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Statistical Methods for
Engineering Research
Design and Analysis of Experiments
Prepared By
Dr. Manu Melwin Joy
Assistant Professor
School of Management Studies
Cochin University of Science and Technology
Kerala, India.
Phone – 9744551114
Mail – manumelwinjoy@cusat.ac.in
Kindly restrict the use of slides for personal purpose.
Please seek permission to reproduce the same in public forms and
presentations.
DESIGN AND ANALYSIS OF EXPERIMENTS
• Planning an experiment to obtain
appropriate data and drawing
inference out of the data with
respect to any problem under
investigation is known as design
and analysis of experiments.
• This might range anywhere from
the formulations of the objectives
of the experiment in clear terms
to the final stage of the drafting
reports incorporating the
important findings of the enquiry.
DESIGN AND ANALYSIS OF EXPERIMENTS
• The structuring of the dependent
and independent variables, the
choice of their levels in the
experiment, the type of
experimental material to be used,
the method of the manipulation of
the variables on the experimental
material, the method of recording
and tabulation of data, the mode of
analysis of the material, the method
of drawing sound and valid
inference etc. are all intermediary
details that go with the design and
analysis of an experiment.
Principles of Experimentation
• Almost all experiments involve
the three basic principles, viz.,
randomization, replication and
local control.
• These three principles are, in a
way, complementary to each
other in trying to increase the
accuracy of the experiment and to
provide a valid test of
significance, retaining at the same
time the distinctive features of
their roles in any experiment.
Principles of Experimentation
• Before conducting an
experiment,
an experimental unit is to
be defined. For example, a
leaf, a tree or a collection
of adjacent trees may be an
experimental unit. An
experimental unit is also
sometimes referred as plot.
A collection of plots is
termed a block.
Principles of Experimentation
• Observations made on
experimental units vary
considerably. These
variations are partly
produced by the
manipulation of certain
variables of interest
generally called treatments,
built-in and manipulated
deliberately in the
experiment to study their
influences.
Principles of Experimentation
• For instance, clones in clonal trials,
levels and kinds of fertilizers in
fertilizer trials etc. can be called
treatments. Besides the variations
produced in the observations due to
these known sources, the variations
are also produced by a large number
of unknown sources such as
uncontrolled variation in extraneous
factors related to the environment,
genetic variations in the experimental
material other than that due to
treatments, etc.
Principles of Experimentation
• They are there, unavoidable and
inherent in the very process of
experimentation. These variations
because of their undesirable
influences are
called experimental error thereby
meaning not an arithmetical error
but variations produced by a set
of unknown factors beyond the
control of the experimenter.
Randomization
• Assigning the treatments or factors
to be tested to the experimental
units according to definite laws or
probability is technically known as
randomization.
• It is the randomization in its strict
technical sense, that guarantees the
elimination of systematic error.
• It further ensures that whatever
error component that still persists
in the observations is purely
random in nature.
Randomization
• Through randomization, every
experimental unit will have the
same chance of receiving any
treatment. If, for instance, there are
five clones of eucalyptus to be tried
in say 25 plots, randomization
ensures that certain clones will not
be favoured or handicapped by
extraneous sources of variation over
which the experimenter has no
control or over which he chooses
not to exercise his control.
Replication
• Replication is the repetition of
experiment under identical
conditions but in the context of
experimental designs, it refers to the
number of distinct experimental
units under the same treatment.
• Replication, with randomization,
will provide a basis for estimating
the error variance.
Replication
• The number of replications to be
included in any experiment
depends upon many factors like
the homogeneity of experimental
material, the number of
treatments, the degree of
precision required etc.
• As a rough rule, it may be stated
that the number of replications in
a design should provide at least
10 to 15 degrees of freedom for
computing the experimental error
variance
 Local control
• Local control means the control
of all factors except the ones
about which we are investigating.
• Local control, like replication is
yet another device to reduce or
control the variation due to
extraneous factors and increase
the precision of the experiment.
 Local control
• If, for instance, an
experimental field is
heterogeneous with respect
of soil fertility, then the field
can be divided into smaller
blocks such that plots within
each block tend to be more
homogeneous.
 Local control
• This kind of homogeneity of plots
(experiment units) ensures an
unbiased comparison of treatment
means, as otherwise it would be
difficult to attribute the mean
difference between two treatments
solely to differences between
treatments when the plot differences
also persist. This type of local
control to achieve homogeneity of
experimental units, will not only
increase the accuracy of the
experiment, but also help in arriving
at valid conclusions
Design of experiments - Dr. Manu Melwin Joy - School of Management Studies, Cochin University of Science and Technology

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Design of experiments - Dr. Manu Melwin Joy - School of Management Studies, Cochin University of Science and Technology

  • 1. Statistical Methods for Engineering Research Design and Analysis of Experiments
  • 2. Prepared By Dr. Manu Melwin Joy Assistant Professor School of Management Studies Cochin University of Science and Technology Kerala, India. Phone – 9744551114 Mail – manumelwinjoy@cusat.ac.in Kindly restrict the use of slides for personal purpose. Please seek permission to reproduce the same in public forms and presentations.
  • 3. DESIGN AND ANALYSIS OF EXPERIMENTS • Planning an experiment to obtain appropriate data and drawing inference out of the data with respect to any problem under investigation is known as design and analysis of experiments. • This might range anywhere from the formulations of the objectives of the experiment in clear terms to the final stage of the drafting reports incorporating the important findings of the enquiry.
  • 4. DESIGN AND ANALYSIS OF EXPERIMENTS • The structuring of the dependent and independent variables, the choice of their levels in the experiment, the type of experimental material to be used, the method of the manipulation of the variables on the experimental material, the method of recording and tabulation of data, the mode of analysis of the material, the method of drawing sound and valid inference etc. are all intermediary details that go with the design and analysis of an experiment.
  • 5. Principles of Experimentation • Almost all experiments involve the three basic principles, viz., randomization, replication and local control. • These three principles are, in a way, complementary to each other in trying to increase the accuracy of the experiment and to provide a valid test of significance, retaining at the same time the distinctive features of their roles in any experiment.
  • 6. Principles of Experimentation • Before conducting an experiment, an experimental unit is to be defined. For example, a leaf, a tree or a collection of adjacent trees may be an experimental unit. An experimental unit is also sometimes referred as plot. A collection of plots is termed a block.
  • 7. Principles of Experimentation • Observations made on experimental units vary considerably. These variations are partly produced by the manipulation of certain variables of interest generally called treatments, built-in and manipulated deliberately in the experiment to study their influences.
  • 8. Principles of Experimentation • For instance, clones in clonal trials, levels and kinds of fertilizers in fertilizer trials etc. can be called treatments. Besides the variations produced in the observations due to these known sources, the variations are also produced by a large number of unknown sources such as uncontrolled variation in extraneous factors related to the environment, genetic variations in the experimental material other than that due to treatments, etc.
  • 9. Principles of Experimentation • They are there, unavoidable and inherent in the very process of experimentation. These variations because of their undesirable influences are called experimental error thereby meaning not an arithmetical error but variations produced by a set of unknown factors beyond the control of the experimenter.
  • 10. Randomization • Assigning the treatments or factors to be tested to the experimental units according to definite laws or probability is technically known as randomization. • It is the randomization in its strict technical sense, that guarantees the elimination of systematic error. • It further ensures that whatever error component that still persists in the observations is purely random in nature.
  • 11. Randomization • Through randomization, every experimental unit will have the same chance of receiving any treatment. If, for instance, there are five clones of eucalyptus to be tried in say 25 plots, randomization ensures that certain clones will not be favoured or handicapped by extraneous sources of variation over which the experimenter has no control or over which he chooses not to exercise his control.
  • 12. Replication • Replication is the repetition of experiment under identical conditions but in the context of experimental designs, it refers to the number of distinct experimental units under the same treatment. • Replication, with randomization, will provide a basis for estimating the error variance.
  • 13. Replication • The number of replications to be included in any experiment depends upon many factors like the homogeneity of experimental material, the number of treatments, the degree of precision required etc. • As a rough rule, it may be stated that the number of replications in a design should provide at least 10 to 15 degrees of freedom for computing the experimental error variance
  • 14.  Local control • Local control means the control of all factors except the ones about which we are investigating. • Local control, like replication is yet another device to reduce or control the variation due to extraneous factors and increase the precision of the experiment.
  • 15.  Local control • If, for instance, an experimental field is heterogeneous with respect of soil fertility, then the field can be divided into smaller blocks such that plots within each block tend to be more homogeneous.
  • 16.  Local control • This kind of homogeneity of plots (experiment units) ensures an unbiased comparison of treatment means, as otherwise it would be difficult to attribute the mean difference between two treatments solely to differences between treatments when the plot differences also persist. This type of local control to achieve homogeneity of experimental units, will not only increase the accuracy of the experiment, but also help in arriving at valid conclusions