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A. What is School Improvement
Planning?

  School improvement Planning is a process
  by which members of the school –
  community conducts a thorough
  evaluation of their school’s educational
  programming in the previous school years
  and the development of a written school
  plan that:
  • establishes the starting point for ongoing
  evaluation of efforts and

  • unifies independently organized school improvement
  efforts from various areas of the total school program into a
  single, focused process.
B. What is a School Improvement Plan?


A School Improvement Plan (SIP) is:

 • a road map that establishes the changes that the school needs
     to improve student achievement and shows how and when
 these changes will be made.

 • a three-year education development plan that embodies the
 vision and mission of the school. It contains the profile of the
 school and the community, problems and needs, goals,
 objectives, standards and targets, implementation plan,
 monitoring and evaluation plan, communication and
 advocacy plan, documentation and reporting to
 stakeholders and signatories. It is translated into an Annual
 Implementation Plan. These SIPs serve as the major bases of the
 Division Education Development Plan (DEDP).
• a comprehensive overview of major priorities to which the
school will commit its resources including activities which are
supportive of the national program of the Department and
best/effective practices to be sustained.


• a document which embodies what a school wants to achieve
and the manner with which to achieve it ensuring that the school
maintains its prevent strengths towards an enhanced learning
environment for students.


• an instrument by which the community can hold a certain
school accountable for student performance.
B. Who are involved in School Improvement Planning?
Below are the proposed members of the SPT and their roles and
responsibilities, which may be expanded as the school/school
council sees it fit:


    Stakeholder                 Planning Responsibilities
School Governing     • Actively participates in the development of
Council (SGC)        the SIP by establishing priorities and setting
representative       goals and strategies for school improvement
                     • Initiates the formation of the School Planning
                     Team
                     • Convenes the School Planning Team
School Head          • Provides leadership and guidance in the
                     development of the plan, clearly explain the SIP
                     planning process to the planning team and helps
                     them understand their role in the process
                     • Facilities actual planning workshop
Stakeholder                Planning Responsibilities

                   • Provide needed information relative to
                   teaching and learning process
Teachers           • Actively participate during the development
                   of the SIP establishing priorities, setting goals
                   and formulating implementation strategies for
                   the plan.

                   • Share insights about what their children need
                   to learn and the difficulties they face in school,
Parents            their aspirations for the school and their
                   children, present other areas of concerns; and
                   participate in setting goals, strategies, and
                   priorities of the school
                   • Commit available resource in the
                   implementation of the plan
Table 6. Actual Accomplishments Versus Targets

     Stakeholder               Planning Responsibilities
                   • Share insights about their difficulties in the
                   school and participate in setting goals,
Students
                   strategies and priorities of the school.

                   • Share valuable information on the interest of
                   the community in school improvement and
Barangay and LGU
                   participate in setting goals, strategies and
Representative
                   priorities of the school

                   • Commit available resources in the
                   implementation of the plan.
A. How do we prepare the SIP

SIP Preparatory                   Purpose                     Time       Persons
   Activities                                                Frame      Involved
I.   Calling for a   To present the school profile to the   March or   School Head
     general         community                               April     (SGC)
     assembly                                                          School
•    Forming a       To draw insights/inputs from the
                     community for the development of                  Community
     School
                     the SIP
     Planning
     Team
                     To inform the community about
                     the development of the SIP

                     To distribute
                     parent/student/teacher survey
                     questionnaire to the community to
                     determine the satisfaction level of
                     the respondent on the way the
                     school is being managed
1.   Organizing    To orient the SPT members             April      School Head
                   about the tasks at hand re:roles
     and                                                            (SGC)
                   and responsibilities
     preparing                                                      SPT
     the SPT       To determine what resources
                   (budget, supplies, and
                   equipment venue, etc.) are
                   needed in the preparation of the
                   SIP

                   To determine what technical
                   assistance is needed (from the
                   Division , Region and Central
                   Office) in the preparation of the
                   SIP
1.   Collecting,   To gather data from the school      April-May-   SPT
     organizing    management information system         June
     and           (SMIS)
     analyzing
     school        To gather survey results (parent/
     data          student/teacher survey, CFSS
                   Self-Assessment Guide and
                   APPES and Sterling Silver
                   “School Self Survey Tool)

                   To fill-out school report card
1.   Identifying core   To identify core values and      June      SPT
     values and         formulate vision and mission
                                                                   (SGC)
     formulating
     vision and
     mission
1.   Determining        To determine school goals        June      SPT
     school goals and   and objectives
     objectives



1.   Formulating        To formulate Work and          June-July   SPT
     Work and           Financial Plan and Annual
     Financial Plan     Implementation Plan
     and Annual
     Implementation
     Plan
1.   Developing the     To develop the School’s         August     SPT
     School             Monitoring and Evaluation
     Monitoring and     Plan and Structure
     Evaluation Plan
     and Structure
1.    Organizing for    To prepare the school for SIP   September   School Head
      implementation    implementation                              (SGC)
                                                                    School
                                                                    Community


9. Writing the SIP      To finally organize the          October    SPT
                        contents of the plan with                   (SGC)
                                                        November
                        reference to items 3 to 8 of
                        this table                      December    Division

10. Presenting the SIP To submit the SIP to the         December    SPT
      to the School    School Council for approval                  (SGC)
      Council for      and Division for acceptance
                                                                    School
      approval and                                                  Community
      Division for
      Acceptance
11. Preparing           To determine strategies to       January    SPT
      advocacy plan     effectively advocate for                    (SGC)
      for the SIP       support of the plan from
                        various stakeholders                        School
                                                                    Community
12. Communicating       To present the plan to the      February    SPT
      the Plan          stakeholders                                (SGC)
                                                        Onwards
                                                                    School
                                                                    Community
1.   Orientation   To conduct workshop on             February   School
     on            implementation start up; clarify
                                                                 School
     Implement     roles of those involved and
                   determined activities on the                  Community
     ation Start   implementation of the SIP
     Up
Communicating the Plan    STEP 1:
                   Implementation Start Up
                                             Collecting, Organizing,
                                             & Analyzing School Data
                                                           STEP 2:
 STEP 7:                                                   Identifying Core
                                                           Values &
 Writing the
                                                           Formulating the
 School
                                                           Vision & Mission
 Improvement
 Plan                          SIP                         Statements

                                                              STEP 3:
STEP 6:                     Planning                          Determining
                                                              School Goals &
                             Cycle
Organizing for
implementation                                                Objectives

 STEP 5:                                                 STEP 4:
 Developing the                                          Formulating the
 School’s                                                Work & Financial
 Monitoring &                                            Plan and Annual
 Evaluation Plan                                         Implementation
 and Structure                                           Plan
      Figure 1: Steps in the Formulating of the School Improvement
                                  Plan.
STEP 1: Collecting, Organizing and
Analyzing School Data

Input      Process Tool     Output            SIP Outline

                          Accomplished       School Profile
            School
School      Report
            Card          Initial Data       Situation
Data
            (SRC)         Inferences         Analysis




Figure 2: Graphical Illustration of Step 1
A. Data Gathering and Organization
To organize school data the use of the SRC Format is suggested.
Advantages of the SRC: 1) It allows the SPT to review substantial school data in one glance 2) It
provides the opportunity for the school to conduct trend analysis allowing initial inferences to be made
from their data
Planning Indicators                      Description and Collecting of Data
Enrolment                       •   Collect 5-year enrolment data. (to forecast          enrolment

                                •   Only the August enrolment is to be indicated in the SRC

                                • Use the Form 3 or the Government School Profile as the
                                basis for this planning indicator

                                • To be filled up only if the school is managing an ALS
  ALS Enrolment                 program. Otherwise, place N/A or not applicable

Personnel                       • Count only the plantilla-items including the vacant
                                position/s.
                                • TICs are not to be counted under the Principal item but
                                rather under the Teacher item. Put remarks on the last
                                column (What are these data telling us? Of the SRC that a
                                teacher is designated as TIC.
                                • In accounting for teacher items, exclude locally paid and
                                volunteer teachers
                                • In accounting for non-teaching /support personnel,
                                exclude teachers who are designated to perform
                                administrative responsibilities in the school.
Planning Indicators            Description and Collecting of Data
Physical Facilities   • Count only physical facilities based on “intent” and not
                      on “utility”. Meaning, the laboratory which was converted
                      as a classroom is counted under laboratory and not under
                      classroom.
                      •   Exclude demolished facilities in the count

Classroom             • Refers to the desks, armchairs, set of table and chairs,
                      blackboard, laboratory tables & chairs, cabinets, teacher’s
Furniture             tables & chairs and others
                      • Do not count furniture that are not serviceable or
                      condemnable or those personally owned by the
                      pupil/student & teacher.
                      •   Count as 1 of 1 set of Table and 2 chairs (new model)
Office Equipment      • Refers to computer solely used in the office, typewriter,
                      photocopier, mimeographing machine, fax machine, sound
                      system and others

ALS Community         • Refers to the ALS Learning Center offering different
                      kinds of community-based training programs
Learning Center
Planning Indicators           Description and Collecting of Data
Site Ownership        • Refers to the status of the school site acquisition

Learning Facilities   • Please refer to the DECS Service Manual 2000
& Equipment           • Prepare a separate list of all required equipment.
                      Attach the document to the SRC
                      • Place a checkmark if all listed equipment are present in
                      the school and come up with a total to be reflected in the
                      SRC per learning facilities.
                      • Multimedia refer to computers for instruction, TV set,
                      video or DVD or cassette player & others

Textbooks             • Only BEC-based textbooks (SEMP) are to be included in
                      the SRC. Exclude in the computation any other textbooks
                      which are not SEMP
                      • For the ALS, indicate the materials per learning strand.

Medical/Dental        * Refers to the kind of services the school children availed
                      such as dental check-up/tooth extraction, physical check-
Services              up, deworming, and others.
Planning Indicators           Description and Collecting of Data
Learner
Performance
> NAT Result          • Refers to the MPS per subject area

 Reading             • Refers to the PHIL-IRI result or other reading
                      assessment tool utilized by the school.
Comprehension

Teacher-Pupil Ratio   • Refers to the total number of enrolment against total
                      number of nationally paid teachers. Exclude volunteer or
                      locally paid teachers in the computation

Textbook-Pupil        • Refers to the number of textbooks (SEMP) against total
                      number of enrolment.
Ratio
                      • For the ALS, refer to the number of learning strands
                      available against total number of enrollees
Planning Indicators           Description and Collecting of Data
Nutritional Status    • Indicates the number of pupils/students who, after
                      being examined, are classified as Normal, Above Normal,
                      or Below Normal status of nutrition

                      • Secure information from your school MIS or the School
                      Nurse assigned

Class Size            •   Refers to the pupil/student requirement at 45 per class

Instructional         • Refers to the frequency of supervision and the number
                      of teachers supervised per month.
Supervision
Parents’ Rate of      • Attendance to the Home Room or General PTCA
Participation         Assembly will be used as bases for computing this
                      indicator.
                      • Reflect the average number of attendees over the total
                      number of parents in the school.

Public Expenditures   • Refers to the financial allocation / support given by LGU
                      to the school
Planning Indicators           Description and Collecting of Data
School                • Refers to the recorded incidence in the school such as:
                      theft, conflicts and others.
Environment
Performance           • Secure all indicators listed below from your school MIS
                      or Division Planning Office for the past three (3) years.
Indicators
                      •   Indicator percentage should be up to 2 decimal places

                      • Graduation Rate is translated to: Number of Graduates
Graduation Rate      (March) over number of enrolment (March) x 100.

Promotion Rate       • Promotion Rate assesses the extent of pupils/students
                      who are promoted to the next grade/year level.
                      • Formula: Number of Promotees (March) over Number of
                      Enrolment (March)

Simple Dropout       • The Simple Dropout Rate calculates the percentage of
                      pupils/students who do not finish a particular grade/level.
Rate
                      • Formula: Number of Dropouts over Enrolment (August)
                      x 100.
Planning Indicators           Description and Collecting of Data
Failure Rate         • This indicator evaluates the extent of pupils/students
                      who failed a given grade/year level.
                      • Formula: Number of Failures over Number of
                      Enrolment x 100

Repetition Rate      • This indicator determines the number of pupils/students
                      who repeat a grade/year level.
                      • Formula: Number of Repeaters current SY over Number
                      of Enrolment Aug. previous SY x 100.

Retention Rate       • The Retention Rate determines the degree of
                      pupils/students in a particular school year who continue to
                      be in school in the succeeding year.

Completion Rate      • This is the percentage of first year entrants in a level of
                      education who complete/finish the level in accordance with
                      the number of years of study.
Step 2: IDENTIFYING THE CORE VALUES AND
 FORMULATING THE VISION AND MISSION
A. Step in Determining School Core Values
    A.1 Review the Values Clarification Checklist
              Values Checklist
       People                      Processes             Performance
Equality/Equal       Close Relationship        Ecological Awareness
Opportunities

Respect              Fairness                  Open and Honest People
Fairness             Helping other people      Honesty
Justice              Influencing others        Fast paced work
Excitement           Order (stable, conform)   Helping other people
Honesty              Systematic                Influencing others
Flexibility          Creativity                Life long learning
Professionalism      Flexibility               Order (stable and conform)
Loyalty              Effectiveness             Ranking against others
Step A.2: Identify top 10 school values


Step A.3: Out of the 10, identify your 5 most
values.

Step A. 4: From the 5, come up with only
three values

Step A. 5: Ask participants to agree on 3
topmost school values

Step A.6: Describe the values
Formulation of Vision, Mission Statements


Vision is the “WHAT” It is an expression of a destination towards
which the school should aim.
A vision should be:
       - clear
       - memorable
       - linked with client need and
       - involving
The vision will help our school develop systems and rules that
would guide us in the pursuit of our school mission.
WHAT IS A MISSION STATEMENT?

A mission statement is something that describes the path the
  school chooses to take to become what it wants to be as
  expressed in its vision statement.
A mission statement:
-- provides the focus, the map;
--- tells the reasons for making the trip or the journey;
--- specifies what is valid, what we as an organization pledge
   to do;
--- tells who we are and what we do; and
--- addresses the needs of clients and stakeholders
SHARED VISION

                         WHERE DO WE WANT TO GO

            MISSION

         HOW DO WE GET




SITUATIONAL ANALYSIS
Where are we now
Below is a sample of how mission pillars will look like at the end
  of the workshop.

QUALITY
               SCHOOL
GRADUATE                         MANAGEMENT
               FACILITIES
Produce high                     School run by    SCHOOL
quality of     Have enough       a very                             COMPLETE
                                                  INFRASTRUC
students       books             effective                          PERSONNEL        ANCILLARY
                                                  TURE
                                 Principal                                           SERVICES
Attain                                            Have a            Hire computer
globally       Acquire           To have good                       teachers         Establish
                                                  functional
competitive    vehicle for       instructional                                       functional
                                                  teachers office
students       the school        leader                             Have an          school
               To have                            Acquire           English major    canteen
Produce                          To have good
               stable                             functional        teacher
computer                         working          laboratory                         Have a
               electricity                                          Add teachers
literate                         relations with                                      functional
students       Acquire           stakeholders     Build more                         guidance
                                                  classrooms        To have a
               sports                                                                services
Graduate                                                            school
               equipment                          Have
skillful                                                            medical          Have a school
                                                  comfortable
students       Implement                                            services         clinic
                                                  learning center
To have God    school                                               Request for
fearing        electrification                                      clerk
               To have                            To a science
students                                                            Have a
               complete                           laboratory rm.
                                                                    security guard
               laboratory                         Have
               Produce                            functional
               teaching                           guidance office
               learning aids
Vision                                   Mission
•Draws on the values and beliefs and     •Draws on the beliefs and values of the
environment of the organization          organization
•Describes what you want to see in the   •Is future-oriented and portray the
future                                   organization as it will be, as if it already
•Specific to a certain organization      exits
•Positive and inspiring                  •Is specific to the organization, not
                                         generic
•Does not assume that the system will
have the same framework as it is today   •Is a short statement, not more than one
                                         or two sentences
•Open to significant modification to
current organizations, methodology,
teaching techniques, facilities, etc.
Step 3: Determining the School’s Goals and
Objectives

Determining the Goals of the School
Having determined the priority concerns of the school, the SPT is now
  ready to establish (or revise) improvement goals that address the
  priority needs of the school. The goals needs to be substantive and
  attainable, so the fewer the goals, the better. All goals should be
  anchored on the Education for All (EFA) Goals, but should be crafted
  based on the results of the data analysis.


Developing the School’s Objectives
Develop objectives that would measure the progress in accomplishing
  the goals. Objectives should contain the following elements:
  Specific, Measurable, Attainable; Realistic and Time bound
STEP 4: Formulating the Work and
Financial Plan and Annual Implementation
Plan (AIP)

Input        Process Tool   Output         SIP Outline

                             WFP
School
goals &       Planning
objectives    matrices                    Programs and
School        Hierarchy                   Actions for
Report        approach                    Three years
Card                         AIP




  Figure 4. Graphical Illustration in Formulating the
                    WFP and AIP
To complete the information required in the three year WFP, the
following are identified:


* Priority Improvement Areas – such a school leadership,
internal programs, external programs and special projects.

 * Objectives of each improvement area
 * The programs, projects or activities to be undertaken to
 carry out the objectives
 * Resource Requirement

 * Time Line
 * Sources of Funds required
Table 1. Three-Year Work and Financial Plan Matrix
                            Template


                               Programs,
    PRIORITY                    Projects,   Resource
                                                             TIME LINE
    IMPROVE                                 Requirem                               AMOUNT & TARGET SOURCES
               OBJECTIVE
      MENT                     Activities     ent                                         OF FUNDS
                                                       YR.      YR.      YR.
     AREAS                                              1        2        3    MOOE      PTCA       LGU   Others

                                                                                                           
                                                                                                           
                                                                                                           
                                                                                                           
TOTAL                                                                                                      
                                                           SUB-TOTALS                                      
TOTAL                                                                                            
Table 2. Example of an Accomplishment Work & Financial
                 Plan Matrix Template



   PRIORITY               OBJECTIVES                   PROGRAMS,PROJECT,                    RESOURCE            TIME LINE         AMOUNT & TARGET SOURCES
                                                                                                                                              OF FUND
 IMPROVEMENT                                                 ACTIVITIES                     REQUIRE-
    AREAS                                                                                     MENT                                MOOE    PTCA    LGU     Others
                                                                                                          YR.      YR.      YR.
                                                                                                           1        2        3
                       - to strengthen areas     *   Regular instruction consultation   P      1,000.00
B.       School                  of              *   Regular classroom visits                  2,000.00
         Leadership              supervision     *   Regular faculty meeting                  10,000.00
                                 & internal      *   Regular mentoring/coaching                2,000.00
                                 management                                             P     15,000.00
                       - to increase the         * Implementation of Red-A-                  100,000.00
B.       Internal                academic                Thon, PHIL IRI, etc,                 50,000.00
        Improvement              performance     * Continuous implementation of
         Objectives              of the pupils           Opan AURA                        350,000.00
                                                 * Enhancement of pupils through        P 500,000.00
                                                         fun and away games
                       - to increase             * Improve physical environment            500,000.00
B.        External               participation           for learning                      750,000.00
        Improvement              rate from       * Construction of school fence             52,000.00
          Objectives             86% to 95%      * Construction of pathways                150,000.00
                                                 * Implementation of EPP to                 90,000.00
                                                         address malnutrition           P 2,500,000.00
                                                 * Improve the availability of
                                                         classroom furnitures &
                                                         IM’s
TOTAL                                                                                   P3,000,015.00
                                                                                                            SUB-TOTAL

TOTAL                                                                                                                                    P 3,000,015.00
Table 3. Annual Implementation Plan Matrix Template
                                                 Year _________



   A        B         C                 D                                      E                                       F
PRIORITY   OBJEC    PROGR           RESOURCE                              TIME FRAME                      SOURCES & AMOUNT OF FUNDS
IMPROVE    TIVES     AMS          REQUIREMENT
  MENT              PROJE                                 Q1         Q2            Q3            Q4
 AREAS               CTS     Q1    Q2       Q3   Q4   J    F   M A   M     J   J   A    S    O    N   D   MOOE   LGU       PTCA   Others
                    ACTIVI
                     TIES




            SUB-TOTALS                                                                      SUB-TOTALS

                                                                                                 TOTALS
                   TOTALS
                     TOTAL
STEP 5. Developing the Monitoring and
Evaluation Plan and Structure
The objective of this step is to enable the school to track its progress and
make timely adjustment on the School Improvement Plan:


 Input              Process Tool       Output                SIP Outline

School goals and
objectives
                     M&E
Annual
Implementation       Matrix             M&E                 Organizing for
Plan School goals                       plan                Implementa-
and objectives
                     Table 4                                tion
Annual
Implementation
Plan
Report Card



  Figure 5. Graphical Illustration on Monitoring and
                   Evaluation Plan

The school goals and objectives and the suggested planning
matrices for the three-year WFP and AIP are required inputs to
this activity
Monitoring is the purposive gathering
of pertinent information relative to
how well targets are achieved and the
manner with which these targets are
achieved.

Evaluation is the analysis of
information gathered during the
monitoring phase with which one can
make judgment on the effectiveness
of the school.
STEP 6. Organizing for Implementation
An SIP Implementation Team should be organized in the school
  by the school head to:

1. manage SIP implementation;
2. organize priority improvement area team approved by the
   school head which will manage different programs and
   activities in the AIP and the 3-Year Work and Financial Plan;
3. make regular reports (e.g. monthly) to the school head as
   regards status of SIP implementation;
4. make recommendations to the priority improvement area
   team regarding interventions that are considered necessary
   in successful plan implementation;
5. assist the SPT in enhancing the SIP every year during SIP
   revisit;
6. convene regularly (e.g. monthly, quarterly) to discuss
   implementation issues.
Sample composition of an SIP Implementation Team (specific
  membership will depend on the program of work in the SIP)


1. One Head Teacher or Master Teacher - Chairman
2. One Science Teacher
3. One Mathematics Teacher
4. One English Teacher
5. One TLE/EPP Teacher preferably Shop or Industrial Arts
   Teacher

6. Two student/pupils representatives

7. One Parent or LGU
Composition of SIP M & E Team:


1. One Department Head Teacher or Master Teacher
2. Two teachers who have the capacity to conduct SIP M & E
   as determined by the school head
3. One parent representative for every grade level
4. One LGU representative

5. One School Council Representative
----------------------
         DIVISION                                   DISTRICT
          OFFICE                                     OFFICE
                                                   SCHOOL’S
             SPT
                                                 STAKEHOLDERS


           SIP                                        SIP
     IMPLEMENTATION                                  M&E
          TEAM                                       Team




School             Internal          External           Special
Leadership         Improvement       Improvement        Projects
Program            Area Program      Area Program       Program
Team               Team              Team               Team


   Fig. 6. Suggested Organizational Structure for SIP
                    Implementation
The SIP IMPLEMENTATION TEAM undertakes the following
functions:
1. Organize program teams approved by the School Head
   which will manage different programs and activities as
   reflected in the 3-year WFP and the AIP;
2. Make regular reports (monthly, quarterly, semi-annual or
   annual) to the School Head as regards the status of SIP
   implementation;

3. Make recommendations to the program teams regarding
   actions that are considered necessary in successful plan
   implementation;
4. Assist School Planning Team in enhancing the SIP every
   year during the SIP revisit; and

5. Convene regularly to discuss implementation issues
   together with School Heads and M & E Team
The SIP MONITORING AND EVALUATION TEAM that monitors
and evaluates the plan implementation.
Specifically, it shall:

1. Conduct monitoring during plan implementation like
   gathering, recording, organizing, storing data and ensuring
   that school records are complete and up to date;
2. Evaluate results of SIP implementation which will be made
   as basis for decision making by the SH for interventions;
3. Make regular reports and submit to SH;
4. Update M & E plan during SIP revisit;
5. Design monitoring and feedback system (e.g. flow of
   reports and feedback, reporting schedules, monitoring and
   feedback forms);
6. Analyze and interpret data and provide copy to the School
   Head and program teams;
7. Convene regularly to discuss M & E concerns together with
   implementation team and SH;
8. Monitor school and learner performance and recommend to
   the SH, actions to improve learner achievement.
Suggested composition of the teams.



    SIP Implementation Team               SIP M & E
  -One   HT or MT – chairman     -One HT or MT
  -One   Science Teacher         -Two Teachers
  -One   Mathematics Teacher     -One parent representative
  -One   English Teacher         -One LGU representative
  -Two   pupil representatives   -One School Council
  -One   parent or LGU           Representative
Head of School

                                                             School M & E
                                                                Team

                       Implementation
                            Team



   Physical                                    Student/
                 School     Curriculum                           Staff
Facilities and                                  Pupils
                           & Instructional
Instructional    Finance      Programs
                                             Co-curricular    Development   Others
                  Team                        Activities         Team
 Materials &                    Team
                                                Team
 Equipment
    Team



   Fig. 7. School Improvement Plan Implementation Structure
                 (Suggested Format for Small Schools)
Suggested Roles/Functions of Program Teams

1. Physical Facilities & Instructional Materials & Equipment
   Team
    a. Prepares master plan on physical facilities and instructional
       materials and equipment
    b. Make annual inventory of facilities, materials and equipment
    c. Identifies physical, materials and equipment needs
    d. Assists the preparation of project proposal to source out funds
       for physical facilities, materials and equipment projects
    e. Takes the lead role in implementation of physical facilities
       project
    f. Takes charge of procurement of materials and equipment
    g. Conducts regular inspection of physical facilities informs the
       school head on the status and make recommendation
    h. Prepares list of measures on the care and use of physical
       facilities, materials and equipment
Head of School

                                                    M & E Team




   Physical                  Curriculum          Student/
                 School    & Instructional        Pupils          Staff
Facilities and                                                                Others
Instructional    Finance       Team            Co-curricular   Development
                            Composed of         Activities        Team       programs
 Materials &      Team
                                5 DH              Team
 Equipment
    Team
                                         Science program team

                                      Mathematics program team

                                             English program team

                                             Pilipino program team

                                       Makabayan program team

   Fig. 8. School Improvement Plan Implementation Structure
         (Suggested format for Big schools w/ Dept. Heads)
2. Curriculum and Instructional Programs Team

     a. Organizes program teams per subject area

     b. Lists roles and functions of each subject area
        program team
     c. Convenes regularly with SH, Implementation team
        and M & E team
     d. Records best practices, facilitating and hindering
        factors in relation to the implementation of subject
        area program
3. Student/Pupil Co-Curricular Activities Team

     a. Prepares plan for student/pupil co-curricular
        activities

     b. Supervises co-curricular activities like sports,
        cultural shows, talent shows, student/pupil
        government activities, etc.
      c. Mobilizes stakeholders to support student/pupil
         activities

      d. Convenes regularly with implementation team, SH
         and M & E Team to discuss issues about the
         program
4. Staff Development Team

     a. Conducts TSNA to determine strengths and training
        needs of teachers and non-teaching personnel

     b. Prepares an INSET Plan and submits to SH for
        comments and approval

     c. Conducts resource mobilization activities in order
        to get funds to support plan

     d. Manages INSET program to improve professional
        competence of teachers in order to improve the
        delivery of instruction
     e. Organizes pool trainers in the school who can be
        tapped as speakers during INSET
     f. Evaluates and makes Training Completion Report
        after the completion of every training
     g. Convenes regularly with the School Head,
        Implementation Team and M & E team and
        discusses implementation issues
5. School Finance Team

   a. Makes recommendations to SH as regards School
      Financial Plan in relation to the budget
      requirements of the SIP/AIP
   b. Prepares resource generation plan which will
      involve the stakeholders
   c. Manages allocation of resources for operational
      and developmental activities which are reflected in
      the SIP
   d. Prepares annual procurement plan approved by
      the school head
   e. Prepares financial reports
   f. Tracks the utilization of funds and reports to SH
6. Advocacy / Communication Tea,

   a. Prepares communication/advocacy plan to
      disseminate information regarding the SIP

   b. Links with the media (print / TV / radio /
      Internet) to raise consciousness of stakeholders
      about the SIP and entice them to support SIP
   c. Writes press releases on the progress of the SIP
      implementation
Three-year School                  Sets the direction
                                                                       School Level
       Strategic Plan                                                  Planning



      Annual
      Implementation                        Operationalizes the
      Plan                                  strategic plan


       School                                      Detailed
      Policies                                     programs/project
                                                   plans
       -----------------------------------------------------                Individual
                                                                            Planning
                                                             Teacher
Principal                                                    Individual
Individual                                                   Professional
Professional                                                 Development
Development                                                  Plan
Plan
      -----------------------------------------------------

                                                                      Stakeholders
                   Stakeholders’ Plans/Programs/Projects              Planning


     Fig. 8. The Relationship of Stakeholders’ Plan to the SIP
Roles of Organizations

    1. District Office

        a. Provides technical support to the SPT during plan
           preparation and plan revisit
        b. Conducts M & E
        c. Provides guidance and technical input during plan
           implementation
        d. Receives reports and give feedback
        e. Assists school in its advocacy efforts of the SIP
2. Division Office

    a. Includes programs and projects of the SIP in the
       Master Plan of the DEDP
    b. Monitors SIP implementation
    c. Facilitates SIP formulation and revisit of the plan

    d. Designs the SIP Reporting and Feedback System
    e. Provides / facilitates technical and financial
       support to school in SIP implementation, and
       formulation
    f. Conducts SIP appraisal, annual review and
       evaluation
    g. Assists school in its advocacy efforts of the SIP
3. Stakeholders (School Council, PTCA, LGU, etc.)

    a. Design plan in support of the SIP

    b. Provides technical and financial support towards
       SIP imp
    c. Assists in the implementation of the plan,
       monitoring and evaluation of the plan
       implementation

    d. Participates in the preparation of the School
       Improvement Plan

    e. Assists the school in its advocacy effort of the SIP
Writing the SIP




Input       Process Tool    Output         SIP Outline



             SIP
Outputs                    School        Communicating
             Templates     Improvement   with
of each
Step                       Plan          Stakeholders




        Figure 10. Framework on Writing the SIP
SIP Outline

     PART             TOOL      OUTPUT          REMARKS
Endorsement    None          Endorsement    Contains signatories
                                            of the School
                                            Planning Team (See
                                            sample
                                            endorsement on
                                            page 91)
Introduction   None          Introduction   Write 2 to 3
                                            paragraphs
                                            indicating who
                                            made it , why you
                                            did it (rationale),
                                            how the plan was
                                            developed, how you
                                            intend to use the
                                            plan
Profile
A.   School
 - Name and                          BEIS, School     School    -Write a paragraphs or two
   History                           Records,         Profile   describing the current
                                     Plantilla,                 school profile per sub area
 - Type of school (e.g. Elem/        Organizational
      Secondary, Monograde/          Chart
      Multi-Complete/ Incomplete                                Suggestions:
      ,     Central/Non-central                                 1. A tabular or graphical
 - Curriculum (Organization of                                  presentation of data may be
      curriculum such as BEC,                                   presented with a short
      Special Programs, SPED,                                   narrative discussion to
      Tech-Voc, etc.                                            support the presentation.
 - Personnel (School Head,
      Teachers, Non-teaching                                    2. Use simple and clear
      Personnel and other support                               words or statements to
      staff)                                                    organize ideas in a
 - Physical facilities (Classroom,                              paragraph form
      furniture, comfort rooms,
      canteen, library, playground                              3. For special features of
      apparatus, etc.)                                          the school include
 - Others (e.g special                                          achievements,
    features                                                    accomplishments, potentials
                                                                and other unique qualities.
                                                                Refer to sample SIP
A.   Community

 - Socio-cultural (tradition,   Barangay /   Community   Write a paragraph or
    beliefs, practices of the   Municipal    Profile     two describing the
    people                      Records                  current community
                                                         profile per sub area
 - Political (governing body/
     political structure)

 - Geographical location
    (boundaries)

 - Demography (population)

 - Economy (income,
     livelihood and economic
     status)
Situational Analysis                                     The writing of the
                                                         Situational Analysis
                                                         shall start with the
                                                         accurate
                                                         accomplishment of
                                                         the School Report
                                                         Card.
Situational Analysis   Then inferences shall be
                       made and a deeper
                       analysis of the school
                       situation shall be conducted
                       looking at problems and
                       potential programs and
                       projects worth sustaining.

                       Here are some suggestions
                       in the writing the situation
                       analysis:      1. Write in
                       narrative/paragraph form
                       following this presentation
                         a. Present the data
                         b. Present the gap (this
                              refers to the
                              difference between
                              the actual data and
                              standard)
                           c. Present the reason/s
                               for the gap (taken
                               from the identified
                              problem
Situational Analysis                               2. The narrative shall be
                                                   supported by tabular or
                                                   graphical data

                                                   3. Use any of the tools
                                                   used in problem
                                                   identification to come up
                                                   with accurate analysis

A. Collecting , organizing and
     analyzing data on the
     following:
10. School Performance           -SRC
     - Student Achievement       -Data Inference
     - Performance
     Indicators (Drop outs,       Template
     Repetition, Retention ,
     Completion, etc.)
2. Instructional Materials
     (Textbooks, references,
     school equipment,
     teaching aids)
3. Personnel (School Head,
     Teaching and Non-
     Teaching)
1.   Physical Facilities
     (building, classrooms,
     toilets, library, clinic
     laboratories, guidance
     center, canteen, school
     furniture, etc.)
2.   School management
     - leadership
     (administrative,
     instructional and
     linkages)
     - planning and
     development
     - organizational
     structure and staffing
     - systems and
     procedures (EMIS, M &
     E Budget Rewards,
     Communication)
B. Problem Identification       - SRC            List of
                                -Streams         Problems
                                Analysis Chart
                                -Problem Tree
                                Chart
                                -SWOT
- Survey
                     Questionnaire
                     - Force Field
                     - ASSA
                     - CFSS
                     Assessment
                     Guide
                     (Tracking
                     System)
Guiding Principles


A. Core Values       -Values         Core        Write a brief
                     Checklist       Values      description of core
                                                 representing people,
                                                 processes and
                                                 performance and how
                                                 stakeholders will
                                                 behave in carrying out
                                                 its vision and mission
A.   Vision                          Vision      Contains simple or
                                     Statement   complex statements.
                                                 (NOTE: Style
                                                 committee shall be
                                                 invited to craft the
                                                 vision statement)
                                                 Refer to samples on
                                                 pp. 44-46
A.   Mission                                             Contains one or more
                                                         statements
                                                         - Format could be in
                                                         paragraph or bullet
                                                         form (see sample on p.
                                                         45)
D. Goals and Objectives      -- Objective   Goals and    Contains
                             Template       Objectives   programs/projects/
                             -- Goals and   Chart        interventions to:
                             Objectives                  -Address identified
                             Template                    problems
                                                         -Sustain promising
                                                         SBM practices that will
                                                         enable schools reach
                                                         the mature level
                                                         -Promote continuous
                                                         school and community
                                                         improvements (e.g.
                                                         Brigada Eskwela,
                                                         ECARP, DORP, Sports
                                                         etc.)
3. Year Work and Financial   -3 year        3 Year       Contains objectives
    Plan                     Template       WFP          programs/projects/
                                                         interventions to be
                                                         attained within 3 years
                                                         using the 3-year WF
                                                         template
Annual                AIP Template      AIP                  Contains major
Implementation                                               activities of
Plan (AIP)                                                   programs/projects/
                                                             interventions to be
                                                             attained within one
                                                             (1) year using the
                                                             AIP Template
Monitoring and        -M & E template   M & E Plan and       Write a brief
Evaluation Plan and   -M & E Chart      Structure            description on the
Structure                                                    organization of the
                                                             M & E structure and
                                                             the corresponding
                                                             roles and
                                                             responsibilities.
                                                             (Refer to page 65)
Implementation        -SIP              SIP Implementation   Write a brief
Plan and Structure    implementation    Plan and Structure   description on the
                      chart                                  organization of the
                                                             SIP Implementation
                                                             Structure and the
                                                             corresponding roles
                                                             and responsibilities.
PROCESS FLOW
                                                                         Awardin
                                               Recommended
                                              for Acceptance of          g of
                                                   the SDS               Cert. of
                              If yes                                     Acceptan
                                                                         ce by
 Preparation     Submitted        Rapid                                  the SDS
 of the SIP by   to SGC for      Appraisal
    the SPT                   by DSRT/DsSRT
                  Approval




                                              Sent back to the SPT   SIP to undergo
                                               for refinement and     A process of
                              If no              inclusion of the
                                                   “minimums”
                                                                     review/refine-
                                                                          ment




       Figure 11. Process Flow of SIP Review and
                      Acceptance
PROCESS AFTER REFINEMENT


                  Rapid       Recommended      Awarding of
 Enhanced/                                       Cert. of
               Appraisal by   for Acceptance
 Refined SIP                    of the SDS     Acceptance
               DSRT/DsSRT
                                                by the SDS




        Figure 12. Process after Refinement of SIP
Republic of the Philippines
                      Region _______
                     Department of Education
                       DIVISION OF _____________
                        _________City / Province

                                Awards this

                       CERTIFICATES OF
                      ACCEPTANCE     of the




                                     to
_______________________________________
                  ( NAME OF SCHOOL )
   For having successfully complied or met (with) the requirements and
 standards of the Department of Education as mandated by RA 9155.
This certificate is given this ____ day of ______, 200____
                          at ____________________
                     _________________________
                    Schools Division Superintendent
Figure 13. SIP School Year Life Cycle



                                                 Annual
  SIP          Start-Up          Annual          Review              SIP
Appraisal       Review           Review            And            Evaluation
                                                Evaluation




            SIP Start-Up
SIP                          SIP Yr. 1        SIP Yr. 2        SIP Yr. 3
            Implementation
Preparation                  Implementation   Implementation   Implementation
Table 4. SIP Implementation Progress Report Matrix
                     Template


Priority Improvement Area:_______________________
 Program Team Leader       :_______________________

 PLANNED     ACCOMPLISH-    PROBLEMS/    ASSISTANCE    POSSIBLE   ACTIONS TO     DATE OF
ACTIVITIES     MENT OF       CONCERNS      NEEDED     SOLUTIONS    BE TAKEN    COMPLETION
              PLANNTED     ENCOUNTERED
              ACTIVITIES
Table 5. SIP Monitoring and Evaluation Matrix Template-
Stakeholders’ Perceptions on School Program and Project
                    Implementation
      Parent’s Opinion      Summary of Findings   Recommendation
        Dimensions
 Quality of teaching

 Learning Outcomes

 Student Reporting

 General Environment

 Customer Responsive


     Teacher’s Opinion      Summary of Findings   Recommendation
        Dimensions
 Clear Goals

 Decision Making

 Professional Development

 Discipline

 Feedback / Recognition

 Leadership

 Morale

 Openness/Sharing

 Professional Support
School Improvement Plan: A Manual for Schools
         Department of Education, Philippines
       School Climate        Summary of Findings    Recommendation
        Dimensions
 Attitude towards school

 Social Acceptance

 Student Incentive

 Curriculum Usefulness

 High Expectations

 Difficulty of Work

Teachers and Teaching       Summary of Findings    Recommendation
     Dimensions
Empathy

Teacher Energy/Enthusiasm

Fairness/Firmness

Helpful/Responsive

High Expectations

Quality Instruction

Feedback/Recognition

Difficulty of Work
Time Allocation
Table 6. Actual Accomplishments Versus Targets




     TARGET                 ACTUAL
                        ACCOMPLISHMENT
Sample Endoresement Letter
Date:______________


___________________________
School Division Superintendent
Division of _______________________
Sir/Madam:
Greetings,
We are happy to inform you that (Name of School) has completed its School Improvement Plan
which we are hereby endorsing for your review and acceptance.
We wish to inform your office that this SIP is a product of the collaborative effort of parents,
community leaders, teachers, alumni, pupils under the leadership of (Name of School Head).
We look forward to a favorable response. Thank you and regards.
Sincerely yours,


_________________           ___________________         ___________________
________________
   School Head                  SGC Chairman           Head School Planning Team         Barangay


* If the school has a School Governing Council, endorse the SIP to the SGC.
School Improvement Plan

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School Improvement Plan

  • 1. A. What is School Improvement Planning? School improvement Planning is a process by which members of the school – community conducts a thorough evaluation of their school’s educational programming in the previous school years and the development of a written school plan that: • establishes the starting point for ongoing evaluation of efforts and • unifies independently organized school improvement efforts from various areas of the total school program into a single, focused process.
  • 2. B. What is a School Improvement Plan? A School Improvement Plan (SIP) is: • a road map that establishes the changes that the school needs to improve student achievement and shows how and when these changes will be made. • a three-year education development plan that embodies the vision and mission of the school. It contains the profile of the school and the community, problems and needs, goals, objectives, standards and targets, implementation plan, monitoring and evaluation plan, communication and advocacy plan, documentation and reporting to stakeholders and signatories. It is translated into an Annual Implementation Plan. These SIPs serve as the major bases of the Division Education Development Plan (DEDP).
  • 3. • a comprehensive overview of major priorities to which the school will commit its resources including activities which are supportive of the national program of the Department and best/effective practices to be sustained. • a document which embodies what a school wants to achieve and the manner with which to achieve it ensuring that the school maintains its prevent strengths towards an enhanced learning environment for students. • an instrument by which the community can hold a certain school accountable for student performance.
  • 4. B. Who are involved in School Improvement Planning? Below are the proposed members of the SPT and their roles and responsibilities, which may be expanded as the school/school council sees it fit: Stakeholder Planning Responsibilities School Governing • Actively participates in the development of Council (SGC) the SIP by establishing priorities and setting representative goals and strategies for school improvement • Initiates the formation of the School Planning Team • Convenes the School Planning Team School Head • Provides leadership and guidance in the development of the plan, clearly explain the SIP planning process to the planning team and helps them understand their role in the process • Facilities actual planning workshop
  • 5. Stakeholder Planning Responsibilities • Provide needed information relative to teaching and learning process Teachers • Actively participate during the development of the SIP establishing priorities, setting goals and formulating implementation strategies for the plan. • Share insights about what their children need to learn and the difficulties they face in school, Parents their aspirations for the school and their children, present other areas of concerns; and participate in setting goals, strategies, and priorities of the school • Commit available resource in the implementation of the plan
  • 6. Table 6. Actual Accomplishments Versus Targets Stakeholder Planning Responsibilities • Share insights about their difficulties in the school and participate in setting goals, Students strategies and priorities of the school. • Share valuable information on the interest of the community in school improvement and Barangay and LGU participate in setting goals, strategies and Representative priorities of the school • Commit available resources in the implementation of the plan.
  • 7. A. How do we prepare the SIP SIP Preparatory Purpose Time Persons Activities Frame Involved I. Calling for a To present the school profile to the March or School Head general community April (SGC) assembly School • Forming a To draw insights/inputs from the community for the development of Community School the SIP Planning Team To inform the community about the development of the SIP To distribute parent/student/teacher survey questionnaire to the community to determine the satisfaction level of the respondent on the way the school is being managed
  • 8. 1. Organizing To orient the SPT members April School Head about the tasks at hand re:roles and (SGC) and responsibilities preparing SPT the SPT To determine what resources (budget, supplies, and equipment venue, etc.) are needed in the preparation of the SIP To determine what technical assistance is needed (from the Division , Region and Central Office) in the preparation of the SIP 1. Collecting, To gather data from the school April-May- SPT organizing management information system June and (SMIS) analyzing school To gather survey results (parent/ data student/teacher survey, CFSS Self-Assessment Guide and APPES and Sterling Silver “School Self Survey Tool) To fill-out school report card
  • 9. 1. Identifying core To identify core values and June SPT values and formulate vision and mission (SGC) formulating vision and mission 1. Determining To determine school goals June SPT school goals and and objectives objectives 1. Formulating To formulate Work and June-July SPT Work and Financial Plan and Annual Financial Plan Implementation Plan and Annual Implementation Plan 1. Developing the To develop the School’s August SPT School Monitoring and Evaluation Monitoring and Plan and Structure Evaluation Plan and Structure
  • 10. 1. Organizing for To prepare the school for SIP September School Head implementation implementation (SGC) School Community 9. Writing the SIP To finally organize the October SPT contents of the plan with (SGC) November reference to items 3 to 8 of this table December Division 10. Presenting the SIP To submit the SIP to the December SPT to the School School Council for approval (SGC) Council for and Division for acceptance School approval and Community Division for Acceptance 11. Preparing To determine strategies to January SPT advocacy plan effectively advocate for (SGC) for the SIP support of the plan from various stakeholders School Community 12. Communicating To present the plan to the February SPT the Plan stakeholders (SGC) Onwards School Community
  • 11. 1. Orientation To conduct workshop on February School on implementation start up; clarify School Implement roles of those involved and determined activities on the Community ation Start implementation of the SIP Up
  • 12.
  • 13. Communicating the Plan STEP 1: Implementation Start Up Collecting, Organizing, & Analyzing School Data STEP 2: STEP 7: Identifying Core Values & Writing the Formulating the School Vision & Mission Improvement Plan SIP Statements STEP 3: STEP 6: Planning Determining School Goals & Cycle Organizing for implementation Objectives STEP 5: STEP 4: Developing the Formulating the School’s Work & Financial Monitoring & Plan and Annual Evaluation Plan Implementation and Structure Plan Figure 1: Steps in the Formulating of the School Improvement Plan.
  • 14. STEP 1: Collecting, Organizing and Analyzing School Data Input Process Tool Output SIP Outline Accomplished School Profile School School Report Card Initial Data Situation Data (SRC) Inferences Analysis Figure 2: Graphical Illustration of Step 1
  • 15. A. Data Gathering and Organization To organize school data the use of the SRC Format is suggested. Advantages of the SRC: 1) It allows the SPT to review substantial school data in one glance 2) It provides the opportunity for the school to conduct trend analysis allowing initial inferences to be made from their data Planning Indicators Description and Collecting of Data Enrolment • Collect 5-year enrolment data. (to forecast enrolment • Only the August enrolment is to be indicated in the SRC • Use the Form 3 or the Government School Profile as the basis for this planning indicator • To be filled up only if the school is managing an ALS ALS Enrolment program. Otherwise, place N/A or not applicable Personnel • Count only the plantilla-items including the vacant position/s. • TICs are not to be counted under the Principal item but rather under the Teacher item. Put remarks on the last column (What are these data telling us? Of the SRC that a teacher is designated as TIC. • In accounting for teacher items, exclude locally paid and volunteer teachers • In accounting for non-teaching /support personnel, exclude teachers who are designated to perform administrative responsibilities in the school.
  • 16. Planning Indicators Description and Collecting of Data Physical Facilities • Count only physical facilities based on “intent” and not on “utility”. Meaning, the laboratory which was converted as a classroom is counted under laboratory and not under classroom. • Exclude demolished facilities in the count Classroom • Refers to the desks, armchairs, set of table and chairs, blackboard, laboratory tables & chairs, cabinets, teacher’s Furniture tables & chairs and others • Do not count furniture that are not serviceable or condemnable or those personally owned by the pupil/student & teacher. • Count as 1 of 1 set of Table and 2 chairs (new model) Office Equipment • Refers to computer solely used in the office, typewriter, photocopier, mimeographing machine, fax machine, sound system and others ALS Community • Refers to the ALS Learning Center offering different kinds of community-based training programs Learning Center
  • 17. Planning Indicators Description and Collecting of Data Site Ownership • Refers to the status of the school site acquisition Learning Facilities • Please refer to the DECS Service Manual 2000 & Equipment • Prepare a separate list of all required equipment. Attach the document to the SRC • Place a checkmark if all listed equipment are present in the school and come up with a total to be reflected in the SRC per learning facilities. • Multimedia refer to computers for instruction, TV set, video or DVD or cassette player & others Textbooks • Only BEC-based textbooks (SEMP) are to be included in the SRC. Exclude in the computation any other textbooks which are not SEMP • For the ALS, indicate the materials per learning strand. Medical/Dental * Refers to the kind of services the school children availed such as dental check-up/tooth extraction, physical check- Services up, deworming, and others.
  • 18. Planning Indicators Description and Collecting of Data Learner Performance > NAT Result • Refers to the MPS per subject area  Reading • Refers to the PHIL-IRI result or other reading assessment tool utilized by the school. Comprehension Teacher-Pupil Ratio • Refers to the total number of enrolment against total number of nationally paid teachers. Exclude volunteer or locally paid teachers in the computation Textbook-Pupil • Refers to the number of textbooks (SEMP) against total number of enrolment. Ratio • For the ALS, refer to the number of learning strands available against total number of enrollees
  • 19. Planning Indicators Description and Collecting of Data Nutritional Status • Indicates the number of pupils/students who, after being examined, are classified as Normal, Above Normal, or Below Normal status of nutrition • Secure information from your school MIS or the School Nurse assigned Class Size • Refers to the pupil/student requirement at 45 per class Instructional • Refers to the frequency of supervision and the number of teachers supervised per month. Supervision Parents’ Rate of • Attendance to the Home Room or General PTCA Participation Assembly will be used as bases for computing this indicator. • Reflect the average number of attendees over the total number of parents in the school. Public Expenditures • Refers to the financial allocation / support given by LGU to the school
  • 20. Planning Indicators Description and Collecting of Data School • Refers to the recorded incidence in the school such as: theft, conflicts and others. Environment Performance • Secure all indicators listed below from your school MIS or Division Planning Office for the past three (3) years. Indicators • Indicator percentage should be up to 2 decimal places • Graduation Rate is translated to: Number of Graduates Graduation Rate (March) over number of enrolment (March) x 100. Promotion Rate • Promotion Rate assesses the extent of pupils/students who are promoted to the next grade/year level. • Formula: Number of Promotees (March) over Number of Enrolment (March) Simple Dropout • The Simple Dropout Rate calculates the percentage of pupils/students who do not finish a particular grade/level. Rate • Formula: Number of Dropouts over Enrolment (August) x 100.
  • 21. Planning Indicators Description and Collecting of Data Failure Rate • This indicator evaluates the extent of pupils/students who failed a given grade/year level. • Formula: Number of Failures over Number of Enrolment x 100 Repetition Rate • This indicator determines the number of pupils/students who repeat a grade/year level. • Formula: Number of Repeaters current SY over Number of Enrolment Aug. previous SY x 100. Retention Rate • The Retention Rate determines the degree of pupils/students in a particular school year who continue to be in school in the succeeding year. Completion Rate • This is the percentage of first year entrants in a level of education who complete/finish the level in accordance with the number of years of study.
  • 22. Step 2: IDENTIFYING THE CORE VALUES AND FORMULATING THE VISION AND MISSION A. Step in Determining School Core Values A.1 Review the Values Clarification Checklist Values Checklist People Processes Performance Equality/Equal Close Relationship Ecological Awareness Opportunities Respect Fairness Open and Honest People Fairness Helping other people Honesty Justice Influencing others Fast paced work Excitement Order (stable, conform) Helping other people Honesty Systematic Influencing others Flexibility Creativity Life long learning Professionalism Flexibility Order (stable and conform) Loyalty Effectiveness Ranking against others
  • 23. Step A.2: Identify top 10 school values Step A.3: Out of the 10, identify your 5 most values. Step A. 4: From the 5, come up with only three values Step A. 5: Ask participants to agree on 3 topmost school values Step A.6: Describe the values
  • 24. Formulation of Vision, Mission Statements Vision is the “WHAT” It is an expression of a destination towards which the school should aim. A vision should be: - clear - memorable - linked with client need and - involving The vision will help our school develop systems and rules that would guide us in the pursuit of our school mission.
  • 25. WHAT IS A MISSION STATEMENT? A mission statement is something that describes the path the school chooses to take to become what it wants to be as expressed in its vision statement. A mission statement: -- provides the focus, the map; --- tells the reasons for making the trip or the journey; --- specifies what is valid, what we as an organization pledge to do; --- tells who we are and what we do; and --- addresses the needs of clients and stakeholders
  • 26. SHARED VISION WHERE DO WE WANT TO GO MISSION HOW DO WE GET SITUATIONAL ANALYSIS Where are we now
  • 27. Below is a sample of how mission pillars will look like at the end of the workshop. QUALITY SCHOOL GRADUATE MANAGEMENT FACILITIES Produce high School run by SCHOOL quality of Have enough a very COMPLETE INFRASTRUC students books effective PERSONNEL ANCILLARY TURE Principal SERVICES Attain Have a Hire computer globally Acquire To have good teachers Establish functional competitive vehicle for instructional functional teachers office students the school leader Have an school To have Acquire English major canteen Produce To have good stable functional teacher computer working laboratory Have a electricity Add teachers literate relations with functional students Acquire stakeholders Build more guidance classrooms To have a sports services Graduate school equipment Have skillful medical Have a school comfortable students Implement services clinic learning center To have God school Request for fearing electrification clerk To have To a science students Have a complete laboratory rm. security guard laboratory Have Produce functional teaching guidance office learning aids
  • 28. Vision Mission •Draws on the values and beliefs and •Draws on the beliefs and values of the environment of the organization organization •Describes what you want to see in the •Is future-oriented and portray the future organization as it will be, as if it already •Specific to a certain organization exits •Positive and inspiring •Is specific to the organization, not generic •Does not assume that the system will have the same framework as it is today •Is a short statement, not more than one or two sentences •Open to significant modification to current organizations, methodology, teaching techniques, facilities, etc.
  • 29. Step 3: Determining the School’s Goals and Objectives Determining the Goals of the School Having determined the priority concerns of the school, the SPT is now ready to establish (or revise) improvement goals that address the priority needs of the school. The goals needs to be substantive and attainable, so the fewer the goals, the better. All goals should be anchored on the Education for All (EFA) Goals, but should be crafted based on the results of the data analysis. Developing the School’s Objectives Develop objectives that would measure the progress in accomplishing the goals. Objectives should contain the following elements: Specific, Measurable, Attainable; Realistic and Time bound
  • 30. STEP 4: Formulating the Work and Financial Plan and Annual Implementation Plan (AIP) Input Process Tool Output SIP Outline WFP School goals & Planning objectives matrices Programs and School Hierarchy Actions for Report approach Three years Card AIP Figure 4. Graphical Illustration in Formulating the WFP and AIP
  • 31. To complete the information required in the three year WFP, the following are identified: * Priority Improvement Areas – such a school leadership, internal programs, external programs and special projects. * Objectives of each improvement area * The programs, projects or activities to be undertaken to carry out the objectives * Resource Requirement * Time Line * Sources of Funds required
  • 32. Table 1. Three-Year Work and Financial Plan Matrix Template Programs, PRIORITY Projects, Resource TIME LINE IMPROVE Requirem AMOUNT & TARGET SOURCES OBJECTIVE MENT Activities ent OF FUNDS YR. YR. YR. AREAS 1 2 3 MOOE PTCA LGU Others                                                                                         TOTAL                     SUB-TOTALS         TOTAL  
  • 33. Table 2. Example of an Accomplishment Work & Financial Plan Matrix Template PRIORITY OBJECTIVES PROGRAMS,PROJECT, RESOURCE TIME LINE AMOUNT & TARGET SOURCES OF FUND IMPROVEMENT ACTIVITIES REQUIRE- AREAS MENT MOOE PTCA LGU Others YR. YR. YR. 1 2 3 - to strengthen areas * Regular instruction consultation P 1,000.00 B. School of * Regular classroom visits 2,000.00 Leadership supervision * Regular faculty meeting 10,000.00 & internal * Regular mentoring/coaching 2,000.00 management P 15,000.00 - to increase the * Implementation of Red-A- 100,000.00 B. Internal academic Thon, PHIL IRI, etc, 50,000.00 Improvement performance * Continuous implementation of Objectives of the pupils Opan AURA 350,000.00 * Enhancement of pupils through P 500,000.00 fun and away games - to increase * Improve physical environment 500,000.00 B. External participation for learning 750,000.00 Improvement rate from * Construction of school fence 52,000.00 Objectives 86% to 95% * Construction of pathways 150,000.00 * Implementation of EPP to 90,000.00 address malnutrition P 2,500,000.00 * Improve the availability of classroom furnitures & IM’s TOTAL P3,000,015.00 SUB-TOTAL TOTAL P 3,000,015.00
  • 34. Table 3. Annual Implementation Plan Matrix Template Year _________ A B C D E F PRIORITY OBJEC PROGR RESOURCE TIME FRAME SOURCES & AMOUNT OF FUNDS IMPROVE TIVES AMS REQUIREMENT MENT PROJE Q1 Q2 Q3 Q4 AREAS CTS Q1 Q2 Q3 Q4 J F M A M J J A S O N D MOOE LGU PTCA Others ACTIVI TIES SUB-TOTALS SUB-TOTALS TOTALS TOTALS TOTAL
  • 35. STEP 5. Developing the Monitoring and Evaluation Plan and Structure The objective of this step is to enable the school to track its progress and make timely adjustment on the School Improvement Plan: Input Process Tool Output SIP Outline School goals and objectives M&E Annual Implementation Matrix M&E Organizing for Plan School goals plan Implementa- and objectives Table 4 tion Annual Implementation Plan Report Card Figure 5. Graphical Illustration on Monitoring and Evaluation Plan The school goals and objectives and the suggested planning matrices for the three-year WFP and AIP are required inputs to this activity
  • 36. Monitoring is the purposive gathering of pertinent information relative to how well targets are achieved and the manner with which these targets are achieved. Evaluation is the analysis of information gathered during the monitoring phase with which one can make judgment on the effectiveness of the school.
  • 37. STEP 6. Organizing for Implementation An SIP Implementation Team should be organized in the school by the school head to: 1. manage SIP implementation; 2. organize priority improvement area team approved by the school head which will manage different programs and activities in the AIP and the 3-Year Work and Financial Plan; 3. make regular reports (e.g. monthly) to the school head as regards status of SIP implementation; 4. make recommendations to the priority improvement area team regarding interventions that are considered necessary in successful plan implementation; 5. assist the SPT in enhancing the SIP every year during SIP revisit; 6. convene regularly (e.g. monthly, quarterly) to discuss implementation issues.
  • 38. Sample composition of an SIP Implementation Team (specific membership will depend on the program of work in the SIP) 1. One Head Teacher or Master Teacher - Chairman 2. One Science Teacher 3. One Mathematics Teacher 4. One English Teacher 5. One TLE/EPP Teacher preferably Shop or Industrial Arts Teacher 6. Two student/pupils representatives 7. One Parent or LGU
  • 39. Composition of SIP M & E Team: 1. One Department Head Teacher or Master Teacher 2. Two teachers who have the capacity to conduct SIP M & E as determined by the school head 3. One parent representative for every grade level 4. One LGU representative 5. One School Council Representative
  • 40. ---------------------- DIVISION DISTRICT OFFICE OFFICE SCHOOL’S SPT STAKEHOLDERS SIP SIP IMPLEMENTATION M&E TEAM Team School Internal External Special Leadership Improvement Improvement Projects Program Area Program Area Program Program Team Team Team Team Fig. 6. Suggested Organizational Structure for SIP Implementation
  • 41. The SIP IMPLEMENTATION TEAM undertakes the following functions: 1. Organize program teams approved by the School Head which will manage different programs and activities as reflected in the 3-year WFP and the AIP; 2. Make regular reports (monthly, quarterly, semi-annual or annual) to the School Head as regards the status of SIP implementation; 3. Make recommendations to the program teams regarding actions that are considered necessary in successful plan implementation; 4. Assist School Planning Team in enhancing the SIP every year during the SIP revisit; and 5. Convene regularly to discuss implementation issues together with School Heads and M & E Team
  • 42. The SIP MONITORING AND EVALUATION TEAM that monitors and evaluates the plan implementation. Specifically, it shall: 1. Conduct monitoring during plan implementation like gathering, recording, organizing, storing data and ensuring that school records are complete and up to date; 2. Evaluate results of SIP implementation which will be made as basis for decision making by the SH for interventions; 3. Make regular reports and submit to SH; 4. Update M & E plan during SIP revisit; 5. Design monitoring and feedback system (e.g. flow of reports and feedback, reporting schedules, monitoring and feedback forms); 6. Analyze and interpret data and provide copy to the School Head and program teams; 7. Convene regularly to discuss M & E concerns together with implementation team and SH; 8. Monitor school and learner performance and recommend to the SH, actions to improve learner achievement.
  • 43. Suggested composition of the teams. SIP Implementation Team SIP M & E -One HT or MT – chairman -One HT or MT -One Science Teacher -Two Teachers -One Mathematics Teacher -One parent representative -One English Teacher -One LGU representative -Two pupil representatives -One School Council -One parent or LGU Representative
  • 44. Head of School School M & E Team Implementation Team Physical Student/ School Curriculum Staff Facilities and Pupils & Instructional Instructional Finance Programs Co-curricular Development Others Team Activities Team Materials & Team Team Equipment Team Fig. 7. School Improvement Plan Implementation Structure (Suggested Format for Small Schools)
  • 45. Suggested Roles/Functions of Program Teams 1. Physical Facilities & Instructional Materials & Equipment Team a. Prepares master plan on physical facilities and instructional materials and equipment b. Make annual inventory of facilities, materials and equipment c. Identifies physical, materials and equipment needs d. Assists the preparation of project proposal to source out funds for physical facilities, materials and equipment projects e. Takes the lead role in implementation of physical facilities project f. Takes charge of procurement of materials and equipment g. Conducts regular inspection of physical facilities informs the school head on the status and make recommendation h. Prepares list of measures on the care and use of physical facilities, materials and equipment
  • 46. Head of School M & E Team Physical Curriculum Student/ School & Instructional Pupils Staff Facilities and Others Instructional Finance Team Co-curricular Development Composed of Activities Team programs Materials & Team 5 DH Team Equipment Team Science program team Mathematics program team English program team Pilipino program team Makabayan program team Fig. 8. School Improvement Plan Implementation Structure (Suggested format for Big schools w/ Dept. Heads)
  • 47. 2. Curriculum and Instructional Programs Team a. Organizes program teams per subject area b. Lists roles and functions of each subject area program team c. Convenes regularly with SH, Implementation team and M & E team d. Records best practices, facilitating and hindering factors in relation to the implementation of subject area program
  • 48. 3. Student/Pupil Co-Curricular Activities Team a. Prepares plan for student/pupil co-curricular activities b. Supervises co-curricular activities like sports, cultural shows, talent shows, student/pupil government activities, etc. c. Mobilizes stakeholders to support student/pupil activities d. Convenes regularly with implementation team, SH and M & E Team to discuss issues about the program
  • 49. 4. Staff Development Team a. Conducts TSNA to determine strengths and training needs of teachers and non-teaching personnel b. Prepares an INSET Plan and submits to SH for comments and approval c. Conducts resource mobilization activities in order to get funds to support plan d. Manages INSET program to improve professional competence of teachers in order to improve the delivery of instruction e. Organizes pool trainers in the school who can be tapped as speakers during INSET f. Evaluates and makes Training Completion Report after the completion of every training g. Convenes regularly with the School Head, Implementation Team and M & E team and discusses implementation issues
  • 50. 5. School Finance Team a. Makes recommendations to SH as regards School Financial Plan in relation to the budget requirements of the SIP/AIP b. Prepares resource generation plan which will involve the stakeholders c. Manages allocation of resources for operational and developmental activities which are reflected in the SIP d. Prepares annual procurement plan approved by the school head e. Prepares financial reports f. Tracks the utilization of funds and reports to SH
  • 51. 6. Advocacy / Communication Tea, a. Prepares communication/advocacy plan to disseminate information regarding the SIP b. Links with the media (print / TV / radio / Internet) to raise consciousness of stakeholders about the SIP and entice them to support SIP c. Writes press releases on the progress of the SIP implementation
  • 52. Three-year School Sets the direction School Level Strategic Plan Planning Annual Implementation Operationalizes the Plan strategic plan School Detailed Policies programs/project plans ----------------------------------------------------- Individual Planning Teacher Principal Individual Individual Professional Professional Development Development Plan Plan ----------------------------------------------------- Stakeholders Stakeholders’ Plans/Programs/Projects Planning Fig. 8. The Relationship of Stakeholders’ Plan to the SIP
  • 53. Roles of Organizations 1. District Office a. Provides technical support to the SPT during plan preparation and plan revisit b. Conducts M & E c. Provides guidance and technical input during plan implementation d. Receives reports and give feedback e. Assists school in its advocacy efforts of the SIP
  • 54. 2. Division Office a. Includes programs and projects of the SIP in the Master Plan of the DEDP b. Monitors SIP implementation c. Facilitates SIP formulation and revisit of the plan d. Designs the SIP Reporting and Feedback System e. Provides / facilitates technical and financial support to school in SIP implementation, and formulation f. Conducts SIP appraisal, annual review and evaluation g. Assists school in its advocacy efforts of the SIP
  • 55. 3. Stakeholders (School Council, PTCA, LGU, etc.) a. Design plan in support of the SIP b. Provides technical and financial support towards SIP imp c. Assists in the implementation of the plan, monitoring and evaluation of the plan implementation d. Participates in the preparation of the School Improvement Plan e. Assists the school in its advocacy effort of the SIP
  • 56. Writing the SIP Input Process Tool Output SIP Outline SIP Outputs School Communicating Templates Improvement with of each Step Plan Stakeholders Figure 10. Framework on Writing the SIP
  • 57. SIP Outline PART TOOL OUTPUT REMARKS Endorsement None Endorsement Contains signatories of the School Planning Team (See sample endorsement on page 91) Introduction None Introduction Write 2 to 3 paragraphs indicating who made it , why you did it (rationale), how the plan was developed, how you intend to use the plan
  • 58. Profile A. School - Name and BEIS, School School -Write a paragraphs or two History Records, Profile describing the current Plantilla, school profile per sub area - Type of school (e.g. Elem/ Organizational Secondary, Monograde/ Chart Multi-Complete/ Incomplete Suggestions: , Central/Non-central 1. A tabular or graphical - Curriculum (Organization of presentation of data may be curriculum such as BEC, presented with a short Special Programs, SPED, narrative discussion to Tech-Voc, etc. support the presentation. - Personnel (School Head, Teachers, Non-teaching 2. Use simple and clear Personnel and other support words or statements to staff) organize ideas in a - Physical facilities (Classroom, paragraph form furniture, comfort rooms, canteen, library, playground 3. For special features of apparatus, etc.) the school include - Others (e.g special achievements, features accomplishments, potentials and other unique qualities. Refer to sample SIP
  • 59. A. Community - Socio-cultural (tradition, Barangay / Community Write a paragraph or beliefs, practices of the Municipal Profile two describing the people Records current community profile per sub area - Political (governing body/ political structure) - Geographical location (boundaries) - Demography (population) - Economy (income, livelihood and economic status) Situational Analysis The writing of the Situational Analysis shall start with the accurate accomplishment of the School Report Card.
  • 60. Situational Analysis Then inferences shall be made and a deeper analysis of the school situation shall be conducted looking at problems and potential programs and projects worth sustaining. Here are some suggestions in the writing the situation analysis: 1. Write in narrative/paragraph form following this presentation a. Present the data b. Present the gap (this refers to the difference between the actual data and standard) c. Present the reason/s for the gap (taken from the identified problem
  • 61. Situational Analysis 2. The narrative shall be supported by tabular or graphical data 3. Use any of the tools used in problem identification to come up with accurate analysis A. Collecting , organizing and analyzing data on the following: 10. School Performance -SRC - Student Achievement -Data Inference - Performance Indicators (Drop outs, Template Repetition, Retention , Completion, etc.) 2. Instructional Materials (Textbooks, references, school equipment, teaching aids) 3. Personnel (School Head, Teaching and Non- Teaching)
  • 62. 1. Physical Facilities (building, classrooms, toilets, library, clinic laboratories, guidance center, canteen, school furniture, etc.) 2. School management - leadership (administrative, instructional and linkages) - planning and development - organizational structure and staffing - systems and procedures (EMIS, M & E Budget Rewards, Communication) B. Problem Identification - SRC List of -Streams Problems Analysis Chart -Problem Tree Chart -SWOT
  • 63. - Survey Questionnaire - Force Field - ASSA - CFSS Assessment Guide (Tracking System) Guiding Principles A. Core Values -Values Core Write a brief Checklist Values description of core representing people, processes and performance and how stakeholders will behave in carrying out its vision and mission A. Vision Vision Contains simple or Statement complex statements. (NOTE: Style committee shall be invited to craft the vision statement) Refer to samples on pp. 44-46
  • 64. A. Mission Contains one or more statements - Format could be in paragraph or bullet form (see sample on p. 45) D. Goals and Objectives -- Objective Goals and Contains Template Objectives programs/projects/ -- Goals and Chart interventions to: Objectives -Address identified Template problems -Sustain promising SBM practices that will enable schools reach the mature level -Promote continuous school and community improvements (e.g. Brigada Eskwela, ECARP, DORP, Sports etc.) 3. Year Work and Financial -3 year 3 Year Contains objectives Plan Template WFP programs/projects/ interventions to be attained within 3 years using the 3-year WF template
  • 65. Annual AIP Template AIP Contains major Implementation activities of Plan (AIP) programs/projects/ interventions to be attained within one (1) year using the AIP Template Monitoring and -M & E template M & E Plan and Write a brief Evaluation Plan and -M & E Chart Structure description on the Structure organization of the M & E structure and the corresponding roles and responsibilities. (Refer to page 65) Implementation -SIP SIP Implementation Write a brief Plan and Structure implementation Plan and Structure description on the chart organization of the SIP Implementation Structure and the corresponding roles and responsibilities.
  • 66. PROCESS FLOW Awardin Recommended for Acceptance of g of the SDS Cert. of If yes Acceptan ce by Preparation Submitted Rapid the SDS of the SIP by to SGC for Appraisal the SPT by DSRT/DsSRT Approval Sent back to the SPT SIP to undergo for refinement and A process of If no inclusion of the “minimums” review/refine- ment Figure 11. Process Flow of SIP Review and Acceptance
  • 67. PROCESS AFTER REFINEMENT Rapid Recommended Awarding of Enhanced/ Cert. of Appraisal by for Acceptance Refined SIP of the SDS Acceptance DSRT/DsSRT by the SDS Figure 12. Process after Refinement of SIP
  • 68. Republic of the Philippines Region _______ Department of Education DIVISION OF _____________ _________City / Province Awards this CERTIFICATES OF ACCEPTANCE of the to _______________________________________ ( NAME OF SCHOOL ) For having successfully complied or met (with) the requirements and standards of the Department of Education as mandated by RA 9155. This certificate is given this ____ day of ______, 200____ at ____________________ _________________________ Schools Division Superintendent
  • 69. Figure 13. SIP School Year Life Cycle Annual SIP Start-Up Annual Review SIP Appraisal Review Review And Evaluation Evaluation SIP Start-Up SIP SIP Yr. 1 SIP Yr. 2 SIP Yr. 3 Implementation Preparation Implementation Implementation Implementation
  • 70. Table 4. SIP Implementation Progress Report Matrix Template Priority Improvement Area:_______________________ Program Team Leader :_______________________ PLANNED ACCOMPLISH- PROBLEMS/ ASSISTANCE POSSIBLE ACTIONS TO DATE OF ACTIVITIES MENT OF CONCERNS NEEDED SOLUTIONS BE TAKEN COMPLETION PLANNTED ENCOUNTERED ACTIVITIES
  • 71. Table 5. SIP Monitoring and Evaluation Matrix Template- Stakeholders’ Perceptions on School Program and Project Implementation Parent’s Opinion Summary of Findings Recommendation Dimensions Quality of teaching Learning Outcomes Student Reporting General Environment Customer Responsive Teacher’s Opinion Summary of Findings Recommendation Dimensions Clear Goals Decision Making Professional Development Discipline Feedback / Recognition Leadership Morale Openness/Sharing Professional Support
  • 72. School Improvement Plan: A Manual for Schools Department of Education, Philippines School Climate Summary of Findings Recommendation Dimensions Attitude towards school Social Acceptance Student Incentive Curriculum Usefulness High Expectations Difficulty of Work Teachers and Teaching Summary of Findings Recommendation Dimensions Empathy Teacher Energy/Enthusiasm Fairness/Firmness Helpful/Responsive High Expectations Quality Instruction Feedback/Recognition Difficulty of Work Time Allocation
  • 73. Table 6. Actual Accomplishments Versus Targets TARGET ACTUAL ACCOMPLISHMENT
  • 74. Sample Endoresement Letter Date:______________ ___________________________ School Division Superintendent Division of _______________________ Sir/Madam: Greetings, We are happy to inform you that (Name of School) has completed its School Improvement Plan which we are hereby endorsing for your review and acceptance. We wish to inform your office that this SIP is a product of the collaborative effort of parents, community leaders, teachers, alumni, pupils under the leadership of (Name of School Head). We look forward to a favorable response. Thank you and regards. Sincerely yours, _________________ ___________________ ___________________ ________________ School Head SGC Chairman Head School Planning Team Barangay * If the school has a School Governing Council, endorse the SIP to the SGC.