Use adjust for age, race, religion, sex, marital status etc.  Direct /indirect method (discussed further towards the end of this lecture). 16
  • 17. Ratio
  • 18. Ratio  Number of observations (a) in a group with a characteristic (such as having MI) divided by the number (b) of observations without the given characteristic (not having MI)  Formula Ratio = a/b  Sometimes rates are actually ratios i.e. Infant Mortality Rate (infants who die in the year of interest, but were born in the previous year, are counted in the numerator but not in the denominator).  Relation in number, degree, or quantity existing between two things. Expressed as a fraction. 18
  • 19. Ratio  Less useful than rates in descriptive statistics.  Numerator is not included in the population defined by the denominator.  E.g. 5 cases of measles compared to 30 children without measles. 5/30=0.166  No time period needed.  Not unlike percentage, ratio can exceed 100%. 19
  • 21. Proportions  Is the number (a) of observations with a given characteristic (have MI) divided by the total number of observations (a+b) in a given group (such as taking aspirin).  Is a ratio in which the numerator is included as part of the denominator.  Range 0.0 to1.0.  Difference between a ratio and a proportion is that the numerator of a proportion is included in the population defined by the denominator.  No time period needed. 21
  • 22. Proportions  Also called percentages (%) if measured in each hundred.  Will give a clear view if presented properly. Can also be misleading.  Formula: a/(a+b) 22
  • 24. Percentages  Is proportion multiplied by 100%.  Percentages should always be compared with the total numbers from which they come.  E.g.  80% participated from 1,200 elderly people.  40 children are currently ill with measles out of 80 children in that pre-school.  40 currently ill/80 in the pre-school = 0.5  In percentages = 0.5 x 100 =50%  (0.5 is the proportion. 50% is the percentage) 24
  • 25. Percentages  Should always state the total number i.e. N along with its percentage.  E.g. 670 out of 750 persons or 89.3% of the participants was immunized. 25
  • 27. Mortality Rates  Means “death” or describes death and related issues.  Mortality statistics are reported from information contained in death certificates, registries.  Death rates can be presented by age, sex, cause of death.  Affected by under-reporting and accuracy of diagnosis 27
  • 28. 28
  • 29. Sources of Morbidity Statistics  Hospital records/health services  Notification of diseases  National registries i.e. Cancer/HIV  Special Morbidity Surveys i.e. NHMSI,II&III  Data from blood banks/labs  Absenteeism & medical leave 29
  • 30. Morbidity-Rates and Ratios  Any disturbance in body function is considered a disease.  Disease, illness, injury, disorders and sickness are all categorized under the single term-Morbidity.  Morbidity is stated in a defined population.  Usually expressed in terms of specific rates of incidence or prevalence. 30
  • 31. Incidence & Mortality Rate of Communicable Diseases per 1000 population in 2006
  • 32. a) Incidence  The number of new cases with disease which comes into existence within a certain period of time per population at risk at beginning of the time interval.  Should always be expressed of a unit of time.  Incidence rate=number of new cases of a disease in a given time period x1,000 Number of persons exposed to risk of developing the disease in the same time period 32
  • 33. Denominator for Incidence  Will change with time when numbers at risk move in or out.  Thus, pick the population number/cases at a midpoint in the time period to represent the average population at risk.  Population not at risk will be excluded from the denominator, such as;  individualswith the disease  who had the disease (if they are no longer susceptible)  or those who are not susceptible due to immunizations. 33
  • 34. Numerator for Incidence  Role - to provide specific information about the occurrences of a disease.  Number of new cases starting within a time period. 34
  • 35. Concepts  To determine the incidence of a disease, the population or group must be studied prospectively e.g. cohort study.  Purpose- to ascertain the extent and rate of new cases occurring.  Plotting of new cases based on time/date of occurrence will produce an epidemic curve. 35
  • 36. Some Principles of Incidence Rate (IR)  Can be used to estimate the probability of or risk of developing a disease during a specific time period.  As incidence rate goes up, the probability of getting the disease goes up.  Time-if the IR is higher during specified time of year (such as winter), the risk of developing the disease also goes up e.g. influenza. 36
  • 37. Some Principles of Incidence Rate (IR)  Place-if the IR is constantly higher among people who live in a certain place, the risk of developing the disease goes up.  Person-if IR are constantly higher among individuals with a specific lifestyle factor, the risk also goes up.  Higher incidence implies many new cases, thus risk increases.  When incidence of disease is known to be high, the existence of or potential of an epidemic becomes known and predictable. 37
  • 38. b) Prevalence  Is the number of cases of disease, infected persons, or conditions, present at a particular time (not new cases).  Prevalence of a chronic disease is high compared to its incidence.  Point prevalence and period prevalence rate. 38
  • 39. Prevalence  Period prevalence rate number of existing cases of disease = ----------------------------------------------- within a time period x 1000 Average study population  Point prevalence rate number of existing cases of disease = ------------------------------------------------ at a point in time x 1000 Total study population 39
  • 40. Affecting factors  As a new disease develops in a population, incidence goes up. Prevalence goes up.  The duration of a disease affects prevalence. When a disease has a long duration, prevalence remains higher longer.  Intervention and treatment have effects on prevalence. 40
  • 41. Prevalence rate  Assess the total number of people in a group or population who have a disease at a specific time.  Prevalence rate=Incidence rate x average duration of disease.  Controlled by 2 elements;  The number of individuals who have had the disease in the past.  The length and duration of the illness. 41
  • 42. Prevalence rate Prevalence Number of existing cases Rate = of the disease at a point in time x 1,000 Total population at a given time 42
  • 43. Comparative factors affecting prevalence rates Rates increased; Rates are decreased;  Immigration of ill cases.  Immigration of healthy  Emigration of healthy persons. persons.  Immigration of susceptible  Emigration of ill cases. cases or those with potential of  Improved cure rate of cases. becoming cases.  Increased death rates from the  Increase in incidence. diseases.  Prolongation of life of cases  Decrease in occurrence of new (increase of duration of cases. disease).  Shorter duration of disease.  Death. 43
  • 44. Differences of Incidence & Prevalence Incidence Prevalence  New cases only.  Old and new cases.  Prospective studies.  Cross sectional study.  More difficult to  Easier to measure measure. through a survey. 44
  • 45. Point prevalence  Is the number of cases (individuals) with a disease/condition/illness at a single point in time. 45
  • 46. Adjusted Rates Direct & Indirect Method
  • 47. Goals  To reduce distortions and incomparability of rates when making comparison over time and among populations  To encourage “like-to-like” comparisons 47
  • 48. Numerical Illustrations (1) Population A Population B Rate Rate Age Cases Persons per 100,000 Cases Persons per 100,000 Young 99 99,000 100 1 1,000 100 Old 10 1,000 1,000 990 99,000 1,000 All 109 100,000 109 991 100,000 991 Overall rate of disease in Population B (991/100,000) is 9× that of Population A (109/100,000) 48
  • 49. Illustrative Example (2) Population A Population B Age Cases Persons Rate Cases Persons Rate Young 99 99,000 100* 1 1,000 100 Old 10 1,000 1,000 990 99,000 1,000 All 109 100,000 109 991 100,000 991 Within the young, the rates are identical * Rates are per 100,000. Example of calculation: R = 99 ÷ 99,000 × 100,000 = 100 49
  • 50. Illustrative Example (3) Population A Population B Age Cases Persons Rate Cases Persons Rate Young 99 99,000 100 1 1,000 100 Old 10 1,000 1,000 990 99,000 1,000 All 109 100,000 109 991 100,000 991 Within the old, the rates are identical 50
  • 51. Same rate in subgroups, why different overall? Population A Population B Age Cases Persons Rate Cases Persons Rate Young 99 99,000 100 1 1,000 100 Old 10 1,000 1,000 990 99,000 1,000 All 109 100,000 109 991 100,000 991 Because Pop. A mostly old, Pop. B mostly young 51
  • 52. And rates are age-related Population A Population B Age Cases Persons Rate Cases Persons Rate Young 99 99,000 100 1 1,000 100 Old 10 1,000 1,000 990 99,000 1,000 You’re OK as long as you compare with similar subgroups. 52
  • 53. Confounding confounder  Explanatory factor Age associated with age  Extraneous factor associated with disease rate  Extraneous factor confounds (“confuse”) Population Rate relation between explanatory disease explanatory factor and factor disease rate 53
  • 54. Terminology  “Rate” – could be incidence or prevalence (economy of language)  Crude rate – rate for entire population  Strata-specific rate - rate within subgroup  Adjusted rate – overall rate compensated for extraneous factor  Two methods of adjustment  Direct  Indirect 54
  • 56. Methods Direct Indirect  Factor to measure, must  Use when sometimes categorize them. specific rates are not known.  For each category (in  Results in standardized each population), must mortality ratio know the specific rates. (defined as the number of  Use reference population observed deaths divided by as “standard”. the number of expected  Able to make direct deaths) comparison.  Result in the form of ratio.  Make relative comparison. 56
  • 57. Direct Method  Recalculate the expected death rate using the demographic distribution of a standard population.  Standard population  Population of one of the countries  Combination of countries  Artificial population 57
  • 58. General Idea, Direct Adjustment  Apply strata-specific rates from study to a reference (“standard”) age distribution  Adjusted rate is a weighted average of strata-specific rates (with weights from reference population) 58
  • 59. U.S. Standard Million, 1991 Age range Standard Million 0–4 76,158 5 – 24 286,501 24 – 44 325,971 45 – 64 185,402 65 – 74 72,494 75+ 53,474 Total 1,000,000 59
  • 60. Formula aRdirect = ∑N r i i ∑N i where Ni = population size, reference population, strata i ri = rate, study population, strata I Note: caps denote reference pop. values, while lower case denotes study pop. values 60
  • 61. Florida & Alaska Mortality Example Crude rates (per 100,000) cRFlorida = 1026 cRAlaska = 387 61
  • 62. Age-Specific Rates (per 100,000) i Age Alaska Florida 1 0–4 214 238 2 5 – 24 80 64 3 24 – 44 172 208 4 45 – 64 640 809 5 65 – 74 2538 2221 6 75+ 8314 6887 •Crude rates (per 100,000): cRAlaska = 387 ; cRFlorida = 1026 62
  • 63. Direct adjustment of Alaska rate i Age Rate Std Million No. of deaths ri Ni Ni × ri 1 0–4 214 76,158 16,297,814 2 5 – 24 80 286,501 22,920,080 3 24 – 44 172 325,971 56,067,012 4 45 – 64 640 185,402 118,657,280 5 65 – 74 2538 72,494 183,989,772 6 75+ 8314 53,474 444,582,836 Σ→ 1,000,000 842,514,792 aRdirect = ∑N r i i = 842,514,792 ≈ 843 ∑N i 1,000,000 63
  • 64. Comparing Adjusted Death Rates  Direct adjustment of Florida mortality rate using same standard million derives aRFlorida = 784 (try to calculate it yourself using Excel to understand it better)  cRAlaska = 387 vs cRFlorida = 1026  aRAlaska = 843 vs aRFlorida = 784  Conclude: slight advantage goes to Florida 64
  • 65. indirect adjustment (NR for calculations) 65
  • 66. Indirect Method  Can be done either by using the Age Specific Death Rate of the standard population or by using the age specific population of the standard population.  Then get the ratio of Observed/Expected  480/532 = 0.90  Death Rate of males in Company < Standard Population 66
  • 67. Indirect Age-Adjustment  Same goal as direct adjustment  Based on multiplying crude rate by Standardized Mortality Ratio (SMR) A SMR = µ where A = observed number of cases in study population µ = the expected number of cases (next slide) 67
  • 68. Expected Number of Cases (µ) µ = ∑ Ri ni where Ri = rate, reference population, strata i ni = population size, study population, strata i Recall: caps denote reference pop. values and lower case denote study pop. values This is number of cases expected in study population if it had reference population’s rates 68
  • 70. Indirect adjustment of Zimbabwe rate i Age US Rate Zimb Pop Product Ri ni R i × ni 1 0–4 .00229 1,899,204 2 5 – 24 .00062 5,537,992 3434 3 24 – 44 .00180 2,386,079 4,295 4 45 – 64 .00789 974,235 7,687 5 65 – 74 .02618 216,387 5,665 6 75+ .08046 136,109 10,951 A 98ΣRini = 36,381 ,808 µ = ∑ Ri ni = 36,381 SMR = = = 2.72 µ 36,381 70
  • 71. Zimbabwe SMR  Observed 98,808 deaths in Zimbabwe  Expected 36,381 (based on US rate)  SMR = 98,808 / 36,381 = 2.72  Interpretation: Zimbabwe mortality rate is 2.72× that of US after adjusting for age 71
  • 72. Indirectly Adjusted Rate aRindirect = (cR)( SMR)  Zimbabwe crude rate = 886 (per 100,000)  aRindirect = (886)(2.72) = 2340  c.f. to US rate of 860 72
  • 73. Adjustment for Multiple Factors  We can adjust for multiple factors simultaneously through stratification  e.g., 5 age groups, 2 genders, 3 ethnic groups → 5 × 2 × 3 age-gender-ethnic strata  Use direct or indirect method of adjustment 73
  • 74. Case Fatality Rate  Case fatality rate = Number of deaths due to a disease x 100 Number of people with the same disease  Usually expressed in percentage.  E.g. In Bergen county, there were 500-HIV positive people. 5 died within a year after diagnosis.  CFR= 5/500 x 100 = 1% 74
  • 75. Annual crude mortality rate  All deaths during a year x 1000 Total midyear population 75
  • 76. Infant mortality rate  Number of infant deaths less than one year of age x1000 Total number of live births during the same year  Excludes stillbirths. 76
  • 77. Neonatal Mortality Rate  Number of neonatal deaths x 1000 Total number of live births during the same year  Neonatal period is interval between birth and 28 days postpartum. 77
  • 78. Perinatal mortality rate  Number of perinatal deaths x 1000 Total number of live births during the same year  Perinatal period is between 22 weeks of gestation to 4 weeks post partum. 78
  • 79. Maternal mortality rate  Number of maternal deaths x 100,000 Total number of live births during the same year  Pregnancy related deaths. 79
  • 80. Age-specific mortality rate  Number of people who died in a particular age group x 1000 Total midyear population of the same age group during the same year 80
  • 81. Fertility Rates •Crude Birth Rate •General Fertility Rate •Age Specific Fertility Rate •Total Fertility Rate •Gross Reproduction Rate •Net Reproduction Rate •Women-Child Ratio
  • 82. Crude Birth Rate (CBR) = Total live births X 1000 Mid-year population •Birth rates ranging from 10-20 births per 1000 are considered low, while rates from 40-50 births per 1000 are considered high. •High birth rates can cause stress on the government welfare and family programs to support a youthful population, educating a growing number of children, creating jobs for these children when they enter the workforce, and dealing with the environmental effects that a large population can produce. •Low birth rates can put stress on the government to provide adequate senior welfare support system and also the stress on families to support the elders themselves. There will be less children or working age population to support the constantly growing aging population.
  • 83. General Fertility Rate (GFR) = Total live births X 1000 women of childbearing age (15-44 or 15-49) •measurement of fertility rates only involves the reproductive rate of women, and does not adjust for the sex ratio. •For example, if a population has a total fertility rate of 4.0 but the sex ratio is 66/34 (twice as many men as women), this population is actually growing at a slower natural increase rate than would a population having a fertility rate of 3.0 and a sex ratio of 50/50. •This distortion is greatest in India and Myanmar, and is present in China as well.
  • 84. Age-Specific Fertility Rate (ASFR) Total live births among = women age (x +n) X 1000 Total women age (x +n) n = age range of 5 years •An accurate rate. •Too many rates since we have 6 or 7 age groups •Different age proportions.
  • 85. Specific Fertility Rate by;  Marital status  “Birth order”
  • 86. Total Fertility Rate (TFR) = n Σ x nF x X 1000 = 5 Σ x nF x X 1000 •The TFR is a measure of the fertility of an imaginary woman who passes through her reproductive life subject to all the age-specific fertility rates for ages 15–49 that were recorded for a given population in a given year. •The TFR represents the average number of children a woman would have were she to fast-forward through all her childbearing years in a single year, under all the age-specific fertility rates for that year. •In other words, this rate is the number of children a woman would have if she was subject to prevailing fertility rates at all ages from a single given year, and survives throughout all her childbearing years.
  • 87. Total Fertility Rate “Period TFR” “Cohort TFR” •Current •obtained by summing the age-specific •Cross-sectional fertility rates that actually applied to •Hypothetical population each cohort as they aged through time. •Easy to calculate •Difficult to calculate •Commonly used •Rarely used •Real life experience
  • 88. Gross Reproduction Rate (GRR) = n  (ASFBR) X 1000 = 5  number of daughters X 1000 born to a woman aged (x+n) Total women by age (x+n) = TFR/ Gender ratio • the average number of daughters that would be born to a •if 1000 women delivers more than 1000 daughters, there would be a generational increase.
  • 89. Net Reproductive Rate (NRR)  Rate of Generation Replacement  Generational Replacement Rate = n  x (ASFBR)x X 1000 *(women’s survival) If NRR=1, equal replacement If NRR > 1, population growth If NRR=1, stable population If NRR < 1, population decrease
  • 90. Net Reproductive Rate (NRR)  NRR takes into account the survival of women in the reproductive age.  (Women’s survival is calculated using a life table, therefore need good death data)  GRR > NRR  If there is a large difference between the two, then the death rate of fertile women is high. NRR Advantage NRR Disadvantage •Accurate •Need good data sources •Measures generational •Only applicable in replacement developed countries.
  • 91. Child-Women Ratio = Total child below 5 years old Total women in the fertile age (15-44 or 15 to 49).  The ratio of the number of children under 5 to the number of women 15-49  Used by countries with poor birth registration  Based on surveys  Bias: Do not include children that died.
  • 92. Age and population pyramids  To track changes in the population age groups over time.  Changes may be affected by birth rates, fertility levels (number of 15-45 years old female), wars, death rates and migration.  Male age groups usually left side, female in right side. 92
  • 93. Example of Population Pyramid 93
  • 94. 94
  • 95.
  • 96. 96
  • 97. 97
  • 98.
  • 99. 99
  • 100.
  • 101. 101
  • 102. Shape is caused by the numbers of persons born in the years of the age groups.  Changes affect the gender and size of a population in different age groups.  Pyramid uses 5 year incremental age, top is the oldest, bottom is the youngest.  Usually 18 different age groups. 102
  • 103. Types of population pyramids Tall pointed Beehive shaped  Population with high birth  Population with low birth rate, high death rate. Few rates, low death rates. people are in the older age cohort.  Public health, socio economic and medical care conditions that do not allow cohorts to live into old age.  Broad based-many babies born, IMR high. 103
  • 104. Types of population pyramids Hourglass Blocked shaped  Transitional type  A more industrialized population moving society. through the  Effective public health population due to low measures, good levels of births in the socioeconomic and cohort of that time medical conditions. period.  High life expectancy. 104
  • 107. 107
  • 108. References  An introduction to Epidemiology. 3rd edition. 2002. Thomas C.Timmreck. Bartlett Publishers.  Kaedah Epidemiologi. 1990. Osman Ali.Dewan Bahasa dan Pustaka.  Appleton and Lange’s Review of Epidemiology & Biostatistics For The USMLE. 1994. Edward J. Hanrahan, Gangadhar Madupu. Appleton & Lange.  Basic and Clinical Biostatistics. 2nd edition. 1994. Beth Dawson-Saunders, Robert G.Trapp. Prentice-Hall International Inc. 108

Editor's Notes

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