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IP Impact: Design Patents 
Mike Trenholm 
Ali Razai 
Terry Tullis 
Palo Alto – November 6, 2014
©2012 Knobbe Martens, Olson & Bear, LLP all rights reserved. 
© 2014 Knobbe, Martens, Olson & Bear, LLP all rights reserved. 
2 
Part I: Design Patent Overview
3 
© 2014 Knobbe, Martens, Olson & Bear, LLP all rights reserved. 
Apple vs. Samsung
4 
© 2014 Knobbe, Martens, Olson & Bear, LLP all rights reserved. 
Apple vs. Samsung
5 
© 2014 Knobbe, Martens, Olson & Bear, LLP all rights reserved. 
What is a Design Patent? 
•35 U.S.C. §171: An Ornamental Design for an Article of Manufacture 
•For example: 
–Configuration, Shape, Surface Ornamentation 
–Only the Appearance, Not Structural or Utilitarian Features 
•Original/Non-obvious
6 
© 2014 Knobbe, Martens, Olson & Bear, LLP all rights reserved. 
Differences Between Utility and Design Patents 
•Patent Term 
–14 years from Grant of Design Patent 
–HAGUE adoption to 15 years 
•No Maintenance Fees 
•Single Claim 
•No Application Publication 
•Foreign Filing within 6 months (vs 12 months for Utility)
© 2014 Knobbe, Martens, Olson & Bear, LLP all rights reserved. 7 
Ins and Outs of the Specification 
FEATURE 
DESCRIPTION
© 2014 Knobbe, Martens, Olson & Bear, LLP all rights reserved. 8 
Drawings 
• 7 views 
Perspective Front Back Right 
Side 
Left 
Side 
Top Bottom
9 
© 2014 Knobbe, Martens, Olson & Bear, LLP all rights reserved. 
Example Subject Matter
10 
© 2014 Knobbe, Martens, Olson & Bear, LLP all rights reserved. 
Benefits & Weaknesses of Design Applications 
•Cost 
–Relatively inexpensive compared to utility applications 
–No maintenance fees 
•Speed to issuance 
–50% issue within 12 months 
–Some as soon as 7 months 
–Expedited as fast as 2-4 months 
–Higher allowance rate than utility applications
11 
© 2014 Knobbe, Martens, Olson & Bear, LLP all rights reserved. 
Benefits & Weaknesses of Design Applications 
•Patent Coverage 
–Deter wholesale copying & knock-offs 
–Overlapping protection with utility patents 
•Largest Holders include: 
–Sony, Samsung, Nike, Goodyear, Motorola, P&G, Cannon, Black & Decker, Honda, Kohler
12 
© 2014 Knobbe, Martens, Olson & Bear, LLP all rights reserved. 
Benefits & Weaknesses of Design Applications 
•Litigation 
–Infringement - Ordinary Observer test Egyptian Goddess (Fed. Cir. 2008). 
•With knowledge of the prior art 
•No need for written claim construction 
–Obviousness – Ordinary Designer test 
–Invalidity for Functional Limitations 
•Overall appearance “dictated by” utilitarian purpose of the article
13 
© 2014 Knobbe, Martens, Olson & Bear, LLP all rights reserved. 
Benefits & Weaknesses of Design Applications 
•Damages 
–Reasonable Royalty, attorneys fees; or 
–Infringer’s profits (35 U.S.C §289) 
•Can be multiple parties profits 
•Not available to utility patents
©2012 Knobbe Martens, Olson & Bear, LLP all rights reserved. 
© 2014 Knobbe, Martens, Olson & Bear, LLP all rights reserved. 
14 
Part II: Design Patent Strategies
15 
© 2014 Knobbe, Martens, Olson & Bear, LLP all rights reserved. 
What your Attorney Needs from You 
•Timing 
–U.S. v. Foreign 
•Drawings or Actual Device 
•Knowledge of key features of design 
•Knowledge of features most likely to be copied/changed 
•Your Careful Review of Application Prior to Filing
16 
© 2014 Knobbe, Martens, Olson & Bear, LLP all rights reserved. 
I have a product, now what?
17 
© 2014 Knobbe, Martens, Olson & Bear, LLP all rights reserved. 
I have a product, now what? 
•Evaluate all areas of IP 
–Utility Patent 
–Trademark 
–Trade Secret 
–Copyright 
–Design Patent
© 2014 Knobbe, Martens, Olson & Bear, LLP all rights reserved. 18 
Design Patent Strategy
© 2014 Knobbe, Martens, Olson & Bear, LLP all rights reserved. 19 
Design Patent Strategy
20 
© 2014 Knobbe, Martens, Olson & Bear, LLP all rights reserved. 
Webpage - D599,372 
The single view is a front view of a graphical user interface for a display screen of a communications terminal.
21 
© 2014 Knobbe, Martens, Olson & Bear, LLP all rights reserved. 
Webpage
22 
© 2014 Knobbe, Martens, Olson & Bear, LLP all rights reserved. 
Webpage
23 
© 2014 Knobbe, Martens, Olson & Bear, LLP all rights reserved. 
Moving Image – D670,713
24 
© 2014 Knobbe, Martens, Olson & Bear, LLP all rights reserved. 
Contrast & Color - D652,165
25 
© 2014 Knobbe, Martens, Olson & Bear, LLP all rights reserved. 
Overall Design & Parts
26 
© 2014 Knobbe, Martens, Olson & Bear, LLP all rights reserved. 
Medical Devices
27 
© 2014 Knobbe, Martens, Olson & Bear, LLP all rights reserved. 
Medical Devices
©2012 Knobbe Martens, Olson & Bear, LLP all rights reserved. 
© 2014 Knobbe, Martens, Olson & Bear, LLP all rights reserved. 
28 
Part III: Design Patent Litigation
29 
© 2014 Knobbe, Martens, Olson & Bear, LLP all rights reserved. 
Types of Patents 
•Patent: prevent others from making, using or selling invention. 
–Utility Patent 
–Design Patent
30 
© 2014 Knobbe, Martens, Olson & Bear, LLP all rights reserved. 
The Infusion Pump 
The Accused Device The Patented Product
31 
© 2014 Knobbe, Martens, Olson & Bear, LLP all rights reserved. 
Utility Patent Claim
32 
© 2014 Knobbe, Martens, Olson & Bear, LLP all rights reserved. 
The Bed Extender
33 
© 2014 Knobbe, Martens, Olson & Bear, LLP all rights reserved. 
Competitor’s Product
34 
© 2014 Knobbe, Martens, Olson & Bear, LLP all rights reserved. 
Utility Patent Claim
35 
© 2014 Knobbe, Martens, Olson & Bear, LLP all rights reserved. 
Design Patent
36 
© 2014 Knobbe, Martens, Olson & Bear, LLP all rights reserved. 
Design Patent Claim
37 
© 2014 Knobbe, Martens, Olson & Bear, LLP all rights reserved. 
Ordinary Observer Test 
“If in the eye of an ordinary observer, given such attention as a purchaser usually gives, two designs are substantially the same . . . the resemblance is such as to deceive such an observer, inducing him to purchase one supposing it to be the other.”
38 
© 2014 Knobbe, Martens, Olson & Bear, LLP all rights reserved. 
Utility Patent Infringement
39 
© 2014 Knobbe, Martens, Olson & Bear, LLP all rights reserved. 
Design Patent Infringement
40 
© 2014 Knobbe, Martens, Olson & Bear, LLP all rights reserved. 
Comparison 
Utility Patent 
•Expensive to get 
•Claim Construction 
•Complicated Local Patent Rules 
•Summary Judgment 
•Difficult to Prove Damages 
Design Patent 
•Cheap to get 
•Often No Claim Construction 
•Usually No Local Patent Rules 
•Summary Judgment More Difficult 
•Disgorgement of Profits— even if you’re an NPE 
•Easier to design around
41 
© 2014 Knobbe, Martens, Olson & Bear, LLP all rights reserved. 
Damages for Patent Infringement 
•Lost profits 
•Disgorgement of profits (only design patents) 
•Reasonable royalty 
•Treble Damages
42 
© 2014 Knobbe, Martens, Olson & Bear, LLP all rights reserved. 
Damages for Patent Infringement 
35 U.S.C. § 284 
damages adequate to compensate for the infringement, but in no event less than a reasonable royalty for the use made of the invention by the infringer, together with interest and costs as fixed by the court. 
… the court may increase the damages up to three times the amount found or assessed
43 
© 2014 Knobbe, Martens, Olson & Bear, LLP all rights reserved. 
Additional Remedy Available for Design Patent Infringement 
35 U.S.C. § 289 
… shall be liable to the owner to the extent of his total profit, but not less than $250 …. 
Disgorgement of total profits under Section 289 cannot be trebled
44 
© 2014 Knobbe, Martens, Olson & Bear, LLP all rights reserved. 
Attorneys’ Fees For Patent Infringement 
35 U.S.C. § 285 
The court in exceptional cases may award reasonable attorney fees to the prevailing party.
45 
© 2014 Knobbe, Martens, Olson & Bear, LLP all rights reserved. 
Oakley Example 
Accused Product U.S. Pat. No. D564,571
Thank You! 
Mike.Trenholm@knobbe.com 
Ali.Razai@knobbe.com 
Terry.Tullis@knobbe.com

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Design Patents

  • 1. IP Impact: Design Patents Mike Trenholm Ali Razai Terry Tullis Palo Alto – November 6, 2014
  • 2. ©2012 Knobbe Martens, Olson & Bear, LLP all rights reserved. © 2014 Knobbe, Martens, Olson & Bear, LLP all rights reserved. 2 Part I: Design Patent Overview
  • 3. 3 © 2014 Knobbe, Martens, Olson & Bear, LLP all rights reserved. Apple vs. Samsung
  • 4. 4 © 2014 Knobbe, Martens, Olson & Bear, LLP all rights reserved. Apple vs. Samsung
  • 5. 5 © 2014 Knobbe, Martens, Olson & Bear, LLP all rights reserved. What is a Design Patent? •35 U.S.C. §171: An Ornamental Design for an Article of Manufacture •For example: –Configuration, Shape, Surface Ornamentation –Only the Appearance, Not Structural or Utilitarian Features •Original/Non-obvious
  • 6. 6 © 2014 Knobbe, Martens, Olson & Bear, LLP all rights reserved. Differences Between Utility and Design Patents •Patent Term –14 years from Grant of Design Patent –HAGUE adoption to 15 years •No Maintenance Fees •Single Claim •No Application Publication •Foreign Filing within 6 months (vs 12 months for Utility)
  • 7. © 2014 Knobbe, Martens, Olson & Bear, LLP all rights reserved. 7 Ins and Outs of the Specification FEATURE DESCRIPTION
  • 8. © 2014 Knobbe, Martens, Olson & Bear, LLP all rights reserved. 8 Drawings • 7 views Perspective Front Back Right Side Left Side Top Bottom
  • 9. 9 © 2014 Knobbe, Martens, Olson & Bear, LLP all rights reserved. Example Subject Matter
  • 10. 10 © 2014 Knobbe, Martens, Olson & Bear, LLP all rights reserved. Benefits & Weaknesses of Design Applications •Cost –Relatively inexpensive compared to utility applications –No maintenance fees •Speed to issuance –50% issue within 12 months –Some as soon as 7 months –Expedited as fast as 2-4 months –Higher allowance rate than utility applications
  • 11. 11 © 2014 Knobbe, Martens, Olson & Bear, LLP all rights reserved. Benefits & Weaknesses of Design Applications •Patent Coverage –Deter wholesale copying & knock-offs –Overlapping protection with utility patents •Largest Holders include: –Sony, Samsung, Nike, Goodyear, Motorola, P&G, Cannon, Black & Decker, Honda, Kohler
  • 12. 12 © 2014 Knobbe, Martens, Olson & Bear, LLP all rights reserved. Benefits & Weaknesses of Design Applications •Litigation –Infringement - Ordinary Observer test Egyptian Goddess (Fed. Cir. 2008). •With knowledge of the prior art •No need for written claim construction –Obviousness – Ordinary Designer test –Invalidity for Functional Limitations •Overall appearance “dictated by” utilitarian purpose of the article
  • 13. 13 © 2014 Knobbe, Martens, Olson & Bear, LLP all rights reserved. Benefits & Weaknesses of Design Applications •Damages –Reasonable Royalty, attorneys fees; or –Infringer’s profits (35 U.S.C §289) •Can be multiple parties profits •Not available to utility patents
  • 14. ©2012 Knobbe Martens, Olson & Bear, LLP all rights reserved. © 2014 Knobbe, Martens, Olson & Bear, LLP all rights reserved. 14 Part II: Design Patent Strategies
  • 15. 15 © 2014 Knobbe, Martens, Olson & Bear, LLP all rights reserved. What your Attorney Needs from You •Timing –U.S. v. Foreign •Drawings or Actual Device •Knowledge of key features of design •Knowledge of features most likely to be copied/changed •Your Careful Review of Application Prior to Filing
  • 16. 16 © 2014 Knobbe, Martens, Olson & Bear, LLP all rights reserved. I have a product, now what?
  • 17. 17 © 2014 Knobbe, Martens, Olson & Bear, LLP all rights reserved. I have a product, now what? •Evaluate all areas of IP –Utility Patent –Trademark –Trade Secret –Copyright –Design Patent
  • 18. © 2014 Knobbe, Martens, Olson & Bear, LLP all rights reserved. 18 Design Patent Strategy
  • 19. © 2014 Knobbe, Martens, Olson & Bear, LLP all rights reserved. 19 Design Patent Strategy
  • 20. 20 © 2014 Knobbe, Martens, Olson & Bear, LLP all rights reserved. Webpage - D599,372 The single view is a front view of a graphical user interface for a display screen of a communications terminal.
  • 21. 21 © 2014 Knobbe, Martens, Olson & Bear, LLP all rights reserved. Webpage
  • 22. 22 © 2014 Knobbe, Martens, Olson & Bear, LLP all rights reserved. Webpage
  • 23. 23 © 2014 Knobbe, Martens, Olson & Bear, LLP all rights reserved. Moving Image – D670,713
  • 24. 24 © 2014 Knobbe, Martens, Olson & Bear, LLP all rights reserved. Contrast & Color - D652,165
  • 25. 25 © 2014 Knobbe, Martens, Olson & Bear, LLP all rights reserved. Overall Design & Parts
  • 26. 26 © 2014 Knobbe, Martens, Olson & Bear, LLP all rights reserved. Medical Devices
  • 27. 27 © 2014 Knobbe, Martens, Olson & Bear, LLP all rights reserved. Medical Devices
  • 28. ©2012 Knobbe Martens, Olson & Bear, LLP all rights reserved. © 2014 Knobbe, Martens, Olson & Bear, LLP all rights reserved. 28 Part III: Design Patent Litigation
  • 29. 29 © 2014 Knobbe, Martens, Olson & Bear, LLP all rights reserved. Types of Patents •Patent: prevent others from making, using or selling invention. –Utility Patent –Design Patent
  • 30. 30 © 2014 Knobbe, Martens, Olson & Bear, LLP all rights reserved. The Infusion Pump The Accused Device The Patented Product
  • 31. 31 © 2014 Knobbe, Martens, Olson & Bear, LLP all rights reserved. Utility Patent Claim
  • 32. 32 © 2014 Knobbe, Martens, Olson & Bear, LLP all rights reserved. The Bed Extender
  • 33. 33 © 2014 Knobbe, Martens, Olson & Bear, LLP all rights reserved. Competitor’s Product
  • 34. 34 © 2014 Knobbe, Martens, Olson & Bear, LLP all rights reserved. Utility Patent Claim
  • 35. 35 © 2014 Knobbe, Martens, Olson & Bear, LLP all rights reserved. Design Patent
  • 36. 36 © 2014 Knobbe, Martens, Olson & Bear, LLP all rights reserved. Design Patent Claim
  • 37. 37 © 2014 Knobbe, Martens, Olson & Bear, LLP all rights reserved. Ordinary Observer Test “If in the eye of an ordinary observer, given such attention as a purchaser usually gives, two designs are substantially the same . . . the resemblance is such as to deceive such an observer, inducing him to purchase one supposing it to be the other.”
  • 38. 38 © 2014 Knobbe, Martens, Olson & Bear, LLP all rights reserved. Utility Patent Infringement
  • 39. 39 © 2014 Knobbe, Martens, Olson & Bear, LLP all rights reserved. Design Patent Infringement
  • 40. 40 © 2014 Knobbe, Martens, Olson & Bear, LLP all rights reserved. Comparison Utility Patent •Expensive to get •Claim Construction •Complicated Local Patent Rules •Summary Judgment •Difficult to Prove Damages Design Patent •Cheap to get •Often No Claim Construction •Usually No Local Patent Rules •Summary Judgment More Difficult •Disgorgement of Profits— even if you’re an NPE •Easier to design around
  • 41. 41 © 2014 Knobbe, Martens, Olson & Bear, LLP all rights reserved. Damages for Patent Infringement •Lost profits •Disgorgement of profits (only design patents) •Reasonable royalty •Treble Damages
  • 42. 42 © 2014 Knobbe, Martens, Olson & Bear, LLP all rights reserved. Damages for Patent Infringement 35 U.S.C. § 284 damages adequate to compensate for the infringement, but in no event less than a reasonable royalty for the use made of the invention by the infringer, together with interest and costs as fixed by the court. … the court may increase the damages up to three times the amount found or assessed
  • 43. 43 © 2014 Knobbe, Martens, Olson & Bear, LLP all rights reserved. Additional Remedy Available for Design Patent Infringement 35 U.S.C. § 289 … shall be liable to the owner to the extent of his total profit, but not less than $250 …. Disgorgement of total profits under Section 289 cannot be trebled
  • 44. 44 © 2014 Knobbe, Martens, Olson & Bear, LLP all rights reserved. Attorneys’ Fees For Patent Infringement 35 U.S.C. § 285 The court in exceptional cases may award reasonable attorney fees to the prevailing party.
  • 45. 45 © 2014 Knobbe, Martens, Olson & Bear, LLP all rights reserved. Oakley Example Accused Product U.S. Pat. No. D564,571
  • 46. Thank You! Mike.Trenholm@knobbe.com Ali.Razai@knobbe.com Terry.Tullis@knobbe.com