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Abbreviated New Drug Application
[ANDA]
Mr. Sagar Kishor Savale
[Department of Pharmaceutics]
avengersagar16@gmail.com
2015-2016
Department of Pharmacy (Pharmaceutics) | Sagar Savale
ANDA
 An Abbreviated New Drug Application (ANDA) contains data which when submitted to
FDA's CDER, Office of Generic Drugs, provides for the review and ultimate approval of a
generic drug product.
 Once approved, an applicant may manufacture and market the generic drug product to provide
a safe, effective, low cost alternative to the public.
 All approved products, both innovator and generic, are listed in FDA's Approved Drug
Products with Therapeutic Equivalence Evaluations (Orange Book).
“A drug product that is comparable to a brand/reference listed drug product in dosage form,
strength, route of administration, quality and performance characteristics, and intended use”.
It termed "abbreviated" because they generally not required to include preclinical (animal) and
clinical (human) data to establish safety and effectiveness.
Basic Generic Drug Requirements are:
Same active ingredient(s)
Same route of administration
Same dosage form
Same strength
Same conditions of use
Inactive ingredients already approved in a similar NDA
ANDA
Goal of ANDA
To reduce the price of the drug.
To reduce the time development.
Increase the bioavailability of the drug in comparison to references list
drug.
Innovator Vs Generics
S.N. PARAMETERS INNOVATOR DRUG GENERIC DRUG
1. Active ingredients Same
Same
2. Safety & efficacy Same
Same
3. Quality & strength Same
Same
4. Performance and standards Same
Same
5. Costs/prescription Highly expensive
Less expensive
6. FDA inspection of
manufacturing facilities Yes
Yes
7. FDA reviews reports of
adverse reactions Yes
Yes
8. FDA reviews drug labeling Yes
No
9. Extensive research and
Generic Drug Approval
 In 1970 FDA established the ANDA as a mechanism for the review and approval of
generic versions.
 Before 1978, generic product applicants were required to submit complete safety
and efficacy through clinical trials.
 Post 1978, applicants were required to submit published reports of such trials
documenting safety and efficacy.
 Neither of these approaches was considered satisfactory and so originated Hatch
Waxman Act on 1984.
Indispensability Ground For Generics
 Contain the same active ingredients as the innovator drug (inactive ingredients may
vary).
 Must be identical in strength, dosage form, and route of administration.
 Must have same use/indications.
 Must be bioequivalent.
 Must have same batch requirements for Identity, Safety & Purity.
 Must follow strict standards of FDA's GMPs.
Hatch-Waxman Act
 Commonly known as “Drug Price Competition & Patent Term Restoration Act” of
1984.
 “The Hatch-Waxman Act is an act dealing with the approval of generic drugs and
associated conditions for getting their approval from FDA, market exclusivity, rights
of exclusivity, patent term extension and Orange Book Listing.”
Necessitated By :
1. Absence of Generic drug manufacturing.
2. Cumbersome regulatory procedures.
3. Patients were denied the option of cheaper drugs.
General Provisions of the Act
1. Maintaining list of patents which would be infringed.
2. Only Bioavailability studies and not clinical trials needed for approval.
3. Para I, II, III and IV certifications.
4. Data exclusivity period for New Molecular Entities.
5. Extension of the original patent term.
6. The “Bolar” Provision.
Recent additions to the Hatch-Waxman Act
Under the “Medicare Prescription Drug and Modernization Act”, 2003:
1. Non-extension of the 30-month period.
2. Time limit for informing patent owner.
3. Provision for allowing declaratory judgment.
4. Benefit of exclusivity for several ANDAs filed on same day allowed.
ANDA CERTIFICATION
CLAUSES
PARAGR
APH I
PARAGR
APH II
PARAGR
APH III
PARAGR
APH IV
PARA-I
Required patent
information has
not been filed.
FDA may approve
generics
immediately, one
or more applicants
may enter.
PARA-II
Patent has expired
FDA may approve
generics
immediately, one
or more applicants
may enter.
12
PARA-III
Patent not expired,
will be expired on a
specific date.
FDA may approved
ANDA effective on
the date of
expiration, one or
more applicant may
enter.
PARA-IV
Patent is invalid or
non infringed by
generic applicant.
Generic applicant file
notice to patent
holder.
13
PARA IV
CERTTIFICATION
After 45 days
Patent Holder
doesn’t sue
applicant ► FDA
may approve
ANDA.
ANDA Applicant
granted
approval.
After 45 days
Patent Holder
sues the
Applicant ►
30months stay
granted to Patent
Holder.
30 Months stay
expired
For the first
Applicant the
EMR of 180 days
starts with
court’s decision.
Subsequent
approvals for
EMRs are
granted after
expiry of first
applicant’s 180
days.
30 Months stay
not expired.
30 Months stay not
expired
If judgement’s in
favour of Patent
Holder ► FDA can
not approve ANDA
untill patent expiry.
No entry occurs
untill Patent Expiry.
Judgement favouring
ANDA ► EMR of 180
days begins for first
applicant.
First Applicant
enters, subsequent
applicants enter only
after expiry of EMR
for the First
Applicant.
APPLICANT
ANDA
ACCEPTABLE &
COMPLETE
REFUSE TO FILE-
LETTER ISSUED
B.E. REVIEW
REQUEST FOR PLANT
INSPECTION
CHEMISTRY/MICRO
REVIEW
LABELING REVIEW
NOT APPLICABLE
LETTER
ANDA APPROVED
B.E. DEFICIENCY LETTER
APPROVAL DEFERRED PENDING
SATISFACTORY RESULTS
PREAPPROVAL INSPECTION
ACCEPTENCE
B.E. REVIEW ACCEPTABLE
CHEMISTRY/LABELING
REVIEW ACCEPTABLE
YES
YES
YES
NO
NO
NO
NO
ANDA REVIEW PROCESS
16
MODULE 1
MODULE 3 MODULE 4 MODULE 5
Regional
Admin.
Information
Quality
Overall
summa
ry
Non
Clinical
overviewNon Clinical
Summary
Clinica
l
Overvi
ew
Clinical
Summary
Quality Non
Clinical
Report
Clinical
Report
The CTD Triangle
17
MODULES IN A CTD
MODULE I: Administrative and Prescribing Information
1.Table of Contents.
2.Includes data of Administrative Documents entailing:
Patent Information on patented product.
Patent Certifications.
Debarment certification.
3. Prescribing information like Package and container labels, packaging inserts, patient leaflets,
etc.
4. Labelling Comparison between Innovator and Generic drug.
MODULE II: SUMMARIES AND OVERVIEWS
1. Table of Contents.
2. Introduction to Summary Documents.
3. Overviews and Summaries: Module II should contain documents like:
 M4Q: The CTD- quality
 M4S: The CTD- safety
 M4E: The CTD- efficacy
MODULE III: information on product quality
1. Table of Content.
2. Body of Data.
3. Literature Reference.
MODULE IV: NON CLINICAL STUDY REPORTS
Not required in ANDA Filing.
MODULE V: CLINICAL STUDY REPORTS
1. Table of Contents.
2. Study Reports including Case Report Forms and Case Report Tabulations.
ANDA CONTENTS
CTD MODULES ANDA REQUIREMENT
Module 2
Common Technical Document
Summaries
yes
Module 3
Quality yes
Module 4
Nonclinical Study Reports
(Animal studies)
no
Module 5
Clinical Study Reports
(BA/BE studies)
yes
CTD MODULES NDA REQUIREMENT
Module 2
Common Technical Document
Summaries
yes
Module 3
Quality yes
Module 4
Nonclinical Study Reports yes
Module 5
Clinical Study Reports yes
NDA CONTENTS
IND CONTENTS
CTD MODULES IND REQUIREMENT
Module 2
Common Technical Document
Summaries
yes
Module 3
Quality yes
Module 4
Nonclinical Study Reports
(Animal studies)
yes
Module 5
Clinical Study Reports no
Broad outline for ANDA
Product must meet appropriate standards of
 Identity,
 Strength,
 Quality and
 Purity
Efficacy and safety should be equivalent to branded product
already established
Information required for filing ANDA
• Product’s formulation
• Manufacturer’s procedure
• Control procedure
• Testing,
• Facilities
• Dissolution profile
• Labeling
Recommendations For E-ctd
1. PDF Files with version 3.0 of Acrobat Reader
2. Use of Embedded fonts in the Portable Document Format
3. A Print area of 8.5 inches by 11 inches and margin of 1 inches is ensured on sides.
4. Scanned Documents should be avoided as Source Documents.
5. Hypertexts can be indicated by Blue-Texts or by rectangles using thin lines.
6. Numbering on the PDF and Documents should be included as same.
7. Security or Passwords should not be included.
8. Full Indexes should be included.
9. Electronic Signatures may be added, Procedures are being employed for archival of
the same.
NDA Vs ANDA Review Process
NDA REQUIREMENT ANDA
REQUIREMENT
First-Time Generic Drug Approvals - July 2011
Generic Drug Name Generic
Manufacturer
Brand Name Approval Date
FONDAPARINUX
SODIUM
INJECTION
DR. REDDY'S
LABORATORIES
LIMITED
ARIXTRA
INJECTION
7/11/2011
ALFUZOSIN
HYDROCHLORID
E EXTENDED-
RELEASE
TABLETS
TEVA
PHARMACEUTIC
ALS USA
UROXATRAL
EXTENDED-
RELEASE
TABLETS
7/18/2011
ALFUZOSIN
HYDROCHLORID
E EXTENDED-
RELEASE
TABLETS
SUN PHARMA
GLOBAL FZE
UROXATRAL
EXTENDED-
RELEASE
TABLETS
7/18/2011
PARICALCITOL
INJECTION
SANDOZ
CANADA, INC.
ZEMPLAR
INJECTION
7/27/2011
Patent Certification condition for ANDA
Described in section 505(j)(2)(A)(vii) of the Act.
 I Patent Not Submitted to FDA –
Approval effective after OGD scientific determination
 II Patent Expired –
Approval effective after OGD scientific determination
 III Patent Expiration Date (honored) –
Tentative approval after OGD scientific determination, final approval when patent expires
 IV Patent Challenge –
Tentative approval after OGD science determination, final approval when challenge won
Paragraph IV certification
According to section 505(j)(2)(B)(i), 2157 CFR
• The ANDA applicant must provide appropriate notice of a paragraph IV certification
to each owner of the patent that is the subject of the certification and to the holder of
the approved NDA to which the ANDA refers
And by Section 505(j)(5)(B)(iv)
• An incentive for generic manufacturers to file paragraph IV certifications and to
challenge listed patents as invalid, or not infringed, by providing for a 180-day period
of marketing exclusivity
Patent Challenge Successful – Award of 180-Day
Exclusivity Period
Awarded to first ANDA holder to file a complete application with patent challenge
Protection from other generic competition – blocks approval of subsequent ANDAs
Protection triggered by:
First commercial marketing
Forfeiture provisions
Orphan Drug Exclusivity (ODE)
Orphan drug refers to a product that treats a rare disease - affecting fewer than
200,000 Americans
7 years exclusivity
 Granted on approval of designated orphan drug
 OGD works with the Office of Orphan Products
Difference between NDA &ANDA
DETAILS NDA ANDA IND
1.Chemistry,manufacturing,
and controls
yes Yes Yes
2.Nonclinical pharmacology
and toxicology (Animal data)
Yes No Yes
3. Human pharmacokinetics
and bioavailability
Yes Yes No
4. Microbiology Yes Yes No
5.Clinical data Yes
Yes
(BABE studies)
No
6.Statistical Yes Yes Yes
Abbreviated New Drug Application [ANDA]
Abbreviated New Drug Application [ANDA]
Abbreviated New Drug Application [ANDA]
Abbreviated New Drug Application [ANDA]
Abbreviated New Drug Application [ANDA]
Abbreviated New Drug Application [ANDA]
Abbreviated New Drug Application [ANDA]
Abbreviated New Drug Application [ANDA]
Abbreviated New Drug Application [ANDA]
Abbreviated New Drug Application [ANDA]
Abbreviated New Drug Application [ANDA]
Abbreviated New Drug Application [ANDA]
Abbreviated New Drug Application [ANDA]
Abbreviated New Drug Application [ANDA]
Abbreviated New Drug Application [ANDA]
Abbreviated New Drug Application [ANDA]
Abbreviated New Drug Application [ANDA]

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Abbreviated New Drug Application [ANDA]

  • 1. Abbreviated New Drug Application [ANDA] Mr. Sagar Kishor Savale [Department of Pharmaceutics] avengersagar16@gmail.com 2015-2016 Department of Pharmacy (Pharmaceutics) | Sagar Savale
  • 2. ANDA  An Abbreviated New Drug Application (ANDA) contains data which when submitted to FDA's CDER, Office of Generic Drugs, provides for the review and ultimate approval of a generic drug product.  Once approved, an applicant may manufacture and market the generic drug product to provide a safe, effective, low cost alternative to the public.  All approved products, both innovator and generic, are listed in FDA's Approved Drug Products with Therapeutic Equivalence Evaluations (Orange Book).
  • 3. “A drug product that is comparable to a brand/reference listed drug product in dosage form, strength, route of administration, quality and performance characteristics, and intended use”. It termed "abbreviated" because they generally not required to include preclinical (animal) and clinical (human) data to establish safety and effectiveness. Basic Generic Drug Requirements are: Same active ingredient(s) Same route of administration Same dosage form Same strength Same conditions of use Inactive ingredients already approved in a similar NDA ANDA
  • 4. Goal of ANDA To reduce the price of the drug. To reduce the time development. Increase the bioavailability of the drug in comparison to references list drug.
  • 5. Innovator Vs Generics S.N. PARAMETERS INNOVATOR DRUG GENERIC DRUG 1. Active ingredients Same Same 2. Safety & efficacy Same Same 3. Quality & strength Same Same 4. Performance and standards Same Same 5. Costs/prescription Highly expensive Less expensive 6. FDA inspection of manufacturing facilities Yes Yes 7. FDA reviews reports of adverse reactions Yes Yes 8. FDA reviews drug labeling Yes No 9. Extensive research and
  • 6. Generic Drug Approval  In 1970 FDA established the ANDA as a mechanism for the review and approval of generic versions.  Before 1978, generic product applicants were required to submit complete safety and efficacy through clinical trials.  Post 1978, applicants were required to submit published reports of such trials documenting safety and efficacy.  Neither of these approaches was considered satisfactory and so originated Hatch Waxman Act on 1984.
  • 7. Indispensability Ground For Generics  Contain the same active ingredients as the innovator drug (inactive ingredients may vary).  Must be identical in strength, dosage form, and route of administration.  Must have same use/indications.  Must be bioequivalent.  Must have same batch requirements for Identity, Safety & Purity.  Must follow strict standards of FDA's GMPs.
  • 8. Hatch-Waxman Act  Commonly known as “Drug Price Competition & Patent Term Restoration Act” of 1984.  “The Hatch-Waxman Act is an act dealing with the approval of generic drugs and associated conditions for getting their approval from FDA, market exclusivity, rights of exclusivity, patent term extension and Orange Book Listing.” Necessitated By : 1. Absence of Generic drug manufacturing. 2. Cumbersome regulatory procedures. 3. Patients were denied the option of cheaper drugs.
  • 9. General Provisions of the Act 1. Maintaining list of patents which would be infringed. 2. Only Bioavailability studies and not clinical trials needed for approval. 3. Para I, II, III and IV certifications. 4. Data exclusivity period for New Molecular Entities. 5. Extension of the original patent term. 6. The “Bolar” Provision.
  • 10. Recent additions to the Hatch-Waxman Act Under the “Medicare Prescription Drug and Modernization Act”, 2003: 1. Non-extension of the 30-month period. 2. Time limit for informing patent owner. 3. Provision for allowing declaratory judgment. 4. Benefit of exclusivity for several ANDAs filed on same day allowed.
  • 11. ANDA CERTIFICATION CLAUSES PARAGR APH I PARAGR APH II PARAGR APH III PARAGR APH IV
  • 12. PARA-I Required patent information has not been filed. FDA may approve generics immediately, one or more applicants may enter. PARA-II Patent has expired FDA may approve generics immediately, one or more applicants may enter. 12
  • 13. PARA-III Patent not expired, will be expired on a specific date. FDA may approved ANDA effective on the date of expiration, one or more applicant may enter. PARA-IV Patent is invalid or non infringed by generic applicant. Generic applicant file notice to patent holder. 13
  • 14. PARA IV CERTTIFICATION After 45 days Patent Holder doesn’t sue applicant ► FDA may approve ANDA. ANDA Applicant granted approval. After 45 days Patent Holder sues the Applicant ► 30months stay granted to Patent Holder. 30 Months stay expired For the first Applicant the EMR of 180 days starts with court’s decision. Subsequent approvals for EMRs are granted after expiry of first applicant’s 180 days. 30 Months stay not expired.
  • 15. 30 Months stay not expired If judgement’s in favour of Patent Holder ► FDA can not approve ANDA untill patent expiry. No entry occurs untill Patent Expiry. Judgement favouring ANDA ► EMR of 180 days begins for first applicant. First Applicant enters, subsequent applicants enter only after expiry of EMR for the First Applicant.
  • 16. APPLICANT ANDA ACCEPTABLE & COMPLETE REFUSE TO FILE- LETTER ISSUED B.E. REVIEW REQUEST FOR PLANT INSPECTION CHEMISTRY/MICRO REVIEW LABELING REVIEW NOT APPLICABLE LETTER ANDA APPROVED B.E. DEFICIENCY LETTER APPROVAL DEFERRED PENDING SATISFACTORY RESULTS PREAPPROVAL INSPECTION ACCEPTENCE B.E. REVIEW ACCEPTABLE CHEMISTRY/LABELING REVIEW ACCEPTABLE YES YES YES NO NO NO NO ANDA REVIEW PROCESS 16
  • 17. MODULE 1 MODULE 3 MODULE 4 MODULE 5 Regional Admin. Information Quality Overall summa ry Non Clinical overviewNon Clinical Summary Clinica l Overvi ew Clinical Summary Quality Non Clinical Report Clinical Report The CTD Triangle 17
  • 18.
  • 19. MODULES IN A CTD MODULE I: Administrative and Prescribing Information 1.Table of Contents. 2.Includes data of Administrative Documents entailing: Patent Information on patented product. Patent Certifications. Debarment certification. 3. Prescribing information like Package and container labels, packaging inserts, patient leaflets, etc. 4. Labelling Comparison between Innovator and Generic drug.
  • 20. MODULE II: SUMMARIES AND OVERVIEWS 1. Table of Contents. 2. Introduction to Summary Documents. 3. Overviews and Summaries: Module II should contain documents like:  M4Q: The CTD- quality  M4S: The CTD- safety  M4E: The CTD- efficacy MODULE III: information on product quality 1. Table of Content. 2. Body of Data. 3. Literature Reference.
  • 21. MODULE IV: NON CLINICAL STUDY REPORTS Not required in ANDA Filing. MODULE V: CLINICAL STUDY REPORTS 1. Table of Contents. 2. Study Reports including Case Report Forms and Case Report Tabulations.
  • 22. ANDA CONTENTS CTD MODULES ANDA REQUIREMENT Module 2 Common Technical Document Summaries yes Module 3 Quality yes Module 4 Nonclinical Study Reports (Animal studies) no Module 5 Clinical Study Reports (BA/BE studies) yes
  • 23. CTD MODULES NDA REQUIREMENT Module 2 Common Technical Document Summaries yes Module 3 Quality yes Module 4 Nonclinical Study Reports yes Module 5 Clinical Study Reports yes NDA CONTENTS
  • 24. IND CONTENTS CTD MODULES IND REQUIREMENT Module 2 Common Technical Document Summaries yes Module 3 Quality yes Module 4 Nonclinical Study Reports (Animal studies) yes Module 5 Clinical Study Reports no
  • 25. Broad outline for ANDA Product must meet appropriate standards of  Identity,  Strength,  Quality and  Purity Efficacy and safety should be equivalent to branded product already established
  • 26. Information required for filing ANDA • Product’s formulation • Manufacturer’s procedure • Control procedure • Testing, • Facilities • Dissolution profile • Labeling
  • 27. Recommendations For E-ctd 1. PDF Files with version 3.0 of Acrobat Reader 2. Use of Embedded fonts in the Portable Document Format 3. A Print area of 8.5 inches by 11 inches and margin of 1 inches is ensured on sides. 4. Scanned Documents should be avoided as Source Documents. 5. Hypertexts can be indicated by Blue-Texts or by rectangles using thin lines.
  • 28. 6. Numbering on the PDF and Documents should be included as same. 7. Security or Passwords should not be included. 8. Full Indexes should be included. 9. Electronic Signatures may be added, Procedures are being employed for archival of the same.
  • 29. NDA Vs ANDA Review Process NDA REQUIREMENT ANDA REQUIREMENT
  • 30. First-Time Generic Drug Approvals - July 2011 Generic Drug Name Generic Manufacturer Brand Name Approval Date FONDAPARINUX SODIUM INJECTION DR. REDDY'S LABORATORIES LIMITED ARIXTRA INJECTION 7/11/2011 ALFUZOSIN HYDROCHLORID E EXTENDED- RELEASE TABLETS TEVA PHARMACEUTIC ALS USA UROXATRAL EXTENDED- RELEASE TABLETS 7/18/2011 ALFUZOSIN HYDROCHLORID E EXTENDED- RELEASE TABLETS SUN PHARMA GLOBAL FZE UROXATRAL EXTENDED- RELEASE TABLETS 7/18/2011 PARICALCITOL INJECTION SANDOZ CANADA, INC. ZEMPLAR INJECTION 7/27/2011
  • 31. Patent Certification condition for ANDA Described in section 505(j)(2)(A)(vii) of the Act.  I Patent Not Submitted to FDA – Approval effective after OGD scientific determination  II Patent Expired – Approval effective after OGD scientific determination  III Patent Expiration Date (honored) – Tentative approval after OGD scientific determination, final approval when patent expires  IV Patent Challenge – Tentative approval after OGD science determination, final approval when challenge won
  • 32. Paragraph IV certification According to section 505(j)(2)(B)(i), 2157 CFR • The ANDA applicant must provide appropriate notice of a paragraph IV certification to each owner of the patent that is the subject of the certification and to the holder of the approved NDA to which the ANDA refers And by Section 505(j)(5)(B)(iv) • An incentive for generic manufacturers to file paragraph IV certifications and to challenge listed patents as invalid, or not infringed, by providing for a 180-day period of marketing exclusivity
  • 33. Patent Challenge Successful – Award of 180-Day Exclusivity Period Awarded to first ANDA holder to file a complete application with patent challenge Protection from other generic competition – blocks approval of subsequent ANDAs Protection triggered by: First commercial marketing Forfeiture provisions
  • 34. Orphan Drug Exclusivity (ODE) Orphan drug refers to a product that treats a rare disease - affecting fewer than 200,000 Americans 7 years exclusivity  Granted on approval of designated orphan drug  OGD works with the Office of Orphan Products
  • 36. DETAILS NDA ANDA IND 1.Chemistry,manufacturing, and controls yes Yes Yes 2.Nonclinical pharmacology and toxicology (Animal data) Yes No Yes 3. Human pharmacokinetics and bioavailability Yes Yes No 4. Microbiology Yes Yes No 5.Clinical data Yes Yes (BABE studies) No 6.Statistical Yes Yes Yes