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Adverse Drug Reaction
Identifying, Causality & Reporting
By,
Ruella D’Costa Fernandes
Adverse Drug Reaction – WHO
Definition
Any response to a drug which is noxious and
unintended, and which occurs at doses
normally used in man for prophylaxis,
diagnosis, or therapy of disease, or for the
modification of physiological function
Adverse Event (AE)  Serious Adverse Event
(SAE)
FDA reports Adverse events as Serious when an AE
falls under the following criteria:
• Death
• Life-Threatening (real risk of dying)
• Hospitalization (initial or prolonged)
• Disability (significant, persistent or permanent)
• Congenital anomaly
• Required intervention to prevent permanent
impairment or damage
Adverse Drug Reactions Classification
Characteristics
Dose dependency
Frequency of Occurrence
Severity of Reaction
Host factors

Type A

Type B

Dose Related

Dose Relationship is unclearly
defined

Common

Uncommon

Variable but usually mild

Variable, but
proportionately more
severe

Genetic factors might be important

Dependent on host
factors

Usually reproducible in animals

Unknown in animal
models

Percentage proportion of
adverse drug reaction

80%

20%

Predictable from
known pharmacology

Yes

Not usually

First detection
(Clinical Trials)

Phase I - III

Phase IV, occasionally
phase III

Clinical burden

High morbidity &
Low Mortality

High morbidity &
High mortality

Animal models
Adverse drug reaction (ADR)
monitoring
• Identifying Adverse Drug Reaction
• Assessing Causality (Relationship between
drug and suspected reaction)
• Documentation of ADR
• Reporting Serious ADRs to Pharmacovigilance
centres /ADR Regulating Authorities
Identifying Adverse Drug Reaction
Type of Post Marketing
Surveillance
Anecdotal Reporting

Population Statistics

Intensive Monitoring Studies

Meta analysis

Description
Individual doctors report when a patient has
suffered some peculiar effect
Registers of Birth defects and cancer can be
used if the drug induced event is highly
remarkable or very frequent
Special trained health care professionals
devote their full time efforts towards
recording all the drugs administered and all the
events, which might possibly be drug induced

Quantitative analysis of two or more
independent studies for the purpose
of determining an overall effect and of
describing reasons for variation in study
results
Type of Post Marketing
Surveillance

Description

Spontaneous Reporting
System

Clinicians encourage reporting any or all reactions that
believe may be associated with drug use usually,
attention is focused on new drugs and serious ADRs

Cohort studies
(Prospective studies)

In these studies, patients taking a particular drug are
identified and events are then recorded

Case control studies
(retrospective studies)

The prevalence of the drug taken in this group is then
compared with the prevalence in a reference population
who do not have the symptoms or illness

Case cohort studies

Record linkage

Patients who present with symptoms or an illness that
could be due to an adverse drug reaction are screened to
see if they have taken the drug. The results are then
compared with the incidence of the symptoms or illness
in a prospective cohort of patients who are taking the
drug.
Brings together a variety of patient records like general
practice records of illness events and general records of
prescriptions. In this way it may be possible to match
illness events with the drugs prescribed
Causality Assessment Between Drug
and Suspected reaction
Assessment performed by usually 2 methods include:
• Clinical Judgment
 An individual who is an expert in the area of ADRs
would evaluate the case

• Algorithms
 Commonly used algorithm is the Naranjo algorithm
Naranjo’s Algorithm
Yes

No

Don’t
Know

1. Are there previous conclusive reports on this
reaction?

+1

0

0

2. Did the adverse event appear the suspected
drug was administered?

+2

-1

0

+1

0

0

+2

-1

0

-1

+2

0

6. Did the reaction reappear when a placebo was
given?

-1

+1

0

7. Was the drug detected in the blood (or other
fluids) in concentrations known to be toxic?

+1

0

0

Question

3. Did the adverse reaction improve when the
drug was discontinued or a specific antagonist
was administered?
4. Did the adverse reaction reappear when the
drug was re-administered?
5. Are there alternative causes (other than the
drug) that could on their own have caused the
reaction?
Question
8. Was the reaction more severe when the dose was
increased, or less severe when the dose was
decreased?

Yes

Don’t
Know

No

+1

0

0

9. Did the patient have a similar reaction to the
same or similar drugs in any previous exposure?

+1

0

0

10. Was the adverse event confirmed by any
objective evidence?

+1

0

0

Total Score
The total score calculated from this table defines the category an adverse reaction
belongs to the categories are defined as follows:
• Definite(Certain) --- > (total score>8)
• Probable
--- > (total score 5-8)
• Possible
--- > (total score1-4)
• Doubtful(Unlikely) --- > (total score <1)
Documentation of ADRs
Documents used for Reporting ADRs:
• Source Documentation
eg. Patient's Medical Records, X-Ray or
Diagnostic Reports
• AE/SAE Forms
• Paper Case Report Form (CRF)/ Electronic CRF
http://www.oxfordradcliffe.nhs.uk/research/documen
ts/Template-CaseReportForm-ORHv1.doc
Reporting Serious ADRs
Information to be Captured for Reporting
includes the following:
• Patient details
 Initials
 Gender
 Age and date of birth
 Weight
 Height
• Suspected drugs
 Generic name of the drug
 Indication(s) for which suspect drug was prescribed or
tested
 Dosage form and strength
 Daily dose and regimen (specify units - e.g., mg, ml,
mg/kg)
 Route of administration
 Starting date and time of day
 Stopping date and time, or duration of treatment
• Other Treatment(s)
Concomitant drugs
• Details of Suspected Adverse Drug Reaction(s)
 Full description of reaction(s) including body site and
severity, as well as the criteria for regarding the report as
serious,whenever possible, describe a specific diagnosis for
the reaction
 Start date (and time) of onset of reaction
 Stop date (and time) or duration of reaction
• Outcome
 Information on recovery; results of specific tests and/or
treatment
 For a fatal outcome, cause of death and its possible
relationship to the suspected reaction; any post-mortem
findings
 Any Other information relevant to facilitate assessment of
the case, such as medical
 history of allergy, drug or alcohol abuse; family history;
findings from special investigations etc
• Details about the Investigator
 Name
 Address
 Telephone number
 Profession (speciality)
 Date of reporting the event to Licensing Authority
 Date of reporting the event to Ethics Committee
overseeing the site
 Signature of the Investigator
Reporting Responsibilities
• Responsibilities of Sponsor
 SAEs should be reported to the licensing authority
within 14 calendar days of awareness
 Submit status report (Periodic Safety Update
Reports) to the licensing authority periodically
• Responsibilities of Investigator
 SAEs and unexpected AEs should be reported to
the sponsor and licensing authority within 24 hrs
 To their respective Ethics Committee within 7
working days
Severity Grading for Reporting
Reference for Severity is conducted as per the
NCI – CTCAE Grading:
Grade Type

Description

Grade 1

Mild; asymptomatic or mild symptoms; clinical or diagnostic
observations only; intervention not indicated

Grade 2

Moderate; minimal, local or noninvasive intervention
indicated; limiting age-appropriate instrumental ADL

Grade 3

Severe or medically significant but not immediately lifethreatening; hospitalization or prolongation of hospitalization
indicated; disabling; limiting self care ADL

Grade 4

Life-threatening consequences; urgent intervention indicated

Grade 5

Death related to AE

http://evs.nci.nih.gov/ftp1/CTCAE/CTCAE_4.03_2010-06-14_QuickReference_5x7.pdf
THANK YOU

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Adverse Drug Reactions - Identifying, Causality & Reporting

  • 1. Adverse Drug Reaction Identifying, Causality & Reporting By, Ruella D’Costa Fernandes
  • 2. Adverse Drug Reaction – WHO Definition Any response to a drug which is noxious and unintended, and which occurs at doses normally used in man for prophylaxis, diagnosis, or therapy of disease, or for the modification of physiological function
  • 3. Adverse Event (AE)  Serious Adverse Event (SAE) FDA reports Adverse events as Serious when an AE falls under the following criteria: • Death • Life-Threatening (real risk of dying) • Hospitalization (initial or prolonged) • Disability (significant, persistent or permanent) • Congenital anomaly • Required intervention to prevent permanent impairment or damage
  • 4. Adverse Drug Reactions Classification Characteristics Dose dependency Frequency of Occurrence Severity of Reaction Host factors Type A Type B Dose Related Dose Relationship is unclearly defined Common Uncommon Variable but usually mild Variable, but proportionately more severe Genetic factors might be important Dependent on host factors Usually reproducible in animals Unknown in animal models Percentage proportion of adverse drug reaction 80% 20% Predictable from known pharmacology Yes Not usually First detection (Clinical Trials) Phase I - III Phase IV, occasionally phase III Clinical burden High morbidity & Low Mortality High morbidity & High mortality Animal models
  • 5. Adverse drug reaction (ADR) monitoring • Identifying Adverse Drug Reaction • Assessing Causality (Relationship between drug and suspected reaction) • Documentation of ADR • Reporting Serious ADRs to Pharmacovigilance centres /ADR Regulating Authorities
  • 6. Identifying Adverse Drug Reaction Type of Post Marketing Surveillance Anecdotal Reporting Population Statistics Intensive Monitoring Studies Meta analysis Description Individual doctors report when a patient has suffered some peculiar effect Registers of Birth defects and cancer can be used if the drug induced event is highly remarkable or very frequent Special trained health care professionals devote their full time efforts towards recording all the drugs administered and all the events, which might possibly be drug induced Quantitative analysis of two or more independent studies for the purpose of determining an overall effect and of describing reasons for variation in study results
  • 7. Type of Post Marketing Surveillance Description Spontaneous Reporting System Clinicians encourage reporting any or all reactions that believe may be associated with drug use usually, attention is focused on new drugs and serious ADRs Cohort studies (Prospective studies) In these studies, patients taking a particular drug are identified and events are then recorded Case control studies (retrospective studies) The prevalence of the drug taken in this group is then compared with the prevalence in a reference population who do not have the symptoms or illness Case cohort studies Record linkage Patients who present with symptoms or an illness that could be due to an adverse drug reaction are screened to see if they have taken the drug. The results are then compared with the incidence of the symptoms or illness in a prospective cohort of patients who are taking the drug. Brings together a variety of patient records like general practice records of illness events and general records of prescriptions. In this way it may be possible to match illness events with the drugs prescribed
  • 8. Causality Assessment Between Drug and Suspected reaction Assessment performed by usually 2 methods include: • Clinical Judgment  An individual who is an expert in the area of ADRs would evaluate the case • Algorithms  Commonly used algorithm is the Naranjo algorithm
  • 9. Naranjo’s Algorithm Yes No Don’t Know 1. Are there previous conclusive reports on this reaction? +1 0 0 2. Did the adverse event appear the suspected drug was administered? +2 -1 0 +1 0 0 +2 -1 0 -1 +2 0 6. Did the reaction reappear when a placebo was given? -1 +1 0 7. Was the drug detected in the blood (or other fluids) in concentrations known to be toxic? +1 0 0 Question 3. Did the adverse reaction improve when the drug was discontinued or a specific antagonist was administered? 4. Did the adverse reaction reappear when the drug was re-administered? 5. Are there alternative causes (other than the drug) that could on their own have caused the reaction?
  • 10. Question 8. Was the reaction more severe when the dose was increased, or less severe when the dose was decreased? Yes Don’t Know No +1 0 0 9. Did the patient have a similar reaction to the same or similar drugs in any previous exposure? +1 0 0 10. Was the adverse event confirmed by any objective evidence? +1 0 0 Total Score The total score calculated from this table defines the category an adverse reaction belongs to the categories are defined as follows: • Definite(Certain) --- > (total score>8) • Probable --- > (total score 5-8) • Possible --- > (total score1-4) • Doubtful(Unlikely) --- > (total score <1)
  • 11. Documentation of ADRs Documents used for Reporting ADRs: • Source Documentation eg. Patient's Medical Records, X-Ray or Diagnostic Reports • AE/SAE Forms • Paper Case Report Form (CRF)/ Electronic CRF http://www.oxfordradcliffe.nhs.uk/research/documen ts/Template-CaseReportForm-ORHv1.doc
  • 12.
  • 13.
  • 14. Reporting Serious ADRs Information to be Captured for Reporting includes the following: • Patient details  Initials  Gender  Age and date of birth  Weight  Height
  • 15. • Suspected drugs  Generic name of the drug  Indication(s) for which suspect drug was prescribed or tested  Dosage form and strength  Daily dose and regimen (specify units - e.g., mg, ml, mg/kg)  Route of administration  Starting date and time of day  Stopping date and time, or duration of treatment • Other Treatment(s) Concomitant drugs
  • 16. • Details of Suspected Adverse Drug Reaction(s)  Full description of reaction(s) including body site and severity, as well as the criteria for regarding the report as serious,whenever possible, describe a specific diagnosis for the reaction  Start date (and time) of onset of reaction  Stop date (and time) or duration of reaction • Outcome  Information on recovery; results of specific tests and/or treatment  For a fatal outcome, cause of death and its possible relationship to the suspected reaction; any post-mortem findings  Any Other information relevant to facilitate assessment of the case, such as medical  history of allergy, drug or alcohol abuse; family history; findings from special investigations etc
  • 17. • Details about the Investigator  Name  Address  Telephone number  Profession (speciality)  Date of reporting the event to Licensing Authority  Date of reporting the event to Ethics Committee overseeing the site  Signature of the Investigator
  • 18. Reporting Responsibilities • Responsibilities of Sponsor  SAEs should be reported to the licensing authority within 14 calendar days of awareness  Submit status report (Periodic Safety Update Reports) to the licensing authority periodically • Responsibilities of Investigator  SAEs and unexpected AEs should be reported to the sponsor and licensing authority within 24 hrs  To their respective Ethics Committee within 7 working days
  • 19. Severity Grading for Reporting Reference for Severity is conducted as per the NCI – CTCAE Grading: Grade Type Description Grade 1 Mild; asymptomatic or mild symptoms; clinical or diagnostic observations only; intervention not indicated Grade 2 Moderate; minimal, local or noninvasive intervention indicated; limiting age-appropriate instrumental ADL Grade 3 Severe or medically significant but not immediately lifethreatening; hospitalization or prolongation of hospitalization indicated; disabling; limiting self care ADL Grade 4 Life-threatening consequences; urgent intervention indicated Grade 5 Death related to AE http://evs.nci.nih.gov/ftp1/CTCAE/CTCAE_4.03_2010-06-14_QuickReference_5x7.pdf