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UNIT IV - Sampling Design

Census & Sample Survey
All the items in any field of inquiry constitute a “Universe” or “Population”
A complete enumeration of all items in the population is known as Census
Inquiry
Most times census inquiry is not practically possible

Sample Survey –of a few items of the population
  • The respondents selected should be representative of the total
    population
  • The sampling process is called the sampling technique
  • The survey so conducted is known as the sample survey
  • The researcher must prepare a sample design for his study – that is,
    how a sample should be selected and what size such a sample would
    be

Steps in Sample Design
The following are crucial:
   1. Type of Universe – define the set of objects, technically called the
      Universe, to be studied
   2. Sampling Unit – sampling unit may be a geographical one (district,
      city, village) or it may be a social unit (family, club, school) or it may
      an individual
   3. Source List – also known as ‘sampling frame’ from which the sample
      is to be drawn. It contains all items of a universe
   4. Size of Sample – refers to the number of items to be selected from
      the universe to constitute a sample; a major issue here is – the size
      should neither be excessively large nor too small. An optimum sample
      is one which fulfills the requirements of efficiency, representativeness,
      reliability and flexibility
   5. Budgetary Constraint – cost considerations have a major impact
      upon decisions relating to the size of the sample
   6. Sampling Procedure – finally, the type of sample to be used, that is,
      the technique to be used in selecting the items for the sample. There
      are several sample designs, from which the researcher can choose.
Criteria of Selecting a sampling Procedure

  There are two costs involved in a sampling analysis – the cost of collecting
  the data and the cost of an incorrect inference resulting from the
  data

   The researcher, therefore, must be aware of the two causes of incorrect
   inferences:
          a) Systematic bias
          b) Sampling error
 • A systematic bias results from errors in the sampling procedures and it
    cannot be reduced or eliminated by increasing the sample size
• Sampling Errors are the random variations in the sample estimates around
   the true population. Generally, sampling errors decreases with the increase
   in the size of the sample

  Types of Sample Designs

  All the sample designs are based on two factors – the representation
  basis and the element selection technique

  Representation Basis – the sample may be probability sampling or non-
  probability sampling. Probability sampling is based on the concept of random
  selection; non-probability sampling is “non – random” sampling.

  Element Selection Basis – the sample may be either restricted or
  unrestricted. Unrestricted sampling is when each element is drawn
  individually from the population at large. Restricted sampling is when all
  other forms of sampling are used.

  Thus, sample designs are basically of two types:
        1. Probability Sampling
        2. Non-Probability Sampling
Non-Probability Sampling

Is that sampling procedure which does not afford any basis for estimating
the probability that each item in the population has of being in included in
the sample?

Also known as deliberate sampling, purposive sampling and judgment
sampling

Here, items for the sample are selected deliberately by the researcher, that
is, purposively choose the particular units of the universe for constituting a
sample on the basis that the small mass that they select out of a huge one
will be representative of the whole.

Ex.’s – if the economic condition of people living in a state are to be studied,
a few towns and villages may be purposively selected for intensive study on
the principle that they can be representative of the entire state.

Here, personal element (bias) has a great chance of entering into the
selection of the sample

However, if the investigators are impartial, work without bias and have the
necessary experience – the results obtained may be tolerably reliable.

Sampling Error cannot be estimated and the element of bias is always
This is why; this design is rarely adopted in large inquiries of importance
Quota Sampling is also an example of non probability sampling. Under quota
sampling the interviewers are simply given quotas to be filled from the
different strata
Very convenient and inexpensive
Probability Sampling
Also know as Random sampling or Chance sampling

Under this design, every item of the universe has an equal chance of
inclusion in the sample

It is a lottery method in which individual units are picked up from the whole
group not deliberately but by some mechanical process

It is blind chance alone that determines whether one item is selected or not

The results obtained from probability or random sampling can be assured in
terms of probability, that is, we can measure the errors of estimation or the
significance

Random sampling ensures the law of statistical regularity (which states that
if on an average the sample chosen is a random one, the sample will have
the same composition and characteristics as the universe)

This is why it is considered as the best technique of selecting a very
representative sample

In sum, Random sampling:
   1. Gives each element in the population an equal probability of getting
      into the sample; and all choices are independent of one another
   2. Gives each possible sample combination an equal probability of being
      chosen
How to select a Random Sample

In actual/ideal practice – the Random Sample is taken by the following
process: write each of the possible samples on a slip of paper, mix these
slips in a box/container and then draw as a lottery. In complex and large
universes this is practically possible.

An easier method is – without taking the trouble of enlisting all possible
samples on paper slips, we can write the name of each element of a finite
population on a slip of paper, put the slip into a box and mix them
thoroughly and then draw (without looking) the required number of slips.

In doing so we must make sure that in successive drawings each of the
remaining elements of the population has the same chance of being drawn
This procedure will also result in the same probability for each possible
sample
Thus, to draw a sample from a finite population is easy, with the aid of
random number tables, only when lists are available and items are readily
numbered



Complex Random Sampling Designs
Systematic Sampling: the most practical way of sampling is to select
every ith item on a list; an element of randomness is introduced into this kind
of a sampling by using random numbers to pick up the unit with which to
start.
 Ex.’s – if a 4% sample is desired, the first item would be selected randomly
from the first 25 and thereafter every 25th item automatically be included in
the sample. Thus, in systematic sampling, only the first unit is selected
randomly and the remaining units of the sample are selected at fixed
intervals.
The merits of systematic sampling are:
    It is an improvement over simple random sampling – because the
       sample is spread more evenly over the entire population
    It is easier and less expensive
    Can be used in large population
The demerits are:
    If there is a hidden periodicity in the population
Stratified Sampling: if a population from which a sample is to be drawn
does not constitute a homogeneous group, stratified sampling is applied in
order to obtain a representative sample; here, the population is divided into
several sub populations that are individually more homogeneous (these sub
populations are called “strata”).

Cluster Sampling: if the total area of interest happens to be a big one, a
convenient way to take a sample is to divide the area into a number of
smaller non overlapping areas and then to randomly select a number of
these smaller areas (called “clusters”), with the ultimate sample consisting
of all units in these clusters.

Area Sampling: if clusters happen to be some geographic subdivisions,
then it is better known as area sampling

Multi-stage Sampling: is a further development of the principle of cluster
sampling.
Ex. – suppose we want to investigate the working efficiency of nationalized
banks in India and we want to take a sample of few banks for this purpose –
the first stage is to select large primary sampling units such as States – then
we select certain districts and interview all the banks in the chosen districts.
This is two-stage sampling design

Conclusion

Normally one should resort to simple random sampling because under it,
bias is generally eliminated and the sampling error can be estimated. But
purposive sampling is more appropriate when the universe happens to be
small.
At times several methods of sampling may be used in the same study

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Sampling Design

  • 1. UNIT IV - Sampling Design Census & Sample Survey All the items in any field of inquiry constitute a “Universe” or “Population” A complete enumeration of all items in the population is known as Census Inquiry Most times census inquiry is not practically possible Sample Survey –of a few items of the population • The respondents selected should be representative of the total population • The sampling process is called the sampling technique • The survey so conducted is known as the sample survey • The researcher must prepare a sample design for his study – that is, how a sample should be selected and what size such a sample would be Steps in Sample Design The following are crucial: 1. Type of Universe – define the set of objects, technically called the Universe, to be studied 2. Sampling Unit – sampling unit may be a geographical one (district, city, village) or it may be a social unit (family, club, school) or it may an individual 3. Source List – also known as ‘sampling frame’ from which the sample is to be drawn. It contains all items of a universe 4. Size of Sample – refers to the number of items to be selected from the universe to constitute a sample; a major issue here is – the size should neither be excessively large nor too small. An optimum sample is one which fulfills the requirements of efficiency, representativeness, reliability and flexibility 5. Budgetary Constraint – cost considerations have a major impact upon decisions relating to the size of the sample 6. Sampling Procedure – finally, the type of sample to be used, that is, the technique to be used in selecting the items for the sample. There are several sample designs, from which the researcher can choose.
  • 2. Criteria of Selecting a sampling Procedure There are two costs involved in a sampling analysis – the cost of collecting the data and the cost of an incorrect inference resulting from the data The researcher, therefore, must be aware of the two causes of incorrect inferences: a) Systematic bias b) Sampling error • A systematic bias results from errors in the sampling procedures and it cannot be reduced or eliminated by increasing the sample size • Sampling Errors are the random variations in the sample estimates around the true population. Generally, sampling errors decreases with the increase in the size of the sample Types of Sample Designs All the sample designs are based on two factors – the representation basis and the element selection technique Representation Basis – the sample may be probability sampling or non- probability sampling. Probability sampling is based on the concept of random selection; non-probability sampling is “non – random” sampling. Element Selection Basis – the sample may be either restricted or unrestricted. Unrestricted sampling is when each element is drawn individually from the population at large. Restricted sampling is when all other forms of sampling are used. Thus, sample designs are basically of two types: 1. Probability Sampling 2. Non-Probability Sampling
  • 3. Non-Probability Sampling Is that sampling procedure which does not afford any basis for estimating the probability that each item in the population has of being in included in the sample? Also known as deliberate sampling, purposive sampling and judgment sampling Here, items for the sample are selected deliberately by the researcher, that is, purposively choose the particular units of the universe for constituting a sample on the basis that the small mass that they select out of a huge one will be representative of the whole. Ex.’s – if the economic condition of people living in a state are to be studied, a few towns and villages may be purposively selected for intensive study on the principle that they can be representative of the entire state. Here, personal element (bias) has a great chance of entering into the selection of the sample However, if the investigators are impartial, work without bias and have the necessary experience – the results obtained may be tolerably reliable. Sampling Error cannot be estimated and the element of bias is always This is why; this design is rarely adopted in large inquiries of importance Quota Sampling is also an example of non probability sampling. Under quota sampling the interviewers are simply given quotas to be filled from the different strata Very convenient and inexpensive
  • 4. Probability Sampling Also know as Random sampling or Chance sampling Under this design, every item of the universe has an equal chance of inclusion in the sample It is a lottery method in which individual units are picked up from the whole group not deliberately but by some mechanical process It is blind chance alone that determines whether one item is selected or not The results obtained from probability or random sampling can be assured in terms of probability, that is, we can measure the errors of estimation or the significance Random sampling ensures the law of statistical regularity (which states that if on an average the sample chosen is a random one, the sample will have the same composition and characteristics as the universe) This is why it is considered as the best technique of selecting a very representative sample In sum, Random sampling: 1. Gives each element in the population an equal probability of getting into the sample; and all choices are independent of one another 2. Gives each possible sample combination an equal probability of being chosen
  • 5. How to select a Random Sample In actual/ideal practice – the Random Sample is taken by the following process: write each of the possible samples on a slip of paper, mix these slips in a box/container and then draw as a lottery. In complex and large universes this is practically possible. An easier method is – without taking the trouble of enlisting all possible samples on paper slips, we can write the name of each element of a finite population on a slip of paper, put the slip into a box and mix them thoroughly and then draw (without looking) the required number of slips. In doing so we must make sure that in successive drawings each of the remaining elements of the population has the same chance of being drawn This procedure will also result in the same probability for each possible sample Thus, to draw a sample from a finite population is easy, with the aid of random number tables, only when lists are available and items are readily numbered Complex Random Sampling Designs Systematic Sampling: the most practical way of sampling is to select every ith item on a list; an element of randomness is introduced into this kind of a sampling by using random numbers to pick up the unit with which to start. Ex.’s – if a 4% sample is desired, the first item would be selected randomly from the first 25 and thereafter every 25th item automatically be included in the sample. Thus, in systematic sampling, only the first unit is selected randomly and the remaining units of the sample are selected at fixed intervals. The merits of systematic sampling are:  It is an improvement over simple random sampling – because the sample is spread more evenly over the entire population  It is easier and less expensive  Can be used in large population The demerits are:  If there is a hidden periodicity in the population
  • 6. Stratified Sampling: if a population from which a sample is to be drawn does not constitute a homogeneous group, stratified sampling is applied in order to obtain a representative sample; here, the population is divided into several sub populations that are individually more homogeneous (these sub populations are called “strata”). Cluster Sampling: if the total area of interest happens to be a big one, a convenient way to take a sample is to divide the area into a number of smaller non overlapping areas and then to randomly select a number of these smaller areas (called “clusters”), with the ultimate sample consisting of all units in these clusters. Area Sampling: if clusters happen to be some geographic subdivisions, then it is better known as area sampling Multi-stage Sampling: is a further development of the principle of cluster sampling. Ex. – suppose we want to investigate the working efficiency of nationalized banks in India and we want to take a sample of few banks for this purpose – the first stage is to select large primary sampling units such as States – then we select certain districts and interview all the banks in the chosen districts. This is two-stage sampling design Conclusion Normally one should resort to simple random sampling because under it, bias is generally eliminated and the sampling error can be estimated. But purposive sampling is more appropriate when the universe happens to be small. At times several methods of sampling may be used in the same study