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Yale Law School
Yale Law School Legal Scholarship Repository
Faculty Scholarship Series Yale Law School Faculty Scholarship
1-1-1940
Relation Between International Law and Municipal
Law
Edwin Borchard
Yale Law School
Follow this and additional works at: http://digitalcommons.law.yale.edu/fss_papers
Part of the Conflicts of Law Commons, Constitutional Law Commons, Contracts Commons,
Courts Commons, Dispute Resolution and Arbitration Commons, Foreign Law Commons,
International Law Commons, Jurisprudence Commons, and the Legal History, Theory and Process
Commons
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Recommended Citation
Borchard, Edwin, "Relation Between International Law and Municipal Law" (1940). Faculty Scholarship Series. Paper 3498.
http://digitalcommons.law.yale.edu/fss_papers/3498
VIRGINIA
LAW REVIEW
VOLUMp 27 DECEMBER, 1940 NUMBER 2
THE RELATION BETWEEN INTERNATIONAL LAW
AND MUNICIPAL LAW
R ECENT events on this continent make it seem appropriate
once more to discuss the much-debated question of the rela-
tion between international law and municipal law.' For one
school, the dualists, municipal law prevails in case of conflict; for
the other school, the monists. international law prevails.
There are two special features about the debate which warrant
mention: first, that while the disputants do not widely differ in
the ultimate solution of practical problems, they do differ con-
siderably in their major premises and in the resulting theories;
and second, that the attempt of various countries on occasion to
1. The literature on this subject is well represented by the following pub-
lications :
Kunz, On the Theoretical Basis of the Law of Nations-(1924) 10 TRANS.
or GROTIUS Soc. 115 et seq.
Kelsen, Les Rapports de Systme Entre le Droit Interne et Ic Droit Inter-
national (France, 1926) REc. ACAD. D. I. c. IV.
Triepel, Les Rapports Entre Fe Droit Interne et le Droit International
(France, 1923) REc. ACAD. D. I.
PiccioTTo, TnH RELATIoN or INTERNATIONAL LAW TO TtiE LAW OF ENG-
LAND AND OF THE UNITED STATEs (1915).
Westlake, Is InternationalLaw A Part of the Law of England? (1906) 22
L. Q. Rev. 14 et seq.
Bruns, V51kerrecht als Rechtsordnnng (Deutschland, 1929) 1 ZEITSCHRIrP
FR OFFENTLICHES RECHT U. V6LKERRECHT 1.
Decenci~re-Ferrandi~re, ConsidtrationsSur Le DroitInternationalDans Ses
Rapports Avec Le Droit de l'Etat (France, 1933) 40 REv. GEN. D. I.
P. 45.
WALZ, V6LKERRECHT U. STAATLICHES RECHT. STUTTGART (1933).
BORCHARD, A HISTORY OF PoLITIcAL THEORIES, RECENT TIMEs (1924) 120
et seq.
Scott, The Legal Nature of InternationalLaw (1907) 1 Am. J. INT. L. 831.
Willoughby, The Legal Nature of InternationalLaw (1908) 2 Am. J. INT.
L. 357.
VIRGINIA
LAW REVIEW
VOLUME 27 DECEMBER, 19·m NUMBER 2
THE RELATION BETWEEN INTERNATIONAL LAW
AND MUNICIPAL LAW
RECENT events on this continent make it seem appropriate
once more to discuss the much-debated question of the rela-
tion between international law and municipal law.! For one
school, the dualists, municipal law prevails in case of conflict; for
the other school, the monists. international law prevails.
There are two special features about the debate which warrant
mention: first, that while the disputants do not widely differ in
the ultimate solution of practical problems, they do differ con-
siderably in their major premises and in the resulting theories;
and second, that the attempt of various countries on occasion to
1. The literature on this subject is wen represented by the fonowing pub-
lications:
Kunz, On the Tlu'oretical Basis of the Law of Nations· (1924) 10 TRA~S.
OF GROTIUS Soc. 115 et seq.
Kelsen, Lcs Rapports de S~>,sthlle Elltrc lc Droit IlItcme et le Droit Illtcr-
lIatiollal (France, 1926) REC. ACAD. D. 1. c. IV.
Triepel, Lcs Rapports Entre le Droit IlItel"1ze ct le Droit IlItcmatiollal
(France, 1923) REC. ACAD. D. 1.
PICCIOTTO, THE RELATION OF INTERNATIONAL LAW TO TIlE LAW OF E~G­
LAND AND OF THE UNIttD STAtts (1915).
Westlake, Is Intcrnatiollal Law A Part of the Law of Ellgland? (1906) 22
L. Q. REv. 14 et scq.
Bruns, Volkerrec/zt als Rcc1ztsordllll/lg (Deutschland, 1929) 1 ZEITSCHRIFT
FUR OFFENTLICHES RECHT U. VOLKERRECHT 1.
Decenciere-Ferrandiere, Consideratiolls Sur Le Droit IlItcmatiollal Dans Scs
Rapports Avec Le Droit de l'Etat (France, 1933) 40 REV. GEN. D. 1.
P.45.
WALZ, VOLKERRECHT u. STAATLICHES REcHT. STUTTGART (1933).
BORCHARD, A HISTORY OF POLITICAL THEORIES, RECENT THIES (1924) 120
et scq.
Scott, The Legal Nature of Intcrllatiollal Law (1907) 1 AM. J. INT. L. 831.
Willoughby, The Lcgal Nature of Illternational Law (1908) 2 AM. J. INT.
L.357.
VIRGINIA LAW REVIEW
escape the restraints of international law persuades them to find
a justifying theory in its supposed limited scope and in a com-
pensating emphasis upon State sovereignty.
Those who have maintained the dualism of the two systems
and the predominance of municipal law, have found some theo-
retical support in the supposed weakness of international law as
a legal system. The alleged readiness with which the rules have
been violated in time of war lends additional strength to this
view. The undue demands made on international law as a sup-
posed preserver of peace and the failure to allow for the inter-
jection of politics further disturbs balanced judgment. The
Austinians have done their share by asserting that international
law was not law at all because it did not conform to their rigid
tests of a rule laid down by a political superior to an inferior,
that international law was not created by legislatures, and that
hence in their judgment it constituted merely precepts of moral-
itv. Nor in times like these is the argument for its legal nature
helped by the unfounded allegation that only public opinion sus-
tains international law.
But even among those who admit that international law is
positive law, although of a source, nature and scope different
from that of municipal law, many still maintain that it does not
control municipal law since it operates in a different sphere. It
is argued that international law functions between States and mu-
nicipal law between individuals, with sovereign control. The
argument finds philosophical support in the view that interna-
tional law is the product of national will, is consensual in char-
acter and cannot subordinate its creators. The theory of con-
sent is used as a justification for the view that consent may be
withdrawn.
If these were sound premises, the conclusion would be that
international law is not law at all 'because any law that is binding
only by consent is not binding at all. Foreign Offices and arbi-
tral tribunals do not invoke it on any such basis, nor, strictly
speaking, do nations claim exemption from its binding control
by presenting ad hoc resignations or disavowing its validity. Na-
tions in their diplomatic correspondence do not assert the preva-
lence in principle of their municipal law over international law.
They may assert that international law does not control a particu-
[Vol. 27138 VIRGINIA LAW RlWmW lVe)1. 27
escape the restraints of international law persuades them to find
a jnstifying" theory 1n its supposed limited scope ancI in a com-
pcw:;ating emphasis upon State sovereignty.
Those who haye maintained the dualism of the two systems
and the predominance of municipal law, haye found some theo-
retical support in the supposed weakness of international law as
a legal system. The allegcd readiness with which the rules have
been yiolated in time of war lends additional strength to this
Yiew. The undue demands made on international law as a sup-
posed preserver of peace and the failure to allow for the inter-
jection of politics further disturbs balanced judgment. The
Austinians have done their share by asserting that international
law "as not law at all because it did not conform to their rigid
tests of a rule laid down by a political superior to an inferior,
that international law was not created by legislatures, and that
hence in their jttdgment it constituted merely precepts of moral-
ity. Ncr in times like these is the argument for its legal nature
helped by the unfounded allegation that only public opinion sus-
tains international law.
Rut eyen among those who admit that international law is
positive law, although of a source, nature and scope different
from that of municipal law, many still maintain that it does not
control municipal law since it operates in a different sphere. It
is argued that international law functions between States and mu-
nicipal law between individuals, with sovereign control. The
argument finds philosophical support in the view that interna-
tional law is the product of national will, is consensual in char-
acter and cannot subordinate its creators. The theory of con-
sent is used as a justification for the view that consent may be
withdrawn.
I f these were sound premises, the conclusion would be that
international law is not law at all because any law that is binding-
only by consent is not binding at all. Foreign Offices and arbi-
tral tribunals do not invoke it on any such basis, nor, strictly
speaking, do nations claim exemption from its binding control
by presenting ad hoc resignations or disavowing its validity. Na-
tions in their diplomatic correspondence do not assert the preva-
lence in principle of their municipal law over international law.
They may assert that international law does not control a particu-
1940] INTERNATIONAL LAW AND MUNICIPAL LAW 139
lar situation, that the issue falls within the domain of domestic
jurisdiction, that international law is to be construed or inter-
preted according to the views they advance, that, exceptionally,
some motive like reprisal justifies their momentary departure
from international law in a particular case. But they will not
claim that either in general or in particular they are not bound
by international law.
The dualists maintain that as international law cannot ad-
dress itself to individuals, but only to States, States are free to
regulate their internal affairs as they see fit, and that interna-
tional law exercises little or no control over municipal law. Pro-
fessor Oppenheim maintained, without support in theory or prac-
tice, that "international law and municipal law are in fact two
totally and essentially different bodies of law which have nothing
in common, except that they are both branches-but separate
branches--of the tree of law." 2 The dualists are especially con-
cerned to prove that international law cannot be invoked in mu-
nicipal courts, quite a different matter. Courts constitute only
one agency of the State. Although the dualists will admit that
many of the rules of treaty and international law are devised for
and accrue to the benefit of individuals, they nevertheless insist
that only States may become spokesmen for these rules and ad-
vantages. Confronted by the fact that several treaties confer on
individuals the right to bring personal actions against States. as
in the Central American Court of Justice of 1907 and in the
abortive international prize court, they maintain that this is an
exception to the general rule.
Those, on the other hand, who assert the supremacy of inter-
national law have often been led to overemphasize the claim by
the assertion, particularly of the so-called Vienna school of Kel-
sen, that municipal law finds its source in international law, that
international law regulates individual conduct, that therefore
there is only one single system of which all types of law are sim-
ply branches. From the admitted or obvious fact that interna-
tional law exercises a considerable control over municipal law
and to some extent dictates its content, as in the matter of dip-
lomatic agents, immunity from the local jurisdiction, territorial
2. OPPENHEIM, INTRODUCTION TO PiccroTro, THE RELATION OP INTERNA-
TIONAL LAW T"O THE LAW OV ENGLAND (1915) 10.
VIRGINIA LAW REVIEW
waters, etc., they draw the unfortunate legal conclusion that all
law finds its source in international law, a conclusion which gives
unnecessary offense to the nionists of the municipal law school
and to the dualists as well.
The fact is that both these schools are partly right and partly
wrong. When it is said that international law cannot "per se
create or invalidate municipal law nor can municipal law per se
create or invalidate international law," ' the fallacy lies in the in-
ference that nunicipal law can disregard international law and
that a country incurs no responsibility under international law
when its municipal law violates international law to the injury
of a foreign nation or its nationals. As we shall see, interna-
tional law exerts a definite check upon municipal law and holds
the State responsible to the State whose nationals are injured by
excesses in conflict with international law. When Article 2 of
the Draft Convention of the Harvard Research in International
Law provided that a State is internationally responsible for cer-
tain types of injuries to aliens, "anything in its national law, in
the decisions of its national courts, or in its agreements with
aliens to the contrary notwithstanding," it expressed a rule which
indicated the control or supremacy of international law over
State conduct discriminating against foreigners.4
Indeed, the ef-
fect of the dualistic theory applied to its logical extreme would
be to deny legal character to international law, because it is
hardly conceivable that two legal systems operating on the same
groups of human beings should have no legal connection.
The dualists point out that the divergent source and subject
matter of international law and municipal law are demonstrated
3. Ibid.
4. Article 2 of the tentative convention on Responsibility of States, drafted
at The Hague Codification Conference, provided:
The expression "international obligations" in the present convention means
obligations resulting from treaty, as well as those based upon custom
or the general principles of law, which are designed to assure to foreign-
ers in respect of their persons and property a treatment in conformity
with the rules accepted by the community of nations.
Basis of Discussion No. 2 of the Conference read as follows:
A state is responsible for damage suffered by a foreign~er as the result
either of the enactment of legislation incompatible with its international
obligations, resulting from treaty or otherwise, or a failure to enact the
legislation necessary for carrying out those obligations.
The debate on this article will be found in, League of Nations Document,
C. 351 (c). M. 145 (c). 1930. p. 26 et scq.
[Vol. 27
1940] INTERNATIONAL LAW AND MUNICIPAL LAW 141
by the fact that the State itself stands between the two systems.
If individuals are to be controlled, the State must act. The fact
that the State so often acts contrary to international law an(l fails
to bring its municipal law into conformity with international law,
impresses the dualists with the independence of the municipal
system and leads them to the conclusion that international law is
a voluntary or moral obligation only, for they continually see
evidences of the fact that the State insists on going its own way,
regardless of the obligations allegedly imposed by treaty or in-
ternational customary law.
What the dualists overlook is the fact that while departures
from international law are occasionally successful in fact, this
merely indicates that lawlessness, in the particular instance,
has prevailed. It is not always practical to submit violations of
international law to arbitration, and even less so to hail a recalci-
trant nation into court or compel it to perform its international
obligations. Considering the frequency, however, with which is-
sues are arbitrated or settled by diplomacy according to rules of
law, it would be improper to convert the exception into the rule
or to endow the exception with legality and make the rule seem
an accident. Observance of law is the custom and non-observ-
ance--which is noted by the entire world-the exception. We
have innumerable precedents which have held States liable for
their failure to perform international obligations, whether the
delinquency arises out of statute or administrative act. Secre-
tary of State Bayard in 1887 made a classic and frequently
quoted statement of the rule of law:
"If a goverment could set up its own municipal law as the fi-
nal test of its international rights and obligations, then the
rules of international law would be but the shadow of a
name, and would afford no protection either to states or to
individuals. It has been constantly maintained and also ad-
mitted by the Government of the United States that a Gov-
ernment can not appeal to its municipal regulations as an
answer to demands for the fulfillment of international du-
t6es." 5
The Kelsen school add the further criticism that the dualistic
5. Secretary Bayard, to Mr. Connery, Nov. 1, 1887 (1887) FOR. REL. 751,
753. See also, Hyde, (1911) PRoc. Am. Soc. INT. L. 36.
VIRGINIA LAW REVIEW
theory sins against the requirement of unity necessary to any
science, including legal science. They argue that if international
law and municipal law were absolutely different without interre-
latioii it would be improper to call them both by the term "law."
The dualist meets this charge by the assertion that international
law is a feebler and special variety of law operating between en-
tities called States, which are theoretically equal. The dualists
thus really assert the primacy of municipal law and thus find
themselves in conflict with the obvious fact that the State-ex-
cept as a lawbreaker-cannot at will liberate itself from its inter-
national obligations. That practical fact fortifies the monists in
their conviction of the primacy of international law. Indeed,
the supposed primacy of municipal law leads to the contempla-
tion of a kind of anarchy in which each State may decline to be
bound by its treaties and by international law whenever its in-
terests so dictate.' While the appearance of things may occa-
sionally give such an impression to the layman, the fact is that
no country would venture to make any such profession and that
the experience of treaty observance and arbitral decision leads to
a conclusion quite different.
On tile other hand, the monistic theory in spite of its archi-
tectural attraction is not quite tenable. Municipal law existed
long before international law came upon the scene and survives
its depressions. Even in a legal State international law controls
but a very small part of external State activity and a smaller part
of internal State activity, so that it is a little tenuous to argue that
municipal law finds its source in international law. Technically,
municipal law cannot authorize what international law prohibits,
but in fact it often does, and individuals are bound by the aber-
rative municipal law. No individual can be punished for ob-
serving a municipal law which may be deemed to conflict with
international law. On the contrary, his conduct, domestically,
is privileged. The explanation of the inconsistency lies in the
fact that while individuals are bound by their municipal law, re-
gardless of its conformity with international law, the State may
6. See the doctrines of Hatschek, Jellinek and Kaufmann, set out in LAU-
TERPACHT, THE FUNCTION OF LAW IN THE INTERNATIONA, COMMUNITY
(1933) 409 et seq.
[Vol. 27
1940] INTERNATIONAL LAW AND MUNICIPAL LAW 143
have to repair the wrong done to other States by its internation-
ally unprivileged municipal law or decision.
The monists again go too far in predicating a common prin-
ciple pacta sunt servanda as the basis both of international law
and of municipal law. Whatever the philosophical basis for ex-
plaining the observance of international law, this theory can
hardly explain the binding character of municipal law. The
monists err also in suggesting that the occasional divergence be-
tween municipal and international law is explained as a delega-
tion of power by international law which authorizes the State to
enact domestic rules contrary to international law. This is even
less tenable in theory and practice, which not only do not sustain
it but furnish a more correct explanation.
The error of each school appears to lie in the unwillingness to
admit a principle of coordination between the two systems.
They do have a relation and an easily established one. Although
it is true that international law is addressed to States as entities,
it exerts a command upon law-abiding States not to depart from
its precepts, subject to international responsibility.' The domes-
tic instruments that the State employs to perform its international
obligations are a matter of indifference to international law. It
may employ statute or administrative official or judicial control.
It may directly incorporate international law into the local sys-
tem, or it may incorporate only treaties and not customary law.
Its failure to enact the necessary implementing legislation or law
may impose upon it international responsibility, as in the case of
the Alabama claims. On the other hand, should its local legisla-
tion arrogate to itself privileges not permitted by international
7. Secretary Bayard in 1887 remarked:
"This Department has contested and denied the doctrine that a government
may set up the judgment of one of its own courts as a bar to an inter-
national claim, when such judgment is shown to have been unjust or in
violation of the principles of irnternational law."
Mr. Bayard to the President, Feb. 26, 1887, VI MooRE's DIcST"(1906) 667.
See also, Mr. Bayard to Mr. Hall, Nov. 29, 1886 (1887) FOR. REL. 81;
Howland (U. S.) v. Mexico, Apr. 11, 1839, Moore's Arb. 3227; Mather
and Glover (U. S.) v. Mexico, July 4, 1868, Moore's Arb. 3231.
8. The law-breaker cannot always be dealt with as efficiently as in munic-
ipal law, whose law-breakers also frequently escape. But there are many
pressures on states to observe international law, and the departure is usually
profusely explained, if possible, even in time of war. No international law
violations escape detection, as do municipal violations.
VIRGINIA LAW REVIEW
law, it will -be bound either to make restitution or to pay damages
throught arbitration or diplomacy.'
In the United States the courts are by the Constitution bound
to give effect to treaties which even an aggrieved individual may
invoke. In England. the rule is different, for there treaties must
be adopted or converted into legislation before they become in-
vokable in the courts. But in both cases the treaty is binding on
the nation and will be enforced, notwithstanding a conflicting
municipal statute, by such instrumentalities as international law
possesses. The American courts, like the English, are said to
consider international law a part of the law of the land.' ° And
this is true, for international law will in principle be enforced
directly in the municipal courts provided there is no statute
contra." Where a reconciliation between international law and
municipal law is possible, the courts will make it.'2 Where there
is a statute which conflicts with international law, instances of
which will presently be noted, the courts must perforce give ef-
fect to the statute even as against the treaty, provided the treaty
is earlier in time. But this merely indicates that the municipal
economy or administration is so arranged that the enforcement
of the international obligation is vested not in the courts but in
a different department. This phenomenon has led to the infer-
ence that the municipal law enforceable in the courts prevails
over a contrary rule of international law, which is enforceable
by the Executive at the initiative of the aggrieved foreigner or
9. See statement of Secretary Bayard, supra note 7.
10. Heathfield v. Chilton, 4 Burr. 2015 (K. B. 1766); Triquet v. Bath,
3 Burr. 1478 (K. B. 1764) ; Barbuit's case, Talbot 280 (1737). 4 BL. Co.i1s.
(1765) c. 5, remarked that the law of nations was adopted fully by the com-
mon law, as part of the law of the land.
In Queen v. Keyn, 2 Ex. D. 63 (1876), the court did not believe that
municipal jurisdiction over crime in territorial waters was a rule of inter-
national law. The Territorial Waters Jurisdiction Act, 1878, concluded that
it was.
11. The Paquete Habana, 175 U. S. 677 (1900) ; United States v. Arjona,
120 U. S. 479 (U. S. 1887) ; Thirty-Hogsheads of Sugar v. Boyle, 9 Cranch
191 (U. S. 1815); The Nereide, 9 Cranch 388 (U. S. 1815); Schooner Ex-
change v. McFaddon, 7 Cranch 116 (U. S. 1812); La Nirqfa, 75 Fed. 513
(C. C. A. 9th, 1896) ; Emperor of Austria v. Day, 2 Giff. 628 (Ch. 1861).
12. "An act of Congress ought never to be construed to violate the law of
nations if any other possible construction remains." Marshall, C. J., in Mur-
ray v. The Charming Betsy, 2 Cranch 64, 118 (U. S. 1804).
[Vol, 27
1940] INTERNATIONAL LAW AND MUNICIPAL LAW 145
his government. But this merely means that the courts have no
local authority to give effect to international law when it conflicts
with municipal statute, but that such function is vested in this
country in the Secretary of State, who is the agent of the Ameri-
can people for the enforcement of international law. The rule that
finally prevails on the American people is the rule of international
law as evidenced in the taxes they may have to pay to make good
the aberrations of the municipal statute.
So in United States v. La Jeune Eugenic,'3
the United States
felt obliged to pay damages to France for the illegal seizure of
a private vessel, although sustained -by the Supreme Court.
After the Civil War the United States submitted to arbitration
twelve prize decisions of the United States Supreme Court dur-
ing the Civil War. In six of those cases, the arbitral tribunal
found the Supreme Court to have been wrong and awarded dam-
ages to Great Britain, a phenomenon very common in prize
cases, especially where the prize court is bound by municipal or-
der in council or regulation and not necessarily by international
law. 4
In the nineties, the United States had extended its juris-
diction in the Behring Sea by law beyond the three-mile limit, in
order to police the manner of taking seals. The Behring Sea
Arbitration held this to have been a legal error and the seizures
made under the statute illegal, so that heavy damages had to be
paid.'5
Whenever a country by municipal statute or decree au-
13. 26 Fed. Cas. 832, No. 15,551 (C. C. D. Mass. 1822). Compensation
paid by Article III of the Treaty with France, July 4, 1831. See II Moome's
DiGxsT (1906) 920.
14. WHEATOr, INTERNATIONAL LAW (8th ed. by Dana 1866) §§ 392-397;
3 WHARTON, DIGEsT (2d ed. 1887) § 329a; 2 OPPENHEIM, INTERNATIONAL LAW
(5th ed. 1930) § 557; The Betsey, Furlong (U. S.) v. Great Britain, Nov. 19,
1794, Moore's Arb. 3160-3209, especially Pinckney's opinion at 3180. The Brit-
ish-American Commission under treaty of May 8, 1871, passed upon numerous
prize decisions of the United States Supreme Court, and overruled several of
them by awarding indemnities to the claimants; e. g., The Hiawatha, 2 Black
635 (U. S. 1862), Moore's Arb. 3902; The Circassian, 2 Wall. 135 (U. S.
1864), Moore's Arb. 3911; The Springbok, 5 Wall. 1 (U. S. 1866), Moore's
Arb. 3928; The Sir William Peel, 5 Wall. 517 (U. S. 1866), Moore's Arb.
3935; The Volant, 5 Wall. 179 (U. S. 1866), Moore's Arb. 3950; The Sci-
ence, 5 Wall. 178 (U. S. 1866), Moore's Arb. 3950. See also, Felix (U. S.)
v. Mexico, Mar. 3, 1849, Moore's Arb. 2800-2815; The Orient (U. S.) v. Mex-
ico, Apr. 11, 1839, Moore's Arb. 3229.
15. La Ninfa, 75 Fed. 513 (C. C. A. 9th, 1896).
[Vol. 27
thorizes unlawful seizures from or arbitrarily discriminates
against foreigners, under the criterion of international law and
not merely municipal law, it incurs international responsibility
and must repair the wrong in the most practicable manner pos-
sible. And when the 'resident (isregards the statute or pays
damages through congressional apropriation for the municipal
delinquency, he is not exercising the pardoning power but acts
according to a supervening rule of law. Should he dispute the
rule of international law with a foreign government the issue is
generally submitted to arbitration or diplomatic negotiation, but
in no case would it be consciously asserted that the Foreign Of-
fice--except for commanding political reasons which entail re-
sponsibility-has knowingly declined to give effect to an admit-
ted or established rule of international law. Even an assertion
that the issue involves a domestic question is internationally jus-
ticiable, for international law does determine the matters that are
within the domain" reservz',e.
But let us hear from the opposition. When Gilchrist says that
"each State is independent and interprets for itself how far the
principles of international law are to apply," because "there are
as vet no international courts to enforce international law,
though there are courts to interpret it, and what we find in prac-
tice is that States interpret international law for themselves, us-
uallv as they find it expedient," he presupposes a condition con-
trary to fact when States act in accordance with international
law and true only when they violate international law. Follow-
ing the analytical jurists like Austin and Jellinek, he believes that
international law, as he views it, is nothing but "international
principles of morality." Such duties as it has are self-imposed
and hence could hardly be legal.
But when the Prcsident or Secretary of State on the demand
of foreign nations, invoking a rule of international law, releases
an alien from the military service 'Gor releases a rumrunner
seized outside the three-mile limit and thereby in effect overrules
a statute of Congress and a supporting decision of a municipal
court,17
he is acting as a societal agent of the American people
16. Ex"parte !.arrucea, 24') Fed. 981 (S. D. Cal. 1917), (1918) 28 YALI
L. J.83.
17. Instructions issued Nov. 10, 1922. by Secretary of the Treaury MCel-
Ion to customs oficer at New Yurk. N. Y. Times, Nov. 11, 1922, p. 2. col. 8.
i "ll't,[XI.I L. 11t" I¢I'H'II:.II"
1940] INTERNATIONAL LAW AND MUNICIPAL LAW 147
and State and is recognizing the binding character of interna-
tional law as law in the United States and everywhere else.
When foreign nations refused to permit Russia and Japan to
make foodstuffs contraband or in other respects to violate the
rights of neutrals ;18 when foreign nations deny to the countries
of Latin-America the privilege of unilaterally defining the term
"denial of justice" "9or by contract with their citizens of exact-
ing a waiver of the privilege of invoking diplomatic protection,20
they are invoking international law as a rule of law superior to
any contrary rule of municipal law.21 These nations, undertak-
ing to interpret for themselves "how far the principles of inter-
national law are to apply" found themselves severely limited in
their freedom of action by the foreign States affected by the mis-
interpretation of their international duties, invoking not their
political strength but an established rule of international law
from which no State can legally escape.22 The mere fact that vi-
olations of international law occur and occasionally go unre-
dressed is no evidence that the rules violated are not law, any
more than the no less frequent violation of municipal law is evi-
dence of its non-legal character. While the sanctions of inter-
national law are somewhat different from those operating in mu-
nicipal law, and while international law is not always certain,
any more than is municipal law, the sanctions are none the less
effective and the interpretative agencies none the less active.
"International courts" do not "enforce international law"; no
more do municipal courts "enforce" municipal law. But the de-
claratory and binding decisions of international courts are
observed and carried out with a uniformity equal to that of
18. See Topic, Japan and Russia (1904-1905) FOR. REL. passim.
19. Mr. Bayard, Secretary of State, to Mr. Hall, Nov. 29, 1886 (1877)
FoR. R L. 80-81. BORCHARv, DIPLOMATIC PROTECTION (1915) 847.
20. Mr. Bayard, Secretary of State, to Mr. Buck, Minister to Peru, Feb.
15, 1888, VI Mooas's DIGESr (1906) 294; see BORCHIARD, op. cit. supra note
19, at 797 and authorities there cited.
21. In an instruction by Secretary of State Bayard to Mr. King, Minister
to Colombia, Oct. 13, 1886, it is said: "It is a settled principle of interna-
tional law that a sovereign cannot be permitted to set up one of his own mu-
nicipal laws as a bar to a claim by a foreign sovereign for a wrong done to
the latter's subjects." II Mooa's DIGEST (1906) 4.
22. Cf. Pollard v. Bell, 8 T. R. 434 (K. B. 1800), in which Lord Kenyon
remarked that no one member of the family of nations could, by unilateral
ordinance, change international law.
143 VIRGiNI..l LAWREVII' [Vol. 27
municipal courts. The agencies for the enforcement of interna-
tional law are not necessarily courts, but other State constitu-
tional organs, usually the executive. The weakness of the sys-
tem, which attracts a disproportionate amount of attention, con-
sists in the inability to compel nations to submit their disputes to
a court and the physical power of States, exercised on occasion
without regard to law, to constitute themselves plaintiff, judge
and sheriff in their own cause. The theory that international
law is not necessarily binding on States, sustained by so many
theorists and jurists, though founded on essential error, can only
aggravate this weakness in the system and postpone the maturity
of that international legal order for which most of them profess
to be working.
Edwin Borchard.
N'. W ]IAvI-N, CoNN.

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Relation between international law and municipal law

  • 1. Yale Law School Yale Law School Legal Scholarship Repository Faculty Scholarship Series Yale Law School Faculty Scholarship 1-1-1940 Relation Between International Law and Municipal Law Edwin Borchard Yale Law School Follow this and additional works at: http://digitalcommons.law.yale.edu/fss_papers Part of the Conflicts of Law Commons, Constitutional Law Commons, Contracts Commons, Courts Commons, Dispute Resolution and Arbitration Commons, Foreign Law Commons, International Law Commons, Jurisprudence Commons, and the Legal History, Theory and Process Commons This Article is brought to you for free and open access by the Yale Law School Faculty Scholarship at Yale Law School Legal Scholarship Repository. It has been accepted for inclusion in Faculty Scholarship Series by an authorized administrator of Yale Law School Legal Scholarship Repository. For more information, please contact julian.aiken@yale.edu. Recommended Citation Borchard, Edwin, "Relation Between International Law and Municipal Law" (1940). Faculty Scholarship Series. Paper 3498. http://digitalcommons.law.yale.edu/fss_papers/3498
  • 2. VIRGINIA LAW REVIEW VOLUMp 27 DECEMBER, 1940 NUMBER 2 THE RELATION BETWEEN INTERNATIONAL LAW AND MUNICIPAL LAW R ECENT events on this continent make it seem appropriate once more to discuss the much-debated question of the rela- tion between international law and municipal law.' For one school, the dualists, municipal law prevails in case of conflict; for the other school, the monists. international law prevails. There are two special features about the debate which warrant mention: first, that while the disputants do not widely differ in the ultimate solution of practical problems, they do differ con- siderably in their major premises and in the resulting theories; and second, that the attempt of various countries on occasion to 1. The literature on this subject is well represented by the following pub- lications : Kunz, On the Theoretical Basis of the Law of Nations-(1924) 10 TRANS. or GROTIUS Soc. 115 et seq. Kelsen, Les Rapports de Systme Entre le Droit Interne et Ic Droit Inter- national (France, 1926) REc. ACAD. D. I. c. IV. Triepel, Les Rapports Entre Fe Droit Interne et le Droit International (France, 1923) REc. ACAD. D. I. PiccioTTo, TnH RELATIoN or INTERNATIONAL LAW TO TtiE LAW OF ENG- LAND AND OF THE UNITED STATEs (1915). Westlake, Is InternationalLaw A Part of the Law of England? (1906) 22 L. Q. Rev. 14 et seq. Bruns, V51kerrecht als Rechtsordnnng (Deutschland, 1929) 1 ZEITSCHRIrP FR OFFENTLICHES RECHT U. V6LKERRECHT 1. Decenci~re-Ferrandi~re, ConsidtrationsSur Le DroitInternationalDans Ses Rapports Avec Le Droit de l'Etat (France, 1933) 40 REv. GEN. D. I. P. 45. WALZ, V6LKERRECHT U. STAATLICHES RECHT. STUTTGART (1933). BORCHARD, A HISTORY OF PoLITIcAL THEORIES, RECENT TIMEs (1924) 120 et seq. Scott, The Legal Nature of InternationalLaw (1907) 1 Am. J. INT. L. 831. Willoughby, The Legal Nature of InternationalLaw (1908) 2 Am. J. INT. L. 357. VIRGINIA LAW REVIEW VOLUME 27 DECEMBER, 19·m NUMBER 2 THE RELATION BETWEEN INTERNATIONAL LAW AND MUNICIPAL LAW RECENT events on this continent make it seem appropriate once more to discuss the much-debated question of the rela- tion between international law and municipal law.! For one school, the dualists, municipal law prevails in case of conflict; for the other school, the monists. international law prevails. There are two special features about the debate which warrant mention: first, that while the disputants do not widely differ in the ultimate solution of practical problems, they do differ con- siderably in their major premises and in the resulting theories; and second, that the attempt of various countries on occasion to 1. The literature on this subject is wen represented by the fonowing pub- lications: Kunz, On the Tlu'oretical Basis of the Law of Nations· (1924) 10 TRA~S. OF GROTIUS Soc. 115 et seq. Kelsen, Lcs Rapports de S~>,sthlle Elltrc lc Droit IlItcme et le Droit Illtcr- lIatiollal (France, 1926) REC. ACAD. D. 1. c. IV. Triepel, Lcs Rapports Entre le Droit IlItel"1ze ct le Droit IlItcmatiollal (France, 1923) REC. ACAD. D. 1. PICCIOTTO, THE RELATION OF INTERNATIONAL LAW TO TIlE LAW OF E~G­ LAND AND OF THE UNIttD STAtts (1915). Westlake, Is Intcrnatiollal Law A Part of the Law of Ellgland? (1906) 22 L. Q. REv. 14 et scq. Bruns, Volkerrec/zt als Rcc1ztsordllll/lg (Deutschland, 1929) 1 ZEITSCHRIFT FUR OFFENTLICHES RECHT U. VOLKERRECHT 1. Decenciere-Ferrandiere, Consideratiolls Sur Le Droit IlItcmatiollal Dans Scs Rapports Avec Le Droit de l'Etat (France, 1933) 40 REV. GEN. D. 1. P.45. WALZ, VOLKERRECHT u. STAATLICHES REcHT. STUTTGART (1933). BORCHARD, A HISTORY OF POLITICAL THEORIES, RECENT THIES (1924) 120 et scq. Scott, The Legal Nature of Intcrllatiollal Law (1907) 1 AM. J. INT. L. 831. Willoughby, The Lcgal Nature of Illternational Law (1908) 2 AM. J. INT. L.357.
  • 3. VIRGINIA LAW REVIEW escape the restraints of international law persuades them to find a justifying theory in its supposed limited scope and in a com- pensating emphasis upon State sovereignty. Those who have maintained the dualism of the two systems and the predominance of municipal law, have found some theo- retical support in the supposed weakness of international law as a legal system. The alleged readiness with which the rules have been violated in time of war lends additional strength to this view. The undue demands made on international law as a sup- posed preserver of peace and the failure to allow for the inter- jection of politics further disturbs balanced judgment. The Austinians have done their share by asserting that international law was not law at all because it did not conform to their rigid tests of a rule laid down by a political superior to an inferior, that international law was not created by legislatures, and that hence in their judgment it constituted merely precepts of moral- itv. Nor in times like these is the argument for its legal nature helped by the unfounded allegation that only public opinion sus- tains international law. But even among those who admit that international law is positive law, although of a source, nature and scope different from that of municipal law, many still maintain that it does not control municipal law since it operates in a different sphere. It is argued that international law functions between States and mu- nicipal law between individuals, with sovereign control. The argument finds philosophical support in the view that interna- tional law is the product of national will, is consensual in char- acter and cannot subordinate its creators. The theory of con- sent is used as a justification for the view that consent may be withdrawn. If these were sound premises, the conclusion would be that international law is not law at all 'because any law that is binding only by consent is not binding at all. Foreign Offices and arbi- tral tribunals do not invoke it on any such basis, nor, strictly speaking, do nations claim exemption from its binding control by presenting ad hoc resignations or disavowing its validity. Na- tions in their diplomatic correspondence do not assert the preva- lence in principle of their municipal law over international law. They may assert that international law does not control a particu- [Vol. 27138 VIRGINIA LAW RlWmW lVe)1. 27 escape the restraints of international law persuades them to find a jnstifying" theory 1n its supposed limited scope ancI in a com- pcw:;ating emphasis upon State sovereignty. Those who haye maintained the dualism of the two systems and the predominance of municipal law, haye found some theo- retical support in the supposed weakness of international law as a legal system. The allegcd readiness with which the rules have been yiolated in time of war lends additional strength to this Yiew. The undue demands made on international law as a sup- posed preserver of peace and the failure to allow for the inter- jection of politics further disturbs balanced judgment. The Austinians have done their share by asserting that international law "as not law at all because it did not conform to their rigid tests of a rule laid down by a political superior to an inferior, that international law was not created by legislatures, and that hence in their jttdgment it constituted merely precepts of moral- ity. Ncr in times like these is the argument for its legal nature helped by the unfounded allegation that only public opinion sus- tains international law. Rut eyen among those who admit that international law is positive law, although of a source, nature and scope different from that of municipal law, many still maintain that it does not control municipal law since it operates in a different sphere. It is argued that international law functions between States and mu- nicipal law between individuals, with sovereign control. The argument finds philosophical support in the view that interna- tional law is the product of national will, is consensual in char- acter and cannot subordinate its creators. The theory of con- sent is used as a justification for the view that consent may be withdrawn. I f these were sound premises, the conclusion would be that international law is not law at all because any law that is binding- only by consent is not binding at all. Foreign Offices and arbi- tral tribunals do not invoke it on any such basis, nor, strictly speaking, do nations claim exemption from its binding control by presenting ad hoc resignations or disavowing its validity. Na- tions in their diplomatic correspondence do not assert the preva- lence in principle of their municipal law over international law. They may assert that international law does not control a particu-
  • 4. 1940] INTERNATIONAL LAW AND MUNICIPAL LAW 139 lar situation, that the issue falls within the domain of domestic jurisdiction, that international law is to be construed or inter- preted according to the views they advance, that, exceptionally, some motive like reprisal justifies their momentary departure from international law in a particular case. But they will not claim that either in general or in particular they are not bound by international law. The dualists maintain that as international law cannot ad- dress itself to individuals, but only to States, States are free to regulate their internal affairs as they see fit, and that interna- tional law exercises little or no control over municipal law. Pro- fessor Oppenheim maintained, without support in theory or prac- tice, that "international law and municipal law are in fact two totally and essentially different bodies of law which have nothing in common, except that they are both branches-but separate branches--of the tree of law." 2 The dualists are especially con- cerned to prove that international law cannot be invoked in mu- nicipal courts, quite a different matter. Courts constitute only one agency of the State. Although the dualists will admit that many of the rules of treaty and international law are devised for and accrue to the benefit of individuals, they nevertheless insist that only States may become spokesmen for these rules and ad- vantages. Confronted by the fact that several treaties confer on individuals the right to bring personal actions against States. as in the Central American Court of Justice of 1907 and in the abortive international prize court, they maintain that this is an exception to the general rule. Those, on the other hand, who assert the supremacy of inter- national law have often been led to overemphasize the claim by the assertion, particularly of the so-called Vienna school of Kel- sen, that municipal law finds its source in international law, that international law regulates individual conduct, that therefore there is only one single system of which all types of law are sim- ply branches. From the admitted or obvious fact that interna- tional law exercises a considerable control over municipal law and to some extent dictates its content, as in the matter of dip- lomatic agents, immunity from the local jurisdiction, territorial 2. OPPENHEIM, INTRODUCTION TO PiccroTro, THE RELATION OP INTERNA- TIONAL LAW T"O THE LAW OV ENGLAND (1915) 10.
  • 5. VIRGINIA LAW REVIEW waters, etc., they draw the unfortunate legal conclusion that all law finds its source in international law, a conclusion which gives unnecessary offense to the nionists of the municipal law school and to the dualists as well. The fact is that both these schools are partly right and partly wrong. When it is said that international law cannot "per se create or invalidate municipal law nor can municipal law per se create or invalidate international law," ' the fallacy lies in the in- ference that nunicipal law can disregard international law and that a country incurs no responsibility under international law when its municipal law violates international law to the injury of a foreign nation or its nationals. As we shall see, interna- tional law exerts a definite check upon municipal law and holds the State responsible to the State whose nationals are injured by excesses in conflict with international law. When Article 2 of the Draft Convention of the Harvard Research in International Law provided that a State is internationally responsible for cer- tain types of injuries to aliens, "anything in its national law, in the decisions of its national courts, or in its agreements with aliens to the contrary notwithstanding," it expressed a rule which indicated the control or supremacy of international law over State conduct discriminating against foreigners.4 Indeed, the ef- fect of the dualistic theory applied to its logical extreme would be to deny legal character to international law, because it is hardly conceivable that two legal systems operating on the same groups of human beings should have no legal connection. The dualists point out that the divergent source and subject matter of international law and municipal law are demonstrated 3. Ibid. 4. Article 2 of the tentative convention on Responsibility of States, drafted at The Hague Codification Conference, provided: The expression "international obligations" in the present convention means obligations resulting from treaty, as well as those based upon custom or the general principles of law, which are designed to assure to foreign- ers in respect of their persons and property a treatment in conformity with the rules accepted by the community of nations. Basis of Discussion No. 2 of the Conference read as follows: A state is responsible for damage suffered by a foreign~er as the result either of the enactment of legislation incompatible with its international obligations, resulting from treaty or otherwise, or a failure to enact the legislation necessary for carrying out those obligations. The debate on this article will be found in, League of Nations Document, C. 351 (c). M. 145 (c). 1930. p. 26 et scq. [Vol. 27
  • 6. 1940] INTERNATIONAL LAW AND MUNICIPAL LAW 141 by the fact that the State itself stands between the two systems. If individuals are to be controlled, the State must act. The fact that the State so often acts contrary to international law an(l fails to bring its municipal law into conformity with international law, impresses the dualists with the independence of the municipal system and leads them to the conclusion that international law is a voluntary or moral obligation only, for they continually see evidences of the fact that the State insists on going its own way, regardless of the obligations allegedly imposed by treaty or in- ternational customary law. What the dualists overlook is the fact that while departures from international law are occasionally successful in fact, this merely indicates that lawlessness, in the particular instance, has prevailed. It is not always practical to submit violations of international law to arbitration, and even less so to hail a recalci- trant nation into court or compel it to perform its international obligations. Considering the frequency, however, with which is- sues are arbitrated or settled by diplomacy according to rules of law, it would be improper to convert the exception into the rule or to endow the exception with legality and make the rule seem an accident. Observance of law is the custom and non-observ- ance--which is noted by the entire world-the exception. We have innumerable precedents which have held States liable for their failure to perform international obligations, whether the delinquency arises out of statute or administrative act. Secre- tary of State Bayard in 1887 made a classic and frequently quoted statement of the rule of law: "If a goverment could set up its own municipal law as the fi- nal test of its international rights and obligations, then the rules of international law would be but the shadow of a name, and would afford no protection either to states or to individuals. It has been constantly maintained and also ad- mitted by the Government of the United States that a Gov- ernment can not appeal to its municipal regulations as an answer to demands for the fulfillment of international du- t6es." 5 The Kelsen school add the further criticism that the dualistic 5. Secretary Bayard, to Mr. Connery, Nov. 1, 1887 (1887) FOR. REL. 751, 753. See also, Hyde, (1911) PRoc. Am. Soc. INT. L. 36.
  • 7. VIRGINIA LAW REVIEW theory sins against the requirement of unity necessary to any science, including legal science. They argue that if international law and municipal law were absolutely different without interre- latioii it would be improper to call them both by the term "law." The dualist meets this charge by the assertion that international law is a feebler and special variety of law operating between en- tities called States, which are theoretically equal. The dualists thus really assert the primacy of municipal law and thus find themselves in conflict with the obvious fact that the State-ex- cept as a lawbreaker-cannot at will liberate itself from its inter- national obligations. That practical fact fortifies the monists in their conviction of the primacy of international law. Indeed, the supposed primacy of municipal law leads to the contempla- tion of a kind of anarchy in which each State may decline to be bound by its treaties and by international law whenever its in- terests so dictate.' While the appearance of things may occa- sionally give such an impression to the layman, the fact is that no country would venture to make any such profession and that the experience of treaty observance and arbitral decision leads to a conclusion quite different. On tile other hand, the monistic theory in spite of its archi- tectural attraction is not quite tenable. Municipal law existed long before international law came upon the scene and survives its depressions. Even in a legal State international law controls but a very small part of external State activity and a smaller part of internal State activity, so that it is a little tenuous to argue that municipal law finds its source in international law. Technically, municipal law cannot authorize what international law prohibits, but in fact it often does, and individuals are bound by the aber- rative municipal law. No individual can be punished for ob- serving a municipal law which may be deemed to conflict with international law. On the contrary, his conduct, domestically, is privileged. The explanation of the inconsistency lies in the fact that while individuals are bound by their municipal law, re- gardless of its conformity with international law, the State may 6. See the doctrines of Hatschek, Jellinek and Kaufmann, set out in LAU- TERPACHT, THE FUNCTION OF LAW IN THE INTERNATIONA, COMMUNITY (1933) 409 et seq. [Vol. 27
  • 8. 1940] INTERNATIONAL LAW AND MUNICIPAL LAW 143 have to repair the wrong done to other States by its internation- ally unprivileged municipal law or decision. The monists again go too far in predicating a common prin- ciple pacta sunt servanda as the basis both of international law and of municipal law. Whatever the philosophical basis for ex- plaining the observance of international law, this theory can hardly explain the binding character of municipal law. The monists err also in suggesting that the occasional divergence be- tween municipal and international law is explained as a delega- tion of power by international law which authorizes the State to enact domestic rules contrary to international law. This is even less tenable in theory and practice, which not only do not sustain it but furnish a more correct explanation. The error of each school appears to lie in the unwillingness to admit a principle of coordination between the two systems. They do have a relation and an easily established one. Although it is true that international law is addressed to States as entities, it exerts a command upon law-abiding States not to depart from its precepts, subject to international responsibility.' The domes- tic instruments that the State employs to perform its international obligations are a matter of indifference to international law. It may employ statute or administrative official or judicial control. It may directly incorporate international law into the local sys- tem, or it may incorporate only treaties and not customary law. Its failure to enact the necessary implementing legislation or law may impose upon it international responsibility, as in the case of the Alabama claims. On the other hand, should its local legisla- tion arrogate to itself privileges not permitted by international 7. Secretary Bayard in 1887 remarked: "This Department has contested and denied the doctrine that a government may set up the judgment of one of its own courts as a bar to an inter- national claim, when such judgment is shown to have been unjust or in violation of the principles of irnternational law." Mr. Bayard to the President, Feb. 26, 1887, VI MooRE's DIcST"(1906) 667. See also, Mr. Bayard to Mr. Hall, Nov. 29, 1886 (1887) FOR. REL. 81; Howland (U. S.) v. Mexico, Apr. 11, 1839, Moore's Arb. 3227; Mather and Glover (U. S.) v. Mexico, July 4, 1868, Moore's Arb. 3231. 8. The law-breaker cannot always be dealt with as efficiently as in munic- ipal law, whose law-breakers also frequently escape. But there are many pressures on states to observe international law, and the departure is usually profusely explained, if possible, even in time of war. No international law violations escape detection, as do municipal violations.
  • 9. VIRGINIA LAW REVIEW law, it will -be bound either to make restitution or to pay damages throught arbitration or diplomacy.' In the United States the courts are by the Constitution bound to give effect to treaties which even an aggrieved individual may invoke. In England. the rule is different, for there treaties must be adopted or converted into legislation before they become in- vokable in the courts. But in both cases the treaty is binding on the nation and will be enforced, notwithstanding a conflicting municipal statute, by such instrumentalities as international law possesses. The American courts, like the English, are said to consider international law a part of the law of the land.' ° And this is true, for international law will in principle be enforced directly in the municipal courts provided there is no statute contra." Where a reconciliation between international law and municipal law is possible, the courts will make it.'2 Where there is a statute which conflicts with international law, instances of which will presently be noted, the courts must perforce give ef- fect to the statute even as against the treaty, provided the treaty is earlier in time. But this merely indicates that the municipal economy or administration is so arranged that the enforcement of the international obligation is vested not in the courts but in a different department. This phenomenon has led to the infer- ence that the municipal law enforceable in the courts prevails over a contrary rule of international law, which is enforceable by the Executive at the initiative of the aggrieved foreigner or 9. See statement of Secretary Bayard, supra note 7. 10. Heathfield v. Chilton, 4 Burr. 2015 (K. B. 1766); Triquet v. Bath, 3 Burr. 1478 (K. B. 1764) ; Barbuit's case, Talbot 280 (1737). 4 BL. Co.i1s. (1765) c. 5, remarked that the law of nations was adopted fully by the com- mon law, as part of the law of the land. In Queen v. Keyn, 2 Ex. D. 63 (1876), the court did not believe that municipal jurisdiction over crime in territorial waters was a rule of inter- national law. The Territorial Waters Jurisdiction Act, 1878, concluded that it was. 11. The Paquete Habana, 175 U. S. 677 (1900) ; United States v. Arjona, 120 U. S. 479 (U. S. 1887) ; Thirty-Hogsheads of Sugar v. Boyle, 9 Cranch 191 (U. S. 1815); The Nereide, 9 Cranch 388 (U. S. 1815); Schooner Ex- change v. McFaddon, 7 Cranch 116 (U. S. 1812); La Nirqfa, 75 Fed. 513 (C. C. A. 9th, 1896) ; Emperor of Austria v. Day, 2 Giff. 628 (Ch. 1861). 12. "An act of Congress ought never to be construed to violate the law of nations if any other possible construction remains." Marshall, C. J., in Mur- ray v. The Charming Betsy, 2 Cranch 64, 118 (U. S. 1804). [Vol, 27
  • 10. 1940] INTERNATIONAL LAW AND MUNICIPAL LAW 145 his government. But this merely means that the courts have no local authority to give effect to international law when it conflicts with municipal statute, but that such function is vested in this country in the Secretary of State, who is the agent of the Ameri- can people for the enforcement of international law. The rule that finally prevails on the American people is the rule of international law as evidenced in the taxes they may have to pay to make good the aberrations of the municipal statute. So in United States v. La Jeune Eugenic,'3 the United States felt obliged to pay damages to France for the illegal seizure of a private vessel, although sustained -by the Supreme Court. After the Civil War the United States submitted to arbitration twelve prize decisions of the United States Supreme Court dur- ing the Civil War. In six of those cases, the arbitral tribunal found the Supreme Court to have been wrong and awarded dam- ages to Great Britain, a phenomenon very common in prize cases, especially where the prize court is bound by municipal or- der in council or regulation and not necessarily by international law. 4 In the nineties, the United States had extended its juris- diction in the Behring Sea by law beyond the three-mile limit, in order to police the manner of taking seals. The Behring Sea Arbitration held this to have been a legal error and the seizures made under the statute illegal, so that heavy damages had to be paid.'5 Whenever a country by municipal statute or decree au- 13. 26 Fed. Cas. 832, No. 15,551 (C. C. D. Mass. 1822). Compensation paid by Article III of the Treaty with France, July 4, 1831. See II Moome's DiGxsT (1906) 920. 14. WHEATOr, INTERNATIONAL LAW (8th ed. by Dana 1866) §§ 392-397; 3 WHARTON, DIGEsT (2d ed. 1887) § 329a; 2 OPPENHEIM, INTERNATIONAL LAW (5th ed. 1930) § 557; The Betsey, Furlong (U. S.) v. Great Britain, Nov. 19, 1794, Moore's Arb. 3160-3209, especially Pinckney's opinion at 3180. The Brit- ish-American Commission under treaty of May 8, 1871, passed upon numerous prize decisions of the United States Supreme Court, and overruled several of them by awarding indemnities to the claimants; e. g., The Hiawatha, 2 Black 635 (U. S. 1862), Moore's Arb. 3902; The Circassian, 2 Wall. 135 (U. S. 1864), Moore's Arb. 3911; The Springbok, 5 Wall. 1 (U. S. 1866), Moore's Arb. 3928; The Sir William Peel, 5 Wall. 517 (U. S. 1866), Moore's Arb. 3935; The Volant, 5 Wall. 179 (U. S. 1866), Moore's Arb. 3950; The Sci- ence, 5 Wall. 178 (U. S. 1866), Moore's Arb. 3950. See also, Felix (U. S.) v. Mexico, Mar. 3, 1849, Moore's Arb. 2800-2815; The Orient (U. S.) v. Mex- ico, Apr. 11, 1839, Moore's Arb. 3229. 15. La Ninfa, 75 Fed. 513 (C. C. A. 9th, 1896).
  • 11. [Vol. 27 thorizes unlawful seizures from or arbitrarily discriminates against foreigners, under the criterion of international law and not merely municipal law, it incurs international responsibility and must repair the wrong in the most practicable manner pos- sible. And when the 'resident (isregards the statute or pays damages through congressional apropriation for the municipal delinquency, he is not exercising the pardoning power but acts according to a supervening rule of law. Should he dispute the rule of international law with a foreign government the issue is generally submitted to arbitration or diplomatic negotiation, but in no case would it be consciously asserted that the Foreign Of- fice--except for commanding political reasons which entail re- sponsibility-has knowingly declined to give effect to an admit- ted or established rule of international law. Even an assertion that the issue involves a domestic question is internationally jus- ticiable, for international law does determine the matters that are within the domain" reservz',e. But let us hear from the opposition. When Gilchrist says that "each State is independent and interprets for itself how far the principles of international law are to apply," because "there are as vet no international courts to enforce international law, though there are courts to interpret it, and what we find in prac- tice is that States interpret international law for themselves, us- uallv as they find it expedient," he presupposes a condition con- trary to fact when States act in accordance with international law and true only when they violate international law. Follow- ing the analytical jurists like Austin and Jellinek, he believes that international law, as he views it, is nothing but "international principles of morality." Such duties as it has are self-imposed and hence could hardly be legal. But when the Prcsident or Secretary of State on the demand of foreign nations, invoking a rule of international law, releases an alien from the military service 'Gor releases a rumrunner seized outside the three-mile limit and thereby in effect overrules a statute of Congress and a supporting decision of a municipal court,17 he is acting as a societal agent of the American people 16. Ex"parte !.arrucea, 24') Fed. 981 (S. D. Cal. 1917), (1918) 28 YALI L. J.83. 17. Instructions issued Nov. 10, 1922. by Secretary of the Treaury MCel- Ion to customs oficer at New Yurk. N. Y. Times, Nov. 11, 1922, p. 2. col. 8. i "ll't,[XI.I L. 11t" I¢I'H'II:.II"
  • 12. 1940] INTERNATIONAL LAW AND MUNICIPAL LAW 147 and State and is recognizing the binding character of interna- tional law as law in the United States and everywhere else. When foreign nations refused to permit Russia and Japan to make foodstuffs contraband or in other respects to violate the rights of neutrals ;18 when foreign nations deny to the countries of Latin-America the privilege of unilaterally defining the term "denial of justice" "9or by contract with their citizens of exact- ing a waiver of the privilege of invoking diplomatic protection,20 they are invoking international law as a rule of law superior to any contrary rule of municipal law.21 These nations, undertak- ing to interpret for themselves "how far the principles of inter- national law are to apply" found themselves severely limited in their freedom of action by the foreign States affected by the mis- interpretation of their international duties, invoking not their political strength but an established rule of international law from which no State can legally escape.22 The mere fact that vi- olations of international law occur and occasionally go unre- dressed is no evidence that the rules violated are not law, any more than the no less frequent violation of municipal law is evi- dence of its non-legal character. While the sanctions of inter- national law are somewhat different from those operating in mu- nicipal law, and while international law is not always certain, any more than is municipal law, the sanctions are none the less effective and the interpretative agencies none the less active. "International courts" do not "enforce international law"; no more do municipal courts "enforce" municipal law. But the de- claratory and binding decisions of international courts are observed and carried out with a uniformity equal to that of 18. See Topic, Japan and Russia (1904-1905) FOR. REL. passim. 19. Mr. Bayard, Secretary of State, to Mr. Hall, Nov. 29, 1886 (1877) FoR. R L. 80-81. BORCHARv, DIPLOMATIC PROTECTION (1915) 847. 20. Mr. Bayard, Secretary of State, to Mr. Buck, Minister to Peru, Feb. 15, 1888, VI Mooas's DIGESr (1906) 294; see BORCHIARD, op. cit. supra note 19, at 797 and authorities there cited. 21. In an instruction by Secretary of State Bayard to Mr. King, Minister to Colombia, Oct. 13, 1886, it is said: "It is a settled principle of interna- tional law that a sovereign cannot be permitted to set up one of his own mu- nicipal laws as a bar to a claim by a foreign sovereign for a wrong done to the latter's subjects." II Mooa's DIGEST (1906) 4. 22. Cf. Pollard v. Bell, 8 T. R. 434 (K. B. 1800), in which Lord Kenyon remarked that no one member of the family of nations could, by unilateral ordinance, change international law.
  • 13. 143 VIRGiNI..l LAWREVII' [Vol. 27 municipal courts. The agencies for the enforcement of interna- tional law are not necessarily courts, but other State constitu- tional organs, usually the executive. The weakness of the sys- tem, which attracts a disproportionate amount of attention, con- sists in the inability to compel nations to submit their disputes to a court and the physical power of States, exercised on occasion without regard to law, to constitute themselves plaintiff, judge and sheriff in their own cause. The theory that international law is not necessarily binding on States, sustained by so many theorists and jurists, though founded on essential error, can only aggravate this weakness in the system and postpone the maturity of that international legal order for which most of them profess to be working. Edwin Borchard. N'. W ]IAvI-N, CoNN.