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RESEARCH
Rojan Adhikari
FCPS II Resident
General Surgery
KMH
WHAT IS
RESEARCH?
RESEARCH is
Research is a Processof
Systematic, Scientific Data
O Collection
O Analysis &
O Interpretation
So as to find Solutions to
a problem.
Types of Research
O Qualitative
O Quantitative
STEPS IN DESIGNING AND CONDUCTING
RESEARCH
Thinking about topic formulating research question/objective
Matching the Research Design to research objectives
Defining and clarifying the research Variables/Analysis plan
Drawing the Sample
Developing the tools & defining the methods of data collection
Monitoring and Carrying out the research
Preparing the Data for Analysis
Analyzing Data
Writing the Research Report
STEPS
Thinking about topic formulating research question/
objective
Matching the Research Design to research
objectives
Defining and clarifying the research Variables/
Analysis plan
Drawing the Sample
Developing the tools & defining the methods of data collection
Monitoring and Carrying out the research
Preparing the Data for Analysis
Analyzing Data
Writing the Research Report
SELECTING A
RESEARCH
TOPIC
CRITERIA FOR SELECTING A RESEARCH TOPIC
O Relevance
O Innovation
O Feasibility
O Acceptability
O Cost-effectiveness
O Ethicalconsideration
Proposed Topic
CRITERIA FOR SELECTION
Relevance
Innovation
Feasibility
Acceptabilit
y
Cost
Effectiven
ess
Ethical
TOTAL SCORE
Priority Ratings for Research Proposals
Relevance
•How big is the problem?
•How important is it to look for relevant solutions
to it ?
•Are solutions to it available, if so how effective
have they been proved?
•Is the problem significant in our local set up
Innovation
Topic has been researched and what new are you looking at??
Feasibility
Consider the resources that are required to carry out the project.
Acceptability
research a topic which has the interest and support of the authorities
Cost-effectiveness
Whether the resources of time, money and manpower being invested
in the study are worthwhile
Ethical consideration
• Cultural sensitivity must be given careful consideration.
• Informed consent ensured.
• Will treatment be given to individuals identified during study who
require treatment?
Research
Objective
Research Objectives
An objective is an intent of what the
researcher wants to do stated in
clear measurable terms.
Importance of Research Objectives
1. Brings focus to the study.
2. Avoids collection of unnecessary data.
3. Determines an appropriate study
design.
4. Helps determine analysis plan.
A Good Objective ensures that:
What is to be measured is clearly stated,
Be it a measure of frequency, or
Association in the population of interest.
Examples
Objectives:
1)To determine the frequency of psychiatric
symptoms in patient with gall bladder polyp.
2) To determine association between smoking and
lung cancer.
3) To compare the effectiveness of dressing A vs.
dressing B in patients presenting with infected
wounds of the foot.
Operational
Definition
Operational Definitions
• Is the definition of the exposure and outcome
variables of interest in context to objective in
a particular study and their means of
measurement/determination.
Examples:
• Psychiatric symptoms
• Effectiveness
• Anaemia
Study Designs
Descriptive Studies Analytical Studies
ExperimentalObservational
Cohort
Case Control
Case Report
Case Series
Cross Sectional
Epidemiological StudyDesigns
Therapeutic Trial
PreventiveTrial
DESCRIPTIVE STUDIES
• Descriptive studies involve the systematic collection and
presentation of data to give a clear picture of a particular
situation and can be carried out on a small or large scale.
O Case Report
O Case series
O Cross Sectional Survey
COMPARATIVE or ANALYTICAL STUDIES
O An ANALYTICAL STUDY attempts to
establish association or determine risk factors
for certain problems. This is done by
comparing two or more groups, with or
without the outcome of interest/exposure of
interest.
Types
â–Ş Observational
â–Ş Experimental
Case Report
O A detailed report by a physician of an unusual
disease in a single person.
O Classical example is that of a single case reported in
Germany in late 1959 of a congenital malformation
affecting the limbs and digits.
O More cases were reported in the following years.
In 1961 a hypothesis was put forward that
thalidomide, a sleeping pill, was responsible for
congenital malformations.
O Subsequent analytic studies confirmed the link
between the drug and congenital malformation.
Case Series
• When several unusual cases all with
similar conditions are described in a
published report, this is called a Case
Series.
• A case series does not include a
control group.
Cross-Sectional Studies
• A cross-sectional study is a survey of a defined
population at a single point in time.
• Also called “Prevalence Studies”.
• Determines the “burden of disease” in a
population.
• Exposure & outcome are determined
simultaneously.
Design of a Cross-Sectional Study
Defined Population
Gather Data on Exposure and Disease simultaneously
Exposed;
Have Disease
Exposed;
Do Not
Have Disease
Not Exposed;
Have Disease
Not Exposed;
Do Not
Have Disease
Cross-Sectional Surveys-
Advantages
33
O Fairly quick and easy to perform.
O Inexpensive.
O Useful for determining the prevalence of disease
for a defined population and can also measure
factors leading to it subsequent to group
formations.
Cross-Sectional Surveys –
Disadvantages
O Provide only a “snapshot” in time.
O The data about both the exposure to risk factors
and the presence or absence of disease are
collected simultaneously, hence it is difficult to
determine temporal relationship of a presumed
cause and effect.
Cohort Studies
A cohort is a group of people who have something in
common (a characteristic or characteristics suspected
of being a precursor to or risk factor for a disease) and
who remain part of a group over a period of time.
Types of Cohort Studies
36
O Prospective Cohort Studies
O Retrospective Cohort Studies
Prospective Cohort Studies
The investigator assembles the study groups
in the present time, collects baseline data
on them and then continues to collect data
for a period that can last many hours to
years.
Retrospective Cohort Studies
O The investigator goes back into history to
define a risk group (e.g. *those children
exposed to x-rays in utero vs. those not),
and follows the group members up to the
present to see what outcome (cancer) have
occurred
Cohort Study – Prospective
Unexposed (controls)
Exposed (cases)
With
outcome
Without
outcome
With
outcome
Without
outcome
Onset of study
39
Direction of study
Cohort
selected
for
study
Retrospective Cohort Studies
Exposed (cases)
Unexposed (controls)
With
outcome
Without
outcome
With
outcome
Without
outcome
Direction of study
Records
selected
for study
Onset of study
Prospective Cohort Studies –
Advantages
O Because they are longitudinal, are the study of
choice for
âť–Establishing causes of a condition
(temporal relation)
âť– Allows for measurement of incidence
âť–Study of multiple effects of single
exposure
Prospective Cohort Studies-
Disadvantages
O *With diseases that develop over a long period of
time, or with conditions that occur as a result of
long-standing exposure, many years are needed
and hence:
âť–High costs
âť–Long wait until results are obtained
âť–Loss to follow
O Are problematic when disease or outcome is rare
For example, studying the risk factors/ clinical
features associated with carcinoid tumors (very
slowly growing tumors)
Retrospective Cohort Studies
Advantages:
• Less expensive
• Completed in much shorter time than a prospective study
Disadvantages:
• The quality of data collection is not as good as records
generated for clinical purposes and not for research
• Because of a large number of biases associated with these
studies,carry less weight in establishing a cause than
prospective studies.
Case Control Study
O The investigator selects the case group and the
control group on the basis of the outcome (i.e.
having the disease of interest vs. not having the
disease of interest)
O Cases and controls are assembled and are
questioned or their medical records are
consulted regarding past exposure to risk factors
Case Control Studies
exposed
unexposed
exposed
unexposed
Cases
(with
disease)
Controls
(without
disease)
Direction of study Onset of study
Case Control Studies
Advantages
O Inexpensive
O Quick
O Especially useful when the disease being studied
is rare or for a condition which develops over a
long time
O Can evaluate multiple etiologies for one outcome
Disadvantages
O Recall bias
O Selection Bias
Case-Control Studies –
Selection of Cases
Cases can be selected from a variety of
sources:
O Hospital patients
O Patients in Physician’s practices
O Registries
Selection of Controls
Controls may be selected from
• Non-hospitalized persons living in the
community similar to cases
• Hospitalized patients admitted for diseases
other than that for which cases are admitted
Problems with Case Control Study
Selection Bias
O In 1929, Raymond Pearl at John Hopkins, Baltimore
conducted a study to test the hypothesis that tuberculosis
protected against cancer
O He selected 816 cases of cancer from 7500 consecutive
autopsies
O He also selected 816 controls from others on whom
autopsies had been carried out at John Hopkins
O Of the 816 CASES (with cancer), 6.6% had TB
O Of the 816 CONTROLS (without cancer), 16.3% had TB
O From the finding that the prevalence of TB was considerably
higher in the control group, Pearl concluded that TB was
protective against cancer
O Was Pearl’s conclusion justified?
Problems with Case Control Studies
“Pearl’s Study”
O No!! At the time of the study, TB was one of the
major reasons for hospitalization at Johns Hopkins
Hospital
O Pearl thought that the control group’s rate of TB
would represent the level of TB in the general
population; but because of the way he selected the
controls, they came from a pool that was heavily
weighted with TB
O The way the controls are selected is a major
determinant of whether a conclusion is valid or not
Recall Bias
Individuals who have experienced a disease
or other adverse health events tend to think
about possible causes & thus are likely to
recall histories of exposure differently as
compared to controls.
INTERVENTIONAL / EXPERIMENTAL
STUDIES
The researcher manipulates a situation and
measures the effects of the manipulation amongst
two groups, one in which the intervention takes
place (e.g. treatment with a certain drug) and
another group that remains "untouched" (e.g.,
treatment with a placebo) .
EXPERIMENTAL STUDY
• Only type of study design that can actually prove
causation
• Individuals are randomly allocated to at least two
groups. One group is subjected to an intervention,
while the other group(s) is not.
• The outcome of the intervention (effect of the
intervention on the dependent variable) is obtained
by comparing the two groups.
Characteristic features of
Experimental Study
• Assignment of exposure (intervention) by the
researcher
• An intervention and a comparative group
• Random allocation
•TO BE CONTINUED
THANK YOU

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Research Methods Overview

  • 1. RESEARCH Rojan Adhikari FCPS II Resident General Surgery KMH
  • 3. RESEARCH is Research is a Processof Systematic, Scientific Data O Collection O Analysis & O Interpretation So as to find Solutions to a problem.
  • 4. Types of Research O Qualitative O Quantitative
  • 5. STEPS IN DESIGNING AND CONDUCTING RESEARCH Thinking about topic formulating research question/objective Matching the Research Design to research objectives Defining and clarifying the research Variables/Analysis plan Drawing the Sample Developing the tools & defining the methods of data collection Monitoring and Carrying out the research Preparing the Data for Analysis Analyzing Data Writing the Research Report
  • 6. STEPS Thinking about topic formulating research question/ objective Matching the Research Design to research objectives Defining and clarifying the research Variables/ Analysis plan
  • 7. Drawing the Sample Developing the tools & defining the methods of data collection Monitoring and Carrying out the research
  • 8. Preparing the Data for Analysis Analyzing Data Writing the Research Report
  • 10. CRITERIA FOR SELECTING A RESEARCH TOPIC O Relevance O Innovation O Feasibility O Acceptability O Cost-effectiveness O Ethicalconsideration
  • 11. Proposed Topic CRITERIA FOR SELECTION Relevance Innovation Feasibility Acceptabilit y Cost Effectiven ess Ethical TOTAL SCORE Priority Ratings for Research Proposals
  • 12. Relevance •How big is the problem? •How important is it to look for relevant solutions to it ? •Are solutions to it available, if so how effective have they been proved? •Is the problem significant in our local set up
  • 13. Innovation Topic has been researched and what new are you looking at??
  • 14. Feasibility Consider the resources that are required to carry out the project.
  • 15. Acceptability research a topic which has the interest and support of the authorities
  • 16. Cost-effectiveness Whether the resources of time, money and manpower being invested in the study are worthwhile
  • 17. Ethical consideration • Cultural sensitivity must be given careful consideration. • Informed consent ensured. • Will treatment be given to individuals identified during study who require treatment?
  • 19. Research Objectives An objective is an intent of what the researcher wants to do stated in clear measurable terms.
  • 20. Importance of Research Objectives 1. Brings focus to the study. 2. Avoids collection of unnecessary data. 3. Determines an appropriate study design. 4. Helps determine analysis plan.
  • 21. A Good Objective ensures that: What is to be measured is clearly stated, Be it a measure of frequency, or Association in the population of interest.
  • 22. Examples Objectives: 1)To determine the frequency of psychiatric symptoms in patient with gall bladder polyp. 2) To determine association between smoking and lung cancer. 3) To compare the effectiveness of dressing A vs. dressing B in patients presenting with infected wounds of the foot.
  • 24. Operational Definitions • Is the definition of the exposure and outcome variables of interest in context to objective in a particular study and their means of measurement/determination. Examples: • Psychiatric symptoms • Effectiveness • Anaemia
  • 26. Descriptive Studies Analytical Studies ExperimentalObservational Cohort Case Control Case Report Case Series Cross Sectional Epidemiological StudyDesigns Therapeutic Trial PreventiveTrial
  • 27. DESCRIPTIVE STUDIES • Descriptive studies involve the systematic collection and presentation of data to give a clear picture of a particular situation and can be carried out on a small or large scale. O Case Report O Case series O Cross Sectional Survey
  • 28. COMPARATIVE or ANALYTICAL STUDIES O An ANALYTICAL STUDY attempts to establish association or determine risk factors for certain problems. This is done by comparing two or more groups, with or without the outcome of interest/exposure of interest. Types â–Ş Observational â–Ş Experimental
  • 29. Case Report O A detailed report by a physician of an unusual disease in a single person. O Classical example is that of a single case reported in Germany in late 1959 of a congenital malformation affecting the limbs and digits. O More cases were reported in the following years. In 1961 a hypothesis was put forward that thalidomide, a sleeping pill, was responsible for congenital malformations. O Subsequent analytic studies confirmed the link between the drug and congenital malformation.
  • 30. Case Series • When several unusual cases all with similar conditions are described in a published report, this is called a Case Series. • A case series does not include a control group.
  • 31. Cross-Sectional Studies • A cross-sectional study is a survey of a defined population at a single point in time. • Also called “Prevalence Studies”. • Determines the “burden of disease” in a population. • Exposure & outcome are determined simultaneously.
  • 32. Design of a Cross-Sectional Study Defined Population Gather Data on Exposure and Disease simultaneously Exposed; Have Disease Exposed; Do Not Have Disease Not Exposed; Have Disease Not Exposed; Do Not Have Disease
  • 33. Cross-Sectional Surveys- Advantages 33 O Fairly quick and easy to perform. O Inexpensive. O Useful for determining the prevalence of disease for a defined population and can also measure factors leading to it subsequent to group formations.
  • 34. Cross-Sectional Surveys – Disadvantages O Provide only a “snapshot” in time. O The data about both the exposure to risk factors and the presence or absence of disease are collected simultaneously, hence it is difficult to determine temporal relationship of a presumed cause and effect.
  • 35. Cohort Studies A cohort is a group of people who have something in common (a characteristic or characteristics suspected of being a precursor to or risk factor for a disease) and who remain part of a group over a period of time.
  • 36. Types of Cohort Studies 36 O Prospective Cohort Studies O Retrospective Cohort Studies
  • 37. Prospective Cohort Studies The investigator assembles the study groups in the present time, collects baseline data on them and then continues to collect data for a period that can last many hours to years.
  • 38. Retrospective Cohort Studies O The investigator goes back into history to define a risk group (e.g. *those children exposed to x-rays in utero vs. those not), and follows the group members up to the present to see what outcome (cancer) have occurred
  • 39. Cohort Study – Prospective Unexposed (controls) Exposed (cases) With outcome Without outcome With outcome Without outcome Onset of study 39 Direction of study Cohort selected for study
  • 40. Retrospective Cohort Studies Exposed (cases) Unexposed (controls) With outcome Without outcome With outcome Without outcome Direction of study Records selected for study Onset of study
  • 41. Prospective Cohort Studies – Advantages O Because they are longitudinal, are the study of choice for âť–Establishing causes of a condition (temporal relation) âť– Allows for measurement of incidence âť–Study of multiple effects of single exposure
  • 42. Prospective Cohort Studies- Disadvantages O *With diseases that develop over a long period of time, or with conditions that occur as a result of long-standing exposure, many years are needed and hence: âť–High costs âť–Long wait until results are obtained âť–Loss to follow O Are problematic when disease or outcome is rare For example, studying the risk factors/ clinical features associated with carcinoid tumors (very slowly growing tumors)
  • 43. Retrospective Cohort Studies Advantages: • Less expensive • Completed in much shorter time than a prospective study Disadvantages: • The quality of data collection is not as good as records generated for clinical purposes and not for research • Because of a large number of biases associated with these studies,carry less weight in establishing a cause than prospective studies.
  • 44. Case Control Study O The investigator selects the case group and the control group on the basis of the outcome (i.e. having the disease of interest vs. not having the disease of interest) O Cases and controls are assembled and are questioned or their medical records are consulted regarding past exposure to risk factors
  • 46. Case Control Studies Advantages O Inexpensive O Quick O Especially useful when the disease being studied is rare or for a condition which develops over a long time O Can evaluate multiple etiologies for one outcome Disadvantages O Recall bias O Selection Bias
  • 47. Case-Control Studies – Selection of Cases Cases can be selected from a variety of sources: O Hospital patients O Patients in Physician’s practices O Registries
  • 48. Selection of Controls Controls may be selected from • Non-hospitalized persons living in the community similar to cases • Hospitalized patients admitted for diseases other than that for which cases are admitted
  • 49. Problems with Case Control Study Selection Bias O In 1929, Raymond Pearl at John Hopkins, Baltimore conducted a study to test the hypothesis that tuberculosis protected against cancer O He selected 816 cases of cancer from 7500 consecutive autopsies O He also selected 816 controls from others on whom autopsies had been carried out at John Hopkins O Of the 816 CASES (with cancer), 6.6% had TB O Of the 816 CONTROLS (without cancer), 16.3% had TB O From the finding that the prevalence of TB was considerably higher in the control group, Pearl concluded that TB was protective against cancer O Was Pearl’s conclusion justified?
  • 50. Problems with Case Control Studies “Pearl’s Study” O No!! At the time of the study, TB was one of the major reasons for hospitalization at Johns Hopkins Hospital O Pearl thought that the control group’s rate of TB would represent the level of TB in the general population; but because of the way he selected the controls, they came from a pool that was heavily weighted with TB O The way the controls are selected is a major determinant of whether a conclusion is valid or not
  • 51. Recall Bias Individuals who have experienced a disease or other adverse health events tend to think about possible causes & thus are likely to recall histories of exposure differently as compared to controls.
  • 52. INTERVENTIONAL / EXPERIMENTAL STUDIES The researcher manipulates a situation and measures the effects of the manipulation amongst two groups, one in which the intervention takes place (e.g. treatment with a certain drug) and another group that remains "untouched" (e.g., treatment with a placebo) .
  • 53. EXPERIMENTAL STUDY • Only type of study design that can actually prove causation • Individuals are randomly allocated to at least two groups. One group is subjected to an intervention, while the other group(s) is not. • The outcome of the intervention (effect of the intervention on the dependent variable) is obtained by comparing the two groups.
  • 54. Characteristic features of Experimental Study • Assignment of exposure (intervention) by the researcher • An intervention and a comparative group • Random allocation