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IDMP guidelines for preparation of the Drought Management Plans 
Elena Fatulova (GWP CEE) 
Kosovo, 12 November 2014
What is drought? 
โ€ขDrought is understood as โ€žlack of waterโ€œ 
โ€ขTwo terms should be distinguished according to their causes: 
oWater scarcity - Water scarcity is a man-made phenomenon. It is a recurrent imbalance that arises from an overuse of water resources, caused by consumption being significantly higher than the natural renewable availability. Water scarcity can be aggravated by water pollution (reducing the suitability for different water uses), and during drought episodes 
oDrought - Drought is a natural phenomenon. It is a temporary, negative and severe deviation along a significant time period and over a large region from average precipitation values (a rainfall deficit), which might lead to meteorological, agricultural, hydrological and socioeconomic drought, depending on its severity and duration
Legal Framework โ€“ planning documents 
WATER FRAMEWORK DIRECTIVE โ€“ legal framework for water scarcity and drought issues: 
โ€ขRBMPs โ€“ water scarcity issues (groundwater quantitative status, surface water ecological status) - legally binding document! 
โ€ขDrought management plan (DMP) โ€“ drought issues - additional planning document when drought issues are relevant (drought assessment and mitigation measures) โ€“ not legally binding document!
Guidelines - Drought management approach 
โ€ขA reactive approach based on crisis management - measures and actions after a drought event occurred 
A proactive approach based on drought risk 
reduction management โ€“ preventive and 
mitigating measures designed in advance in the 
Drought Management plan
Main steps for drought risk management 
Step 1: Develop a drought policy and establish a Drought management Committee 
Step 2: Define the objectives of a drought risk-based management policy 
Step 3: Inventory of data needed for DMP development 
Step 4: Produce/update the DMP 
Step 5: Publicize the DMP to the public for comments and active involvement 
Step 6: Develop a research and science programme 
Step 7: Develop an educational programme
Step 1 โ€“ Drought policy... 
โ€ขidentification of the competent authority 
โ€ขrecognition of drought as a relevant issue by competent authority and Government 
โ€ขdevelopment of a risk-based national drought management policy 
โ€ขadoption of the legal regulation for drought issues 
โ€ขestablishment of the National Drought Committee with governmental mandate
Step 2 โ€“ objectives of drought management 
โ€ขguarantee water availability in sufficient quantities to meet essential human needs to ensure populationโ€™s health and life during all drought stages 
โ€ขavoid or minimize negative drought impacts on the status of water bodies, especially on ecological flows and quantitative status of groundwater 
โ€ขminimize negative effects on economic activities, according to the priority given to water uses
Step 3 โ€“ data inventory 
Process: 
โ€ขdetermination of the data needs for DMP 
โ€ขanalysing of existing data and data availability 
โ€ขidentification of data gaps and obstacles of data availability
Step 3 โ€“ Data inventory 
Data packages: 
โ€ขmeteorological data - temperature, precipitation, snow reserve 
โ€ขhydrological data - stream flow, reservoir volume, reservoir outflows, spring yield, groundwater level 
โ€ขagricultural data - soil moisture deficit 
โ€ขdata on environmental impacts โ€“ mortality of fish species, impacts on wetlands, Natura 2000 sites, loss of biodiversity, forest fires risk 
โ€ขsocio-economic data - impacts of drought on households, industry, energy production, transportation, recreation, tourism and other water use sector 
โ€ขdrinking water supply data โ€“ water demand, water availability, existing water infrastructure, water shortages
Step 4 โ€“ Development of DMP 
Content of DMP: 
โ€ขdrought characterization based on historical drought events 
โ€ขindicators and thresholds for classification of drought stages and drought early warning system implementation 
โ€ขprogram of measures for preventing and mitigating droughts linked to indicators systems 
โ€ขorganizational structure of the DMP 
โ€ขupdate and follow-up of the DMP 
โ€ขwater supply specific plans 
โ€ขprolonged drought in line with Article 4.6 of WFD
Main elements of DMP - indicators 
โ€ขDrought indicators (EU indicators): 
oFAPAR (fraction of absorbed photosynthetically active radiation) 
oH (groundwater level) 
oSSPI (standardized snowpack index) 
oSoil moisture 
oSPI (standardized precipitation index) 
oSRI (standardized runoff index) 
oWEI + (water exploitation index plus)
Main elements of DMP - thresholds 
โ€ขThresholds for drought stages: 
oNormal status โ€“ no significant deviation in relation to average values is observed 
oPre-alert status โ€“ is declared when monitoring shows the initial stage of drought development 
oAlert status โ€“ is declared when monitoring shows that drought is occurring and will probably have impacts in the future if measures are not taken immediately 
oEmergency status โ€“ is declared when drought indicators show that impacts occurred and water supply is not guaranteed
Thresholds โ€“ Precipitation โ€“ Slovak proposal
Thresholds - River flow โ€“ Slovak proposal 
1.quantile (120 to 80 % of Qmes61-2000 - normal status of water bearing) 
2. quantile (80 to 40 % of Qmes61-2000 โ€“ subnormal status of water bearing) 
3. quantile (less than 40 % of Qmes61-2000- critical value of water bearing status
Thresholds โ€“ groundwater level โ€“ Slovak proposal 
โ€ขFig. 2 Groundwater monitoring point No. 10, hydrological year 2012
Thresholds โ€“ soil water balance โ€“ Slovak proposal 
Drought degree 
Extreme 
drought 
Severe drought Moderate 
drought 
Normal drought 
Probability interval 
[%] 
โ‰ค 2% 2.1% to 10% 10.1% to 25% 25.1% to 50% 
ASWI interval [โ€“] โ‰ค โ€“1.8 โ€“1.8 to โ€“1.151 โ€“1.15 to โ€“0.721 -0.72 to 0 
Drought degree 
Extreme 
drought 
Very severe 
drought 
Severe drought Normal drought 
Probability interval 
[%] 
โ‰ค 2% 2% to 10% 10.1% to 25% 25.1% to 50% 
ASWICUM interval 
[โ€“] 
โ‰ค โ€“300 โ€“299 to โ€“200 โ€“199 to โ€“100 -99 to 0 
Available soil water index 
Cumulative available soil water index
DMP element โ€“ early warning system 
Early warning system - timely information (warnings) about actual drought status in real time for decision makers for activation of operational measures: 
โ€ขshort-term warnings (1-7 d) 
โ€ขmedium-term warnings (10-15d) 
โ€ขseasonal forecasting (3 - 6 months)
Main DMP elements โ€“ measures 
Programme of measures: 
โ€ขpreventive or strategic measures โ€“ normal stage 
โ€ขoperational measures โ€“ pre-alert, alert, emergency stages 
โ€ขorganizational measures โ€“ all stages 
โ€ขfollow-up measures โ€“ effectiveness of mitigation measures 
โ€ขrestoration measures โ€“ deactivation of operation measures
Main element โ€“ organizational framework 
Establishment of organizational structure : 
โ€ขCompetent authority 
โ€ขDrought Committee 
ogoverning level โ€“ key resorts (ministries) 
oprofessional level โ€“ professional institutions 
ostakeholders - interested groups affected by drought 
The main tasks of Drought Committee: 
โ€ขdesign of DMP 
โ€ขimplementation of the DMP 
โ€ขreview/update of DMP (e.g. every six years)
Drought Committee โ€“ example from Slovakia
Step 5, 6, 7 of drought management 
โ€ขStep 5 โ€“ public participation and active involvement of the interested parties in DMP implementation: 
โ€ขpublishing of DMP for public 
โ€ขmaking DMP available for comments 
โ€ขconsultation aimed at active involvement of the interested parties 
โ€ขStep 6 - Scientific and research programme โ€“ connected with identification of gaps and uncertainties related issues (e.g. climatic change) 
โ€ขStep 7 - Educational programmes โ€“ trainings, workshops for decision makers, farmers...
Contact: Elena Fatulova, GWP CEE elena.fatulova@gmail.com 
Thank you for your attention

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IDMP guidelines for preparation of the Drought Management Plans by Elena Fatulova

  • 1. IDMP guidelines for preparation of the Drought Management Plans Elena Fatulova (GWP CEE) Kosovo, 12 November 2014
  • 2. What is drought? โ€ขDrought is understood as โ€žlack of waterโ€œ โ€ขTwo terms should be distinguished according to their causes: oWater scarcity - Water scarcity is a man-made phenomenon. It is a recurrent imbalance that arises from an overuse of water resources, caused by consumption being significantly higher than the natural renewable availability. Water scarcity can be aggravated by water pollution (reducing the suitability for different water uses), and during drought episodes oDrought - Drought is a natural phenomenon. It is a temporary, negative and severe deviation along a significant time period and over a large region from average precipitation values (a rainfall deficit), which might lead to meteorological, agricultural, hydrological and socioeconomic drought, depending on its severity and duration
  • 3. Legal Framework โ€“ planning documents WATER FRAMEWORK DIRECTIVE โ€“ legal framework for water scarcity and drought issues: โ€ขRBMPs โ€“ water scarcity issues (groundwater quantitative status, surface water ecological status) - legally binding document! โ€ขDrought management plan (DMP) โ€“ drought issues - additional planning document when drought issues are relevant (drought assessment and mitigation measures) โ€“ not legally binding document!
  • 4. Guidelines - Drought management approach โ€ขA reactive approach based on crisis management - measures and actions after a drought event occurred A proactive approach based on drought risk reduction management โ€“ preventive and mitigating measures designed in advance in the Drought Management plan
  • 5. Main steps for drought risk management Step 1: Develop a drought policy and establish a Drought management Committee Step 2: Define the objectives of a drought risk-based management policy Step 3: Inventory of data needed for DMP development Step 4: Produce/update the DMP Step 5: Publicize the DMP to the public for comments and active involvement Step 6: Develop a research and science programme Step 7: Develop an educational programme
  • 6. Step 1 โ€“ Drought policy... โ€ขidentification of the competent authority โ€ขrecognition of drought as a relevant issue by competent authority and Government โ€ขdevelopment of a risk-based national drought management policy โ€ขadoption of the legal regulation for drought issues โ€ขestablishment of the National Drought Committee with governmental mandate
  • 7. Step 2 โ€“ objectives of drought management โ€ขguarantee water availability in sufficient quantities to meet essential human needs to ensure populationโ€™s health and life during all drought stages โ€ขavoid or minimize negative drought impacts on the status of water bodies, especially on ecological flows and quantitative status of groundwater โ€ขminimize negative effects on economic activities, according to the priority given to water uses
  • 8. Step 3 โ€“ data inventory Process: โ€ขdetermination of the data needs for DMP โ€ขanalysing of existing data and data availability โ€ขidentification of data gaps and obstacles of data availability
  • 9. Step 3 โ€“ Data inventory Data packages: โ€ขmeteorological data - temperature, precipitation, snow reserve โ€ขhydrological data - stream flow, reservoir volume, reservoir outflows, spring yield, groundwater level โ€ขagricultural data - soil moisture deficit โ€ขdata on environmental impacts โ€“ mortality of fish species, impacts on wetlands, Natura 2000 sites, loss of biodiversity, forest fires risk โ€ขsocio-economic data - impacts of drought on households, industry, energy production, transportation, recreation, tourism and other water use sector โ€ขdrinking water supply data โ€“ water demand, water availability, existing water infrastructure, water shortages
  • 10. Step 4 โ€“ Development of DMP Content of DMP: โ€ขdrought characterization based on historical drought events โ€ขindicators and thresholds for classification of drought stages and drought early warning system implementation โ€ขprogram of measures for preventing and mitigating droughts linked to indicators systems โ€ขorganizational structure of the DMP โ€ขupdate and follow-up of the DMP โ€ขwater supply specific plans โ€ขprolonged drought in line with Article 4.6 of WFD
  • 11. Main elements of DMP - indicators โ€ขDrought indicators (EU indicators): oFAPAR (fraction of absorbed photosynthetically active radiation) oH (groundwater level) oSSPI (standardized snowpack index) oSoil moisture oSPI (standardized precipitation index) oSRI (standardized runoff index) oWEI + (water exploitation index plus)
  • 12. Main elements of DMP - thresholds โ€ขThresholds for drought stages: oNormal status โ€“ no significant deviation in relation to average values is observed oPre-alert status โ€“ is declared when monitoring shows the initial stage of drought development oAlert status โ€“ is declared when monitoring shows that drought is occurring and will probably have impacts in the future if measures are not taken immediately oEmergency status โ€“ is declared when drought indicators show that impacts occurred and water supply is not guaranteed
  • 13. Thresholds โ€“ Precipitation โ€“ Slovak proposal
  • 14. Thresholds - River flow โ€“ Slovak proposal 1.quantile (120 to 80 % of Qmes61-2000 - normal status of water bearing) 2. quantile (80 to 40 % of Qmes61-2000 โ€“ subnormal status of water bearing) 3. quantile (less than 40 % of Qmes61-2000- critical value of water bearing status
  • 15. Thresholds โ€“ groundwater level โ€“ Slovak proposal โ€ขFig. 2 Groundwater monitoring point No. 10, hydrological year 2012
  • 16. Thresholds โ€“ soil water balance โ€“ Slovak proposal Drought degree Extreme drought Severe drought Moderate drought Normal drought Probability interval [%] โ‰ค 2% 2.1% to 10% 10.1% to 25% 25.1% to 50% ASWI interval [โ€“] โ‰ค โ€“1.8 โ€“1.8 to โ€“1.151 โ€“1.15 to โ€“0.721 -0.72 to 0 Drought degree Extreme drought Very severe drought Severe drought Normal drought Probability interval [%] โ‰ค 2% 2% to 10% 10.1% to 25% 25.1% to 50% ASWICUM interval [โ€“] โ‰ค โ€“300 โ€“299 to โ€“200 โ€“199 to โ€“100 -99 to 0 Available soil water index Cumulative available soil water index
  • 17. DMP element โ€“ early warning system Early warning system - timely information (warnings) about actual drought status in real time for decision makers for activation of operational measures: โ€ขshort-term warnings (1-7 d) โ€ขmedium-term warnings (10-15d) โ€ขseasonal forecasting (3 - 6 months)
  • 18. Main DMP elements โ€“ measures Programme of measures: โ€ขpreventive or strategic measures โ€“ normal stage โ€ขoperational measures โ€“ pre-alert, alert, emergency stages โ€ขorganizational measures โ€“ all stages โ€ขfollow-up measures โ€“ effectiveness of mitigation measures โ€ขrestoration measures โ€“ deactivation of operation measures
  • 19. Main element โ€“ organizational framework Establishment of organizational structure : โ€ขCompetent authority โ€ขDrought Committee ogoverning level โ€“ key resorts (ministries) oprofessional level โ€“ professional institutions ostakeholders - interested groups affected by drought The main tasks of Drought Committee: โ€ขdesign of DMP โ€ขimplementation of the DMP โ€ขreview/update of DMP (e.g. every six years)
  • 20. Drought Committee โ€“ example from Slovakia
  • 21. Step 5, 6, 7 of drought management โ€ขStep 5 โ€“ public participation and active involvement of the interested parties in DMP implementation: โ€ขpublishing of DMP for public โ€ขmaking DMP available for comments โ€ขconsultation aimed at active involvement of the interested parties โ€ขStep 6 - Scientific and research programme โ€“ connected with identification of gaps and uncertainties related issues (e.g. climatic change) โ€ขStep 7 - Educational programmes โ€“ trainings, workshops for decision makers, farmers...
  • 22. Contact: Elena Fatulova, GWP CEE elena.fatulova@gmail.com Thank you for your attention