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Pulse Shaping
   Sy(w)=|P(w)|^2Sx(w)
   Last class:
    – Sx(w) is improved by the different line codes.
    – p(t) is assumed to be square
   How about improving p(t) and P(w)
    – Reduce the bandwidth
    – Reduce interferences to other bands
    – Remove Inter-symbol-interference (ISI)




          EE 541/451 Fall 2006
ISI Example
         sequence sent       1   0      1
         sequence received   1   1(!)   1


                                             Signal received

                                               Threshold




   0                                                            t


       -3T      -2T     -T   0   T      2T   3T    4T      5T

                Sequence of three pulses (1, 0, 1)
                       sent at a rate 1/T
EE 541/451 Fall 2006
Baseband binary data transmission system.
   ISI arises when the channel is dispersive
   Frequency limited -> time unlimited -> ISI
   Time limited -> bandwidth unlimited -> bandpass channel ->
    time unlimited -> ISI



                   p(t)




          EE 541/451 Fall 2006
ISI
   First term : contribution of the i-th transmitted bit.
   Second term : ISI – residual effect of all other transmitted bits.




   We wish to design transmit and receiver filters to minimize the
    ISI.
   When the signal-to-noise ratio is high, as is the case in a
    telephone system, the operation of the system is largely limited
    by ISI rather than noise.

          EE 541/451 Fall 2006
ISI
   Nyquist three criteria
     – Pulse amplitudes can be
       detected correctly despite pulse
       spreading or overlapping, if
       there is no ISI at the decision-
       making instants
         x   1: At sampling points, no
             ISI
         x   2: At threshold, no ISI
         x   3: Areas within symbol
             period is zero, then no ISI
     – At least 14 points in the finals
         x   4 point for questions
         x   10 point like the homework



             EE 541/451 Fall 2006
1st Nyquist Criterion: Time domain
p(t): impulse response of a transmission system (infinite length)
     p(t)
            1
                                                       shaping function




        0                                                      no ISI !
                                                           t
                             1
                                 =T
                            2 fN             t0      2t0


                    Equally spaced zeros,
            -1                      1
                    interval            =T
                                   2 fn

            EE 541/451 Fall 2006
1st Nyquist Criterion: Time domain

Suppose 1/T is the sample rate
The necessary and sufficient condition for p(t) to satisfy

                   1, ( n = 0 )
         p( nT ) = 
                   0, ( n ≠ 0 )
Is that its Fourier transform P(f) satisfy
          ∞

        ∑ P( f + m T ) = T
      m = −∞



   EE 541/451 Fall 2006
1st Nyquist Criterion: Frequency domain
                            ∞

                          ∑ P( f + m T ) = T
                          m = −∞




                                                         f
               0                   fa = 2 f N     4 fN
                                (limited bandwidth)
   EE 541/451 Fall 2006
Proof
                                                  ∞
Fourier Transform p( t ) = ∫ P ( f ) exp( j 2πft ) df
                                                  −∞
                                 ∞
At t=T          p( nT ) = ∫ P( f ) exp( j 2πfnT ) df
                                −∞
                      ∞      ( 2 m +1)
  p( nT ) =          ∑ ∫(                     P( f ) exp( j 2πfnT ) df
                                         2T

                             2 m −1) 2T
                  m = −∞
       ∞

     ∑∫                   P( f + m T ) exp( j 2πfnT ) df
               1 2T
 =
               −1 2T
     m = −∞
                 ∞

                ∑ P( f + m T ) exp( j 2πfnT ) df
      1 2T
 =∫
      −1 2T
              m = −∞
                                                                           ∞

 =∫
      1 2T
               B( f ) exp( j 2πfnT ) df                      B( f ) =    ∑ P( f + m T )
      −1 2T                                                              m = −∞

             EE 541/451 Fall 2006
Proof
             ∞                              ∞
B( f ) =   ∑ P( f + m T )      B( f ) =    ∑ b exp( j 2πnfT )
                                                   n
           m = −∞                         n = −∞

                                                  B ( f ) exp( − j 2πnfT )
                                          1 2T
                               bn = T ∫
                                          −1 2T



bn = Tp ( − nT )                 T               ( n = 0)
                            bn = 
                                 0              ( n ≠ 0)
                               ∞
 B( f ) = T                  ∑ P( f + m T ) = T
                             m = −∞




     EE 541/451 Fall 2006
Sample rate vs. bandwidth
   W is the bandwidth of P(f)
   When 1/T > 2W, no function to satisfy Nyquist condition.



                                 P(f)




          EE 541/451 Fall 2006
Sample rate vs. bandwidth
             When 1/T = 2W, rectangular function satisfy Nyquist
              condition

                        sin πt T        πt        T , ( f < W )
               p( t ) =          = sinc  P( f ) =                  ,
                           πt          T          0, ( otherwise )
                1


              0.8


              0.6


              0.4
    Spectra




              0.2


                0


              -0.2


              -0.4
                  0   1     2        3        4   5   6
                            S bcarrier N m k
                              u         u ber




                      EE 541/451 Fall 2006
Sample rate vs. bandwidth
   When 1/T < 2W, numbers of choices to satisfy Nyquist
    condition




   A typical one is the raised cosine function
          EE 541/451 Fall 2006
Cosine rolloff/Raised cosine filter
    Slightly notation different from the book. But it is the same
                                  sin(π T ) cos(rπ T )
                                         t              t
                     prc 0 (t ) =          ⋅
                                    π Tt
                                             1 − (2 r T ) 2
                                                      t



                           r : rolloff factor        0 ≤ r ≤1

                       1                                               f ≤ (1 − r ) 21T

Prc 0 ( j 2πf ) =      1
                       2
                           [1 + cos(   π
                                       2r   ( πTf + r − 1))   ]   if    1
                                                                       2T   (1 − r ) ≤ f ≤      1
                                                                                               2T   (1 + r )

                       0                                               f ≥      1
                                                                               2T   (1 + r )


            EE 541/451 Fall 2006
Raised cosine shaping
   Tradeoff: higher r, higher bandwidth, but smoother in time.
          P(ω)
                     π W                                   r=0
                                                        r = 0.25
                                                        r = 0.50
                                                        r = 0.75
                                                        r = 1.00


          p(t)
                                     W         2w             ω




                                 π                      π
                             −                      +
                                 W                      W
                 0

                                         0                     t

          EE 541/451 Fall 2006
Cosine rolloff filter: Bandwidth efficiency
   Vestigial spectrum
   Example 7.1
                         data rate    1/ T        2 bit/s
                 β rc =            =           =
                        bandwidth (1 + r ) / 2T 1 + r Hz


                               bit/s          2           bit/s
                             1         ≤              < 2
                                Hz         (1 + r )        Hz
                                                           
                     2nd Nyquist (r=1)                     r=0




          EE 541/451 Fall 2006
2nd Nyquist Criterion
   Values at the pulse edge are distortionless
   p(t) =0.5, when t= -T/2 or T/2; p(t)=0, when t=(2k-1)T/2, k≠0,1
    -1/T ≤ f ≤ 1/T
                      ∞
    Pr ( f ) = Re[ ∑( −1) n P ( f + n / T )] = T cos( fT / 2)
                    n =−∞
                      ∞
    PI ( f ) = Im[ ∑( −1) n P ( f + n / T )] = 0
                    n =−∞




          EE 541/451 Fall 2006
Example




EE 541/451 Fall 2006
3rd Nyquist Criterion
   Within each symbol period, the integration of signal (area) is
    proportional to the integration of the transmit signal (area)
                  ( wt ) / 2        π
                 sin( wT / 2) , w ≤ T
                 
        P ( w) = 
                  0,               π
                               w >
                                   T
                            π /T
                   1                 ( wt / 2)
         p (t ) =             ∫/ T sin( wT / 2) e dw
                                                 jwt

                  2π        −π


               2 n +1T
                                   1,   n=0
       A = ∫2 n−1        p(t )dt = 
                 2


                2
                    T
                                   0,   n≠0
          EE 541/451 Fall 2006
Cosine rolloff filter: Eye pattern


2nd Nyquist
    1st Nyquist:                                      1st Nyquist:

              
   2nd Nyquist:                                                   
                                                       2nd Nyquist:


1st Nyquist




    1st Nyquist:                                                 
                                                       1st Nyquist:


              
   2nd Nyquist:                                                   
                                                       2nd Nyquist:




               EE 541/451 Fall 2006
Example
   Duobinary Pulse
    – p(nTb)=1, n=0,1
    – p(nTb)=1, otherwise


   Interpretation of received signal
    – 2: 11
    – -2: 00
    – 0: 01 or 10 depends on the previous transmission




          EE 541/451 Fall 2006
Duobinary signaling
   Duobinary signaling (class I partial response)




          EE 541/451 Fall 2006
Duobinary signal and Nyguist Criteria
   Nyguist second criteria: but twice the bandwidth




          EE 541/451 Fall 2006
Differential Coding
   The response of a pulse is spread over more than one signaling
    interval.
   The response is partial in any signaling interval.
   Detection :
    – Major drawback : error propagation.
   To avoid error propagation, need deferential coding (precoding).




          EE 541/451 Fall 2006
Modified duobinary signaling
   Modified duobinary signaling
    – In duobinary signaling, H(f) is nonzero at the origin.
    – We can correct this deficiency by using the class IV partial
      response.




         EE 541/451 Fall 2006
Modified duobinary signaling
   Spectrum




         EE 541/451 Fall 2006
Modified duobinary signaling
   Time Sequency: interpretation of receiving 2, 0, and -2?




          EE 541/451 Fall 2006
Pulse Generation
   Generalized form of
correlative-level
coding
(partial response signaling)
Figure 7.18




         EE 541/451 Fall 2006

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Isi and nyquist criterion

  • 1. Pulse Shaping  Sy(w)=|P(w)|^2Sx(w)  Last class: – Sx(w) is improved by the different line codes. – p(t) is assumed to be square  How about improving p(t) and P(w) – Reduce the bandwidth – Reduce interferences to other bands – Remove Inter-symbol-interference (ISI) EE 541/451 Fall 2006
  • 2. ISI Example sequence sent 1 0 1 sequence received 1 1(!) 1 Signal received Threshold 0 t -3T -2T -T 0 T 2T 3T 4T 5T Sequence of three pulses (1, 0, 1) sent at a rate 1/T EE 541/451 Fall 2006
  • 3. Baseband binary data transmission system.  ISI arises when the channel is dispersive  Frequency limited -> time unlimited -> ISI  Time limited -> bandwidth unlimited -> bandpass channel -> time unlimited -> ISI p(t) EE 541/451 Fall 2006
  • 4. ISI  First term : contribution of the i-th transmitted bit.  Second term : ISI – residual effect of all other transmitted bits.  We wish to design transmit and receiver filters to minimize the ISI.  When the signal-to-noise ratio is high, as is the case in a telephone system, the operation of the system is largely limited by ISI rather than noise. EE 541/451 Fall 2006
  • 5. ISI  Nyquist three criteria – Pulse amplitudes can be detected correctly despite pulse spreading or overlapping, if there is no ISI at the decision- making instants x 1: At sampling points, no ISI x 2: At threshold, no ISI x 3: Areas within symbol period is zero, then no ISI – At least 14 points in the finals x 4 point for questions x 10 point like the homework EE 541/451 Fall 2006
  • 6. 1st Nyquist Criterion: Time domain p(t): impulse response of a transmission system (infinite length) p(t) 1  shaping function 0 no ISI ! t 1 =T 2 fN t0 2t0 Equally spaced zeros, -1 1 interval =T 2 fn EE 541/451 Fall 2006
  • 7. 1st Nyquist Criterion: Time domain Suppose 1/T is the sample rate The necessary and sufficient condition for p(t) to satisfy 1, ( n = 0 ) p( nT ) =  0, ( n ≠ 0 ) Is that its Fourier transform P(f) satisfy ∞ ∑ P( f + m T ) = T m = −∞ EE 541/451 Fall 2006
  • 8. 1st Nyquist Criterion: Frequency domain ∞ ∑ P( f + m T ) = T m = −∞ f 0 fa = 2 f N 4 fN (limited bandwidth) EE 541/451 Fall 2006
  • 9. Proof ∞ Fourier Transform p( t ) = ∫ P ( f ) exp( j 2πft ) df −∞ ∞ At t=T p( nT ) = ∫ P( f ) exp( j 2πfnT ) df −∞ ∞ ( 2 m +1) p( nT ) = ∑ ∫( P( f ) exp( j 2πfnT ) df 2T 2 m −1) 2T m = −∞ ∞ ∑∫ P( f + m T ) exp( j 2πfnT ) df 1 2T = −1 2T m = −∞ ∞ ∑ P( f + m T ) exp( j 2πfnT ) df 1 2T =∫ −1 2T m = −∞ ∞ =∫ 1 2T B( f ) exp( j 2πfnT ) df B( f ) = ∑ P( f + m T ) −1 2T m = −∞ EE 541/451 Fall 2006
  • 10. Proof ∞ ∞ B( f ) = ∑ P( f + m T ) B( f ) = ∑ b exp( j 2πnfT ) n m = −∞ n = −∞ B ( f ) exp( − j 2πnfT ) 1 2T bn = T ∫ −1 2T bn = Tp ( − nT ) T ( n = 0) bn =  0 ( n ≠ 0) ∞ B( f ) = T ∑ P( f + m T ) = T m = −∞ EE 541/451 Fall 2006
  • 11. Sample rate vs. bandwidth  W is the bandwidth of P(f)  When 1/T > 2W, no function to satisfy Nyquist condition. P(f) EE 541/451 Fall 2006
  • 12. Sample rate vs. bandwidth  When 1/T = 2W, rectangular function satisfy Nyquist condition sin πt T  πt  T , ( f < W ) p( t ) = = sinc  P( f ) =  , πt T  0, ( otherwise ) 1 0.8 0.6 0.4 Spectra 0.2 0 -0.2 -0.4 0 1 2 3 4 5 6 S bcarrier N m k u u ber EE 541/451 Fall 2006
  • 13. Sample rate vs. bandwidth  When 1/T < 2W, numbers of choices to satisfy Nyquist condition  A typical one is the raised cosine function EE 541/451 Fall 2006
  • 14. Cosine rolloff/Raised cosine filter  Slightly notation different from the book. But it is the same sin(π T ) cos(rπ T ) t t prc 0 (t ) = ⋅ π Tt 1 − (2 r T ) 2 t r : rolloff factor 0 ≤ r ≤1 1 f ≤ (1 − r ) 21T Prc 0 ( j 2πf ) = 1 2 [1 + cos( π 2r ( πTf + r − 1)) ] if 1 2T (1 − r ) ≤ f ≤ 1 2T (1 + r ) 0 f ≥ 1 2T (1 + r ) EE 541/451 Fall 2006
  • 15. Raised cosine shaping  Tradeoff: higher r, higher bandwidth, but smoother in time. P(ω) π W r=0 r = 0.25 r = 0.50 r = 0.75 r = 1.00 p(t) W 2w ω π π − + W W 0 0 t EE 541/451 Fall 2006
  • 16. Cosine rolloff filter: Bandwidth efficiency  Vestigial spectrum  Example 7.1 data rate 1/ T 2 bit/s β rc = = = bandwidth (1 + r ) / 2T 1 + r Hz bit/s 2 bit/s 1 ≤ < 2 Hz (1 + r ) Hz   2nd Nyquist (r=1) r=0 EE 541/451 Fall 2006
  • 17. 2nd Nyquist Criterion  Values at the pulse edge are distortionless  p(t) =0.5, when t= -T/2 or T/2; p(t)=0, when t=(2k-1)T/2, k≠0,1 -1/T ≤ f ≤ 1/T ∞ Pr ( f ) = Re[ ∑( −1) n P ( f + n / T )] = T cos( fT / 2) n =−∞ ∞ PI ( f ) = Im[ ∑( −1) n P ( f + n / T )] = 0 n =−∞ EE 541/451 Fall 2006
  • 19. 3rd Nyquist Criterion  Within each symbol period, the integration of signal (area) is proportional to the integration of the transmit signal (area)  ( wt ) / 2 π sin( wT / 2) , w ≤ T  P ( w) =   0, π  w >  T π /T 1 ( wt / 2) p (t ) = ∫/ T sin( wT / 2) e dw jwt 2π −π 2 n +1T 1, n=0 A = ∫2 n−1 p(t )dt =  2 2 T 0, n≠0 EE 541/451 Fall 2006
  • 20. Cosine rolloff filter: Eye pattern 2nd Nyquist 1st Nyquist: 1st Nyquist:  2nd Nyquist:  2nd Nyquist: 1st Nyquist 1st Nyquist:  1st Nyquist:  2nd Nyquist:  2nd Nyquist: EE 541/451 Fall 2006
  • 21. Example  Duobinary Pulse – p(nTb)=1, n=0,1 – p(nTb)=1, otherwise  Interpretation of received signal – 2: 11 – -2: 00 – 0: 01 or 10 depends on the previous transmission EE 541/451 Fall 2006
  • 22. Duobinary signaling  Duobinary signaling (class I partial response) EE 541/451 Fall 2006
  • 23. Duobinary signal and Nyguist Criteria  Nyguist second criteria: but twice the bandwidth EE 541/451 Fall 2006
  • 24. Differential Coding  The response of a pulse is spread over more than one signaling interval.  The response is partial in any signaling interval.  Detection : – Major drawback : error propagation.  To avoid error propagation, need deferential coding (precoding). EE 541/451 Fall 2006
  • 25. Modified duobinary signaling  Modified duobinary signaling – In duobinary signaling, H(f) is nonzero at the origin. – We can correct this deficiency by using the class IV partial response. EE 541/451 Fall 2006
  • 26. Modified duobinary signaling  Spectrum EE 541/451 Fall 2006
  • 27. Modified duobinary signaling  Time Sequency: interpretation of receiving 2, 0, and -2? EE 541/451 Fall 2006
  • 28. Pulse Generation  Generalized form of correlative-level coding (partial response signaling) Figure 7.18 EE 541/451 Fall 2006