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THE EFFICIENCY OF THE TANINN EXTRACTED FROM THE
Guazuma ulmifolia IN THE REVERSE TRANSCRIPTASE INHIBITION
OF THE HIV VIRUS

PAULO ANTONIO RODRIGUES GOUVEIA
1. INITIAL CONSIDERATIONS

Virus is the smallest particle that exists; it only can be seen by the
microscope. The virus, so that it can live and multiply itself, needs to be inside of the
cells of an organism where it can assume the command, making them work to
it(Adesokan et al, 2004).
The AIDS/SIDA “Acquired Immunodeficiency Syndrome” is caused by HIV,
a virus that, firstly, attacks the immune system; then, it can install itself in several
parts of the body. When the virus affects the immune system, its action becomes
inefficient and the body becomes more vulnerable to any disease that may
occur(Barre-Sinoussi et al., 1983; Brown, 2000).
The HIV is a retrovirus, which means that its genetic material is in RNA
shape instead of DNA shape, and to replicate itself it must, firstly, create a DNA copy
from its genetic material(Buckheit Jr et al., 2001).
The HIV virion has a complex structure and it is grossly spherical,with a
diameter of approximately 1/10.000 mm. The virus external coverage is a double
layer of lipidic molecules sprinkled with proteins (the envelope proteins, gp120 and
gp41).Inside of it, a layer ofprotein matrix surrounds the conical capsid, or nucleus,
that contains the RNA of theHIV(Brown, 2000).
A cell infection occurs when the HIV virion connects itself to a cellular
receptor, generally the CD4, through its protein gp120; then, the virus merges itself to
the cellular membrane and the content of the capsid is liberated in the cellular
cytoplasm.The HIV enzyme, the reverse transcriptase, catalyses the production of a
DNA copy of the RNA from the HIV and the component ribonuclease-H from the
reverse transcriptase, finally, removes the RNA helix,now redundant. The DNA copy
of single helixis, then, converted by the reverse transcriptase into a DNA copy of
double helix,which is transportedto the cellular nucleus where a second HIV enzyme,
the integrase, catalyses theincorporation of the viral DNA to the host genetic
material(Adesokan, 2004).
The antiretroviral therapy is aimed to the prevention of the viral replication,
with different drugs addressed to various stages of the replication cycle.The
antiretroviral drugscurrentlyavailable to treat the HIV infection are a series of
inhibitorsof the reverse transcriptase, that act previously to the incorporation of the
viral genetic material to the host chromosome and the inhibitors of the
protease,which act subsequentlyto this step and prevent the virion formation with
functional proteins, that is, of infectious virus.The cocktail is an association of the two
kinds of medicines.(Chi et al., 2004).
The reverse transcriptase inhibitors preventthe virus transforming its
genetic code from ARN into ADN, a required operation to multiply itself inside the
cells (Costi et al, 2004).
Several natural compoundsare being studied about the retroviral inhibition
of the HIV reverse transcriptase; among them are the taninns, which are phenolic
compounds characterized by their capacity of combining themselves with proteins
and other polymers, such as polysaccharides(Buolamwini e Assefa, 2002).
Studies have shown that the bark and the bast of the

Guazuma

ulmifolia(mutamba)are rich in components with pharmacologic properties.It presents
triterpenes, alkaloids and reasonable amount of tannins (Costi et al., 2004).
The tannin properties are linked to its capacity of forming complexes with
the proteins that participate of the tissuesin relation to the microbiological attacks.
Besides, they confertaste properties united under the term astringency, have antifree radical power and have the capacity of consuming dissolved oxygen, that is,
they have interesting antioxidant properties to the pharmacologic function and also
show powerful activity against the HIV replication (Cocuzza, 2001).
1.1 GUIDING QUESTIONS

Does the tannin extracted from the Guazuma ulmifoliashow the best inhibitors
pharmacokinetic profilesof theHIV reverse transcriptasewith fewer sideeffects?
Which molecular weight of the tannin has the retroviral inhibitor action of the
HIV reverse transcriptase with fewer toxicity?

1.2 OBJECTIVES

General:
To identify the efficiency of the Guazuma ulmifolia plant substracted as a viral
duplication inhibitor of the HIV reverse transcriptase with a lower toxicity risk.

Specific:
To identify the tannin molecular weight that has retroviral inhibitor action of the
HIV reverse transcriptase with lower toxicity risk.

To promote the reduction of the viral load preservating the function of the
immunologic system.
To postpone the illness evolution changing the HIV natural history.
1.3 JUSTIFICATIVE

Although the therapy appearance, which reducesthe viral particles to
undetectable levels, the virus persists in reservoirs in the organism, as T sleepy
lymphocytes.The emergence and the appearance velocity of resistant strains to
different medicine combinations available in the market also is a limitant factor.But
one of the factors that makes the anti-HIV therapy more difficult is the high incidence
of side-effects caused by the medicines currently available.Searches realized by
Ligani Jr. andpartners showed to be this one the main cause of faults in the
antiretroviral therapy adherence (20,5%), characterized mainly by vomits, diarrhea,
nauseas and abdominal pain, beyond headaches and, even so, changes in skin
color.
Despite several laboratories and search groups are working in the HIV
inhibitors development,no compound has arisen that can be effectively used in the
therapeutic.
This fomenta great need of discovery and/or development of efficient
drugs that act on the reverse transcriptase (RT), on the protease (PR) andon other
points of the viral replication cycle.Then the great challenge is to find possible targets
that effectively interrupt the virus cycle, without harming the normal cell (Dayam,
2003).
The use of herbal medicines is the result of the secular accumulationof
empirical knowledge about the herbal action by different ethnic groups. However,
there are questions about the standardizationof production techniques and herbal
medicines marketing (De Clercq, 2000).
Some studies have treated about the antinutritional aspect of cultivars with
high levels of tannins and the resistance to pests and seasonality has been
considered as an interesting factor to some species (De Clercq, 2002).
It’s found, in the vegetables, relatively important amounts of phenolic
compounds. Their role is essentially to protect the issues against the attacks of
insects, fungi or bacteria. It’s considered a passive defense system relatively
efficient. The plants also can produce great amounts of phenols based in an
alteration in the live cells surface: it’s the active defense.The best example is given
by the bite from insects in the leaves that are the source of the galls formation.
A mutamba tree had been observed for ten years and it was realized that
in certain period of the year it was notorious the presence of dry galls nearly reaching
70% of length and as the days went by,the plant recovered itself showing resistance
to the pest that had affected it.
In 1946, in Faina – GO, the researcher Francisco Cabral de Melo,a
pharmacist graduated from UFRJ,and partnersrealized some tests, undocumented,in
patients with yellow fever using the mutamba tannin that has a low molecular weight,
having favorable outcome, there was a cure in 100% of the cases, with notoxicity
demonstration.
Tannin molecules are being tested with the intention of discovering an
efficient

drug

against

HIV.Kilkuskieand

partnershad

observed

that

galotanninsshowed inhibitory activityonly in toxic concentrations, elagitanninsand
condensed tannins poorly inhibitedthe viral replication and the complex tannins
showed powerful activity against the HIV replication.
It justifies the great importance of a survey with tannins of low molecular
weight and smaller toxicity.
So, the interest in the survey begins because there is no cellular
equivalent, what is an advantage in relation to smaller chances of occurring sideeffects, and it has a social and scientific relevance because there is no endogenous
mediatorwhich chemical structure can be used as a prototype.
2. THEORETICAL FUNDAMENTS

The

viruses

are

involved

in

a

big

variety

of

chronic

and

degenerativediseases, being responsible for more than 60% of the human
diseases(Korolkovas,1988). The fight against viral infections is hard, because the
viral replication is an intracellular process, being closely related to the metabolism of
the infected cells (Barre-Sinoussi, 1983). One of the most studied virus nowadays is
named “Human Immunodeficiency Vírus” (HIV), from retrovirus family (ANR
compound); it is able to be parasitic upon man’s immune system, leading to an
infectious disease known as “Acquired Immuno Deficiency Syndrome” (AIDS)
(Johnson, 1989).
HIV is different from the other viruses because it attacks and damages the
immune system, that is its main target in the human organism. One of the
components of the immune system are the T lymphocytes, that attack directly the
invader microorganism.Among the T lymphocytes there is a class called T4 (CD4+ T
or T-helpers), which has a very important role in the initiating of an immune response
and in the coordination of the same response, being the HIV main target (Gupta,
1979).This virus, when infecting the CD4+ T, lead to the lack of coordination of the
immune system and to its gradual in effectiveness, establishing an immunodeficiency
(De Clercq, 2000).
In Brazil, from 1980 to December 2002, 257.771 cases of the diseasewere
reported, with 113.840 known deaths. Throughout serological tests conducted by the
Brazilian Department of Health, at least 536.000Brazilians are expected to be
infected with HIV (Souza, 2003).
It’s worth highlighting three big stages in the epidemic’s evolution: 1 – an
initial stage, characterized by the infection among men that have sexual relations
with other men, and by a patient’s high level of education; 2 – a second stage,
characterized by an increase of cases due to the transmission caused by injecting
drug use, as the consequent reduction of the age group and greater dissemination
among heterosexual individuals; 3- third and current stage, when there is a growing
trend to dissemination among the heterosexuals, mainly the women (Goldgur at al.,
1999).
This last observation deserves highlighting, because it has been reported
in several countries a process of the “feminization” of the HIV/SIDA epidemic.
Regarding to the distribution of the cases according to age group, it was observed in
the last decade an ageing of it, with a persistent relevant growing of the age group
over the age of 35, in both sexes. The age group from 35 to 39 and 40 to 49, with an
increase of the incidence among women (from about 6,5 men to 1 woman, in the
1980s, to 1,7 men to 1 woman in 2001) (De Clercq. 2001).
The morphological structures of the HIV viruses (1 and 2) include
structural and functional proteins and an RNA genome protected by the viral
envelope.The envelope is made of a lipid bilayer and contains a complex protein,
known as env (Ferreira, 2002).
In the interior face, the HIV has a viral protein called p17 (matrix) and,
enclosed by this protein, there is the capsule composed by the p24 protein. In the
most internal part, it’s found the most important elements: two simple filaments of
RNA, the p7 protein (nucleocapside) and three essential enzymes, p51 (reverse
transcriptase), p11 (protease) and p31 (integrase) (Goldgur, et al., 1999).
The

transcriptase

is

an

enzyme

that

performs

a

contrary

transcription process related to the cellular standard. This enzyme polymerizes DNA
molecules from RNA molecules, exactly the opposite of what happens in the cells,
where RNA is produced from DNA (Gupta, 1979; 2003).
That’s exactly for having this enzyme, which it acts “contrary”, that the HIV
and other similar viruses are called retroviruses.After being in the host cell, the
reverse transcriptase uses the nucleotides found in the cytoplasm to compose a DNA
strand together with the virus RNA strand. The RNAse-H enzyme is responsible for
unbundling the RNA strand by hydrolysis and let the RNA simple strand be free in the
cytoplasm. The reverse transcriptasecomes back to complete this DNA strand, thus
becoming the nucleotides double helix to be integrated in the host-cell DNA helped
by the integrase enzyme (Fox, 2002).
In Brazil, the Law 9113/96 ensured everyone the access, without its cost,
to the cocktail of drugs.Introduced in 1996, this is a combination of drugs able to
inhibit two stages of the viral replication, with a possibility of reduction in 100 times of
the virus production compared to the monotherapies used so far (Souza et al., 2003).
Depending on the conditions and the age of the patient, it can be composed by two
or more different medicines of the following classes:

(i)nucleoside reverse

transcriptase inhibitors (NRTIs); (ii)non-nucleoside reverse transcriptase inhibitors
(NNRTIs); (iii)protease inhibitors (PI) and, more recently, (iv)fusion inhibitors (FI), and
the latter was recently released to sale in Brazil (Goldgur, 1999).
The transcription process consists in the RNA synthesis, realized by an
enzymatic complex which key enzyme is the RNA polymerase, able to produce the
viral proteins in the polyproteins precursors form, long units composed of viral
enzymes and assembled structural proteins (Li,1999).The fluoroquinolones are a
class of synthetic compounds with strong antimicrobial activity. Nowadays, this class
of compounds also has been described as able to interferein the viral transcription
process, thus preventing the replication. The K-37 fluoroquinolone has shown good
results in the inhibition of that enzyme. The temacrazine and the flavopiridol are other
compounds able to inhibit this transcription enzyme, even in chronically-infected cells
(Cocuzza, 2001).
The protease inhibitorshave the function of blocking one of the HIV
components, the protease. This way, the new copies of the virus don’t infect the new
cells. The reverse transcriptase inhibitors and the protease inhibitors act inside of the
CD4 cell (Hazuda et al., 2004).
The nucleocapside protein (NCp7) is an essential protein in different
stages of the viral replication, being important in the stage that involves the reverse
transcriptase enzyme, participating of the RNAringing(De Clercq, 2002).The AZDC
(azodicarbonamide),is a compound in clinical testing phase II and it’s able to become
inative that protein, by complexation with its zinc atoms, preventing the viral
replication of the integrase inhibitors. The integrase enzyme is fundamental in the
viral replication process, being responsible for the viral DNA integration to the hostchromosome, thus allowing for the continuation of the viral replication cycle.The “L –
quicĂłrico"acid is able to inhibit the integrase enzyme activity of different kinds of
powerful HIV (De Clercq, 2001).
The fusion inhibitors (FI) represent a new approach in the combat strategy
to the capacity of the HIV replication in the organism.So that the HIV can complete its
reproductive cycle, it needs to merge itself with T lymphocytes, where itdeposits
itsgenetic information, giving rise to a new virus. While the protease inhibitors (PIs)
and the reverse transcriptase inhibitors (NRTIs and NNRTIs) aim at interrupting the
viral replication cycle in a stage that the HIV had already infected lymphocytic target
cell, the FIs were designed to prevent the virus penetration in the lymphocytes and
the beginning of an infection (Ikemoto, et al., 2001).
The virus needs to merge itself with a T lymphocyte to multiply, and it’s
exactly this action that the fusion inhibitors prevent.With this kind of medicine, the
HIV can’t complete its reproduction cycle, because it can’t infect the T lymphocytes
and can’t create new virus copies. The fusion inhibitors act outside the host cell (CD4
lymphocyte) at an earlier stage in the virus reproduction cycle than the protease and
the reverse transcriptase inhibitors (Heralth et al., 2004).
To achieve more powerful new drugs, with better pharmacokinetic profiles,
fewer side-effects and wide range of activity to different resistant HIV viruses, new
strategies have been created. These strategies are based on the conception of new
compounds able to inhibit different points of the viral replication (Jayasuriya et al.,
2003).
In a memorandum from a WHO meeting, recommendations were made
about the research with natural substances for the treatment of AIDS. Several natural
compounds that belong to different structures have been appointed as reverse
transcriptase inhibitors, such as coumarins,flavonoids, tannins, lignins, alkaloids,
terpenes, naftoand anthraquinones and polysaccharides(Kannan et al., 2001).
Compounds of natural source can be used as therapeutic agents to a
great amount of diseases. These also can become excellent prototype-compoundsto
the development of more powerful derivativesor with improvement of some
biologicalor physical-chemical property that allows to be used as drugs (Huang et al.,
2001).
The bark and the bast of the Guazuma ulmifolia (mutamba) is rich in
components with pharmacological properties.In addition, these isolated principles
have been treated together with the treatment of several diseases. So, the betasitosterol act against the hypoproteinemias; the triterpenes are used as antiinflammatories (pneumonia and bronchitis); the caffeine acts as diuretics and
stimulant of the CNS (Central Nervous System) and cardiac muscles; the alkaloids
are treated as anti-microbials, painkillers, antispasmodics and CNS stimulants, the
tannins are excellent in the combat of dysentery processes (Windholz, 1983; Almeida
et al., 1998; Rizzo et al., 1990; Rizzo et al. 1999; Tridente, 2002).
Guazuma ulmifolia,popularly known as mutamba, has been used by the
population as natural medicine in almost every place that it occurs. Generally the
used parts are the bark and the leaves, however, there are some reports that the fruit
can also be useful. The bark tea is used in Brazil as a sudorific, also used in cases of
fever, cough, bronchitis, asthma, pneumonia and liver problems. Several authors
show some activities with mutamba extracts, among them they emphasise: antiglucose,

anti-bacterial and

anti-fungus, cytotoxic and

anti-secretoryactivities

(Johnson, 1989; Makhija, 2002).
Guazumashows four species distributed through South America and
Mexico, and two of them are in Brazil: Guazuma ulmifolia Lam and Guazuma crinita
Mart., both known as mutamba (Huff, 1999).
Photochemical analysis realized with the mutamba bark showed positivity
to the flavonoid and tannin groups, among others.Spectrophotometers dosing 691
nmof tannins, show that the period of the year can increase or decrease the tenor in
the mutamba (Li, 1999).
Comparing the tenor of tannin in the leaves Crataegus oxyacantha
L.(cratego),about 3%, and the ratany barks (Krameria triandra), about 10%, with the
mutamba barks, that present about 5%, the amount of tannins can be considered
reasonable (Kim et al., 2005).
The tannins are phenolic compounds characterized by their capacity of
combination with the proteins and other polymers as the polysaccharides.This
characteristic explains their astringency caused by the precipitations of the proteins
and by the spittle glycoproteins.
Tannins (from the French tannin) are polyphenols of plant origin, with
molecular weights generally between 500 and 3000. They inhibit the attack to the
plants from vertebrates or invertebrates herbivorous (reduction of palatability,
digestion difficulties, toxic compounds productions from tannin hydrolysis) and also
from pathogenic microorganisms. The term is widely used to designate any big
polyphenol compound containing enough hydroxyl groups and others (as carboxyl) to
form strong complexes with proteins and other macromolecules. Generally, they are
divided in two kinds: hydrolysable and condensed tannins (protoantocianidines).
Tannins from Quercus suber L.and Q. coccifera L.species show
gastroprotector effect, changing from 66 to 91%.The tannin antimicrobial properties
are well-known and documented. Tannin molecules are being tested with the
intention of finding a a new efficient drug against HIV. Kilkuskie and partners
observed that the galotanninsshowed inhibitory activityonly in toxic concentrations,
elagitanninsand condensed tannins poorly inhibited the viral replication and the
complex tannins showed powerful activity against the HIV replication.They concluded
that the anti-HIV activity showed by the tannins is due to the reverse transcriptase
inhibition, turning difficult the viral replication.
The tannin properties are linked to its capacityof forming complexes with
the proteins that participate in this case, of the tissues protectionin relation to the
microbiological attacks. Besides, they confertaste properties united under the term
astringency, have anti-free radical power and have the capacity of consuming
dissolved oxygen, that is, they have interesting antioxidant properties to the
pharmacologic function and also showagri-food activity (Korolkovas, 1988; Makhija,
2001).
The link between tannins and proteins occurs, probably, through hydrogen
bridges between the tannins phenolic groups and certain proteins sites, lending a
lasting stability to these substances. To the formation of these links it’s necessary
that the tannin molecular weight is among clear limits; if it is very high, the molecule
can’t be inserted among the interfibrilar spaces of the proteins orof the
macromolecules; if it is very low, the phenolic molecule can insert, but it doesn’t form
a sufficient amount of links that assure the combination stability. The tannins have
been the aim of several studies, but the majority has discussed ecological
relationships between vegetables and herbivorous, because it has been suggested
that the tannin tenors can reduce the rate of predation for they become unpalatable,
taking away their natural predators. Researches on tannins biological activities
highlighted important action against certain microorganisms, as carcinogenic agents
and the ones that cause hepatic toxicity. These last effects, with no doubt, depend on
the dosage and the kind of consumed tannin. The intake of green tea and diets rich
in fruit that contain tannins, for example, has been associated with anticarcinogenic
activity. Besides, they can act as anti-inflammatories and healings, and even so, as
HIV reverse transcriptase inhibitors.
This way, if the toxicity is due to itsastringency, high toxicity is closely
associated to the bigger molecular weight. However, it doesn’t happen frequently, for
example, the catechin shows bigger toxicity than thetannins, although it has low
affinity for proteins.
The complexes formed between tannins and proteins can be reversible or
irreversible. The reversible ones are established by hydrogen bridges and
hydrophobic interactions, while the irreversible ones occur in oxidative conditions by
covalent bonds (Almeida, 1999; Buckheit Jr et al., 2001).
The hydrogen bridges probably are formed between the tannin phenolic
hydroxyls and the protein amine grouping. The hydrophobic interactions occur
between the tannin aromatic rings and the aliphatic side-chains or aromatic of the
protein amino acids (Nair, 2004).It is believed that the hydrophobic interactions act as
initial traction forces in the complexation between tannins and proteins in aqueous
media. This initial association is reinforced in a second stage with the formation of a
polyfunctional net of hydrogen connections, in which each tannin molecule can make
a lot of connections with the protein, thus, acting like a polytoothed binder
(Peçanha,2002).It was still observed a correlation between the polyphenol polarity
and the kind of interaction with the bovine serum albumin (BSA) (Almeida, 1999).
The reversible complexes can be soluble or insoluble, depending on the
tannin/protein proportion, on the ph and on the environment ionic strength. The
addition of few quantities of proteins to a tannin solution produces a precipitate that is
dissolved with the addition of more protein (Young, 2001).Then, the maximun of
precipitation occurs when there is an excellent proportion between tannin and protein
(Li, 1999),what is, however, dependent on the quantity of bounding sites as
phenolichydroxyls and galoiagroups, inside the tannins (Almeida, 1999; Okamoto,
2000).
The different tannins capacity of complexing with the proteins vary
according to their chemical structure. It was observed that the molecular weight and
the molecule flexibility are important factors in the complexation process (Oliveira,
2000).Several studies, comparing the relative affinities of the galoia-steriles groups
with a lot of proteins showed the decreasing tendency in the penta- > tetra- > tri- > di>mono-galoil-glucosesequence, that is, the more quantity of galoiagroups,the more
affinity for the proteins (Okamoto, 2000).On the other hand, some factors in the
protein structures such as conformation and polymer size also influence in the affinity
of these molecules with the tannins.Several studies show the great tanninsaffinity,
hydrolysable ad condensed ones, for proteins rich in proline, such as the proteins
present in the mammals spittle (Pluymers et al., 2002).
For these objectives to be achieved, it’s fundamental that the treatment
must be applied strictly and according to the doctor’s indication. If the patient doesn’t
take the medication adequately, the quantity of medicine that there is in the blood
isn’t enough to inhibit the increase of the virus and to reduce the viral load. It allows
the virus to continue destroying the CD4 cells and also to acquire resistance to the
medicines that the patient is taking in a wrong way. On the other hand, when it
happens, there is a great possibility of occurring resistance to other medicines that
the patient isn’t taking, which belong to the same classes of those that he is taking –
it’s called Cross-Resistance (Pommier, 2000).
3. METHODOLOGY

This subject is a qualitative approach, performed from a collection of data
related to the theme, based on information found in books, articles, specialized
scientific magazines, monographs, resource and illustration books and on
observation.
To MINAYO (2002, 46):
The qualitative survey answers very private questions (...),
works with the deepest relation and phenomena universe that
can’t be reduced to several variable operationalizations.

The scene of the research is a private laboratory. Previously it will be
asked authorization to the accomplishment of this scientific research, as well it will be
submitted to the ethic and survey committee of the institution.
To acquire data in this study, tests of the low molecular weight tannin
dosageswill be done, in mice, extracted from the Guazuma ulmifolia;then, depending
on the results, it will address the possibilities of using it in human beings, considering
the guiding questions of the survey involving human beings.RESOLUTION N° 196/96
FROM THE BRAZILIAN DEPARTMENT OF HEALTH that regulates the research
involving human beings and it will be put under evaluation by the Research Ethics
Committee of the institution responsible for the research.
The search data will be grouped in categories aimed at the results, and
will suffer analyses based on thematic benchmark about the subject.
4.

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project mutamba

  • 1. THE EFFICIENCY OF THE TANINN EXTRACTED FROM THE Guazuma ulmifolia IN THE REVERSE TRANSCRIPTASE INHIBITION OF THE HIV VIRUS PAULO ANTONIO RODRIGUES GOUVEIA
  • 2. 1. INITIAL CONSIDERATIONS Virus is the smallest particle that exists; it only can be seen by the microscope. The virus, so that it can live and multiply itself, needs to be inside of the cells of an organism where it can assume the command, making them work to it(Adesokan et al, 2004). The AIDS/SIDA “Acquired Immunodeficiency Syndrome” is caused by HIV, a virus that, firstly, attacks the immune system; then, it can install itself in several parts of the body. When the virus affects the immune system, its action becomes inefficient and the body becomes more vulnerable to any disease that may occur(Barre-Sinoussi et al., 1983; Brown, 2000). The HIV is a retrovirus, which means that its genetic material is in RNA shape instead of DNA shape, and to replicate itself it must, firstly, create a DNA copy from its genetic material(Buckheit Jr et al., 2001). The HIV virion has a complex structure and it is grossly spherical,with a diameter of approximately 1/10.000 mm. The virus external coverage is a double layer of lipidic molecules sprinkled with proteins (the envelope proteins, gp120 and gp41).Inside of it, a layer ofprotein matrix surrounds the conical capsid, or nucleus, that contains the RNA of theHIV(Brown, 2000). A cell infection occurs when the HIV virion connects itself to a cellular receptor, generally the CD4, through its protein gp120; then, the virus merges itself to the cellular membrane and the content of the capsid is liberated in the cellular cytoplasm.The HIV enzyme, the reverse transcriptase, catalyses the production of a DNA copy of the RNA from the HIV and the component ribonuclease-H from the reverse transcriptase, finally, removes the RNA helix,now redundant. The DNA copy of single helixis, then, converted by the reverse transcriptase into a DNA copy of double helix,which is transportedto the cellular nucleus where a second HIV enzyme, the integrase, catalyses theincorporation of the viral DNA to the host genetic material(Adesokan, 2004).
  • 3. The antiretroviral therapy is aimed to the prevention of the viral replication, with different drugs addressed to various stages of the replication cycle.The antiretroviral drugscurrentlyavailable to treat the HIV infection are a series of inhibitorsof the reverse transcriptase, that act previously to the incorporation of the viral genetic material to the host chromosome and the inhibitors of the protease,which act subsequentlyto this step and prevent the virion formation with functional proteins, that is, of infectious virus.The cocktail is an association of the two kinds of medicines.(Chi et al., 2004). The reverse transcriptase inhibitors preventthe virus transforming its genetic code from ARN into ADN, a required operation to multiply itself inside the cells (Costi et al, 2004). Several natural compoundsare being studied about the retroviral inhibition of the HIV reverse transcriptase; among them are the taninns, which are phenolic compounds characterized by their capacity of combining themselves with proteins and other polymers, such as polysaccharides(Buolamwini e Assefa, 2002). Studies have shown that the bark and the bast of the Guazuma ulmifolia(mutamba)are rich in components with pharmacologic properties.It presents triterpenes, alkaloids and reasonable amount of tannins (Costi et al., 2004). The tannin properties are linked to its capacity of forming complexes with the proteins that participate of the tissuesin relation to the microbiological attacks. Besides, they confertaste properties united under the term astringency, have antifree radical power and have the capacity of consuming dissolved oxygen, that is, they have interesting antioxidant properties to the pharmacologic function and also show powerful activity against the HIV replication (Cocuzza, 2001).
  • 4. 1.1 GUIDING QUESTIONS Does the tannin extracted from the Guazuma ulmifoliashow the best inhibitors pharmacokinetic profilesof theHIV reverse transcriptasewith fewer sideeffects? Which molecular weight of the tannin has the retroviral inhibitor action of the HIV reverse transcriptase with fewer toxicity? 1.2 OBJECTIVES General: To identify the efficiency of the Guazuma ulmifolia plant substracted as a viral duplication inhibitor of the HIV reverse transcriptase with a lower toxicity risk. Specific: To identify the tannin molecular weight that has retroviral inhibitor action of the HIV reverse transcriptase with lower toxicity risk. To promote the reduction of the viral load preservating the function of the immunologic system. To postpone the illness evolution changing the HIV natural history.
  • 5. 1.3 JUSTIFICATIVE Although the therapy appearance, which reducesthe viral particles to undetectable levels, the virus persists in reservoirs in the organism, as T sleepy lymphocytes.The emergence and the appearance velocity of resistant strains to different medicine combinations available in the market also is a limitant factor.But one of the factors that makes the anti-HIV therapy more difficult is the high incidence of side-effects caused by the medicines currently available.Searches realized by Ligani Jr. andpartners showed to be this one the main cause of faults in the antiretroviral therapy adherence (20,5%), characterized mainly by vomits, diarrhea, nauseas and abdominal pain, beyond headaches and, even so, changes in skin color. Despite several laboratories and search groups are working in the HIV inhibitors development,no compound has arisen that can be effectively used in the therapeutic. This fomenta great need of discovery and/or development of efficient drugs that act on the reverse transcriptase (RT), on the protease (PR) andon other points of the viral replication cycle.Then the great challenge is to find possible targets that effectively interrupt the virus cycle, without harming the normal cell (Dayam, 2003). The use of herbal medicines is the result of the secular accumulationof empirical knowledge about the herbal action by different ethnic groups. However, there are questions about the standardizationof production techniques and herbal medicines marketing (De Clercq, 2000). Some studies have treated about the antinutritional aspect of cultivars with high levels of tannins and the resistance to pests and seasonality has been considered as an interesting factor to some species (De Clercq, 2002). It’s found, in the vegetables, relatively important amounts of phenolic compounds. Their role is essentially to protect the issues against the attacks of insects, fungi or bacteria. It’s considered a passive defense system relatively
  • 6. efficient. The plants also can produce great amounts of phenols based in an alteration in the live cells surface: it’s the active defense.The best example is given by the bite from insects in the leaves that are the source of the galls formation. A mutamba tree had been observed for ten years and it was realized that in certain period of the year it was notorious the presence of dry galls nearly reaching 70% of length and as the days went by,the plant recovered itself showing resistance to the pest that had affected it. In 1946, in Faina – GO, the researcher Francisco Cabral de Melo,a pharmacist graduated from UFRJ,and partnersrealized some tests, undocumented,in patients with yellow fever using the mutamba tannin that has a low molecular weight, having favorable outcome, there was a cure in 100% of the cases, with notoxicity demonstration. Tannin molecules are being tested with the intention of discovering an efficient drug against HIV.Kilkuskieand partnershad observed that galotanninsshowed inhibitory activityonly in toxic concentrations, elagitanninsand condensed tannins poorly inhibitedthe viral replication and the complex tannins showed powerful activity against the HIV replication. It justifies the great importance of a survey with tannins of low molecular weight and smaller toxicity. So, the interest in the survey begins because there is no cellular equivalent, what is an advantage in relation to smaller chances of occurring sideeffects, and it has a social and scientific relevance because there is no endogenous mediatorwhich chemical structure can be used as a prototype.
  • 7. 2. THEORETICAL FUNDAMENTS The viruses are involved in a big variety of chronic and degenerativediseases, being responsible for more than 60% of the human diseases(Korolkovas,1988). The fight against viral infections is hard, because the viral replication is an intracellular process, being closely related to the metabolism of the infected cells (Barre-Sinoussi, 1983). One of the most studied virus nowadays is named “Human Immunodeficiency VĂ­rus” (HIV), from retrovirus family (ANR compound); it is able to be parasitic upon man’s immune system, leading to an infectious disease known as “Acquired Immuno Deficiency Syndrome” (AIDS) (Johnson, 1989). HIV is different from the other viruses because it attacks and damages the immune system, that is its main target in the human organism. One of the components of the immune system are the T lymphocytes, that attack directly the invader microorganism.Among the T lymphocytes there is a class called T4 (CD4+ T or T-helpers), which has a very important role in the initiating of an immune response and in the coordination of the same response, being the HIV main target (Gupta, 1979).This virus, when infecting the CD4+ T, lead to the lack of coordination of the immune system and to its gradual in effectiveness, establishing an immunodeficiency (De Clercq, 2000). In Brazil, from 1980 to December 2002, 257.771 cases of the diseasewere reported, with 113.840 known deaths. Throughout serological tests conducted by the Brazilian Department of Health, at least 536.000Brazilians are expected to be infected with HIV (Souza, 2003). It’s worth highlighting three big stages in the epidemic’s evolution: 1 – an initial stage, characterized by the infection among men that have sexual relations with other men, and by a patient’s high level of education; 2 – a second stage, characterized by an increase of cases due to the transmission caused by injecting drug use, as the consequent reduction of the age group and greater dissemination among heterosexual individuals; 3- third and current stage, when there is a growing
  • 8. trend to dissemination among the heterosexuals, mainly the women (Goldgur at al., 1999). This last observation deserves highlighting, because it has been reported in several countries a process of the “feminization” of the HIV/SIDA epidemic. Regarding to the distribution of the cases according to age group, it was observed in the last decade an ageing of it, with a persistent relevant growing of the age group over the age of 35, in both sexes. The age group from 35 to 39 and 40 to 49, with an increase of the incidence among women (from about 6,5 men to 1 woman, in the 1980s, to 1,7 men to 1 woman in 2001) (De Clercq. 2001). The morphological structures of the HIV viruses (1 and 2) include structural and functional proteins and an RNA genome protected by the viral envelope.The envelope is made of a lipid bilayer and contains a complex protein, known as env (Ferreira, 2002). In the interior face, the HIV has a viral protein called p17 (matrix) and, enclosed by this protein, there is the capsule composed by the p24 protein. In the most internal part, it’s found the most important elements: two simple filaments of RNA, the p7 protein (nucleocapside) and three essential enzymes, p51 (reverse transcriptase), p11 (protease) and p31 (integrase) (Goldgur, et al., 1999). The transcriptase is an enzyme that performs a contrary transcription process related to the cellular standard. This enzyme polymerizes DNA molecules from RNA molecules, exactly the opposite of what happens in the cells, where RNA is produced from DNA (Gupta, 1979; 2003). That’s exactly for having this enzyme, which it acts “contrary”, that the HIV and other similar viruses are called retroviruses.After being in the host cell, the reverse transcriptase uses the nucleotides found in the cytoplasm to compose a DNA strand together with the virus RNA strand. The RNAse-H enzyme is responsible for unbundling the RNA strand by hydrolysis and let the RNA simple strand be free in the cytoplasm. The reverse transcriptasecomes back to complete this DNA strand, thus becoming the nucleotides double helix to be integrated in the host-cell DNA helped by the integrase enzyme (Fox, 2002).
  • 9. In Brazil, the Law 9113/96 ensured everyone the access, without its cost, to the cocktail of drugs.Introduced in 1996, this is a combination of drugs able to inhibit two stages of the viral replication, with a possibility of reduction in 100 times of the virus production compared to the monotherapies used so far (Souza et al., 2003). Depending on the conditions and the age of the patient, it can be composed by two or more different medicines of the following classes: (i)nucleoside reverse transcriptase inhibitors (NRTIs); (ii)non-nucleoside reverse transcriptase inhibitors (NNRTIs); (iii)protease inhibitors (PI) and, more recently, (iv)fusion inhibitors (FI), and the latter was recently released to sale in Brazil (Goldgur, 1999). The transcription process consists in the RNA synthesis, realized by an enzymatic complex which key enzyme is the RNA polymerase, able to produce the viral proteins in the polyproteins precursors form, long units composed of viral enzymes and assembled structural proteins (Li,1999).The fluoroquinolones are a class of synthetic compounds with strong antimicrobial activity. Nowadays, this class of compounds also has been described as able to interferein the viral transcription process, thus preventing the replication. The K-37 fluoroquinolone has shown good results in the inhibition of that enzyme. The temacrazine and the flavopiridol are other compounds able to inhibit this transcription enzyme, even in chronically-infected cells (Cocuzza, 2001). The protease inhibitorshave the function of blocking one of the HIV components, the protease. This way, the new copies of the virus don’t infect the new cells. The reverse transcriptase inhibitors and the protease inhibitors act inside of the CD4 cell (Hazuda et al., 2004). The nucleocapside protein (NCp7) is an essential protein in different stages of the viral replication, being important in the stage that involves the reverse transcriptase enzyme, participating of the RNAringing(De Clercq, 2002).The AZDC (azodicarbonamide),is a compound in clinical testing phase II and it’s able to become inative that protein, by complexation with its zinc atoms, preventing the viral replication of the integrase inhibitors. The integrase enzyme is fundamental in the viral replication process, being responsible for the viral DNA integration to the hostchromosome, thus allowing for the continuation of the viral replication cycle.The “L –
  • 10. quicĂłrico"acid is able to inhibit the integrase enzyme activity of different kinds of powerful HIV (De Clercq, 2001). The fusion inhibitors (FI) represent a new approach in the combat strategy to the capacity of the HIV replication in the organism.So that the HIV can complete its reproductive cycle, it needs to merge itself with T lymphocytes, where itdeposits itsgenetic information, giving rise to a new virus. While the protease inhibitors (PIs) and the reverse transcriptase inhibitors (NRTIs and NNRTIs) aim at interrupting the viral replication cycle in a stage that the HIV had already infected lymphocytic target cell, the FIs were designed to prevent the virus penetration in the lymphocytes and the beginning of an infection (Ikemoto, et al., 2001). The virus needs to merge itself with a T lymphocyte to multiply, and it’s exactly this action that the fusion inhibitors prevent.With this kind of medicine, the HIV can’t complete its reproduction cycle, because it can’t infect the T lymphocytes and can’t create new virus copies. The fusion inhibitors act outside the host cell (CD4 lymphocyte) at an earlier stage in the virus reproduction cycle than the protease and the reverse transcriptase inhibitors (Heralth et al., 2004). To achieve more powerful new drugs, with better pharmacokinetic profiles, fewer side-effects and wide range of activity to different resistant HIV viruses, new strategies have been created. These strategies are based on the conception of new compounds able to inhibit different points of the viral replication (Jayasuriya et al., 2003). In a memorandum from a WHO meeting, recommendations were made about the research with natural substances for the treatment of AIDS. Several natural compounds that belong to different structures have been appointed as reverse transcriptase inhibitors, such as coumarins,flavonoids, tannins, lignins, alkaloids, terpenes, naftoand anthraquinones and polysaccharides(Kannan et al., 2001). Compounds of natural source can be used as therapeutic agents to a great amount of diseases. These also can become excellent prototype-compoundsto the development of more powerful derivativesor with improvement of some biologicalor physical-chemical property that allows to be used as drugs (Huang et al., 2001).
  • 11. The bark and the bast of the Guazuma ulmifolia (mutamba) is rich in components with pharmacological properties.In addition, these isolated principles have been treated together with the treatment of several diseases. So, the betasitosterol act against the hypoproteinemias; the triterpenes are used as antiinflammatories (pneumonia and bronchitis); the caffeine acts as diuretics and stimulant of the CNS (Central Nervous System) and cardiac muscles; the alkaloids are treated as anti-microbials, painkillers, antispasmodics and CNS stimulants, the tannins are excellent in the combat of dysentery processes (Windholz, 1983; Almeida et al., 1998; Rizzo et al., 1990; Rizzo et al. 1999; Tridente, 2002). Guazuma ulmifolia,popularly known as mutamba, has been used by the population as natural medicine in almost every place that it occurs. Generally the used parts are the bark and the leaves, however, there are some reports that the fruit can also be useful. The bark tea is used in Brazil as a sudorific, also used in cases of fever, cough, bronchitis, asthma, pneumonia and liver problems. Several authors show some activities with mutamba extracts, among them they emphasise: antiglucose, anti-bacterial and anti-fungus, cytotoxic and anti-secretoryactivities (Johnson, 1989; Makhija, 2002). Guazumashows four species distributed through South America and Mexico, and two of them are in Brazil: Guazuma ulmifolia Lam and Guazuma crinita Mart., both known as mutamba (Huff, 1999). Photochemical analysis realized with the mutamba bark showed positivity to the flavonoid and tannin groups, among others.Spectrophotometers dosing 691 nmof tannins, show that the period of the year can increase or decrease the tenor in the mutamba (Li, 1999). Comparing the tenor of tannin in the leaves Crataegus oxyacantha L.(cratego),about 3%, and the ratany barks (Krameria triandra), about 10%, with the mutamba barks, that present about 5%, the amount of tannins can be considered reasonable (Kim et al., 2005). The tannins are phenolic compounds characterized by their capacity of combination with the proteins and other polymers as the polysaccharides.This
  • 12. characteristic explains their astringency caused by the precipitations of the proteins and by the spittle glycoproteins. Tannins (from the French tannin) are polyphenols of plant origin, with molecular weights generally between 500 and 3000. They inhibit the attack to the plants from vertebrates or invertebrates herbivorous (reduction of palatability, digestion difficulties, toxic compounds productions from tannin hydrolysis) and also from pathogenic microorganisms. The term is widely used to designate any big polyphenol compound containing enough hydroxyl groups and others (as carboxyl) to form strong complexes with proteins and other macromolecules. Generally, they are divided in two kinds: hydrolysable and condensed tannins (protoantocianidines). Tannins from Quercus suber L.and Q. coccifera L.species show gastroprotector effect, changing from 66 to 91%.The tannin antimicrobial properties are well-known and documented. Tannin molecules are being tested with the intention of finding a a new efficient drug against HIV. Kilkuskie and partners observed that the galotanninsshowed inhibitory activityonly in toxic concentrations, elagitanninsand condensed tannins poorly inhibited the viral replication and the complex tannins showed powerful activity against the HIV replication.They concluded that the anti-HIV activity showed by the tannins is due to the reverse transcriptase inhibition, turning difficult the viral replication. The tannin properties are linked to its capacityof forming complexes with the proteins that participate in this case, of the tissues protectionin relation to the microbiological attacks. Besides, they confertaste properties united under the term astringency, have anti-free radical power and have the capacity of consuming dissolved oxygen, that is, they have interesting antioxidant properties to the pharmacologic function and also showagri-food activity (Korolkovas, 1988; Makhija, 2001). The link between tannins and proteins occurs, probably, through hydrogen bridges between the tannins phenolic groups and certain proteins sites, lending a lasting stability to these substances. To the formation of these links it’s necessary that the tannin molecular weight is among clear limits; if it is very high, the molecule can’t be inserted among the interfibrilar spaces of the proteins orof the macromolecules; if it is very low, the phenolic molecule can insert, but it doesn’t form
  • 13. a sufficient amount of links that assure the combination stability. The tannins have been the aim of several studies, but the majority has discussed ecological relationships between vegetables and herbivorous, because it has been suggested that the tannin tenors can reduce the rate of predation for they become unpalatable, taking away their natural predators. Researches on tannins biological activities highlighted important action against certain microorganisms, as carcinogenic agents and the ones that cause hepatic toxicity. These last effects, with no doubt, depend on the dosage and the kind of consumed tannin. The intake of green tea and diets rich in fruit that contain tannins, for example, has been associated with anticarcinogenic activity. Besides, they can act as anti-inflammatories and healings, and even so, as HIV reverse transcriptase inhibitors. This way, if the toxicity is due to itsastringency, high toxicity is closely associated to the bigger molecular weight. However, it doesn’t happen frequently, for example, the catechin shows bigger toxicity than thetannins, although it has low affinity for proteins. The complexes formed between tannins and proteins can be reversible or irreversible. The reversible ones are established by hydrogen bridges and hydrophobic interactions, while the irreversible ones occur in oxidative conditions by covalent bonds (Almeida, 1999; Buckheit Jr et al., 2001). The hydrogen bridges probably are formed between the tannin phenolic hydroxyls and the protein amine grouping. The hydrophobic interactions occur between the tannin aromatic rings and the aliphatic side-chains or aromatic of the protein amino acids (Nair, 2004).It is believed that the hydrophobic interactions act as initial traction forces in the complexation between tannins and proteins in aqueous media. This initial association is reinforced in a second stage with the formation of a polyfunctional net of hydrogen connections, in which each tannin molecule can make a lot of connections with the protein, thus, acting like a polytoothed binder (Peçanha,2002).It was still observed a correlation between the polyphenol polarity and the kind of interaction with the bovine serum albumin (BSA) (Almeida, 1999). The reversible complexes can be soluble or insoluble, depending on the tannin/protein proportion, on the ph and on the environment ionic strength. The addition of few quantities of proteins to a tannin solution produces a precipitate that is
  • 14. dissolved with the addition of more protein (Young, 2001).Then, the maximun of precipitation occurs when there is an excellent proportion between tannin and protein (Li, 1999),what is, however, dependent on the quantity of bounding sites as phenolichydroxyls and galoiagroups, inside the tannins (Almeida, 1999; Okamoto, 2000). The different tannins capacity of complexing with the proteins vary according to their chemical structure. It was observed that the molecular weight and the molecule flexibility are important factors in the complexation process (Oliveira, 2000).Several studies, comparing the relative affinities of the galoia-steriles groups with a lot of proteins showed the decreasing tendency in the penta- > tetra- > tri- > di>mono-galoil-glucosesequence, that is, the more quantity of galoiagroups,the more affinity for the proteins (Okamoto, 2000).On the other hand, some factors in the protein structures such as conformation and polymer size also influence in the affinity of these molecules with the tannins.Several studies show the great tanninsaffinity, hydrolysable ad condensed ones, for proteins rich in proline, such as the proteins present in the mammals spittle (Pluymers et al., 2002). For these objectives to be achieved, it’s fundamental that the treatment must be applied strictly and according to the doctor’s indication. If the patient doesn’t take the medication adequately, the quantity of medicine that there is in the blood isn’t enough to inhibit the increase of the virus and to reduce the viral load. It allows the virus to continue destroying the CD4 cells and also to acquire resistance to the medicines that the patient is taking in a wrong way. On the other hand, when it happens, there is a great possibility of occurring resistance to other medicines that the patient isn’t taking, which belong to the same classes of those that he is taking – it’s called Cross-Resistance (Pommier, 2000).
  • 15. 3. METHODOLOGY This subject is a qualitative approach, performed from a collection of data related to the theme, based on information found in books, articles, specialized scientific magazines, monographs, resource and illustration books and on observation. To MINAYO (2002, 46): The qualitative survey answers very private questions (...), works with the deepest relation and phenomena universe that can’t be reduced to several variable operationalizations. The scene of the research is a private laboratory. Previously it will be asked authorization to the accomplishment of this scientific research, as well it will be submitted to the ethic and survey committee of the institution. To acquire data in this study, tests of the low molecular weight tannin dosageswill be done, in mice, extracted from the Guazuma ulmifolia;then, depending on the results, it will address the possibilities of using it in human beings, considering the guiding questions of the survey involving human beings.RESOLUTION N° 196/96 FROM THE BRAZILIAN DEPARTMENT OF HEALTH that regulates the research involving human beings and it will be put under evaluation by the Research Ethics Committee of the institution responsible for the research. The search data will be grouped in categories aimed at the results, and will suffer analyses based on thematic benchmark about the subject.
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