Mitchell Atkins

Fort Lauderdale United States

Founder and Principal

Finance / Banking / Insurance

Mitchell Atkins is Founder and Principal of FirstMark Regulatory Solutions, Inc.which is based in Fort Lauderdale, Florida. He is a consultant to FINRA-registered broker dealers and registered investment advisers. His recent compliance focuses include cybersecurity, FINRA membership applications, risk-based branch inspections, non-traded REITs, business development corporations, exchanged traded funds, anti-money laundering, and Regulations SP and S-ID. He handles complex FINRA membership applications. Atkins is a frequent speaker at securities industry conferences.