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The Top Ten Ways to Ensure Successful FDA Meetings
Presented by:
Joel I. Falk, Executive Vice President
Michael A. Swit, Esq., Vice President
Moderated by:
Jeff Antos, Vice President
March 2, 2009
Michael A. Swit, Esq.
Vice President
Encinitas, CA
+1 760.633.3343
+1 760.633.3501 (fax)
michael.swit@weinberggroup.com
Today's Presenters
Joel I. Falk
Executive Vice President
Washington, DC
+1 202.730.4126
+1 202.833.7057 (fax)
joel.falk@weinberggroup.com
Mr. Falk has 35 years of experience in the pharmaceutical industry and has
been instrumental in more than 20 major drug submissions in the United
States and abroad in a variety of therapeutic areas. He has responsibility
for the management of clinical research, data management,
pharmacovigilance and pharmaceutical product defense issues for large
and small drug firms.
Mr. Swit has been addressing critical FDA legal and regulatory issues since
1984. His expertise includes product development strategies, compliance
and enforcement initiatives, recalls and crisis management, FDA regulatory
activities, labeling and advertising, and clinical research efforts. Mr. Swit
develops and ensures the execution of a broad array of regulatory and other
services to clients, both directly and through outside counsel.
1CONFIDENTIAL
What to expect from an FDA meeting
Key points to keep in mind when preparing for the meeting
Understanding the difference between discussion, debate
and negotiation
Techniques for preparing for “embarrassing” questions
A little bit about the meeting
Tips for the immediate post-meeting period
Our Goals Today
2CONFIDENTIAL
Areas of concern include:
Science
Medicine
Ethics
Regulations
Know your goals before you request the meeting
Be aware of the timing of the request and the availability
of materials
3
# 1: Be Prepared
(If you’re not, you won’t know what hit you)
CONFIDENTIAL
Understand your position and, at the very least, the basic
requirements
Know who you’re talking to –
Precedent and predisposition
Recent attitudes towards similar issues
Diligently plan to achieve your major objectives
Know your strong points very well
Know your weak points even better
4
#2: Be Knowledgeable
(Don’t be dumb…Don’t play dumb)
CONFIDENTIAL
Ask an open question, receive an open (and often useless)
answer
Ask all of the questions for which you need answers
Questions should be clear, concise and supportable
State issues positively and assuredly
5
# 3: Be Confident and Thorough
(Ask for the moon.)
CONFIDENTIAL
Good negotiation techniques help
Know your BATNA
There is no such thing as a one-way compromise
Evaluate the overall cost of winning on small points
Do not be combative
6
#4: Be Cooperative
(There is no real payoff for winning a single battle)
CONFIDENTIAL
Try to be unemotional and critical about your product
What do you see? That’s what the regulators are looking at
Being objective allows you to be better prepared
The very embarrassing “Tiger Team” approach
FDA often answers your questions in writing prior to the
meeting – but you still need to be prepared
7
#5: Know Your Flaws
(Believe me you’ve got them and the FDA knows it too)
CONFIDENTIAL
Sample “Tiger Team” Prep. Worksheet
8
Sponsor Question
Potential Agency Response
To Be Answered by Support
Potential Sponsor Follow up
Type of Meeting – Date Name of Sponsor
REGULATORY AGENCY Q & A WORKSHEET
CONFIDENTIAL
The purpose of the meeting is to get useful and complete
information
The regulatory advice you will get will only be as honest as
the data presented
Be honest about what you don’t know
If appropriate, commit to finding out the answers
9
#6: Be Honest
(Being haunted by a half-truth told to the FDA is not fun)
CONFIDENTIAL
Advantages to a successful FDA meeting
Generally only one chance to get feedback on particular issues
Time and cost savings for doing things once and right
Building a proper, collegial relationship with the Agency
creates better and smoother communication for all issues
Listen very carefully – it’s important to understand
everything
Stick to the point - avoid temptation to be irrelevant and
show how much else you know
10
#7: Be Serious, Seriously
(Do you know why they don’t send donkeys to college?)
CONFIDENTIAL
Key to process – frame with great care
Avoid overbroad and open-ended questions
Be specific and answerable
Suggest the answer in the question – lead the witness (if possible)
Example: “Does the agency agree that one multi-center study, with
separately-analyzable data, is sufficient to support approval of the
indication?”
Briefing package – provide detailed supporting information to
allow question to be answered – will need to be substantially
complete even before you submit
#8: Before The Meeting – The Questions
and Meeting Package
(Writing the script …)
CONFIDENTIAL 11
Define roles in Advance – see “Tiger Team” slide
Company lead – should have comprehensive view of issues
Subject matter experts (e.g., therapeutic area, statistics, clinical
pharmacology, toxicology, etc.) as appropriate
Non-scientific senior management
Usually to listen; unless has substantive expertise (e.g., in small start-ups)
Scribe – dedicated solely to taking notes, with stress on:
FDA questions
FDA recommendations
Understand your authority to commit on behalf of your firm
Be sure to clear all attendees prior to the meeting
Rehearse, Rehearse, Rehearse
#9: Casting the Show – Your Actors
(All the world may be a stage, but not everyone gets to act)
CONFIDENTIAL 12
Don’t include any off-agenda items – avoid surprises
Don’t debate policy unless it is clearly on the agenda and has
been “briefed” – rarely is it addressed in these types of
meetings
Do not hide information – the last thing you want is for FDA
to find out about a negative issue
Be succinct – no “dog and pony” shows
Don’t stress commercial or corporate concerns over science
Summarize agreements at end
#10: At The Meeting – Stick to The Script
(This is not the Improv)
CONFIDENTIAL 13
Debrief ASAP
If public company, immediately assess if any SEC disclosure
duties triggered by meeting
Prepare your minutes ASAP and route internally
Get to FDA project manager ASAP (typically within 7 days)
Review and address FDA minutes
Correction requests should be based on significant differences
in understanding
Disagreements – use correct dispute resolution mechanisms –
pursue via chain of command, unless an Ombudsman issue
Keep your commitments
#11: After The Meeting
(Sorry, but this is no time to party)
CONFIDENTIAL 14
Much is to be gained from a successful Agency meeting
Ask and answer issues in a scientific and data-driven manner
Deliberate and thoughtful preparation is key
Be mindful of your weak points
Stay on message
Conclusions
15CONFIDENTIAL
Pharmaceutical Development in the EU – Key Points to Consider
A Webinar Presented by The Weinberg Group
Wednesday, April 15, 2009
12 p.m. (ET) | 11 a.m. (CT) | 10 a.m. (MT) | 9 a.m. (PT)
Presented by:
Peter Cooper, Ph.D.,Vice President
Angus Cameron, Senior Director
Edinburgh, United Kingdom
Upcoming Webinar

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The Top Ten Ways to Ensure Successful FDA Meetings

  • 1. The Top Ten Ways to Ensure Successful FDA Meetings Presented by: Joel I. Falk, Executive Vice President Michael A. Swit, Esq., Vice President Moderated by: Jeff Antos, Vice President March 2, 2009
  • 2. Michael A. Swit, Esq. Vice President Encinitas, CA +1 760.633.3343 +1 760.633.3501 (fax) michael.swit@weinberggroup.com Today's Presenters Joel I. Falk Executive Vice President Washington, DC +1 202.730.4126 +1 202.833.7057 (fax) joel.falk@weinberggroup.com Mr. Falk has 35 years of experience in the pharmaceutical industry and has been instrumental in more than 20 major drug submissions in the United States and abroad in a variety of therapeutic areas. He has responsibility for the management of clinical research, data management, pharmacovigilance and pharmaceutical product defense issues for large and small drug firms. Mr. Swit has been addressing critical FDA legal and regulatory issues since 1984. His expertise includes product development strategies, compliance and enforcement initiatives, recalls and crisis management, FDA regulatory activities, labeling and advertising, and clinical research efforts. Mr. Swit develops and ensures the execution of a broad array of regulatory and other services to clients, both directly and through outside counsel. 1CONFIDENTIAL
  • 3. What to expect from an FDA meeting Key points to keep in mind when preparing for the meeting Understanding the difference between discussion, debate and negotiation Techniques for preparing for “embarrassing” questions A little bit about the meeting Tips for the immediate post-meeting period Our Goals Today 2CONFIDENTIAL
  • 4. Areas of concern include: Science Medicine Ethics Regulations Know your goals before you request the meeting Be aware of the timing of the request and the availability of materials 3 # 1: Be Prepared (If you’re not, you won’t know what hit you) CONFIDENTIAL
  • 5. Understand your position and, at the very least, the basic requirements Know who you’re talking to – Precedent and predisposition Recent attitudes towards similar issues Diligently plan to achieve your major objectives Know your strong points very well Know your weak points even better 4 #2: Be Knowledgeable (Don’t be dumb…Don’t play dumb) CONFIDENTIAL
  • 6. Ask an open question, receive an open (and often useless) answer Ask all of the questions for which you need answers Questions should be clear, concise and supportable State issues positively and assuredly 5 # 3: Be Confident and Thorough (Ask for the moon.) CONFIDENTIAL
  • 7. Good negotiation techniques help Know your BATNA There is no such thing as a one-way compromise Evaluate the overall cost of winning on small points Do not be combative 6 #4: Be Cooperative (There is no real payoff for winning a single battle) CONFIDENTIAL
  • 8. Try to be unemotional and critical about your product What do you see? That’s what the regulators are looking at Being objective allows you to be better prepared The very embarrassing “Tiger Team” approach FDA often answers your questions in writing prior to the meeting – but you still need to be prepared 7 #5: Know Your Flaws (Believe me you’ve got them and the FDA knows it too) CONFIDENTIAL
  • 9. Sample “Tiger Team” Prep. Worksheet 8 Sponsor Question Potential Agency Response To Be Answered by Support Potential Sponsor Follow up Type of Meeting – Date Name of Sponsor REGULATORY AGENCY Q & A WORKSHEET CONFIDENTIAL
  • 10. The purpose of the meeting is to get useful and complete information The regulatory advice you will get will only be as honest as the data presented Be honest about what you don’t know If appropriate, commit to finding out the answers 9 #6: Be Honest (Being haunted by a half-truth told to the FDA is not fun) CONFIDENTIAL
  • 11. Advantages to a successful FDA meeting Generally only one chance to get feedback on particular issues Time and cost savings for doing things once and right Building a proper, collegial relationship with the Agency creates better and smoother communication for all issues Listen very carefully – it’s important to understand everything Stick to the point - avoid temptation to be irrelevant and show how much else you know 10 #7: Be Serious, Seriously (Do you know why they don’t send donkeys to college?) CONFIDENTIAL
  • 12. Key to process – frame with great care Avoid overbroad and open-ended questions Be specific and answerable Suggest the answer in the question – lead the witness (if possible) Example: “Does the agency agree that one multi-center study, with separately-analyzable data, is sufficient to support approval of the indication?” Briefing package – provide detailed supporting information to allow question to be answered – will need to be substantially complete even before you submit #8: Before The Meeting – The Questions and Meeting Package (Writing the script …) CONFIDENTIAL 11
  • 13. Define roles in Advance – see “Tiger Team” slide Company lead – should have comprehensive view of issues Subject matter experts (e.g., therapeutic area, statistics, clinical pharmacology, toxicology, etc.) as appropriate Non-scientific senior management Usually to listen; unless has substantive expertise (e.g., in small start-ups) Scribe – dedicated solely to taking notes, with stress on: FDA questions FDA recommendations Understand your authority to commit on behalf of your firm Be sure to clear all attendees prior to the meeting Rehearse, Rehearse, Rehearse #9: Casting the Show – Your Actors (All the world may be a stage, but not everyone gets to act) CONFIDENTIAL 12
  • 14. Don’t include any off-agenda items – avoid surprises Don’t debate policy unless it is clearly on the agenda and has been “briefed” – rarely is it addressed in these types of meetings Do not hide information – the last thing you want is for FDA to find out about a negative issue Be succinct – no “dog and pony” shows Don’t stress commercial or corporate concerns over science Summarize agreements at end #10: At The Meeting – Stick to The Script (This is not the Improv) CONFIDENTIAL 13
  • 15. Debrief ASAP If public company, immediately assess if any SEC disclosure duties triggered by meeting Prepare your minutes ASAP and route internally Get to FDA project manager ASAP (typically within 7 days) Review and address FDA minutes Correction requests should be based on significant differences in understanding Disagreements – use correct dispute resolution mechanisms – pursue via chain of command, unless an Ombudsman issue Keep your commitments #11: After The Meeting (Sorry, but this is no time to party) CONFIDENTIAL 14
  • 16. Much is to be gained from a successful Agency meeting Ask and answer issues in a scientific and data-driven manner Deliberate and thoughtful preparation is key Be mindful of your weak points Stay on message Conclusions 15CONFIDENTIAL
  • 17. Pharmaceutical Development in the EU – Key Points to Consider A Webinar Presented by The Weinberg Group Wednesday, April 15, 2009 12 p.m. (ET) | 11 a.m. (CT) | 10 a.m. (MT) | 9 a.m. (PT) Presented by: Peter Cooper, Ph.D.,Vice President Angus Cameron, Senior Director Edinburgh, United Kingdom Upcoming Webinar