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Government information policy: Access
to public sector information




Presentation to CAUL meeting no 2. 2012
Some key developments
Year   Report/change

1964   Commonwealth Parliamentary Select Committee on Parliamentary
       and Government Publications report (Erwin report)



1997   Management of Government Information as a National Strategic
       Resource (Wainwright report)

1997   AGPS moves to NOIE

2006   Joint Committee on Publications Distribution of the Parliamentary
       Papers Series




                                                                           2
Year   Report/change
2009   Engage: Getting on with Government 2.0

2010   Electronic distribution of the Parliamentary Papers Series

2010   FoI Act changes
            Establishment of Office of the Australian Information
            Commissioner




                                                                    3
Office of the Australian Information
Commissioner (OAIC)

Government information responsibilities:
• FoI
• Privacy
• Information policy




                                           4
Policy responsibilities include
• Attorney Generals Department
• Department of Finance and Deregulation,
  including AGIMO – some changes
  recommended by Williams report 2012
  (http://agimo.govspace.gov.au/policy-guides-procurement/review-of-the-
  operational-activities-and-structure-of-agimo/)




                                                                           5
6
Towards an Australian Government
Information Policy
Principles on open public sector information
1: Open access to information – a default position
2: Engaging the community
3: Effective information governance
4: Robust information asset management
5: Discoverable and useable information
6: Clear reuse rights
7: Appropriate charging for access
8: Transparent enquiry and complaints processes
http://www.oaic.gov.au/publications/papers/issues_paper1_towards_australian
_government_information_policy.pdf
                                                                              7
Major developments




                     8
FoI




      9
But what has happened to government
publishing?
• Devolved responsibilities
• Overall trend reduction in “publications” of
  around 50% over the past decade
  (recorded in NBD)




                                             10
Challenges: finding




                      11
One agency – a decade of change
• 2001 publications – where did online publications go?
             Agency A: 2001 online publications
                     locations in 2011




                                      On agency
                     No longer         website
                   available online     28%
                         29%




                        Pandora
                         24%
                                                On another
                                                  website
                                            (university, OECD)
                                                   19%


                                                                 12
Agency in 2011
•   Consistent with figures from the NBD which show reduced publishing (NBD)
    by about 50% from 2001 to 2011.
•   Now majority are online.
             120%



             100%



              80%


                                                            Not online
              60%
                                                            Online


              40%



              20%



              0%
                          2001                2011

                                                                          13
Commonwealth government publications recorded in NBD
         8,000



         7,000



         6,000



         5,000
Titles




         4,000



         3,000



         2,000



         1,000



            0
                 2000   2001   2002   2003   2004   2005   2006   2007   2008   2009   2010   2011   2012




                                                                                                            14
Information publications scheme (IPS)
• specifies categories of information that
  must be published
• 2012 OAIC survey
  – 94% have an IPS plan
  – 95% have a senior officer with IPS
    responsibilities
  – 85% publish on their website information
    required under the FOI Act
  http://www.oaic.gov.au/publications/reports/IPS_survey_report.html


                                                                       15
But
• Accessibility:
  – 20% documents published under the IPS are in a
    format (or multiple formats) which conform to WCAG
    2.0 requirements,
  – 30% most of their documents comply,
  – 44% some documents comply, and
  – 5% none of their documents comply




                                                         16
Discoverability




                  17
Issues: Long term access
  – Agencies often have only the most up to date
    manual or guidance
  – Around 10% of material is not online (see
    http://www.anao.gov.au/uploads/documents/2
    008-09_Audit_Report_37.pdf and this study)
  – Directories - only latest information online
  – Machinery of government changes mean
    website addresses change and documents
    are “archived” or lost

                                               18
Issues
• Metadata – how can we find information?
  – Gaps in metadata now
• Awareness
  – Parliamentary papers – strong knowledge of
    standards
  – IPS - strong knowledge
  – Long term access and discovery less
• Data
  – A plateau?
                                                 19
Top 6 issues from survey
• moving to open licensing,
• complying with web accessibility guidelines,
• applying metadata to documents,
• adopting charging policies that balance openness and
  commercialisation,
• creating governance aligned to a proactive release
  culture, and
• getting leadership support for this cultural change.

http://www.oaic.gov.au/news/speeches/john_mcmillan/enabling_tomorrows_open_govern
ment_august2012.html
Developments
• News from the NLA - Pandora plans to
  harvest all Financial Management and
  Accountability Act Agencies
• Government libraries under threat
  (example Queensland) – who will ensure
  organised collections of agency
  publications and public access in the
  future?

                                           21

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Access to public sector information

  • 1. Government information policy: Access to public sector information Presentation to CAUL meeting no 2. 2012
  • 2. Some key developments Year Report/change 1964 Commonwealth Parliamentary Select Committee on Parliamentary and Government Publications report (Erwin report) 1997 Management of Government Information as a National Strategic Resource (Wainwright report) 1997 AGPS moves to NOIE 2006 Joint Committee on Publications Distribution of the Parliamentary Papers Series 2
  • 3. Year Report/change 2009 Engage: Getting on with Government 2.0 2010 Electronic distribution of the Parliamentary Papers Series 2010 FoI Act changes Establishment of Office of the Australian Information Commissioner 3
  • 4. Office of the Australian Information Commissioner (OAIC) Government information responsibilities: • FoI • Privacy • Information policy 4
  • 5. Policy responsibilities include • Attorney Generals Department • Department of Finance and Deregulation, including AGIMO – some changes recommended by Williams report 2012 (http://agimo.govspace.gov.au/policy-guides-procurement/review-of-the- operational-activities-and-structure-of-agimo/) 5
  • 6. 6
  • 7. Towards an Australian Government Information Policy Principles on open public sector information 1: Open access to information – a default position 2: Engaging the community 3: Effective information governance 4: Robust information asset management 5: Discoverable and useable information 6: Clear reuse rights 7: Appropriate charging for access 8: Transparent enquiry and complaints processes http://www.oaic.gov.au/publications/papers/issues_paper1_towards_australian _government_information_policy.pdf 7
  • 9. FoI 9
  • 10. But what has happened to government publishing? • Devolved responsibilities • Overall trend reduction in “publications” of around 50% over the past decade (recorded in NBD) 10
  • 12. One agency – a decade of change • 2001 publications – where did online publications go? Agency A: 2001 online publications locations in 2011 On agency No longer website available online 28% 29% Pandora 24% On another website (university, OECD) 19% 12
  • 13. Agency in 2011 • Consistent with figures from the NBD which show reduced publishing (NBD) by about 50% from 2001 to 2011. • Now majority are online. 120% 100% 80% Not online 60% Online 40% 20% 0% 2001 2011 13
  • 14. Commonwealth government publications recorded in NBD 8,000 7,000 6,000 5,000 Titles 4,000 3,000 2,000 1,000 0 2000 2001 2002 2003 2004 2005 2006 2007 2008 2009 2010 2011 2012 14
  • 15. Information publications scheme (IPS) • specifies categories of information that must be published • 2012 OAIC survey – 94% have an IPS plan – 95% have a senior officer with IPS responsibilities – 85% publish on their website information required under the FOI Act http://www.oaic.gov.au/publications/reports/IPS_survey_report.html 15
  • 16. But • Accessibility: – 20% documents published under the IPS are in a format (or multiple formats) which conform to WCAG 2.0 requirements, – 30% most of their documents comply, – 44% some documents comply, and – 5% none of their documents comply 16
  • 18. Issues: Long term access – Agencies often have only the most up to date manual or guidance – Around 10% of material is not online (see http://www.anao.gov.au/uploads/documents/2 008-09_Audit_Report_37.pdf and this study) – Directories - only latest information online – Machinery of government changes mean website addresses change and documents are “archived” or lost 18
  • 19. Issues • Metadata – how can we find information? – Gaps in metadata now • Awareness – Parliamentary papers – strong knowledge of standards – IPS - strong knowledge – Long term access and discovery less • Data – A plateau? 19
  • 20. Top 6 issues from survey • moving to open licensing, • complying with web accessibility guidelines, • applying metadata to documents, • adopting charging policies that balance openness and commercialisation, • creating governance aligned to a proactive release culture, and • getting leadership support for this cultural change. http://www.oaic.gov.au/news/speeches/john_mcmillan/enabling_tomorrows_open_govern ment_august2012.html
  • 21. Developments • News from the NLA - Pandora plans to harvest all Financial Management and Accountability Act Agencies • Government libraries under threat (example Queensland) – who will ensure organised collections of agency publications and public access in the future? 21