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Addressing Complexity
in the Impact Evaluation of the
Cross-Border Health Integrated
Partnership Project in East Africa
Grace Mulholland, MSPH
MEASURE Evaluation
University of North Carolina at Chapel Hill
October 27, 2016
American Evaluation Association 2016
Conference
Acknowledgements
β€’ Jess Edwards, MEASURE Evaluation
β€’ Milissa Markiewicz, MEASURE Evaluation
β€’ Freddie Ssengooba, Makerere University
β€’ Sharon Weir, MEASURE Evaluation
β€’ Sian Curtis, MEASURE Evaluation
β€’ Peter Arimi, USAID/East Africa
Outline
1. CB-HIPP overview
2. Evaluation overview
3. Sources of complexity
4.Addressing complexity
CB-HIPP Overview
The purpose of the Cross-Border Health
Integrated Partnership Project (CB-HIPP) is
to improve access to quality health services
and improve health outcomes in cross-
border areas.
CB-HIPP Overview
Implementation of CB-HIPP is
planned for 4 land border sites
and 3 wet border sites in Uganda,
Kenya, Tanzania, Rwanda, and
Burundi.
Evaluation Overview
The purpose of this evaluation is
to quantify the impact of CB-HIPP
on its intended health outcomes.
Evaluation Overview
1. Identify comparison sites
2. Measure health outcomes in
intervention and comparison sites at
baseline and over time
3. Compare differences in health
outcomes over time in intervention
and comparison sites
Steps
Evaluation Overview
Method
Program
start
Program
midpoint or end
With
program
Outcome
Time
Program
Impact
Effect of other
factors
Without
program
We want to compare outcomes in CB-HIPP intervention
sites with outcomes that would have occurred without
CB-HIPP.
Evaluation Overview
Sites
Evaluation Overview
Measurement of health outcomes
involves a mixed-methods approach.
β€’ Quantitative cross-sectional survey (via the β€œPLACE”
method)
β€’ Medical records review
β€’ Qualitative and quantitative interviews of personnel at
health facilities
Measurement
Sources of Complexity
β€’ Number of outcomes
β€’ Number of populations
β€’ Sensitive outcomes
β€’ Varied contexts
β€’ Trends in health outcomes unrelated
to the intervention
Addressing Complexity
Various stakeholders consulted for input,
including:
β€’ Project implementers
β€’ EAC delegates
β€’ Local government representatives
β€’ NGO & civil society organization representatives
β€’ Health officials and health management teams
Strategy: Seek multiple perspectives.
Addressing Complexity
MEASURE Evaluation staff visited 7
potential intervention and comparison
sites.
Findings from the scoping visits informed
the evaluation questions.
Strategy: Include scoping visits.
Addressing Complexity
Data sources:
β€’ Mapping readiness assessment
β€’ Bio-behavioral survey
β€’ Medical records review
β€’ Interviews of health facilities personnel
Local data collectors are recruited and
trained at each cross-border site.
Strategy: Collect data from
multiple sources and recruit
local data collectors.
Addressing Complexity
β€’ HIV/AIDS
β€’ Prevention
β€’ Care and treatment
β€’ Prevention of mother-to-child transmission
β€’ Tuberculosis
β€’ Antenatal care
β€’ Maternal and child health
β€’ Reproductive and sexual health
Strategy: Measure a broad range
of outcomes.
Addressing Complexity
In bio-behavioral survey: e.g., self-
reported sexual behaviors
In interviews at health facilities: e.g.,
reported coordination between health
facilities
Strategy: Collect data for
leading indicators.
Addressing Complexity
Account for background effects.
In a difference-in-differences approach,
select appropriate comparison sites to serve
as counterfactuals for the intervention sites.
Strategy: Choose appropriate
analytic methods.
Addressing Complexity
β€’ Qualitative interviews at health
facilities
β€’ Frequent communication with
supervisors
β€’ Supervisor comments on fieldwork
summary forms
Strategy: Create opportunities
for unexpected findings.
This presentation was produced with the support of the United States Agency for
International Development (USAID) under the terms of MEASURE Evaluation
cooperative agreement AID-OAA-L-14-00004. MEASURE Evaluation is
implemented by the Carolina Population Center, University of North Carolina at
Chapel Hill in partnership with ICF International; John Snow, Inc.; Management
Sciences for Health; Palladium; and Tulane University. Views expressed are not
necessarily those of USAID or the United States government.
www.measureevaluation.org
Analysis
Time
Outcome
B
A
Baseline Follow-up
B-A
Analysis
Time
Outcome
B
A
Baseline Follow-up
B-A
C
D-C
D
Analysis
Time
Outcome
B
A
Baseline Follow-up
B-A
Impact = (B-A)-(D-C)
C
D-C
D
Analysis
For each outcome of interest π‘Œ, let π‘Œ1(𝑑)
represent the potential outcome under the
CB-HIPP program at time 𝑑, where π‘‘βˆˆ{0,
0.5, 1}.
π‘Œ0 (𝑑) represents the potential outcome at
time 𝑑 without the CB-HIPP program.
Let 𝐴 be an indicator of inclusion of the site
in the CB-HIPP program.
Difference-in-differences
Analysis
The parameter of interest is the difference in the
difference of outcomes before and after the
intervention periods, under the CB-HIPP program
and without the CB-HIPP program:
π‘Œ1(1)βˆ’π‘Œ1(0).
The parameter of interest, the difference in
differences, can be written as:
𝛿 𝐷𝐷=[π‘Œ1(1)βˆ’π‘Œ1(0)]βˆ’[π‘Œ0(1)βˆ’π‘Œ0(0)].
The expected value of 𝛿 𝐷𝐷 is the true effect of the
intervention.
Difference-in-differences
Analysis
Assuming the trends observed at the comparison
sites are proportional to the trends that would
have been observed at the intervention sites had
they been comparison sites, one can estimate:
𝐸 π‘Œ0
1 βˆ’ π‘Œ0
0 as 𝐸 π‘Œ 1 βˆ’ π‘Œ 0 𝐴 = 0
𝐸[π‘Œ1
1 βˆ’ π‘Œ1
0 ] as 𝐸 π‘Œ 1 βˆ’ π‘Œ 0 𝐴 = 1
𝛿 𝐷𝐷 can be estimated using a regression model
for π‘Œ: 𝐸(π‘Œ|𝐴, 𝑑) = 𝛽0 + 𝛽1 𝐴 + 𝛽2 𝑑 + 𝛽3 𝐴 Γ— 𝑑
where 𝛽3 is the impact of the intervention on
outcome π‘Œ.
Difference-in-differences
Conceptual Framework
Reduce
transmission
Improve
survival
Engaged in
treatment
program
Community
viral load
Loss to
follow-up
Community
prevalence
at baseline Treatment
regimen
changes
Unmet
need for
treatment
CB-HIPP Targets
Reduce
transmission
Improve
survival
Engaged in
treatment
program
Community
viral load
Loss to
follow-up
Community
prevalence
at baseline Treatment
regimen
changes
Unmet
need for
treatment
Impact Evaluation Questions
Reduce
transmission
Improve
survival
Engaged in
treatment
program
Community
viral load
Loss to
follow-up
Community
prevalence
at baseline Treatment
regimen
changes
Unmet
need for
treatment
Intermediate Evaluation
Questions
Reduce
transmission
Improve
survival
Engaged in
treatment
program
Community
viral load
Loss to
follow-up
Community
prevalence
at baseline Treatment
regimen
changes
Unmet
need for
treatment
Motivations for Mobility
People are also motivated to cross borders
by differences in policies and costs of
service, and, when seeking health services,
by stigma.
At wet borders, those involved in the fishing
industry are particularly mobile due to the
seasonal movement of the fish.
Challenges to Health
Service Delivery
Challenges at cross-border sites include
limited or no contact between health
officials on opposite sides of a border.
Contact tracing and surveillance also do not
extend across borders.

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Addressing Complexity in the Impact Evaluation of the Cross-Border Health Integrated Partnership Project in East Africa

  • 1. Addressing Complexity in the Impact Evaluation of the Cross-Border Health Integrated Partnership Project in East Africa Grace Mulholland, MSPH MEASURE Evaluation University of North Carolina at Chapel Hill October 27, 2016 American Evaluation Association 2016 Conference
  • 2. Acknowledgements β€’ Jess Edwards, MEASURE Evaluation β€’ Milissa Markiewicz, MEASURE Evaluation β€’ Freddie Ssengooba, Makerere University β€’ Sharon Weir, MEASURE Evaluation β€’ Sian Curtis, MEASURE Evaluation β€’ Peter Arimi, USAID/East Africa
  • 3. Outline 1. CB-HIPP overview 2. Evaluation overview 3. Sources of complexity 4.Addressing complexity
  • 4. CB-HIPP Overview The purpose of the Cross-Border Health Integrated Partnership Project (CB-HIPP) is to improve access to quality health services and improve health outcomes in cross- border areas.
  • 5. CB-HIPP Overview Implementation of CB-HIPP is planned for 4 land border sites and 3 wet border sites in Uganda, Kenya, Tanzania, Rwanda, and Burundi.
  • 6. Evaluation Overview The purpose of this evaluation is to quantify the impact of CB-HIPP on its intended health outcomes.
  • 7. Evaluation Overview 1. Identify comparison sites 2. Measure health outcomes in intervention and comparison sites at baseline and over time 3. Compare differences in health outcomes over time in intervention and comparison sites Steps
  • 8. Evaluation Overview Method Program start Program midpoint or end With program Outcome Time Program Impact Effect of other factors Without program We want to compare outcomes in CB-HIPP intervention sites with outcomes that would have occurred without CB-HIPP.
  • 10. Evaluation Overview Measurement of health outcomes involves a mixed-methods approach. β€’ Quantitative cross-sectional survey (via the β€œPLACE” method) β€’ Medical records review β€’ Qualitative and quantitative interviews of personnel at health facilities Measurement
  • 11. Sources of Complexity β€’ Number of outcomes β€’ Number of populations β€’ Sensitive outcomes β€’ Varied contexts β€’ Trends in health outcomes unrelated to the intervention
  • 12. Addressing Complexity Various stakeholders consulted for input, including: β€’ Project implementers β€’ EAC delegates β€’ Local government representatives β€’ NGO & civil society organization representatives β€’ Health officials and health management teams Strategy: Seek multiple perspectives.
  • 13. Addressing Complexity MEASURE Evaluation staff visited 7 potential intervention and comparison sites. Findings from the scoping visits informed the evaluation questions. Strategy: Include scoping visits.
  • 14. Addressing Complexity Data sources: β€’ Mapping readiness assessment β€’ Bio-behavioral survey β€’ Medical records review β€’ Interviews of health facilities personnel Local data collectors are recruited and trained at each cross-border site. Strategy: Collect data from multiple sources and recruit local data collectors.
  • 15. Addressing Complexity β€’ HIV/AIDS β€’ Prevention β€’ Care and treatment β€’ Prevention of mother-to-child transmission β€’ Tuberculosis β€’ Antenatal care β€’ Maternal and child health β€’ Reproductive and sexual health Strategy: Measure a broad range of outcomes.
  • 16. Addressing Complexity In bio-behavioral survey: e.g., self- reported sexual behaviors In interviews at health facilities: e.g., reported coordination between health facilities Strategy: Collect data for leading indicators.
  • 17. Addressing Complexity Account for background effects. In a difference-in-differences approach, select appropriate comparison sites to serve as counterfactuals for the intervention sites. Strategy: Choose appropriate analytic methods.
  • 18. Addressing Complexity β€’ Qualitative interviews at health facilities β€’ Frequent communication with supervisors β€’ Supervisor comments on fieldwork summary forms Strategy: Create opportunities for unexpected findings.
  • 19. This presentation was produced with the support of the United States Agency for International Development (USAID) under the terms of MEASURE Evaluation cooperative agreement AID-OAA-L-14-00004. MEASURE Evaluation is implemented by the Carolina Population Center, University of North Carolina at Chapel Hill in partnership with ICF International; John Snow, Inc.; Management Sciences for Health; Palladium; and Tulane University. Views expressed are not necessarily those of USAID or the United States government. www.measureevaluation.org
  • 23. Analysis For each outcome of interest π‘Œ, let π‘Œ1(𝑑) represent the potential outcome under the CB-HIPP program at time 𝑑, where π‘‘βˆˆ{0, 0.5, 1}. π‘Œ0 (𝑑) represents the potential outcome at time 𝑑 without the CB-HIPP program. Let 𝐴 be an indicator of inclusion of the site in the CB-HIPP program. Difference-in-differences
  • 24. Analysis The parameter of interest is the difference in the difference of outcomes before and after the intervention periods, under the CB-HIPP program and without the CB-HIPP program: π‘Œ1(1)βˆ’π‘Œ1(0). The parameter of interest, the difference in differences, can be written as: 𝛿 𝐷𝐷=[π‘Œ1(1)βˆ’π‘Œ1(0)]βˆ’[π‘Œ0(1)βˆ’π‘Œ0(0)]. The expected value of 𝛿 𝐷𝐷 is the true effect of the intervention. Difference-in-differences
  • 25. Analysis Assuming the trends observed at the comparison sites are proportional to the trends that would have been observed at the intervention sites had they been comparison sites, one can estimate: 𝐸 π‘Œ0 1 βˆ’ π‘Œ0 0 as 𝐸 π‘Œ 1 βˆ’ π‘Œ 0 𝐴 = 0 𝐸[π‘Œ1 1 βˆ’ π‘Œ1 0 ] as 𝐸 π‘Œ 1 βˆ’ π‘Œ 0 𝐴 = 1 𝛿 𝐷𝐷 can be estimated using a regression model for π‘Œ: 𝐸(π‘Œ|𝐴, 𝑑) = 𝛽0 + 𝛽1 𝐴 + 𝛽2 𝑑 + 𝛽3 𝐴 Γ— 𝑑 where 𝛽3 is the impact of the intervention on outcome π‘Œ. Difference-in-differences
  • 26. Conceptual Framework Reduce transmission Improve survival Engaged in treatment program Community viral load Loss to follow-up Community prevalence at baseline Treatment regimen changes Unmet need for treatment
  • 27. CB-HIPP Targets Reduce transmission Improve survival Engaged in treatment program Community viral load Loss to follow-up Community prevalence at baseline Treatment regimen changes Unmet need for treatment
  • 28. Impact Evaluation Questions Reduce transmission Improve survival Engaged in treatment program Community viral load Loss to follow-up Community prevalence at baseline Treatment regimen changes Unmet need for treatment
  • 29. Intermediate Evaluation Questions Reduce transmission Improve survival Engaged in treatment program Community viral load Loss to follow-up Community prevalence at baseline Treatment regimen changes Unmet need for treatment
  • 30. Motivations for Mobility People are also motivated to cross borders by differences in policies and costs of service, and, when seeking health services, by stigma. At wet borders, those involved in the fishing industry are particularly mobile due to the seasonal movement of the fish.
  • 31. Challenges to Health Service Delivery Challenges at cross-border sites include limited or no contact between health officials on opposite sides of a border. Contact tracing and surveillance also do not extend across borders.