Developing IP Portfolio involves developing a framework using a set of discrete techniques and tools. This presentation provides a framework and talks about the need for IP Policy, IP Process, analysis tools, sustainable innovation process, portfolio management. The presentation also introduces TRIZ and drives the fact that innovation can be institutionalized.
2. Did you know that Indian businesses pay royalties
of more than USD 3 billion and receive royalties of
less than 400 million?
3. Agenda
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Sustainable innovation
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Business Goals and IP Strategy
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IP policy/framework and process
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Tools for guidance and analysis – infringement analysis,
competitor analysis, tech landscaping …
Innovation frameworks – TRIZ, an example
Identification and Protection
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Protection considerations/strategies
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Portfolio management
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Integration
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Myths
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5. IP Strategy for Business
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Technology Roadmap
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Market needs and competition
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Organizational competencies
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Investment
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6. IP Strategy for Business
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Role of IP
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Offensive vs Defensive
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Value creation vs Freedom to operate
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Profit center vs Cost center
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7. IP Strategy for Business
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Offensive – sticks and carrots
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Aggressive and focused R&D
Out-licensing
Defensive – freedom to operate
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Protection of business interests
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Internal R&D or in-licensing
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Stopping others from acquiring IP
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12. Need for IP analysis
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Where do we start in developing IP portfolio?
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Which competitor IP can potentially block us?
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Which IP is required for freedom to operate?
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Which IP will be useful to block our competitors?
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Can we develop new IP that can improve your market
presence?
Is there IP that we cannot develop internally? If so, can
we license such IP?
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14. Infringement Analysis
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Conduct patent search
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Classification/ assignee/ key words
Identify relevant patent(s)
Claim by claim and element by element
analysis
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Literal infringement
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Infringement by Doctrine of equivalence
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15. Technology Landscaping
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Analyzing technology segments
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Preparing detailed taxonomy
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Patent search
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Classification / assignee / key words
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Patent screening and analysis
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Detailed reporting to analyze trends
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Identify opportunities and threats
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18. Competitor Monitoring
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Regular updates to technology landscape
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Alert services on new competitor IP
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Alert services on related technology IP
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Reverse engineering
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22. Innovation is incremental
“If Edison had the task to find a needle in a
haystack, he would not lose time determining the
most probable location of it. He would
immediately, with the diligence of a bee, begin
picking up straw after straw until he found the
object of his search”
- Nicola Tesla
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24. Illustration of the bulb..
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Elements so far..
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Enclosed bulb
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Filament
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Electric supply
Source: “Economics of IP and Innovation”, Pavan Mamidi, Mentor at
ipMetrix
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25. So what came next?
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The art of incremental invention…
Sequential invention/innovation is the practice of
drawing upon historical experience and improving
upon it…
How?
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Tinkering with the past;
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Distorting the past;
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Bearing the social and economic cost of distorting the past;
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Institutionalizing and respecting the madness that goes into
distorting the past!
Source: “Economics of IP and Innovation”, Pavan Mamidi, Mentor at
ipMetrix
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26. Then came the diode..
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Someone played around
with the past..
His name was John
Ambrose Fleming
Basically tinkered around
with the electric bulb, and
introduced a new element –
a ‘plate’…
This became the basis for
the phenomena of
rectification in electric
theory!
Source: “Economics of IP and Innovation”, Pavan Mamidi, Mentor at
ipMetrix
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27. Then someone else came along…
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He tinkered around with the
past even further!
He introduced another new
element – a small wire mesh
between the filament and the
plate (and could control the
flow of electrons between
them);
This became the triode –
which does something
dramatically different from
either an electric bulb or a
diode – amplification!
Source: “Economics of IP and Innovation”, Pavan Mamidi, Mentor at
ipMetrix
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28. Then someone else came along…
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They tinkered around with
the bulb and all it’s
elements….and distorted
it even further.
They were ‘mad’ too!
They incorporated the
functionality of a triode
into a silicone medium –
thus was born the
transistor…
Source: “Economics of IP and Innovation”, Pavan Mamidi, Mentor at
ipMetrix
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29. Once last time for the presentation….
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Not satisfied with history,
some more mad people
engaged in the process of
creative destruction of the
past…
They incorporated hundreds
of these transistors onto one
common silicon chip – which
later gave birth to the digital
world and the silicon valley;
To which you in particular owe
your livelihoods today!
Source: “Economics of IP and Innovation”, Pavan Mamidi, Mentor at
ipMetrix
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31. TRIZ
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Based on the principle that there is a method to
madness in engineering innovation
TRIZ – Theory of Inventive Problem Solving
(Genrich S. Altshuller)
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32. TRIZ
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Systematic, step-by-step procedure
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Broad solution space to direct to ideal solution
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Repeatable and reliable
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Access to body of inventive knowledge
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Add to body of inventive knowledge
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Familiar enough to inventors
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34. Principles of TRIZ
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Ideality
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Resource use
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Use of available resources
Contradiction
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Systems evolve towards increasing degrees of
ideality: useful vs harmful effects
Identifying contradictions
Repeating patterns
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Repeating patterns of problems-solutions
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37. Framework
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Research on more than 300,000 patents
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39 engineering parameters
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40 inventive principles
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38. Leveraging Ideas
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90% of raw ideas never go beyond the
generator
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3% of remaining 10% obtain sufficient backing
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Failure to attract a champion
“Developing communities of innovation by
identifying innovation champions”, Elayne
Coakes and Peter Smith.
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43. Identification
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Conduct regular audits
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Technology audit
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Process audit
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Review outcome of innovation exercises
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Identify potential IP based on business goals
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Perform risk analysis
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Ensure confidentiality of information
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44. Protection
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First to file (India)
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Territorial
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Filing strategies
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National vs Foreign vs Convention vs PCT
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47. Portfolio Management
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Identifying IP
Builiding a portfolio of IP towards business
goals
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Working on improvements
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Licensing strategies (In and Out)
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Competitor monitoring
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Maintenance of existing portfolio
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Issued and in-process
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48. Portfolio Management
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Patent process: 3-4 year process
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Filing
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18M publication
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Provisional and complete
Early publication
Examination
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Multiple iterations of examination reports and responses
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Recordal
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Corrections
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Issue
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Clarifications from patent office
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53. Take aways..
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IP is first techno-commercial
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The process may be legal
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IP is real and is here to stay
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IP is essential and not a necessary evil
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IP is value and not cost
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IBM, TI, Cisco, ARM, Intel, Motorola..
Innovation can be streamlined and IP can be
generated through that process
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