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Managing Change in
          Healthcare IT Implementations


                                         AN INTRODUCTION




 Sherrilynne Fuller, Center for Public Health Informatics
 School of Public Health, University of Washington
 Seattle, Washington June 2010

Content licensed under Creative Commons Attribution-Share Alike 3.0 Unported
Learning Objectives

At the conclusion of this class the student will be able to:

 Describe at least four effects of introducing information
  technology into a group or organization
 Define change management and describe why it is important to
  health information system implementation success
 Describe three key ways of preparing a group or organization
  for change
 Identify at least four elements critical to successful
  management of change

Sherrilynne Fuller, University of Washington
Change…



      As Mark Twain, a well known American author,
                        once said:


                    "I'm all for progress,
                  it's change I object to.”

Sherrilynne Fuller, University of Washington
Effects of Information Technology Introduction
         on Individuals and Organizations

 Changes individual team members’ tasks
 Blurs roles and increases team interdependence
 Can be threatening to individuals’ view of their role
  in the organization
 When the implementation and related changes in
  work are managed well there are improvements in:
    The function of the organization
    The individual’s job skills and satisfaction



Sherrilynne Fuller, University of Washington
Ways to think About Change as a “HOW” Problem


The problem of introducing change in an organization
  is often expressed as how do I…
 How do I get people to be more open to change?
 How do I get people to look at new ways of doing
  things?
 How to I make this organization adopt an electronic
  medical records system?
 This approach often doesn’t work --rather –you need
  to look at this as a “What” problem….
Sherrilynne Fuller, University of Washington
Thinking About Change as a “What” Problem

 What are we trying to accomplish?
 What changes are necessary to get there?
 What will signal success?
 What measures of performance are we trying to
   affect?




Sherrilynne Fuller, University of Washington
Thinking About Change as a “Why” Problem


 Why do we do what we do?


 Why do we do it the way we do?


 Why do we need to change how we do what we do?




Sherrilynne Fuller, University of Washington
Change Questions…

 “How” questions tend to cluster in core units (e.g. IT staff)
 People in clinical units tend to ask “what” and “how”
  questions (What will this do to my ability to see more
  patients? How will I ever learn to use a computer?)
 “Why” questions are typically the responsibility of the
  hospital management
 BUT --in times of rapid change, everyone must be
  concerned with all of these questions and think through
  them together before a system is implemented



Sherrilynne Fuller, University of Washington
Preparing for Change

 What is the current situation?
 What does the ideal future look like?
 Why do we need to change?
 What is going to change?
 What is NOT going to change?
 What are the key challenges?
 What are the key success factors?



Sherrilynne Fuller, University of Washington
Managing Change

• What is the best way to integrate changes into
  operation?
• How do we reduce impact on those most affected by
  change?
• How do we ensure that all units are coordinating
  effectively?
• How do we ensure that everyone is involved?



Sherrilynne Fuller, University of Washington
Change Requirements & Strategies


 Clear shared vision of future
 Create ownership and involvement
 Commitment of institutional leadership
 Education and training
 Reward system
 Measurement and evaluation
 Communication is vital!


Sherrilynne Fuller, University of Washington
Leading and Managing:
                             Strategies for Success

Many ways to earn authority and influence:
 Knowledge
 Information
 Hard work and evident commitment
 Outside influence in authorizing environment
 Keeper of a respected or needed process
 Have something to give in a trading relationship
 Bring resources, allies
 Bring order and direction out of confusion

Sherrilynne Fuller, University of Washington
Process Model for New IT Implementations

 Step 1:                        Step 2:                      Step 3:
 Preparation                    Training and                 Review Data              OUTCOME
                                Practice
 Leader:                                                     Leader:                  SUCCESS!
                                Leader:
 • Explain                                                   • Discuss with
 selection                      • Signal                     teams
 • Carefully select             openness and                 • Listen
 team members                   feedback
 • Define roles and             • Communicate
 responsibilities               reasons
 • Explain team                          Team
                                for
   learning                     change Members:                 Team
 approach       Team                                                              New routines
                Members:                                        Members:
                                          • Participate                           become
                                          fully                 • Collect data    established
             • Listen                                                             and accepted
                                          • Ask questions;      • Review data
             • Ask                                                                practice in the
                                          make                  • Contribute to
             questions                                                            organization
                                          suggestions           discussions
             • Agree to
                                          • Try new
             participate
                                          approaches


Sherrilynne Fuller, University of Washington
Steps to Implementation Failure

                                                                            Leader’s
 Leader’s Actions:                             Leader’s Actions:            Actions:
 • Ask people to                               • Discourage or              Analyze and
 participate but don’t                         remain neutral to            evaluate data late
 provide reasons for                           team’s input                 in
 the changes                                   • Reject new ideas
 • Decide on                                                                implementation
                                               from team members
 technology
 with no consultation
 • Don’t show
 up for         Team Members’
 practice                                          Team Members’               OUTCOME:
                Actions:
 training                                          Actions:
              •Show up for                                                     IMPLEMENTATION
                                                   • Notice signals from
              training                                                         FAILS
                                                   leader
                                                   • Re-evaluate behavior
              •Interpret absence
                                                   • Hold back from
              of leader as
                                                   participation
              message that team
              work not important


Sherrilynne Fuller, University of Washington
Ensuring Action

 No one “must” do anything
 Action relies on agreements, accountability, process,
    incentives, recognizing needs, having authority
   Use tools that are realistic; realistic goals
   Work to remove barriers to others’ success
   Be sure you have effective internal channels of information
    exchange regarding key issues
   Apply power and influence to priorities, not secondary
    issues that interest you
   Measure and be accountable for results

Sherrilynne Fuller, University of Washington
Team Learning and New Technology -- Summary



   When a new technology disrupts existing work
   routines, the adopting organization must go through
   a learning process, making interpersonal and
   organizational adjustments that allow new routines
   to become ongoing practice.




Sherrilynne Fuller, University of Washington
Learning Objectives

At the conclusion of this class the student will be able to:
 Describe at least four effects of introducing information
  technology into a group or organization
 Define change management and describe why it is
  important to health information system implementation
  success
 Describe three key ways of preparing a group or
  organization for change
 Identify at least four elements critical to successful
  management of change
Sherrilynne Fuller, University of Washington
Presenter Information


  Sherrilynne Fuller, Ph.D.
  Center for Public Health Informatics
  School of Public Health
  University of Washington, Seattle, Washington




Content licensed under Creative Commons Attribution-Share Alike 3.0 Unported

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Managing Change in Healthcare IT Implementations: Selected References

  • 1. Managing Change in Healthcare IT Implementations AN INTRODUCTION Sherrilynne Fuller, Center for Public Health Informatics School of Public Health, University of Washington Seattle, Washington June 2010 Content licensed under Creative Commons Attribution-Share Alike 3.0 Unported
  • 2. Learning Objectives At the conclusion of this class the student will be able to:  Describe at least four effects of introducing information technology into a group or organization  Define change management and describe why it is important to health information system implementation success  Describe three key ways of preparing a group or organization for change  Identify at least four elements critical to successful management of change Sherrilynne Fuller, University of Washington
  • 3. Change… As Mark Twain, a well known American author, once said: "I'm all for progress, it's change I object to.” Sherrilynne Fuller, University of Washington
  • 4. Effects of Information Technology Introduction on Individuals and Organizations  Changes individual team members’ tasks  Blurs roles and increases team interdependence  Can be threatening to individuals’ view of their role in the organization  When the implementation and related changes in work are managed well there are improvements in:  The function of the organization  The individual’s job skills and satisfaction Sherrilynne Fuller, University of Washington
  • 5. Ways to think About Change as a “HOW” Problem The problem of introducing change in an organization is often expressed as how do I…  How do I get people to be more open to change?  How do I get people to look at new ways of doing things?  How to I make this organization adopt an electronic medical records system?  This approach often doesn’t work --rather –you need to look at this as a “What” problem…. Sherrilynne Fuller, University of Washington
  • 6. Thinking About Change as a “What” Problem  What are we trying to accomplish?  What changes are necessary to get there?  What will signal success?  What measures of performance are we trying to affect? Sherrilynne Fuller, University of Washington
  • 7. Thinking About Change as a “Why” Problem  Why do we do what we do?  Why do we do it the way we do?  Why do we need to change how we do what we do? Sherrilynne Fuller, University of Washington
  • 8. Change Questions…  “How” questions tend to cluster in core units (e.g. IT staff)  People in clinical units tend to ask “what” and “how” questions (What will this do to my ability to see more patients? How will I ever learn to use a computer?)  “Why” questions are typically the responsibility of the hospital management  BUT --in times of rapid change, everyone must be concerned with all of these questions and think through them together before a system is implemented Sherrilynne Fuller, University of Washington
  • 9. Preparing for Change  What is the current situation?  What does the ideal future look like?  Why do we need to change?  What is going to change?  What is NOT going to change?  What are the key challenges?  What are the key success factors? Sherrilynne Fuller, University of Washington
  • 10. Managing Change • What is the best way to integrate changes into operation? • How do we reduce impact on those most affected by change? • How do we ensure that all units are coordinating effectively? • How do we ensure that everyone is involved? Sherrilynne Fuller, University of Washington
  • 11. Change Requirements & Strategies  Clear shared vision of future  Create ownership and involvement  Commitment of institutional leadership  Education and training  Reward system  Measurement and evaluation  Communication is vital! Sherrilynne Fuller, University of Washington
  • 12. Leading and Managing: Strategies for Success Many ways to earn authority and influence:  Knowledge  Information  Hard work and evident commitment  Outside influence in authorizing environment  Keeper of a respected or needed process  Have something to give in a trading relationship  Bring resources, allies  Bring order and direction out of confusion Sherrilynne Fuller, University of Washington
  • 13. Process Model for New IT Implementations Step 1: Step 2: Step 3: Preparation Training and Review Data OUTCOME Practice Leader: Leader: SUCCESS! Leader: • Explain • Discuss with selection • Signal teams • Carefully select openness and • Listen team members feedback • Define roles and • Communicate responsibilities reasons • Explain team Team for learning change Members: Team approach Team New routines Members: Members: • Participate become fully • Collect data established • Listen and accepted • Ask questions; • Review data • Ask practice in the make • Contribute to questions organization suggestions discussions • Agree to • Try new participate approaches Sherrilynne Fuller, University of Washington
  • 14. Steps to Implementation Failure Leader’s Leader’s Actions: Leader’s Actions: Actions: • Ask people to • Discourage or Analyze and participate but don’t remain neutral to evaluate data late provide reasons for team’s input in the changes • Reject new ideas • Decide on implementation from team members technology with no consultation • Don’t show up for Team Members’ practice Team Members’ OUTCOME: Actions: training Actions: •Show up for IMPLEMENTATION • Notice signals from training FAILS leader • Re-evaluate behavior •Interpret absence • Hold back from of leader as participation message that team work not important Sherrilynne Fuller, University of Washington
  • 15. Ensuring Action  No one “must” do anything  Action relies on agreements, accountability, process, incentives, recognizing needs, having authority  Use tools that are realistic; realistic goals  Work to remove barriers to others’ success  Be sure you have effective internal channels of information exchange regarding key issues  Apply power and influence to priorities, not secondary issues that interest you  Measure and be accountable for results Sherrilynne Fuller, University of Washington
  • 16. Team Learning and New Technology -- Summary When a new technology disrupts existing work routines, the adopting organization must go through a learning process, making interpersonal and organizational adjustments that allow new routines to become ongoing practice. Sherrilynne Fuller, University of Washington
  • 17. Learning Objectives At the conclusion of this class the student will be able to:  Describe at least four effects of introducing information technology into a group or organization  Define change management and describe why it is important to health information system implementation success  Describe three key ways of preparing a group or organization for change  Identify at least four elements critical to successful management of change Sherrilynne Fuller, University of Washington
  • 18. Presenter Information Sherrilynne Fuller, Ph.D. Center for Public Health Informatics School of Public Health University of Washington, Seattle, Washington Content licensed under Creative Commons Attribution-Share Alike 3.0 Unported

Editor's Notes

  1. HIBB Prepared for AMIA by Sherrilynne Fuller, Ph.D., June 7, 2010 1. Subjects covered: Change management in healthcare IT implementations: organization and individual effects and strategies for ensuring success 2. Date: June 7, 2010 3. Author: Sherrilynne Fuller, Ph.D. Professor, Biomedical and Health Informatics, School of Medicine and Co-Director, Center for Public health Informatics, School of Public Health, University of Washington, Seattle Washington 4. Development funded by: contributed by author 5. Target Audience: Individuals leading and/or participation in IT implementations (with particular relevance to those in resource-constrained settings) 6. Pre-Requisites: none 7. Available formats: Powerpoint presentation with notes (PDF format) 8. Technological requirements for users: ability to read PDF files 9. Length of module: 17 slides (approximately 45-60 minute presentation – including discussions) 10. Self-assessment: based on responding to learning objectives 11. Learning objectives: At this conclusion of this class the student will be able to: Describe at least four effects of introducing information technology into a group or organization Define change management and describe why it is important to health information system implementation success Describe three key ways of preparing a group or organization for change Identify at least four elements critical to successful management of change
  2. Change is not easy for anyone; when one plans to implement a new information system in a hospital or healthcare setting even if everyone agrees that it is critical to improving the care of patients, the actual implementation requires changes in all aspects of the work of the individuals involved in the care and those involved in the supporting the administrative processes. CHANGE is difficult for everyone and unless it is directly addressed in the planning process -- an approach termed “change management”, the implementation may fail. The goal of this training is to provide a practical approach to planning for change related to information systems implementations in health settings.
  3. Change as a “How” Problem The change problem is often expressed, at least initially, in the form of a “how” question. How do we get people to be more open, to assume more responsibility, to be more creative? How do we introduce self-managed teams in Department W? How do we change over from System X to System Y in Division Z? How do we move from print medical record environment to one that accommodates and integrates PCs? How do we get this hospital staff to be more innovative and productive? In short, the initial formulation of a change problem is often the “means” with the goal more or less implied. Rather than looking at Change as a “how” do I get people to change, turn the question into a “what” Problem.
  4. A focus on the “how do I?” misses the key goal -- WHAT am I doing now? AND WHAT exactly is the problem? Ensuring that these questions are answered by the group who are the focus of the changes -- based on the mission of the hospital or organization – is CRITICAL.
  5. AND, beyond “what” questions it is critical to ask “why” questions to get at the ultimate purposes of functions and to open the door to finding new and better ways of performing them through information technology. Why do we do what we do? Why do we do it the way we do it? Asking “why” questions also gets at the ultimate purposes of people in the hospital.