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Research Data Management
    for the Visual Arts:

 Principles, Policies, and Plans
           Dr Robin Burgess
           31st January 2013
Context
 Session One:               Session Two:
• Introduction to Kaptur   • DCC involvement
• Environmental            • GSA’s RDM Policy
  Assessment               • Roles and responsibilities
• What is Arts Research    • Use and reuse of data
  Data?                    • Repository and resources
• Funder Requirements      • Data management plans
• Examples                 • Next steps for GSA
• The need for research
  data management
Learning Objectives
                  •   Understand the nature of
                      research data in the visual arts
                  •   Appreciate the importance of
                      research data
                  •   Understand the basic principles
                      of data management for
                      research data
                  •   The creation of policies and data
                      management plans
                  •   Future considerations for GSA
                  •   Discuss with others and learn –
                      knowledge exchange
SESSION ONE:

The Basics and Initial
    Discussions
KAPTUR
• To investigate the nature of research data in the visual arts
• To consider the application of technology to support
  collection, discoverability, usage, and preservation of
  research data in the arts
• To review appropriate policies, procedures and systems
• To develop case studies and showcase good practice to a
  wider audience
Background
 • Research outputs are varied and
   complex in the visual arts
 • Little is known about the state of
   research data in the visual arts
 • None of the specialist arts institutions
   have research data management
   policies of infrastructure
Process
          • Environmental
            Assessment
          • User
            Requirements,
            systems evaluation
            and piloting
          • Policy formation
          • Capacity building
          • Sustainability
          • Dissemination
Environmental Assessment
•   Discover, Create and pilot   •   4 researchers from each institute
    a sectoral model of best         chosen, from a broad range of
    practice in the                  disciplines
    management of research       •   Areas discussed
    data in the arts             -   Terminology
•   What is research data in     -   Role of the visual arts researcher
    the arts?
                                 -   Creation of visual arts research
•   How can visual arts data         data
    be managed appropriately
                                 -   Use/re-use of visual arts data
                                 -   Visual arts data in the longer term
Interview Findings
•   The term ‘research data’ was not helpful
•   Researchers undertake multiple roles
•   Creation of data altered
•   Awareness of use and re-use present
•   Importance of archiving raised
•   Little consensus in the visual arts on what research data is
•   Described as tangible, intangible, digital, and physical
•   Visual arts data is heterogeneous and infinite,
    complex and complicated
Quote from a researcher:
“… I am not sure what constitutes research
data… What is data? I mean, I talk to you about
my data as a researcher, but for the institution,
what does it consider data? Would it be
conference proceedings, would a performance
be data even if it was not recorded, sometimes I
don’t record my performances…”
Definition
 "Anything which is used or created to generate
 new knowledge and interpretations. ‘Anything’ may
 be objective or subjective; physical or emotional;
 persistent or ephemeral; personal or public; explicit
 or tacit; and is consciously or unconsciously
 referenced by the researcher at some point during
 the course of their research. Research data may or
 may not lead to a research output, which
 regardless of method of presentation, is a planned
 public statement of new knowledge or
 interpretation."
EXAMPLES OF ARTS
 RESEARCH DATA
Why Manage Research Data?
 • What are the drivers and incentives for
   management of research data?
 • Who benefits?
 • Funder Requirements
 • Institutional Requirements
 • Good practice in research
Funder Requirements
 • EPSRC                  • AHRC
 • Policies required to   • Technical Summary
   secure funding by      •   “We expect all or research projects
                              to have some form of documentation
   1st May 2015               of the research process, which
 • Road map                   usually takes the form of textual
                              analysis or explanation to support
   development and            the research’s position and to
   data management            demonstrate critical reflection”
   plans
Summary
SESSION TWO:

 POLICY DEVELOPMENT
AND DATA MANAGEMENT
        PLANS
Policy Development
• Involvement of Kaptur
• Support from project partners
• Liaison with outside sources – e.g. the DCC
• Attendance at events – Conference in Leeds
• Involvement of interested parties at GSA – IT,
  Information Services and the Library,
  Research Office, Researchers
• Working Groups
Approach




• Context                       • Iterative process
• Definition of research data   • Discussions held
• Policy statements             • Obtaining feedback
• Implementation methods        • Sign off and agreement
The Policy
 Roles and                 Preservation
 Responsibilities
• The Glasgow School of    • Data curation/retention
  Art                      • Presentation and
• Individual Researchers     showcasing work
• IT                       • Selection process
• Information Services     • FOI
• The Research Office      • Institutional policies and
                             guidelines/strategies
Data Management,
Methods

 Research Repository   Other Software
                       • DCC tools
                       • DMP Online
                       • https://dmponline.dcc.ac.uk/
                       • Free data management
                         planning tool
                       • Includes AHRC technical
                         plan and others
                       • Can be customised
Data Management Plans
• Importance of plans, in relation to funder
  requirements
• AHRC Example:
- Section One: Summary
- Section Two: Technical Methodology
- Section Three: Technical support and relevant
  experience
- Section Four: Preservation, sustainability and use
Plans continued…
              • Summary:
              - What? And How?
              - Relationship to research


              • Technical Methodology
              - Standards and formats
              - Hardware and software
              - Data acquisition, processing,
                analysis and use
Plans Continued…
           • Support:
           - Roles and responsibilities
           - Managing risk


           • Preservation:
           - Preserving your data
           - Ensuring continued access and
             use of your digital outputs
SUMMARY
          • Define the digital outputs
            and technologies
          • Why have they been
            chosen?
          • Describe source data or
            content
          • How will outputs be used?
          • How do they relate to the
            research questions?
          • What access will be
            granted?
TECHNICAL METHODOLOGY
          • What file formats will
            be used and why?
          • What standards will be
            in place?
          • Systems fit for purpose
          • Outline project
            workflows and
            procedures
SUPPORT

          • Consider project team
            roles and technical
            expertise
          • Internal support networks
          • External support networks
          • Risks associated with lack
            of support
PRESERVATION
          • Research ‘freely available
            to the community’?
          • Online resources
          • Impact of the study
          • IPR, Copyright, Ethical
            issues, FOI
          • Support after the end of
            funding, technical
            requirements etc
Comments
Issues:                    Lessons Learnt:
• Building the support     • To be open and discuss
  network at GSA             the work fully
• Extensive focus on the   • Identify the correct people
  REF process                to engage with
• Changes in management    • Formulate an action plan
• Changes in staffing        for development
• Expressing the           • Communicate
  importance of policies   • Obtain by-in early on
• EPSRC letter
Next Steps
             • Approval of the RDM
               Policy at RKEC
             • Implementation of
               Policy within the ethos
               of research at GSA
             • Support from Learning
               Resources and
               Research Office
Acknowledgements
•   The project officers from partner institutes
•   VADS
•   JISC for sponsoring the project
•   DCC
•   Artwork images – By Burgess&Bear
•   (http://www.facebook.com/BurgessBear)
                     THANKYOU!
http://www.vads.ac.uk/kaptur/

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Gsa rdm training

  • 1. Research Data Management for the Visual Arts: Principles, Policies, and Plans Dr Robin Burgess 31st January 2013
  • 2. Context Session One: Session Two: • Introduction to Kaptur • DCC involvement • Environmental • GSA’s RDM Policy Assessment • Roles and responsibilities • What is Arts Research • Use and reuse of data Data? • Repository and resources • Funder Requirements • Data management plans • Examples • Next steps for GSA • The need for research data management
  • 3. Learning Objectives • Understand the nature of research data in the visual arts • Appreciate the importance of research data • Understand the basic principles of data management for research data • The creation of policies and data management plans • Future considerations for GSA • Discuss with others and learn – knowledge exchange
  • 4. SESSION ONE: The Basics and Initial Discussions
  • 5. KAPTUR • To investigate the nature of research data in the visual arts • To consider the application of technology to support collection, discoverability, usage, and preservation of research data in the arts • To review appropriate policies, procedures and systems • To develop case studies and showcase good practice to a wider audience
  • 6. Background • Research outputs are varied and complex in the visual arts • Little is known about the state of research data in the visual arts • None of the specialist arts institutions have research data management policies of infrastructure
  • 7. Process • Environmental Assessment • User Requirements, systems evaluation and piloting • Policy formation • Capacity building • Sustainability • Dissemination
  • 8. Environmental Assessment • Discover, Create and pilot • 4 researchers from each institute a sectoral model of best chosen, from a broad range of practice in the disciplines management of research • Areas discussed data in the arts - Terminology • What is research data in - Role of the visual arts researcher the arts? - Creation of visual arts research • How can visual arts data data be managed appropriately - Use/re-use of visual arts data - Visual arts data in the longer term
  • 9. Interview Findings • The term ‘research data’ was not helpful • Researchers undertake multiple roles • Creation of data altered • Awareness of use and re-use present • Importance of archiving raised • Little consensus in the visual arts on what research data is • Described as tangible, intangible, digital, and physical • Visual arts data is heterogeneous and infinite, complex and complicated
  • 10. Quote from a researcher: “… I am not sure what constitutes research data… What is data? I mean, I talk to you about my data as a researcher, but for the institution, what does it consider data? Would it be conference proceedings, would a performance be data even if it was not recorded, sometimes I don’t record my performances…”
  • 11. Definition "Anything which is used or created to generate new knowledge and interpretations. ‘Anything’ may be objective or subjective; physical or emotional; persistent or ephemeral; personal or public; explicit or tacit; and is consciously or unconsciously referenced by the researcher at some point during the course of their research. Research data may or may not lead to a research output, which regardless of method of presentation, is a planned public statement of new knowledge or interpretation."
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  • 18. EXAMPLES OF ARTS RESEARCH DATA
  • 19. Why Manage Research Data? • What are the drivers and incentives for management of research data? • Who benefits? • Funder Requirements • Institutional Requirements • Good practice in research
  • 20. Funder Requirements • EPSRC • AHRC • Policies required to • Technical Summary secure funding by • “We expect all or research projects to have some form of documentation 1st May 2015 of the research process, which • Road map usually takes the form of textual analysis or explanation to support development and the research’s position and to data management demonstrate critical reflection” plans
  • 22. SESSION TWO: POLICY DEVELOPMENT AND DATA MANAGEMENT PLANS
  • 23. Policy Development • Involvement of Kaptur • Support from project partners • Liaison with outside sources – e.g. the DCC • Attendance at events – Conference in Leeds • Involvement of interested parties at GSA – IT, Information Services and the Library, Research Office, Researchers • Working Groups
  • 24. Approach • Context • Iterative process • Definition of research data • Discussions held • Policy statements • Obtaining feedback • Implementation methods • Sign off and agreement
  • 25. The Policy Roles and Preservation Responsibilities • The Glasgow School of • Data curation/retention Art • Presentation and • Individual Researchers showcasing work • IT • Selection process • Information Services • FOI • The Research Office • Institutional policies and guidelines/strategies
  • 26. Data Management, Methods Research Repository Other Software • DCC tools • DMP Online • https://dmponline.dcc.ac.uk/ • Free data management planning tool • Includes AHRC technical plan and others • Can be customised
  • 27. Data Management Plans • Importance of plans, in relation to funder requirements • AHRC Example: - Section One: Summary - Section Two: Technical Methodology - Section Three: Technical support and relevant experience - Section Four: Preservation, sustainability and use
  • 28. Plans continued… • Summary: - What? And How? - Relationship to research • Technical Methodology - Standards and formats - Hardware and software - Data acquisition, processing, analysis and use
  • 29. Plans Continued… • Support: - Roles and responsibilities - Managing risk • Preservation: - Preserving your data - Ensuring continued access and use of your digital outputs
  • 30. SUMMARY • Define the digital outputs and technologies • Why have they been chosen? • Describe source data or content • How will outputs be used? • How do they relate to the research questions? • What access will be granted?
  • 31. TECHNICAL METHODOLOGY • What file formats will be used and why? • What standards will be in place? • Systems fit for purpose • Outline project workflows and procedures
  • 32. SUPPORT • Consider project team roles and technical expertise • Internal support networks • External support networks • Risks associated with lack of support
  • 33. PRESERVATION • Research ‘freely available to the community’? • Online resources • Impact of the study • IPR, Copyright, Ethical issues, FOI • Support after the end of funding, technical requirements etc
  • 34. Comments Issues: Lessons Learnt: • Building the support • To be open and discuss network at GSA the work fully • Extensive focus on the • Identify the correct people REF process to engage with • Changes in management • Formulate an action plan • Changes in staffing for development • Expressing the • Communicate importance of policies • Obtain by-in early on • EPSRC letter
  • 35. Next Steps • Approval of the RDM Policy at RKEC • Implementation of Policy within the ethos of research at GSA • Support from Learning Resources and Research Office
  • 36. Acknowledgements • The project officers from partner institutes • VADS • JISC for sponsoring the project • DCC • Artwork images – By Burgess&Bear • (http://www.facebook.com/BurgessBear) THANKYOU! http://www.vads.ac.uk/kaptur/