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Reference and Inference

Pragmatics : Sheet 3

Yule: “Words themselves do not refer to anything, people refer”
4th November, 2013
Female volunteers are needed to participate in a graduation project

4th November, 2013
In discussing deixis, we assumed that the use of

words to refer to people and things was a simple
matter. However, words themselves don't refer to
anything. People refer.
We often assume that the words we use to
identify things are in some direct relationship to
those things. It's not as simple as that. We may
not actually know someone's name, but that
doesn't prevent us from referring to the person

4th November, 2013
Linguistic forms are referring
expressions.

4th November, 2013
The choice of one type of referring
expression rather than another seems
to be based, to a large extent, on what
the speaker assumes the listener
already knows.

4th November, 2013
Proper nouns, definite and indefinite

phrases

4th November, 2013
(a) proper nouns:
‘Misurata’

‘Mustafa Abdul Jalil’

4th November, 2013
(b) noun phrases (definite):
‘The city’

‘The Former NTC President’

4th November, 2013
(c) noun phrases (indefinite):
‘A place’

‘A man’

4th November, 2013
They can be:
(d) pronouns:
‘It’

‘He, him’

4th November, 2013
 A brand name for cars can obviously be used for a person.


Similarly, in a restaurant, one waiter can ask another Where's the
fresh salad sitting? and receive the reply He's sitting by the door.

 As an English student, you might ask someone can I look at your

Chomsky ? and get the response Sure, it's on the shelf over there.
 These examples make it clear that we can use names associated with

things (salad) to refer to people and names of people (Chomsky) to
refer to things.

4th November, 2013
For successful reference to occur, we
must also recognize the role of
inference.

What are inferences?

4th November, 2013
Inferring is connecting prior
knowledge to text based information
to create meaning beyond what is
directly stated.

4th November, 2013
An inference is any additional information used by the
listener to connect what is said to what must be
meant. In the last example, the listener has to infer
that the name of the writer of a book can be used to
identify a book by that writer. Similar types of
inferences are necessary to understand someone who
says that Picasso is in the museum or We saw
Shakespeare in London or I enjoy listening to Mozart.
4th November, 2013
The role of inference in
communication is to allow the
listener to  identify correctly which
particular entity the speaker is
referring to. We can even use vague
expressions relying on the listener’s
ability to infer what is the referent
that we have in mind.

4th November, 2013
Listeners make inferences about what
is said in order to arrive at an
interpretation of the speaker’s
intended meaning. The choice of one
type of referring expression rather
than another seems to be based on
what the speaker assumes the listener
already knows.
4th November, 2013
Because there is no direct relationship
between entities and words, the
listener’s task is to infer which entity
the speaker intends to identify by
using a particular expression:
“Mister Aftershave is late today”

4th November, 2013
1) Reference ---- the act by which a speaker or

writer uses language to enable a hearer or reader
to identify something.
 2) Inference ---- any additional information used
by the hearer to connect what is said to what
must be meant.

4th November, 2013
"In reference there is a basic
collaboration at work:
‘intention-to-identify’ and
'recognition-of-intention’.

4th November, 2013
Collaboration
This process needs not only work
between one speaker and one listener; it
appears to work, in terms of convention,
between all members of a community
who share a common language and
culture.

4th November, 2013
 When we establish a referent (Can I borrow your book?)

and subsequently refer to the same object (Yeah, it's on
the table), we have a particular kind of referential
relationship between book and it. The second (and any
subsequent) referring expression is an example of
anaphora and the first mention is called the antecedent.
Thus, book is the antecedent and it is the anaphoric
expression.
 Anaphora can be defined as subsequent reference to an
already introduced entity.Most1y we use anaphora in texts
to maintain reference. As with other types of reference,
the connection between referent and anaphora may not
always be direct.
4th November, 2013
In technical terms, the second or
subsequent expression is the anaphor
and the initial is the antecedent:
antecedent
a man → the man → he
a woman → the woman → she
he + she → they
4th November, 2013
Anaphoric reference
After the initial introduction of some entity, speakers will use
various expressions to maintain reference:
“In the film, a man and a woman were trying to wash a cat. The man
was holding the cat while the woman poured water on it. He said
something to her and they started laughing”

4th November, 2013
is used to first insert an expression or word that

co-refers with a later expression in the discourse

I almost stepped on it. There was a snake in the

middle of the path.
Reference is clearly tied to the
speaker’s goals and beliefs in the use
of language.

4th November, 2013
Yule (p.18) "it is important to recognize
that not all referring expressions have
identifiable physical referents.
Indefinite noun phrases can be used to
identify a physically present entity,  but
they can also be used to  describe
entities that are assumed to exist, but
are unknown, or entities that, as far as 
we know, do not exist"

4th November, 2013
Examples: (p:18, 19)
a) There's a man waiting for you.
 b) He wants to marry a woman with lots
of money.
 c) We'd love to find a nine-foot-tall
basketball player

4th November, 2013
Attributive use / referential use
a man waiting for you
a woman with lots of money
a nine-foot-tall basketball player
This is sometimes called an attributive use, 
meaning 'whoever/whatever fits the  description'.
It would be distinct from a referential use: a
specific person is referred to, although his/her
name or some other description is not used.

4th November, 2013
Yule:“Our ability to identify intended referents
has actually depended on more than our
understanding of the referring expression".
It has been aided by the linguistic material, or co-text,
accompanying the referring expression. The referring
expression actually provides a range of reference, that
is, a number of possible referents. In the examples
below, the referring expression 'cheese sandwich‘
provides a number of possible referents. However, the
different co-texts lead to a different type of
interpretation in each case.
a) Cheese sandwich is made with white bread.
b) The cheese sandwich left without paying.
4th November, 2013
...won the match
Yule: “The co-text is just a linguistic part of the
environment in which a referring expression is used.
The physical environment, or context, is perhaps
more easily recognized as having a powerful impact
on how referring expressions are to be interpreted.
Reference, then, is not simply a relationship
between the meaning of a word or phrase and an
object or person in the world. It is a social act, in
which the speaker assumes that the word or phrase
chosen to identify an object or person will be
interpreted as the speaker intended”.

4th November, 2013
Example:
Peel and slice six potatoes. Put them in
cold salted water
The initial referring expression 'six
potatoes' identifies something different
from the anaphoric pronoun 'them',
which must be interpreted as 'the six
peeled and sliced potatoes”.
4th November, 2013
When the interpretation requires us to
identify an entity, and no linguistic
expression is presented, it is called zero
anaphora, or ellipsis.
“Peel an onion and slice it. Drop the
slices into hot oil. Cook for three
minutes.”
4th November, 2013
Zero anaphora or ellipsis
The use of zero anaphora clearly creates an expectation
that the listener will be able to infer who or what the
speaker intends to identify:
1. Peel an onion and slice it.
2. Drop the slices into hot oil.
3. Cook ∅ for three minutes.
∅ = ‘slices’, ‘them’.

4th November, 2013
Yule: "the key to making sense of
reference is that pragmatic process
whereby speakers select linguistic
expressions with the intention of
identifying certain entities and with the
assumption that listeners will
collaborate and interpret those
expressions as the speaker intended".

4th November, 2013
Yule: “Successful reference means that
an intention was recognized, via
inference, indicating a kind of shared
knowledge and hence social
connection”

4th November, 2013
Successful reference is necessarily
collaborative (‘shared knowledge’). It
allows us to make sense of the following
sentences:
“Picasso’s on the far wall”
“My Rolling Stones is missing”

4th November, 2013
Successful reference means that an
intention was recognized, via inference,
indicating a kind of shared knowledge
and hence social connection.
Don’t forget:
Pragmatics is the study of how more gets
communicated than is said.
4th November, 2013
Consider the following complaint: I was waiting

for the bus, but he just drove by without stopping.
Notice that the antecedent is bus and the
anaphoric expression is he. We would normally
expect it to be used for a bus. Obviously there is
an inference involved here: if someone is talking
about a bus in motion, assume that there is a
driver. That assumed driver is the inferred
referent for he. The term 'inference' has been used
here to describe what the listener (or reader)
does. When we talk about an assumption made by
the speaker (or writer), we usually talk about a
'presupposition'.
4th November, 2013
 When a speaker uses referring expressions like this, he or

Shakespeare, in normal circumstances, she is working with
an assumption that the hearer knows which referent is
intended. In a more general way, speakers continually
design their linguistic messages on the basis of
assumptions about what their hearers already know. These
assumptions may be mistaken, of course, but they underlie
much of what we say in the everyday use of language.
 What a speaker assumes is true or is known by the hearer
can be described as a presupposition

4th November, 2013
 If someone tells you Your brother is waiting outside for

you, there is an obvious presupposition that you have a
brother. If you are asked Why did you arrive late? there is
a presupposition that you did arrive late. And if you are
asked the following question, there are at least two
presuppositions involved: When did you stop smoking
cigars? In asking this question, the speaker presupposes
that you used to smoke cigars? and that you no longer do
so. Questions like this, with built-in presuppositions, are
very useful devices for interrogators or trial lawyers. If the
defendant is asked by the prosecutor Okay, Mr. Smith,
how fast were you going when you ran the red light?, there
is a presupposition that Mr. Smith did, in fact, run the red
light.
 If he simply answers the How fast part of the question, by
giving a speed, he is behaving as if the presupposition is
correct
4th November, 2013
 One of the tests used to check for the presuppositions

underlying sentences involves negating a sentence with a
particular presupposition and considering whether the
presupposition remains true. Take the sentence My car is
a wreck. Now take the negative version of this sentence:
My car is not a wreck. Notice that, although these two
sentences have opposite meanings, the underlying
presupposition, I have a car, remains true in both. This is
called the constancy under negation test for
presupposition. If someone says I used to regret marrying
him, but I don't regret marrying him now, the
presupposition (I married him) remains constant even
though the verb regret changes from being affirmative to
being negative.

4th November, 2013
What kind of inference is involved in interpreting

these utterances:
(a) Professor: Bring your Plato to class tomorrow.
(b) Nurse: The broken leg in room 5 wants to
talk to the doctor.
What are the anaphoric expressions in:
Dr. Dang gave Mary some medicine after she
asked him for it.

4th November, 2013

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Reference & Inference

  • 1. Reference and Inference Pragmatics : Sheet 3 Yule: “Words themselves do not refer to anything, people refer” 4th November, 2013
  • 2. Female volunteers are needed to participate in a graduation project 4th November, 2013
  • 3. In discussing deixis, we assumed that the use of words to refer to people and things was a simple matter. However, words themselves don't refer to anything. People refer. We often assume that the words we use to identify things are in some direct relationship to those things. It's not as simple as that. We may not actually know someone's name, but that doesn't prevent us from referring to the person 4th November, 2013
  • 4. Linguistic forms are referring expressions. 4th November, 2013
  • 5. The choice of one type of referring expression rather than another seems to be based, to a large extent, on what the speaker assumes the listener already knows. 4th November, 2013
  • 6. Proper nouns, definite and indefinite phrases 4th November, 2013
  • 7. (a) proper nouns: ‘Misurata’ ‘Mustafa Abdul Jalil’ 4th November, 2013
  • 8. (b) noun phrases (definite): ‘The city’ ‘The Former NTC President’ 4th November, 2013
  • 9. (c) noun phrases (indefinite): ‘A place’ ‘A man’ 4th November, 2013
  • 10. They can be: (d) pronouns: ‘It’ ‘He, him’ 4th November, 2013
  • 11.  A brand name for cars can obviously be used for a person.  Similarly, in a restaurant, one waiter can ask another Where's the fresh salad sitting? and receive the reply He's sitting by the door.  As an English student, you might ask someone can I look at your Chomsky ? and get the response Sure, it's on the shelf over there.  These examples make it clear that we can use names associated with things (salad) to refer to people and names of people (Chomsky) to refer to things. 4th November, 2013
  • 12. For successful reference to occur, we must also recognize the role of inference. What are inferences? 4th November, 2013
  • 13. Inferring is connecting prior knowledge to text based information to create meaning beyond what is directly stated. 4th November, 2013
  • 14. An inference is any additional information used by the listener to connect what is said to what must be meant. In the last example, the listener has to infer that the name of the writer of a book can be used to identify a book by that writer. Similar types of inferences are necessary to understand someone who says that Picasso is in the museum or We saw Shakespeare in London or I enjoy listening to Mozart. 4th November, 2013
  • 15. The role of inference in communication is to allow the listener to  identify correctly which particular entity the speaker is referring to. We can even use vague expressions relying on the listener’s ability to infer what is the referent that we have in mind. 4th November, 2013
  • 16. Listeners make inferences about what is said in order to arrive at an interpretation of the speaker’s intended meaning. The choice of one type of referring expression rather than another seems to be based on what the speaker assumes the listener already knows. 4th November, 2013
  • 17. Because there is no direct relationship between entities and words, the listener’s task is to infer which entity the speaker intends to identify by using a particular expression: “Mister Aftershave is late today” 4th November, 2013
  • 18. 1) Reference ---- the act by which a speaker or writer uses language to enable a hearer or reader to identify something.  2) Inference ---- any additional information used by the hearer to connect what is said to what must be meant. 4th November, 2013
  • 19. "In reference there is a basic collaboration at work: ‘intention-to-identify’ and 'recognition-of-intention’. 4th November, 2013
  • 20. Collaboration This process needs not only work between one speaker and one listener; it appears to work, in terms of convention, between all members of a community who share a common language and culture. 4th November, 2013
  • 21.  When we establish a referent (Can I borrow your book?) and subsequently refer to the same object (Yeah, it's on the table), we have a particular kind of referential relationship between book and it. The second (and any subsequent) referring expression is an example of anaphora and the first mention is called the antecedent. Thus, book is the antecedent and it is the anaphoric expression.  Anaphora can be defined as subsequent reference to an already introduced entity.Most1y we use anaphora in texts to maintain reference. As with other types of reference, the connection between referent and anaphora may not always be direct. 4th November, 2013
  • 22. In technical terms, the second or subsequent expression is the anaphor and the initial is the antecedent: antecedent a man → the man → he a woman → the woman → she he + she → they 4th November, 2013
  • 23. Anaphoric reference After the initial introduction of some entity, speakers will use various expressions to maintain reference: “In the film, a man and a woman were trying to wash a cat. The man was holding the cat while the woman poured water on it. He said something to her and they started laughing” 4th November, 2013
  • 24. is used to first insert an expression or word that co-refers with a later expression in the discourse I almost stepped on it. There was a snake in the middle of the path.
  • 25. Reference is clearly tied to the speaker’s goals and beliefs in the use of language. 4th November, 2013
  • 26. Yule (p.18) "it is important to recognize that not all referring expressions have identifiable physical referents. Indefinite noun phrases can be used to identify a physically present entity,  but they can also be used to  describe entities that are assumed to exist, but are unknown, or entities that, as far as  we know, do not exist" 4th November, 2013
  • 27. Examples: (p:18, 19) a) There's a man waiting for you.  b) He wants to marry a woman with lots of money.  c) We'd love to find a nine-foot-tall basketball player 4th November, 2013
  • 28. Attributive use / referential use a man waiting for you a woman with lots of money a nine-foot-tall basketball player This is sometimes called an attributive use,  meaning 'whoever/whatever fits the  description'. It would be distinct from a referential use: a specific person is referred to, although his/her name or some other description is not used. 4th November, 2013
  • 29. Yule:“Our ability to identify intended referents has actually depended on more than our understanding of the referring expression". It has been aided by the linguistic material, or co-text, accompanying the referring expression. The referring expression actually provides a range of reference, that is, a number of possible referents. In the examples below, the referring expression 'cheese sandwich‘ provides a number of possible referents. However, the different co-texts lead to a different type of interpretation in each case. a) Cheese sandwich is made with white bread. b) The cheese sandwich left without paying. 4th November, 2013
  • 31. Yule: “The co-text is just a linguistic part of the environment in which a referring expression is used. The physical environment, or context, is perhaps more easily recognized as having a powerful impact on how referring expressions are to be interpreted. Reference, then, is not simply a relationship between the meaning of a word or phrase and an object or person in the world. It is a social act, in which the speaker assumes that the word or phrase chosen to identify an object or person will be interpreted as the speaker intended”. 4th November, 2013
  • 32. Example: Peel and slice six potatoes. Put them in cold salted water The initial referring expression 'six potatoes' identifies something different from the anaphoric pronoun 'them', which must be interpreted as 'the six peeled and sliced potatoes”. 4th November, 2013
  • 33. When the interpretation requires us to identify an entity, and no linguistic expression is presented, it is called zero anaphora, or ellipsis. “Peel an onion and slice it. Drop the slices into hot oil. Cook for three minutes.” 4th November, 2013
  • 34. Zero anaphora or ellipsis The use of zero anaphora clearly creates an expectation that the listener will be able to infer who or what the speaker intends to identify: 1. Peel an onion and slice it. 2. Drop the slices into hot oil. 3. Cook ∅ for three minutes. ∅ = ‘slices’, ‘them’. 4th November, 2013
  • 35. Yule: "the key to making sense of reference is that pragmatic process whereby speakers select linguistic expressions with the intention of identifying certain entities and with the assumption that listeners will collaborate and interpret those expressions as the speaker intended". 4th November, 2013
  • 36. Yule: “Successful reference means that an intention was recognized, via inference, indicating a kind of shared knowledge and hence social connection” 4th November, 2013
  • 37. Successful reference is necessarily collaborative (‘shared knowledge’). It allows us to make sense of the following sentences: “Picasso’s on the far wall” “My Rolling Stones is missing” 4th November, 2013
  • 38. Successful reference means that an intention was recognized, via inference, indicating a kind of shared knowledge and hence social connection. Don’t forget: Pragmatics is the study of how more gets communicated than is said. 4th November, 2013
  • 39. Consider the following complaint: I was waiting for the bus, but he just drove by without stopping. Notice that the antecedent is bus and the anaphoric expression is he. We would normally expect it to be used for a bus. Obviously there is an inference involved here: if someone is talking about a bus in motion, assume that there is a driver. That assumed driver is the inferred referent for he. The term 'inference' has been used here to describe what the listener (or reader) does. When we talk about an assumption made by the speaker (or writer), we usually talk about a 'presupposition'. 4th November, 2013
  • 40.  When a speaker uses referring expressions like this, he or Shakespeare, in normal circumstances, she is working with an assumption that the hearer knows which referent is intended. In a more general way, speakers continually design their linguistic messages on the basis of assumptions about what their hearers already know. These assumptions may be mistaken, of course, but they underlie much of what we say in the everyday use of language.  What a speaker assumes is true or is known by the hearer can be described as a presupposition 4th November, 2013
  • 41.  If someone tells you Your brother is waiting outside for you, there is an obvious presupposition that you have a brother. If you are asked Why did you arrive late? there is a presupposition that you did arrive late. And if you are asked the following question, there are at least two presuppositions involved: When did you stop smoking cigars? In asking this question, the speaker presupposes that you used to smoke cigars? and that you no longer do so. Questions like this, with built-in presuppositions, are very useful devices for interrogators or trial lawyers. If the defendant is asked by the prosecutor Okay, Mr. Smith, how fast were you going when you ran the red light?, there is a presupposition that Mr. Smith did, in fact, run the red light.  If he simply answers the How fast part of the question, by giving a speed, he is behaving as if the presupposition is correct 4th November, 2013
  • 42.  One of the tests used to check for the presuppositions underlying sentences involves negating a sentence with a particular presupposition and considering whether the presupposition remains true. Take the sentence My car is a wreck. Now take the negative version of this sentence: My car is not a wreck. Notice that, although these two sentences have opposite meanings, the underlying presupposition, I have a car, remains true in both. This is called the constancy under negation test for presupposition. If someone says I used to regret marrying him, but I don't regret marrying him now, the presupposition (I married him) remains constant even though the verb regret changes from being affirmative to being negative. 4th November, 2013
  • 43. What kind of inference is involved in interpreting these utterances: (a) Professor: Bring your Plato to class tomorrow. (b) Nurse: The broken leg in room 5 wants to talk to the doctor. What are the anaphoric expressions in: Dr. Dang gave Mary some medicine after she asked him for it. 4th November, 2013

Editor's Notes

  1. . One man who always went by fast and loud on his motorcycle