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Proximal Humerus Fractures

    Michael W. Leathers, M.D.
General
• Most common in active middle-aged
  patients (avg. age: 54 years)
• Incidence: 4-5% of all fractures
• Osteoporosis major predisposing factor
• Loss of trabecular bone up to epiphyseal
  plate
• Loss of trabeculae greatest in surgical
  neck region
Anatomy & Function

• Retention glenohumeral
  mobility
• Muscle forces on
  proximal humerus,
  tuberosities, shaft
• Blood supply humeral
  head
• Neurovascular
  structures
Blood Supply
         • Ascending branch of
           anterior circumflex
           humeral artery is
           primary blood supply
         • Posterior circumflex
           artery serves much
           smaller portion
           – Primarily
             posteroinferior head
             & posterior greater
             tuberosity

                 Schlegel TF, Hawkins RJ: JAAOS 2:54, 1994
Blood Supply

               1)  Anterior
                   Circumflex
                   Artery (ACA)
               2) Anterolateral
                   branch of ACA
               3) Entry of AL ACA
               4) Lesser tuberosity
               5) Greater tuberosity
               Hatched – No ACA
                   supply



                        Gerber et al, JBJS-A, 72, 1990
Neer Classification


           • Displacement > 1 cm
           • Angulation > 45o




                           Neer, JBJS-A, 52, 1970
4-part Displacement

• Both tuberosities detached,
  retracted
• Articular segment devascularized
• High incidence of AVN
• Primary prosthesis gives best
  results
• Surgery: Restoration humeral
  length and cuff fixation
• Early passive exercise, progress
Post-traumatic AVN
• Wide range of resultant
  osteonecrosis after 4-part
  fractures: (26-75%)
• Also seen in some 3-part
  fractures (3-14%) and with
  associated dislocations
• Jakob & Miniaci et al
   – Four part valgus impacted fracture
   – 26% osteonecrosis

                                                Jakob, Miniaci et al; JBJS, 73B:2, 1991
                                          Loebenberg, Plate, Zuckerman: AAOS ICL, 48, 1999
                                             Rockwood & Green, Fractures in Adults, 1999
Treatment
• Options:               • Factors:
  –   Non-operative         –   Fracture pattern
  –   Closed reduction      –   Patient age
  –   ORIF                  –   Comorbidities
  –   Hemiarthroplasty      –   Bone quality
Non-op Tx & Closed Red.
    Non-operative Tx                                Closed reduction
• Poor results                                 • Poor results
  – 1/16 - Able raise arm > 90o                  – 3/39 - Satisfactory (3-part)
  – 9/16 - Constant pain                         – 0/38 - Satisfactory (4-part)
  – Satisfactory results of                                     Neer, JBJS-A, 52, 1970
    arthroplasty = non-
    operative tx of minimally
    displaced fx
               Stableforth, JBJS-B, 66, 1984
ORIF
•   Appropriate for valgus impacted 4-part fx
•   Ensure adequate bone stock
•   Beware posterior or lateral displacement
•   74% satisfactory outcome; 26% AVN




                                       Jakob, Miniaci et al; JBJS, 73B:2, 1991
                                               Resch, JSES, 4, 1995
ORIF
ORIF
       Many options:                   Results
•   Plates & screws          • Adequate results for 3-
•   IM rods (vertical          part fx
    fixation)                   – 19/30 Good/excellent
                                   •   Neer, JBJS-A, 52, 1970

•   Vertical fixation w/        – 21/35 Good/excellent
    tension band                   •   Darder et al, J Orthop Trauma, 7, 1993


                             • Consistently poor
•   Tension band alone
                               results for 4-part fx

                                                     Paavolainen et al, Acta orthop Scand, 54, 1983
                                                              Cuomo et al, JSES, 1, 1992
                                                             Koval et al, J Trauma, 2, 1993
                                                               Williams, JSES, 6, 1997
Challenges
• 4-part fractures
• 3-part fx & fx-disloc. in elderly with osteoporotic
  bone
• ORIF not possible
• Chronic ant/post disloc. with
  impression fractures > 40%
  articular surface


                                                Zuckerman et al, 1997
Shoulder Arthroplasty
• Results of hemiarthroplasty superior to
  nonsurgical treatment
• Satisfactory results in 80%
• Pain outcome good
• Functional outcome less predictable
• Age most important prognostic indicator
  (Green, 1993)
Shoulder Arthroplasty -
          Technique
•   Determine degree of
•   retroversion
    Determine proper height
•   Determine appropriate head size
Total Shoulder Arthroplasty
Results of HSA 4-part Fractures
•   Neer: 31 of 32 excellent or satisfactory results
•   Kraulis: 9 of 11 unsatisfactory
•   Willems: 4 of 10 excellent or satisfactory
•   Cofield: Good pain relief
           – Active forward flexion 101
                                           o




• Kay (UCLA): Excellent pain relief
           – Active elevation 94
                               o




                                       o
• Cockx: Good cuff repair 109 FF
           – Poor/no cuff repair 51 FF
                                   o
Timing of Hemiarthroplasty
           Acute                      Chronic
• Same to better pain relief   • Higher rate of
• Variable results of ROM,       complications
  function                        – Surgical difficulty
   – Usually better               – Scarring
• Problems                        – Distortion of anatomy
   – Tuberosity healing
   – RC failure
   – Assoc. w/ surgical
                                             Tanner & Cofield, Clin Orthop, 179, 1983
     technique                                  Frich et al, Orthopaedics, 14, 1991
                                                    Dines et al, JSES, 2, 1993
                                                    Norris et al, JSES, 4, 1995
Greater Tuberosity Pathology
1. Abnormally painful shoulder immediately post-
   op
2. No progression (24%) or regression (9%) of
   active shoulder mobility > 3 mos post-op
3. Dissociation between active (deficient) and
   passive (preserved) forward elevation
  -   Malunion (15%); Axillary n. damage (6.5%)


* Migration & malunion (21.5%) & nonunion (11%)
   results in a poor functional outcome
                                      Boileau, Rev chir orthop reparatrice appar mot, 85:2, 1999
Rotator Cuff & Deltoid
• Restoration of the rotator cuff mechanism
  important to functional result
• Must avoid detachment of deltoid




                                     Tonino et al, Acta Orthop Belg, 51, 1985
                                            Green et al, JSES 2, 1993
                                      Hawkins et al, Clin Orthop, 289, 1993
                                      Compito et al, Clin Orthop, 307, 1994
                                          Goldman et al, JSES, 4, 1995
Cement



•   Cement advocated in all cases
•   Provides immediate stability
•   Decreases incidence of loosening
•   Also requires graft proximally to cover exposed
    stem
                                               Green et al, JSES 2, 1993
                                          Hawkins et al, Clin Orthop, 289, 1993
                                          Compito et al, Clin Orthop, 307, 1994
Biceps
• Biceps often tenodesed by reattachment of
  tuberosities
• Currently recommended to release origin
  and tenodese to proximal humerus
• Otherwise, intra-articular length shortened
  & will restrict external rotation



                                         Harryman et al, JSES, 7, 1998
Results
Unsatisfactory results
• Resorption or nonunion of tuberosities
• Rotator cuff dysfunction
• Cartilage space <2mm
Satisfactory results
• Radiographic union of tuberosities
• Integrity of rotator cuff
• Cartilage space > 2mm
Discussion
• Patients are usually asymptomatic preinjury
• Discuss results with patient before surgery
Prognosis
• More severe injuries, elderly pts less
  optimal results
• Avoid deltoid origin detachment
• Lingering stiffness, pain, loss AROM > 6
  months
• Attention to surgical detail will improve
  prognosis (tuberosity reduction)
Treatment Algorithm




                      Naranja, JAAOS, 8:6, 2000
Complications
• #1 – Detachment of       • Nerve injury (ax/mc)
  greater tuberosity          – 6.1% – 27%
• Looseing of prosthesis      – Also assoc. w/ closed
                                reduction
• Infection
                           • Heterotopic
• Glenoid erosion
                             ossification
• Malpositioning of           – 16%, esp surgery
  humeral component             delayed > 10 d
• Dislocation
                                                 Stableforth, JBJS-B, 66, 1984
                                            Neer, Rev chir orthop suppl II, 74, 1988
                                               Bigliani, Orthop Trans, 15, 1991
Joint Stiffness
•   Bursal and capsular adhesions
•   Treatment: Warm applications, stretching
•   Avoid manipulation
•   Prevent stiffness with early exercise
    program
Conclusions
1. Minimal pain but limited function
2. Better results with intact rotator cuff,
   tuberosities and cartilage space > 2mm
3. Limited expectations
Case Presentation
• 42 yo woman fell down flight of stairs,
  sustaining bilateral distal radial fx, right
  non-displaced olecranon fx, right proximal
  humerus fx, & pelvis fx
• No PMH, Allergies, or Meds
Xrays & CT Scan
Post-op Xrays
Thank You

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Prox humerus fx for leathers

  • 1. Proximal Humerus Fractures Michael W. Leathers, M.D.
  • 2. General • Most common in active middle-aged patients (avg. age: 54 years) • Incidence: 4-5% of all fractures • Osteoporosis major predisposing factor • Loss of trabecular bone up to epiphyseal plate • Loss of trabeculae greatest in surgical neck region
  • 3. Anatomy & Function • Retention glenohumeral mobility • Muscle forces on proximal humerus, tuberosities, shaft • Blood supply humeral head • Neurovascular structures
  • 4. Blood Supply • Ascending branch of anterior circumflex humeral artery is primary blood supply • Posterior circumflex artery serves much smaller portion – Primarily posteroinferior head & posterior greater tuberosity Schlegel TF, Hawkins RJ: JAAOS 2:54, 1994
  • 5. Blood Supply 1) Anterior Circumflex Artery (ACA) 2) Anterolateral branch of ACA 3) Entry of AL ACA 4) Lesser tuberosity 5) Greater tuberosity Hatched – No ACA supply Gerber et al, JBJS-A, 72, 1990
  • 6. Neer Classification • Displacement > 1 cm • Angulation > 45o Neer, JBJS-A, 52, 1970
  • 7. 4-part Displacement • Both tuberosities detached, retracted • Articular segment devascularized • High incidence of AVN • Primary prosthesis gives best results • Surgery: Restoration humeral length and cuff fixation • Early passive exercise, progress
  • 8. Post-traumatic AVN • Wide range of resultant osteonecrosis after 4-part fractures: (26-75%) • Also seen in some 3-part fractures (3-14%) and with associated dislocations • Jakob & Miniaci et al – Four part valgus impacted fracture – 26% osteonecrosis Jakob, Miniaci et al; JBJS, 73B:2, 1991 Loebenberg, Plate, Zuckerman: AAOS ICL, 48, 1999 Rockwood & Green, Fractures in Adults, 1999
  • 9. Treatment • Options: • Factors: – Non-operative – Fracture pattern – Closed reduction – Patient age – ORIF – Comorbidities – Hemiarthroplasty – Bone quality
  • 10. Non-op Tx & Closed Red. Non-operative Tx Closed reduction • Poor results • Poor results – 1/16 - Able raise arm > 90o – 3/39 - Satisfactory (3-part) – 9/16 - Constant pain – 0/38 - Satisfactory (4-part) – Satisfactory results of Neer, JBJS-A, 52, 1970 arthroplasty = non- operative tx of minimally displaced fx Stableforth, JBJS-B, 66, 1984
  • 11. ORIF • Appropriate for valgus impacted 4-part fx • Ensure adequate bone stock • Beware posterior or lateral displacement • 74% satisfactory outcome; 26% AVN Jakob, Miniaci et al; JBJS, 73B:2, 1991 Resch, JSES, 4, 1995
  • 12. ORIF
  • 13. ORIF Many options: Results • Plates & screws • Adequate results for 3- • IM rods (vertical part fx fixation) – 19/30 Good/excellent • Neer, JBJS-A, 52, 1970 • Vertical fixation w/ – 21/35 Good/excellent tension band • Darder et al, J Orthop Trauma, 7, 1993 • Consistently poor • Tension band alone results for 4-part fx Paavolainen et al, Acta orthop Scand, 54, 1983 Cuomo et al, JSES, 1, 1992 Koval et al, J Trauma, 2, 1993 Williams, JSES, 6, 1997
  • 14. Challenges • 4-part fractures • 3-part fx & fx-disloc. in elderly with osteoporotic bone • ORIF not possible • Chronic ant/post disloc. with impression fractures > 40% articular surface Zuckerman et al, 1997
  • 15. Shoulder Arthroplasty • Results of hemiarthroplasty superior to nonsurgical treatment • Satisfactory results in 80% • Pain outcome good • Functional outcome less predictable • Age most important prognostic indicator (Green, 1993)
  • 16. Shoulder Arthroplasty - Technique • Determine degree of • retroversion Determine proper height • Determine appropriate head size
  • 18. Results of HSA 4-part Fractures • Neer: 31 of 32 excellent or satisfactory results • Kraulis: 9 of 11 unsatisfactory • Willems: 4 of 10 excellent or satisfactory • Cofield: Good pain relief – Active forward flexion 101 o • Kay (UCLA): Excellent pain relief – Active elevation 94 o o • Cockx: Good cuff repair 109 FF – Poor/no cuff repair 51 FF o
  • 19. Timing of Hemiarthroplasty Acute Chronic • Same to better pain relief • Higher rate of • Variable results of ROM, complications function – Surgical difficulty – Usually better – Scarring • Problems – Distortion of anatomy – Tuberosity healing – RC failure – Assoc. w/ surgical Tanner & Cofield, Clin Orthop, 179, 1983 technique Frich et al, Orthopaedics, 14, 1991 Dines et al, JSES, 2, 1993 Norris et al, JSES, 4, 1995
  • 20. Greater Tuberosity Pathology 1. Abnormally painful shoulder immediately post- op 2. No progression (24%) or regression (9%) of active shoulder mobility > 3 mos post-op 3. Dissociation between active (deficient) and passive (preserved) forward elevation - Malunion (15%); Axillary n. damage (6.5%) * Migration & malunion (21.5%) & nonunion (11%) results in a poor functional outcome Boileau, Rev chir orthop reparatrice appar mot, 85:2, 1999
  • 21. Rotator Cuff & Deltoid • Restoration of the rotator cuff mechanism important to functional result • Must avoid detachment of deltoid Tonino et al, Acta Orthop Belg, 51, 1985 Green et al, JSES 2, 1993 Hawkins et al, Clin Orthop, 289, 1993 Compito et al, Clin Orthop, 307, 1994 Goldman et al, JSES, 4, 1995
  • 22. Cement • Cement advocated in all cases • Provides immediate stability • Decreases incidence of loosening • Also requires graft proximally to cover exposed stem Green et al, JSES 2, 1993 Hawkins et al, Clin Orthop, 289, 1993 Compito et al, Clin Orthop, 307, 1994
  • 23. Biceps • Biceps often tenodesed by reattachment of tuberosities • Currently recommended to release origin and tenodese to proximal humerus • Otherwise, intra-articular length shortened & will restrict external rotation Harryman et al, JSES, 7, 1998
  • 24. Results Unsatisfactory results • Resorption or nonunion of tuberosities • Rotator cuff dysfunction • Cartilage space <2mm Satisfactory results • Radiographic union of tuberosities • Integrity of rotator cuff • Cartilage space > 2mm
  • 25. Discussion • Patients are usually asymptomatic preinjury • Discuss results with patient before surgery
  • 26. Prognosis • More severe injuries, elderly pts less optimal results • Avoid deltoid origin detachment • Lingering stiffness, pain, loss AROM > 6 months • Attention to surgical detail will improve prognosis (tuberosity reduction)
  • 27. Treatment Algorithm Naranja, JAAOS, 8:6, 2000
  • 28. Complications • #1 – Detachment of • Nerve injury (ax/mc) greater tuberosity – 6.1% – 27% • Looseing of prosthesis – Also assoc. w/ closed reduction • Infection • Heterotopic • Glenoid erosion ossification • Malpositioning of – 16%, esp surgery humeral component delayed > 10 d • Dislocation Stableforth, JBJS-B, 66, 1984 Neer, Rev chir orthop suppl II, 74, 1988 Bigliani, Orthop Trans, 15, 1991
  • 29. Joint Stiffness • Bursal and capsular adhesions • Treatment: Warm applications, stretching • Avoid manipulation • Prevent stiffness with early exercise program
  • 30. Conclusions 1. Minimal pain but limited function 2. Better results with intact rotator cuff, tuberosities and cartilage space > 2mm 3. Limited expectations
  • 31. Case Presentation • 42 yo woman fell down flight of stairs, sustaining bilateral distal radial fx, right non-displaced olecranon fx, right proximal humerus fx, & pelvis fx • No PMH, Allergies, or Meds
  • 32. Xrays & CT Scan