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WHO/UNICEF Joint Statement




Home visits for the newborn child:
  a strategy to improve survival
E
       very year, about 3.7 million babies die in the first four weeks of life (2004
       estimates). Most of these newborns are born in developing countries and most
       die at home. Up to two-thirds of these deaths can be prevented if mothers
and newborns receive known, effective interventions (1). A strategy that promotes
universal access to antenatal care, skilled birth attendance and early postnatal care
will contribute to sustained reduction in maternal and neonatal mortality.
While both mothers and newborns need care during the period after birth, this
statement focuses on the care of the newborn child, and the evidence for the same
(2).* Studies have shown that home-based newborn care interventions can prevent
30–60% of newborn deaths in high mortality settings under controlled conditions
(3–7). Therefore, WHO and UNICEF now recommend home visits in the baby’s first
week of life to improve newborn survival.


Figure 1
Causes of neonatal deaths

                  Deaths among children under five                         Neonatal deaths

                                                                                             Other 9%
                                                                                             Congenital abnormalities 7%
    Deaths in older                                  Diarrhoeal diseases
 infants and children                                                                        Neonatal tetanus 3%
                                                                     3%
         63%
                                                                                             Neonatal infections 25%
                                       Neonatal
                                        deaths
                                         37%
                                                                                             Birth asphyxia and birth trauma 23%




                                                                                             Prematurity and low birth weight 31%



Source: World Health Organization. The Global Burden of Disease: 2004 update. World Health Organization, Geneva, 2008.



Nearly 40% of all under-five child deaths occur                   birth and during the newborn period (Figure
in the first 28 days of life (the neonatal or                     2), and a continuum of care from the home and
newborn period). Just three causes – infections,                  community, to the health centre and hospital
asphyxia, and preterm birth – together account                    and back again. Skilled care during pregnancy,
for nearly 80% of these deaths (8) (Figure 1).                    childbirth and in the postnatal period prevents
Additionally, a baby born with low birth weight,                  complications for mother and newborn, and
particularly if preterm, is at much greater risk of               allows their early detection and appropriate
dying or getting sick than other newborns.                        management.
The core principle underlying maternal,                           Three-quarters of all neonatal deaths occur
newborn and child health programmes should                        during the first week of life, 25–45% in the first
be the “continuum of care”. This term has two                     24 hours (9) (Figure 3). This is also the period
meanings – a continuum in the lifecycle from                      when most maternal deaths occur. Forty
adolescence and before pregnancy, pregnancy,                      seven percent of all mothers and newborns
                                                                  in developing countries do not receive skilled
                                                                  care during birth (10), and 72% of all babies
*	 This statement focuses on the care of the newborn child.
                                                                  born outside the hospital do not receive any
   Newborn child is defined in this document as a child less
   than four weeks of age. Care of the mother is addressed        postnatal care (11). These are the critical gaps in
   in other WHO, UNICEF and UNFPA documents.                      the continuum of care.


2
Figure 2
   The lifecycle continuum of care

                                                                                                             Postpartum            Maternal health
                                                    Adolescencce and                         Birth
                                                                                 Pregnancy
                                                    before pregnancy
                                                                                                           Postnatal (newborn)   Infancy    Childhood




   Figure 3
                                                                                                     and where continuous professional care cannot
   Daily risk of death during the first month of life
                                                                                                     be assured, is that they should seek postnatal
                                           10                                                        care as soon as possible after birth (12).
Daily risk of death (per 1000 survivors)




                                                                                                     Many mothers cannot comply with the above
                                            8                                                        recommendations because of financial, social
                                                                                                     or other barriers. The coverage of postnatal
                                            6                                                        care within 24 hours of birth among all women
                                                                                                     giving birth at home is only 13% (11).
                                            4
                                                                                                     Evidence: Studies conducted in Bangladesh,
                                                                                                     India and Pakistan have shown that home
                                            2
                                                                                                     visits can reduce deaths of newborns in high-
                                                                                                     mortality, developing country settings by
                                            0
                                                                                                     30 to 61% (3–7). The visits have improved
                                                0                  10                 20       30
                                                                        Day of life
                                                                                                     coverage of key newborn care practices such
                                                                                                     as early initiation of breastfeeding, exclusive
   Source: Lawn JE, Cousens S, Zupan J. 4 million neonatal                                           breastfeeding, skin-to-skin contact, delayed
   deaths: When? Where? Why? Lancet 2005; 365:891–900.
                                                                                                     bathing and attention to hygiene, such as
   (Based on 47 DHS surveys conducted from 1995–2003).
                                                                                                     hand washing with soap and water, and clean
                                                                                                     umbilical cord care. This evidence complements
                                                                                                     the experience from developed country settings
   Even if birth occurs in a health facility, in
                                                                                                     which has shown that postnatal home visits are
   many settings, mothers and newborns are
                                                                                                     effective in improving breastfeeding rates and
   discharged within a few hours, and have no
                                                                                                     parenting skills (13–14).
   further contact with a health provider until the
   6 week postpartum and immunization visit.                                                         Recommendation: Home visitations after birth
   Births at home pose an even greater challenge                                                     is a strategy to deliver effective elements of care
   for providing care to mothers and newborns                                                        to newborns and increase newborn survival.
   during the critical hours and days after birth. This                                              This strategy has shown positive results in
   can be addressed by introducing home visits                                                       high mortality settings by reducing newborn
   as a complementary strategy to facility-based                                                     mortality and improve key newborn care
   postnatal care to increase coverage of care and                                                   practices.
   improve newborn survival.
                                                                                                     When should home visits be made?
   Home visits for care of the newborn                                                               Evidence: No evidence-based recommendation
   WHO and UNICEF recommend that care be                                                             has been established until now for the optimal
   provided by a skilled attendant during and                                                        timing and number of newborn care contacts.
   immediately after birth irrespective of where                                                     However, the first days of life are critical because
   the birth takes place. Women who give birth                                                       most neonatal deaths occur in this period –
   in a health facility and their newborns should                                                    25−45% in the first 24 hours (9) and over 50%
   be assessed for problems and given a specific                                                     in the first 48 hours (9). Most neonatal deaths
   date to return for further postnatal care, even                                                   occurring after 48 hours can be prevented by
   if everything is going well, and advised to                                                       appropriate newborn care starting immediately
   return immediately if they notice any danger                                                      after delivery. All studies that support this
   signs (12). The recommendation for women                                                          statement included home visits on days 1 and 3
   who give birth at home without skilled care,                                                      of life to ensure a postnatal contact and support


                                                                                                                                                        3
for improved care. Evidence from Bangladesh
suggests that newborns who were visited within             Newborn care during home visits
the first 48 hours after birth at home had lower           in the first week of life
subsequent mortality than those visited later. It          •	 Promote and support early (within the first hour
is also widely acknowledged that breastfeeding                after birth) and exclusive breastfeeding;
support is crucial during the first days after birth.      •	 Help to keep the newborn warm – promote skin-
                                                              to-skin care;
Recommendation: For all home births a visit                •	 Promote hygienic umbilical cord and skin care;
                                                           •	 Assess for danger signs and counsel on their
to a health facility for postnatal care as soon               prompt recognition and care seeking by the
as possible after birth is recommended. In                    family (not feeding well, reduced activity,
high mortality settings and where access to                   difficult breathing, fever or feels cold, fits or
                                                              convulsions);
facility based care is limited, WHO and UNICEF
                                                           •	 Promote birth registration and timely vaccination
recommend at least two home visits for all                    according to national schedules;
home births: the first visit should occur within           •	 Identify and support newborns who need
24 hours from birth and the second visit on                   additional care (e.g. LBW, sick, mother HIV-
                                                              infected).a If feasible, provide home treatment
day 3. If possible, a third visit should be made              for local infections and some feeding problems.
before the end of the first week of life (day 7).
                                                           Maternal care during home visits in
For babies born in a health facility, the first            the first week after birth a
home visit should be made as soon as possible              •	 Ask about mother’s well being
after the mother and baby come home. The                   •	 Ask about excessive bleeding, headache, fits,
remaining visits should follow the same                       fever, feeling very weak, breathing difficulties,
                                                              foul smelling discharge, painful urination, severe
schedule as for home births.                                  abdominal or perineal pain. If she has any of
                                                              these symptoms, refer her to a health facility for
                                                              care
                                                           •	 Ask for swollen, red or tender breast or nipples,
What should be done at a home visit?                          manage breastfeeding problems if possible, if
Evidence: Research has shown that families                    not, refer her to a health facility for care
                                                           •	 Counsel about danger signs for mother and
have difficulties in recognizing signs of severe              newborn and advise on where to seek early care
neonatal illness, particularly in the first week              when needed
of life, and in seeking appropriate care. Studies          •	 Provide birth spacing and nutrition counselling
have found that home visits help families in               a
                                                            	 These interventions should be delivered by
identifying newborn problems early and in                  appropriately trained and supervised health workers.
dealing with constraints to care seeking from              If home visits are done by a midwife or another
                                                           skilled professional, care of the mother should include
appropriate providers. Home visits have also
                                                           additional interventions as recommended in WHO
been shown useful to promote practices to keep             IMPAC guideline, Pregnancy, Childbirth, Postpartum and
the baby warm, promote exclusive breastfeeding             Newborn Care: A guide for essential practice.
and its early initiation, and to improve hygiene.
Recommendation: Basic care for all newborns
should include promoting and supporting
early and exclusive breastfeeding, keeping              need greater support for keeping them warm,
the baby warm, increasing hand washing and              initiating early and exclusive breastfeeding,
providing hygienic umbilical cord and skin care,        and preventing infections. Clinically stable
identifying conditions requiring additional care        LBW babies born in hospitals who are provided
and counselling on when to take a newborn to            exclusive breastfeeding and warmth through
a health facility (see Box). Newborns and their         skin-to-skin contact with the mother have a
mothers should be examined for danger signs at          lower incidence of infections, feed better, and
home visits. At the same time, families should          gain weight more rapidly compared to babies
be counselled on identification of these danger         provided care in incubators. In addition to the
signs and the need for prompt care seeking if           postnatal care interventions for all newborns,
one or more of them are present.                        those with LBW should be given:
                                                        •	 Increased attention to keeping the newborn
Special conditions                                         warm, including skin-to-skin contact with the
                                                           mother;
Low birth weight (LBW) babies, particularly
those who are born earlier than term, need              •	 Assistance with initiation of breastfeeding
additional care to survive and stay healthy. They          within the first hour after birth. This may


4
mean helping the mother to express breast            prophylaxis for opportunistic infections,
   milk and feed the newborn with a cup if the          and antiretroviral treatment when indicated.
   baby is not strong enough to suckle. If a baby       Community health workers particularly need to
   is unable to accept cup feeds, he/she should         be aware of the issues around infant feeding so
   be referred to a hospital;                           that they can promote and support appropriate
                                                        feeding practices, and understand that many
•	 Extra attention to hygiene, especially hand
                                                        HIV-infected newborns are born premature and
   washing;
                                                        are more susceptible to infections.
•	 Extra attention to danger signs and the need
   for early care seeking and referral;
                                                        Who can make the home visits?
•	 Additional support for breastfeeding and
                                                        Postnatal care should be provided by skilled
   monitoring growth.
                                                        health workers. These are also best suited to
Sick newborns need urgent treatment to                  make home visits for newborn care. They can
prevent death. Treatment for local infections           perform all the essential tasks for providing
and some feeding problems can be provided               preventive and curative care. In many settings,
at a health facility or at home. The families of        this option is not feasible due, for example,
newborns identified as having severe illness at         to shortages of skilled health workers, lack of
home visits should be assisted to seek hospital         transportation, or a workload that does not
or facility-based care. In situations where             allow them to make timely and repeated home
referral to a hospital is not possible, treatment       visits. In such settings, many of the essential
with antibiotic injections should be provided in        tasks for basic newborn care can be carried out
first-level health facilities on an outpatient basis.   by trained auxiliary health workers or trained
In a setting in Nepal where referral to hospital        community health workers who are either
was not possible for most families, a study             part of the health care delivery system or are
showed that recognition of severe illness and           linked to it. Examples of workers in existing
administration of oral antibiotics by community         government programmes who have been given
health workers and referral to facility-based           the responsibility of making home visits for
health workers for provision of daily antibiotic        newborn care include:
injections substantially improved access to
                                                        •	 Community midwives in Indonesia: Over
treatment. Research studies conducted in
                                                           two-thirds of births in Indonesia are assisted
Bangladesh and India in areas with poor access
                                                           by skilled birth attendants, a substantial
to health facilities have successfully used
                                                           proportion by community midwives (Bidan
appropriately trained and well-supervised
                                                           di Desas). These midwives are mandated to
community health workers to give antibiotic
                                                           provide maternal and newborn care through
injections at home. This, together with other
                                                           follow-up home visits.
interventions, has been shown to reduce
significantly mortality in controlled settings.         •	 Community workers in Integrated
Before they can be recommended by WHO and                  Management of Neonatal and Childhood
UNICEF for inclusion in programmes, however,               Illness (IMNCI) programme in India: India
the safety and long-term sustainability of these           has adapted the Integrated Management of
approaches need to be further evaluated in                 Childhood Illness (IMCI) strategy to include
studies in routine settings.                               an additional focus on newborn health,
                                                           renaming it IMNCI. The IMNCI strategy
Newborns of HIV-infected mothers need special
                                                           includes postnatal home visits by village
care. To prevent mother-to-child transmission
                                                           level workers (Anganwadi workers and, in
of HIV and strengthen the continuum of care,
                                                           some sites, by the newly created cadre of
mothers should be provided with information
                                                           ASHAs).
and support to enable HIV-infected women
and their newborn to access additional care             •	 Female community health volunteers in
and services available at the health facility,             Nepal: Female community health volunteers
such as antiretroviral prophylaxis to mothers              (FCHVs) in Nepal have been used in pilot
and newborn infants, lifelong antiretroviral               programmes to deliver home-based maternal
treatment for mothers when indicated,                      and newborn care. FCHVs are members of
infant feeding counselling and support, HIV-               the communities they serve and are already
testing and care of exposed infants, including             providing support for immunization, vitamin


                                                                                                          5
A distribution and treatment of diarrhoea      •	 Ensuring continued professional develop-
    and pneumonia. A national strategy to scale       ment and motivation of health workers,
    up home-based newborn care has been               including community health workers;
    developed. The newborn care programme
                                                   •	 Strengthening the health system to support
    will have FCHVs present at the birth and
                                                      health workers to deliver postnatal newborn
    visiting on days 3 and 7 after birth to
                                                      services and care, including regular supplies,
    promote healthy practices and to recognize
                                                      supervision and referral links;
    illness and arrange treatment.
                                                   •	 Supporting communication efforts for
•	 Health Surveillance Assistants (HSAs) in
                                                      community awareness and involvement in
   Malawi: In six districts, as part of a phase-
                                                      postnatal care.
   in approach for scaling up, HSAs are being
   trained to carry out home visits during
   pregnancy and immediately after delivery        Recommendations for countries
   to improve maternal and newborn care
   practices, awareness of danger signs and        1.	 All newborns should receive appropriate care
   early care seeking.                                 especially in the first hours and week of life
                                                       when they are most vulnerable. Additional
•	 Health extension workers in Ethiopia: These         services and care should be provided for
   workers, who deliver a basic package of care,       special conditions such as low birth weight,
   are supported by community volunteers               HIV infection in mothers and newborn
   for many health promotion activities.               illnesses.
   Again, these front line health workers and
   volunteers are being used to provide home-      2.	 Each country should analyse the current
   based maternal and newborn care after               policies and practices related to pregnancy,
   appropriate training.                               childbirth and postnatal care, including
                                                       facility-based delivery, discharge from
                                                       facilities after birth, care for mother giving
Programme components required for                      birth at home, and the potential role of home
implementation of home visits for                      visits to improve newborn survival.
newborn care strategy                              3.	 A home visitation program is recommended
•	 Adopting the policy of providing home visits        where access to facility-based skilled
   for newborn care in the first week of life;         care is limited. The assignment of health
                                                       workers to such programs will depend on
•	 Identifying the best channel of delivering
                                                       the current level of distribution of staff, their
   postnatal home care based on cost
                                                       competencies to deliver this service and
   effectiveness and sustainability;
                                                       the availability of supplies and supervision.
•	 Assessing the current level and distribution        Whenever skilled health workers are not
   of staff and their competencies to deliver          available, countries should explore the
   the required services and care for newborn          potential involvement of community
   survival;                                           health workers in the care for mothers and
                                                       newborns in the days and hours after birth.
•	 Where appropriate, adopting the strategy
   of providing home visits for newborn care       4.	 The content of a home visit program will
   in the first week of life by community health       depend upon the skilled care in pregnancy,
   workers as a complementary strategy                 childbirth and postnatal care available in the
   to facility-based and home-based care               specific context.
   by skilled health workers. If necessary,
                                                      a.	 For births in health facilities, repeated
   adjust regulatory and legal framework
                                                          check-ups and counselling (care practices,
   for community health workers to provide
                                                          danger signs) for the mother and baby
   postnatal care.
                                                          before discharge and ageeing to a return
•	 Recruiting, training and deploying health              date for follow-up or a home visit.
   workers, including community level workers,        b.	 For home births, repeated check-ups and
   to provide newborn care through postnatal              counselling (care practices, danger signs)
   home visits;                                           for the mother and baby should be part of
                                                          the routine care.


6
5.	 Home visits should be initiated as soon as            References
    possible after birth or after returning home
                                                          1.	 Darmstadt GL et al. Lancet Neonatal Survival
    from the facility. A visit within the first 24            Steering Team. Evidence-based, cost-effective
    hours after birth is likely to be most effective in       interventions: how many newborn babies can we
    reducing newborn mortality. Additional visits             save? Lancet, 2005 Mar 12–18, 365(9463):977–88.
    on day 3 and, if possible, on day 7 can improve       2.	 Making pregnancy safer: The critical role of the
    home care practices and identify danger signs             skilled attendant: a joint statement by WHO, ICM
    or illness. Home visits can be done by health             and FIGO. World Health Organization, Geneva,
    professionals or by appropriately-trained                 2004.
    community health workers.                             3.	 Bang AT et al. Effect of home-based neonatal
                                                              care and management of sepsis on neonatal
6.	 Programmes should emphasize the                           mortality: field trial in rural India. Lancet, 1999,
    importance of increasing community                        354(9194):1955–61.
    awareness and knowledge of home-based
                                                          4.	 Bang AT (unpublished, personal communication).
    care practices to improve newborn survival.
                                                          5.	 Baqui AH et al. Projahnmo Study Group. Effect
7.	 Postnatal home care by community health                   of community-based newborn-care intervention
    workers should be linked to the health                    package implemented through two service-
    system and the full continuum of care.                    delivery strategies in Sylhet district, Bangladesh:
    Health services should try to bring postnatal             a cluster-randomised controlled trial. Lancet, 2008
                                                              371(9628):1936–44.
    care as close as possible to the home and
    the family. Gaps in services including                6.	 Kumar V et al. Saksham Study Group. Effect
    skilled attendance at birth and treatment of              of community-based behaviour change
                                                              management on neonatal mortality in Shivgarh,
    newborn illness need to be addressed as
                                                              Uttar Pradesh, India: a cluster-randomised
    part of a programmatic approach. This will                controlled trial. Lancet, 2008, 372(9644):1151–62.
    often include increasing and strengthening
                                                          7.	 Bhutta ZA et al. Implementing community-
    human resources for health, increasing                    based perinatal care: results from a pilot study
    financial resources allocated to postnatal                in rural Pakistan. Bull World Health Organ, 2008,
    care, ensuring availability of medicines and              86(6):452–9.
    other supplies, monitoring and supervision,           8.	 World Health Organization. The Global Burden of
    improving the referral system and removing                Disease: 2004 update. World Health Organization,
    barriers to access srvices.                               Geneva, 2008 (ISBN 978 92 4 156371 0).
                                                          9.	 Lawn JE, Cousens S, Zupan J. 4 million neonatal
                                                              deaths: when? Where? Why? Lancet, 2005,
UNICEF, WHO and partners will                                 365:891–900.
support these actions by:                                 10.	Countdown to 2015. Tracking progress in
1.	 Advocating, assisting and investing                       maternal, newborn & child survival: the 2008
    resources for country adoption of these                   report. New York, United Nations Children’s Fund,
                                                              2008 (http://www.countdown2015mnch.org/).
    recommendations and adaptation to local
    health systems contexts and cadres;                   11.	Fort Al, Kothari MT, Abderrahim N. Postpartum
                                                              care: levels and determinants in developing
2.	 Working with governments and non-govern-                  countries. DHS Comparative Report No. 15. Macro
    ment organizations to rapidly disseminate                 International Inc. Maryland, 2006.
    these recommendations and encourage gov-              12.	World Health Organization. Pregnancy, childbirth,
    ernments, NGOs and communities to adopt                   postpartum and newborn care: a guide for
    these recommendations;                                    essential practice. World Health Organization,
                                                              Geneva, 2006 (ISBN 92 4 159084 X).
3.	 Assisting capacity building and functioning
                                                          13.	Hannula L, Kaunonen M, Tarkka MT. Helsinki
    of health care providers and community
                                                              Polytechnic Stadia, Health Care and Social
    health workers to provide home-based                      Services A systematic review of professional
    newborn care through development and use                  support interventions for breastfeeding. J Clin
    of guidelines and training materials and other            Nurs. 2008;17(9):1132–43.
    activities as needed;                                 14.	Olds DL, Kitzman H. Can home visitation
4.	 Helping with communication efforts aimed                  improve the health of women and children at
                                                              environmental risk? Pediatrics. 1990;86(1):108–16.
    at promoting antenatal care, skilled care at
    birth and postnatal care for mothers and
    newborns.

                                                                                                                     7
This WHO-UNICEF Joint Statement is supported by the following agencies:




                            Process of development of this statement
A technical consultation on community-based newborn care and treatment of neonatal sepsis was
jointly organized by WHO, Save the Children (SC) and USAID in London, in September 2007. All
published and unpublished research studies evaluating home-based newborn care interventions
in high-mortality settings were presented and reviewed by an independent panel of experts. The
experts declared not to have any conflicts of interest. The key conclusions of the expert panel were
that community-based interventions reduced neonatal mortality, including early neonatal mortality,
and that home visits by community health workers were common to almost all studies. Following
the technical consultation, WHO’s Department of Child and Adolescent Health and Development
commissioned a systematic review of literature on this issue, which confirmed the conclusions of
the consultation. Based on the above, this Joint Statement was drafted by WHO and UNICEF staff,
and was reviewed by SC and USAID staff. The draft was reviewed by the expert panel and their
comments were incorporated into the final version. This statement will be reviewed and updated
                                   two years after publication.




World Health Organization                                           United Nations Children’s Fund
Department of Child and Adolescent Health and                       Health Section, Programme Division
   Development                                                      3 United Nations Plaza
20 Avenue Appia, 1121 Geneva 27                                     New York, NY 10017
Switzerland                                                         USA
Tel: +41 22 791 3281                                                Tel: +1 212 326 7000
Fax: +41 22 791 4853                                                www.unicef.org
E-mail: cah@who.int
www.who.int



WHO/FCH/CAH/09.02
© World Health Organization 2009
All rights reserved. Publications of the World Health Organization can be obtained from WHO Press, World Health
Organization, 20 Avenue Appia, 1211 Geneva 27, Switzerland (tel.: +41 22 791 3264; fax: +41 22 791 4857; e-mail: bookorders@
who.int). Requests for permission to reproduce or translate WHO publications – whether for sale or for noncommercial
distribution – should be addressed to WHO Press, at the above address (fax: +41 22 791 4806; e-mail: permissions@who.
int).
All reasonable precautions have been taken by the World Health Organization to verify the information contained in this
publication. However, the published material is being distributed without warranty of any kind, either expressed or implied.
The responsibility for the interpretation and use of the material lies with the reader. In no event shall the World Health
Organization be liable for damages arising from its use.




Cover: © UNICEF/NYHQ2006-2706/Noorani


8

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Home visits for the newborn child

  • 1. WHO/UNICEF Joint Statement Home visits for the newborn child: a strategy to improve survival
  • 2. E very year, about 3.7 million babies die in the first four weeks of life (2004 estimates). Most of these newborns are born in developing countries and most die at home. Up to two-thirds of these deaths can be prevented if mothers and newborns receive known, effective interventions (1). A strategy that promotes universal access to antenatal care, skilled birth attendance and early postnatal care will contribute to sustained reduction in maternal and neonatal mortality. While both mothers and newborns need care during the period after birth, this statement focuses on the care of the newborn child, and the evidence for the same (2).* Studies have shown that home-based newborn care interventions can prevent 30–60% of newborn deaths in high mortality settings under controlled conditions (3–7). Therefore, WHO and UNICEF now recommend home visits in the baby’s first week of life to improve newborn survival. Figure 1 Causes of neonatal deaths Deaths among children under five Neonatal deaths Other 9% Congenital abnormalities 7% Deaths in older Diarrhoeal diseases infants and children Neonatal tetanus 3% 3% 63% Neonatal infections 25% Neonatal deaths 37% Birth asphyxia and birth trauma 23% Prematurity and low birth weight 31% Source: World Health Organization. The Global Burden of Disease: 2004 update. World Health Organization, Geneva, 2008. Nearly 40% of all under-five child deaths occur birth and during the newborn period (Figure in the first 28 days of life (the neonatal or 2), and a continuum of care from the home and newborn period). Just three causes – infections, community, to the health centre and hospital asphyxia, and preterm birth – together account and back again. Skilled care during pregnancy, for nearly 80% of these deaths (8) (Figure 1). childbirth and in the postnatal period prevents Additionally, a baby born with low birth weight, complications for mother and newborn, and particularly if preterm, is at much greater risk of allows their early detection and appropriate dying or getting sick than other newborns. management. The core principle underlying maternal, Three-quarters of all neonatal deaths occur newborn and child health programmes should during the first week of life, 25–45% in the first be the “continuum of care”. This term has two 24 hours (9) (Figure 3). This is also the period meanings – a continuum in the lifecycle from when most maternal deaths occur. Forty adolescence and before pregnancy, pregnancy, seven percent of all mothers and newborns in developing countries do not receive skilled care during birth (10), and 72% of all babies * This statement focuses on the care of the newborn child. born outside the hospital do not receive any Newborn child is defined in this document as a child less than four weeks of age. Care of the mother is addressed postnatal care (11). These are the critical gaps in in other WHO, UNICEF and UNFPA documents. the continuum of care. 2
  • 3. Figure 2 The lifecycle continuum of care Postpartum Maternal health Adolescencce and Birth Pregnancy before pregnancy Postnatal (newborn) Infancy Childhood Figure 3 and where continuous professional care cannot Daily risk of death during the first month of life be assured, is that they should seek postnatal 10 care as soon as possible after birth (12). Daily risk of death (per 1000 survivors) Many mothers cannot comply with the above 8 recommendations because of financial, social or other barriers. The coverage of postnatal 6 care within 24 hours of birth among all women giving birth at home is only 13% (11). 4 Evidence: Studies conducted in Bangladesh, India and Pakistan have shown that home 2 visits can reduce deaths of newborns in high- mortality, developing country settings by 0 30 to 61% (3–7). The visits have improved 0 10 20 30 Day of life coverage of key newborn care practices such as early initiation of breastfeeding, exclusive Source: Lawn JE, Cousens S, Zupan J. 4 million neonatal breastfeeding, skin-to-skin contact, delayed deaths: When? Where? Why? Lancet 2005; 365:891–900. bathing and attention to hygiene, such as (Based on 47 DHS surveys conducted from 1995–2003). hand washing with soap and water, and clean umbilical cord care. This evidence complements the experience from developed country settings Even if birth occurs in a health facility, in which has shown that postnatal home visits are many settings, mothers and newborns are effective in improving breastfeeding rates and discharged within a few hours, and have no parenting skills (13–14). further contact with a health provider until the 6 week postpartum and immunization visit. Recommendation: Home visitations after birth Births at home pose an even greater challenge is a strategy to deliver effective elements of care for providing care to mothers and newborns to newborns and increase newborn survival. during the critical hours and days after birth. This This strategy has shown positive results in can be addressed by introducing home visits high mortality settings by reducing newborn as a complementary strategy to facility-based mortality and improve key newborn care postnatal care to increase coverage of care and practices. improve newborn survival. When should home visits be made? Home visits for care of the newborn Evidence: No evidence-based recommendation WHO and UNICEF recommend that care be has been established until now for the optimal provided by a skilled attendant during and timing and number of newborn care contacts. immediately after birth irrespective of where However, the first days of life are critical because the birth takes place. Women who give birth most neonatal deaths occur in this period – in a health facility and their newborns should 25−45% in the first 24 hours (9) and over 50% be assessed for problems and given a specific in the first 48 hours (9). Most neonatal deaths date to return for further postnatal care, even occurring after 48 hours can be prevented by if everything is going well, and advised to appropriate newborn care starting immediately return immediately if they notice any danger after delivery. All studies that support this signs (12). The recommendation for women statement included home visits on days 1 and 3 who give birth at home without skilled care, of life to ensure a postnatal contact and support 3
  • 4. for improved care. Evidence from Bangladesh suggests that newborns who were visited within Newborn care during home visits the first 48 hours after birth at home had lower in the first week of life subsequent mortality than those visited later. It • Promote and support early (within the first hour is also widely acknowledged that breastfeeding after birth) and exclusive breastfeeding; support is crucial during the first days after birth. • Help to keep the newborn warm – promote skin- to-skin care; Recommendation: For all home births a visit • Promote hygienic umbilical cord and skin care; • Assess for danger signs and counsel on their to a health facility for postnatal care as soon prompt recognition and care seeking by the as possible after birth is recommended. In family (not feeding well, reduced activity, high mortality settings and where access to difficult breathing, fever or feels cold, fits or convulsions); facility based care is limited, WHO and UNICEF • Promote birth registration and timely vaccination recommend at least two home visits for all according to national schedules; home births: the first visit should occur within • Identify and support newborns who need 24 hours from birth and the second visit on additional care (e.g. LBW, sick, mother HIV- infected).a If feasible, provide home treatment day 3. If possible, a third visit should be made for local infections and some feeding problems. before the end of the first week of life (day 7). Maternal care during home visits in For babies born in a health facility, the first the first week after birth a home visit should be made as soon as possible • Ask about mother’s well being after the mother and baby come home. The • Ask about excessive bleeding, headache, fits, remaining visits should follow the same fever, feeling very weak, breathing difficulties, foul smelling discharge, painful urination, severe schedule as for home births. abdominal or perineal pain. If she has any of these symptoms, refer her to a health facility for care • Ask for swollen, red or tender breast or nipples, What should be done at a home visit? manage breastfeeding problems if possible, if Evidence: Research has shown that families not, refer her to a health facility for care • Counsel about danger signs for mother and have difficulties in recognizing signs of severe newborn and advise on where to seek early care neonatal illness, particularly in the first week when needed of life, and in seeking appropriate care. Studies • Provide birth spacing and nutrition counselling have found that home visits help families in a These interventions should be delivered by identifying newborn problems early and in appropriately trained and supervised health workers. dealing with constraints to care seeking from If home visits are done by a midwife or another skilled professional, care of the mother should include appropriate providers. Home visits have also additional interventions as recommended in WHO been shown useful to promote practices to keep IMPAC guideline, Pregnancy, Childbirth, Postpartum and the baby warm, promote exclusive breastfeeding Newborn Care: A guide for essential practice. and its early initiation, and to improve hygiene. Recommendation: Basic care for all newborns should include promoting and supporting early and exclusive breastfeeding, keeping need greater support for keeping them warm, the baby warm, increasing hand washing and initiating early and exclusive breastfeeding, providing hygienic umbilical cord and skin care, and preventing infections. Clinically stable identifying conditions requiring additional care LBW babies born in hospitals who are provided and counselling on when to take a newborn to exclusive breastfeeding and warmth through a health facility (see Box). Newborns and their skin-to-skin contact with the mother have a mothers should be examined for danger signs at lower incidence of infections, feed better, and home visits. At the same time, families should gain weight more rapidly compared to babies be counselled on identification of these danger provided care in incubators. In addition to the signs and the need for prompt care seeking if postnatal care interventions for all newborns, one or more of them are present. those with LBW should be given: • Increased attention to keeping the newborn Special conditions warm, including skin-to-skin contact with the mother; Low birth weight (LBW) babies, particularly those who are born earlier than term, need • Assistance with initiation of breastfeeding additional care to survive and stay healthy. They within the first hour after birth. This may 4
  • 5. mean helping the mother to express breast prophylaxis for opportunistic infections, milk and feed the newborn with a cup if the and antiretroviral treatment when indicated. baby is not strong enough to suckle. If a baby Community health workers particularly need to is unable to accept cup feeds, he/she should be aware of the issues around infant feeding so be referred to a hospital; that they can promote and support appropriate feeding practices, and understand that many • Extra attention to hygiene, especially hand HIV-infected newborns are born premature and washing; are more susceptible to infections. • Extra attention to danger signs and the need for early care seeking and referral; Who can make the home visits? • Additional support for breastfeeding and Postnatal care should be provided by skilled monitoring growth. health workers. These are also best suited to Sick newborns need urgent treatment to make home visits for newborn care. They can prevent death. Treatment for local infections perform all the essential tasks for providing and some feeding problems can be provided preventive and curative care. In many settings, at a health facility or at home. The families of this option is not feasible due, for example, newborns identified as having severe illness at to shortages of skilled health workers, lack of home visits should be assisted to seek hospital transportation, or a workload that does not or facility-based care. In situations where allow them to make timely and repeated home referral to a hospital is not possible, treatment visits. In such settings, many of the essential with antibiotic injections should be provided in tasks for basic newborn care can be carried out first-level health facilities on an outpatient basis. by trained auxiliary health workers or trained In a setting in Nepal where referral to hospital community health workers who are either was not possible for most families, a study part of the health care delivery system or are showed that recognition of severe illness and linked to it. Examples of workers in existing administration of oral antibiotics by community government programmes who have been given health workers and referral to facility-based the responsibility of making home visits for health workers for provision of daily antibiotic newborn care include: injections substantially improved access to • Community midwives in Indonesia: Over treatment. Research studies conducted in two-thirds of births in Indonesia are assisted Bangladesh and India in areas with poor access by skilled birth attendants, a substantial to health facilities have successfully used proportion by community midwives (Bidan appropriately trained and well-supervised di Desas). These midwives are mandated to community health workers to give antibiotic provide maternal and newborn care through injections at home. This, together with other follow-up home visits. interventions, has been shown to reduce significantly mortality in controlled settings. • Community workers in Integrated Before they can be recommended by WHO and Management of Neonatal and Childhood UNICEF for inclusion in programmes, however, Illness (IMNCI) programme in India: India the safety and long-term sustainability of these has adapted the Integrated Management of approaches need to be further evaluated in Childhood Illness (IMCI) strategy to include studies in routine settings. an additional focus on newborn health, renaming it IMNCI. The IMNCI strategy Newborns of HIV-infected mothers need special includes postnatal home visits by village care. To prevent mother-to-child transmission level workers (Anganwadi workers and, in of HIV and strengthen the continuum of care, some sites, by the newly created cadre of mothers should be provided with information ASHAs). and support to enable HIV-infected women and their newborn to access additional care • Female community health volunteers in and services available at the health facility, Nepal: Female community health volunteers such as antiretroviral prophylaxis to mothers (FCHVs) in Nepal have been used in pilot and newborn infants, lifelong antiretroviral programmes to deliver home-based maternal treatment for mothers when indicated, and newborn care. FCHVs are members of infant feeding counselling and support, HIV- the communities they serve and are already testing and care of exposed infants, including providing support for immunization, vitamin 5
  • 6. A distribution and treatment of diarrhoea • Ensuring continued professional develop- and pneumonia. A national strategy to scale ment and motivation of health workers, up home-based newborn care has been including community health workers; developed. The newborn care programme • Strengthening the health system to support will have FCHVs present at the birth and health workers to deliver postnatal newborn visiting on days 3 and 7 after birth to services and care, including regular supplies, promote healthy practices and to recognize supervision and referral links; illness and arrange treatment. • Supporting communication efforts for • Health Surveillance Assistants (HSAs) in community awareness and involvement in Malawi: In six districts, as part of a phase- postnatal care. in approach for scaling up, HSAs are being trained to carry out home visits during pregnancy and immediately after delivery Recommendations for countries to improve maternal and newborn care practices, awareness of danger signs and 1. All newborns should receive appropriate care early care seeking. especially in the first hours and week of life when they are most vulnerable. Additional • Health extension workers in Ethiopia: These services and care should be provided for workers, who deliver a basic package of care, special conditions such as low birth weight, are supported by community volunteers HIV infection in mothers and newborn for many health promotion activities. illnesses. Again, these front line health workers and volunteers are being used to provide home- 2. Each country should analyse the current based maternal and newborn care after policies and practices related to pregnancy, appropriate training. childbirth and postnatal care, including facility-based delivery, discharge from facilities after birth, care for mother giving Programme components required for birth at home, and the potential role of home implementation of home visits for visits to improve newborn survival. newborn care strategy 3. A home visitation program is recommended • Adopting the policy of providing home visits where access to facility-based skilled for newborn care in the first week of life; care is limited. The assignment of health workers to such programs will depend on • Identifying the best channel of delivering the current level of distribution of staff, their postnatal home care based on cost competencies to deliver this service and effectiveness and sustainability; the availability of supplies and supervision. • Assessing the current level and distribution Whenever skilled health workers are not of staff and their competencies to deliver available, countries should explore the the required services and care for newborn potential involvement of community survival; health workers in the care for mothers and newborns in the days and hours after birth. • Where appropriate, adopting the strategy of providing home visits for newborn care 4. The content of a home visit program will in the first week of life by community health depend upon the skilled care in pregnancy, workers as a complementary strategy childbirth and postnatal care available in the to facility-based and home-based care specific context. by skilled health workers. If necessary, a. For births in health facilities, repeated adjust regulatory and legal framework check-ups and counselling (care practices, for community health workers to provide danger signs) for the mother and baby postnatal care. before discharge and ageeing to a return • Recruiting, training and deploying health date for follow-up or a home visit. workers, including community level workers, b. For home births, repeated check-ups and to provide newborn care through postnatal counselling (care practices, danger signs) home visits; for the mother and baby should be part of the routine care. 6
  • 7. 5. Home visits should be initiated as soon as References possible after birth or after returning home 1. Darmstadt GL et al. Lancet Neonatal Survival from the facility. A visit within the first 24 Steering Team. Evidence-based, cost-effective hours after birth is likely to be most effective in interventions: how many newborn babies can we reducing newborn mortality. Additional visits save? Lancet, 2005 Mar 12–18, 365(9463):977–88. on day 3 and, if possible, on day 7 can improve 2. Making pregnancy safer: The critical role of the home care practices and identify danger signs skilled attendant: a joint statement by WHO, ICM or illness. Home visits can be done by health and FIGO. World Health Organization, Geneva, professionals or by appropriately-trained 2004. community health workers. 3. Bang AT et al. Effect of home-based neonatal care and management of sepsis on neonatal 6. Programmes should emphasize the mortality: field trial in rural India. Lancet, 1999, importance of increasing community 354(9194):1955–61. awareness and knowledge of home-based 4. Bang AT (unpublished, personal communication). care practices to improve newborn survival. 5. Baqui AH et al. Projahnmo Study Group. Effect 7. Postnatal home care by community health of community-based newborn-care intervention workers should be linked to the health package implemented through two service- system and the full continuum of care. delivery strategies in Sylhet district, Bangladesh: Health services should try to bring postnatal a cluster-randomised controlled trial. Lancet, 2008 371(9628):1936–44. care as close as possible to the home and the family. Gaps in services including 6. Kumar V et al. Saksham Study Group. Effect skilled attendance at birth and treatment of of community-based behaviour change management on neonatal mortality in Shivgarh, newborn illness need to be addressed as Uttar Pradesh, India: a cluster-randomised part of a programmatic approach. This will controlled trial. Lancet, 2008, 372(9644):1151–62. often include increasing and strengthening 7. Bhutta ZA et al. Implementing community- human resources for health, increasing based perinatal care: results from a pilot study financial resources allocated to postnatal in rural Pakistan. Bull World Health Organ, 2008, care, ensuring availability of medicines and 86(6):452–9. other supplies, monitoring and supervision, 8. World Health Organization. The Global Burden of improving the referral system and removing Disease: 2004 update. World Health Organization, barriers to access srvices. Geneva, 2008 (ISBN 978 92 4 156371 0). 9. Lawn JE, Cousens S, Zupan J. 4 million neonatal deaths: when? Where? Why? Lancet, 2005, UNICEF, WHO and partners will 365:891–900. support these actions by: 10. Countdown to 2015. Tracking progress in 1. Advocating, assisting and investing maternal, newborn & child survival: the 2008 resources for country adoption of these report. New York, United Nations Children’s Fund, 2008 (http://www.countdown2015mnch.org/). recommendations and adaptation to local health systems contexts and cadres; 11. Fort Al, Kothari MT, Abderrahim N. Postpartum care: levels and determinants in developing 2. Working with governments and non-govern- countries. DHS Comparative Report No. 15. Macro ment organizations to rapidly disseminate International Inc. Maryland, 2006. these recommendations and encourage gov- 12. World Health Organization. Pregnancy, childbirth, ernments, NGOs and communities to adopt postpartum and newborn care: a guide for these recommendations; essential practice. World Health Organization, Geneva, 2006 (ISBN 92 4 159084 X). 3. Assisting capacity building and functioning 13. Hannula L, Kaunonen M, Tarkka MT. Helsinki of health care providers and community Polytechnic Stadia, Health Care and Social health workers to provide home-based Services A systematic review of professional newborn care through development and use support interventions for breastfeeding. J Clin of guidelines and training materials and other Nurs. 2008;17(9):1132–43. activities as needed; 14. Olds DL, Kitzman H. Can home visitation 4. Helping with communication efforts aimed improve the health of women and children at environmental risk? Pediatrics. 1990;86(1):108–16. at promoting antenatal care, skilled care at birth and postnatal care for mothers and newborns. 7
  • 8. This WHO-UNICEF Joint Statement is supported by the following agencies: Process of development of this statement A technical consultation on community-based newborn care and treatment of neonatal sepsis was jointly organized by WHO, Save the Children (SC) and USAID in London, in September 2007. All published and unpublished research studies evaluating home-based newborn care interventions in high-mortality settings were presented and reviewed by an independent panel of experts. The experts declared not to have any conflicts of interest. The key conclusions of the expert panel were that community-based interventions reduced neonatal mortality, including early neonatal mortality, and that home visits by community health workers were common to almost all studies. Following the technical consultation, WHO’s Department of Child and Adolescent Health and Development commissioned a systematic review of literature on this issue, which confirmed the conclusions of the consultation. Based on the above, this Joint Statement was drafted by WHO and UNICEF staff, and was reviewed by SC and USAID staff. The draft was reviewed by the expert panel and their comments were incorporated into the final version. This statement will be reviewed and updated two years after publication. World Health Organization United Nations Children’s Fund Department of Child and Adolescent Health and Health Section, Programme Division Development 3 United Nations Plaza 20 Avenue Appia, 1121 Geneva 27 New York, NY 10017 Switzerland USA Tel: +41 22 791 3281 Tel: +1 212 326 7000 Fax: +41 22 791 4853 www.unicef.org E-mail: cah@who.int www.who.int WHO/FCH/CAH/09.02 © World Health Organization 2009 All rights reserved. Publications of the World Health Organization can be obtained from WHO Press, World Health Organization, 20 Avenue Appia, 1211 Geneva 27, Switzerland (tel.: +41 22 791 3264; fax: +41 22 791 4857; e-mail: bookorders@ who.int). Requests for permission to reproduce or translate WHO publications – whether for sale or for noncommercial distribution – should be addressed to WHO Press, at the above address (fax: +41 22 791 4806; e-mail: permissions@who. int). All reasonable precautions have been taken by the World Health Organization to verify the information contained in this publication. However, the published material is being distributed without warranty of any kind, either expressed or implied. The responsibility for the interpretation and use of the material lies with the reader. In no event shall the World Health Organization be liable for damages arising from its use. Cover: © UNICEF/NYHQ2006-2706/Noorani 8