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How do Digital Repositories Work?



           Thornton Staples
         Fedora Commons, Inc.
What do we mean, “Institutional
             Repository”
• Is it a place to cherish some PDF files?
• Is it about use and re-use of the content or just
  preservation?
• Is a repository part of a network of inter-related
  repositories?
• Is a repository used to construct and manage the
  publication from the beginning?
What is the nature of the
              “publication”?

•   A PDF file?
•   An illustrated narrative?
•   A science article that includes datasets?
•   A virtual exhibition?
•   An electronic critical edition?
•   Does it support annotation and other social
    participation?
Beyond a PDF....
• These entities are usually heterogeneous combinations
  of more than one type of content
• The can include complex relationships among the
  content components
• They will increasingly include components that are not
  under the control of the author or sponsoring institution
• Increasingly, they will include as components, or have
  important relationships to, born-digital content, not just
  surrogates for physical objects
Repository Systems

• EPrints is a vertically integrated application that is
  specifically oriented around documents and articles
• DSpace is also a vertically integrated application that has
  a more general conception of content
• If the content that you are managing fits their models both
  provide a reasonably complete system for managing it.
• Fedora is a foundation of services upon which many
  information management applications can be built
• Applications built upon Fedora for domain-specific
  information management are beginning to appear
Persistent Identifiers (PIDs)

• Names for resources that uniquely identify them
  without respect to their location
• One of the main jobs of a repository is to manage
  the content on the back-end, while publicly
  maintaining the PIDs
• A repository can maintain a unique PID for an
  object that is then exposed using one or more
  schemes
Workflow
• Provide submission processes that enforce content
  and metadata standards at ingestion
• Relationships among the content components must
  be maintained throughout the process
• Audit trails for actions on the repository must be
  maintained
• It is important to maintain versions of content upon
  updating
• Should provide for review and approval processes
• Social processes require a complete workflow
Discovery and Access

• Expose metadata or full-text to harvesting services,
  such as Google or OAI
• Provide specialist access to indexed metadata or full
  text
• As publications become more complex, more
  metadata standards will have to be supported
• Endlessly federating searches does not seem to be
  the answer
Use and Re-use of Content
• The point of searching is finding!
• Content should be available in flexible ways to be
  used by an array of tools
• Content discovered in one context should be
  reusable in another
• The repository must be able to exchange content
  with other repositories
Sustaining Digital Information

• Preserving the components such that they can be
  reloaded in case of loss
• Keeping the data technically viable, migrating the
  content to new encodings, as necessary.
• Vouching for the veracity and authenticity of the
  information, both content and structure
• Relationships to content that is outside the
  repositories control must be maintained or
  gracefully degraded
Establishing and Enforcing Policies
• Policies must be established for the entire life-cycle
  of the information
   – Ownership and workflow policies
   – Access and use policies
   – Policies associated with sustaining (or not!)
• Policy information can be based on assumptions
  built into the software, encoded in metadata to be
  handed off to other processes, and/or managed and
  used as data in the repository
• Polices must be expressed for end users
• Policies must also be expressed for machine access
Towards Community Repositories
• The repository becomes the medium for scholarly
  communication within a network
• Content creators own their content and control all
  policies associated with it
• Authorship becomes a process of adding nodes and
  arc to a worldwide network of content
• Transfer ownership to other sophisticated
  repositories (digital libraries?) to be sustained in the
  long term
• Community repositories could be hosted by
  publishers or professional societies

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238 02 staples

  • 1. How do Digital Repositories Work? Thornton Staples Fedora Commons, Inc.
  • 2. What do we mean, “Institutional Repository” • Is it a place to cherish some PDF files? • Is it about use and re-use of the content or just preservation? • Is a repository part of a network of inter-related repositories? • Is a repository used to construct and manage the publication from the beginning?
  • 3. What is the nature of the “publication”? • A PDF file? • An illustrated narrative? • A science article that includes datasets? • A virtual exhibition? • An electronic critical edition? • Does it support annotation and other social participation?
  • 4. Beyond a PDF.... • These entities are usually heterogeneous combinations of more than one type of content • The can include complex relationships among the content components • They will increasingly include components that are not under the control of the author or sponsoring institution • Increasingly, they will include as components, or have important relationships to, born-digital content, not just surrogates for physical objects
  • 5. Repository Systems • EPrints is a vertically integrated application that is specifically oriented around documents and articles • DSpace is also a vertically integrated application that has a more general conception of content • If the content that you are managing fits their models both provide a reasonably complete system for managing it. • Fedora is a foundation of services upon which many information management applications can be built • Applications built upon Fedora for domain-specific information management are beginning to appear
  • 6. Persistent Identifiers (PIDs) • Names for resources that uniquely identify them without respect to their location • One of the main jobs of a repository is to manage the content on the back-end, while publicly maintaining the PIDs • A repository can maintain a unique PID for an object that is then exposed using one or more schemes
  • 7. Workflow • Provide submission processes that enforce content and metadata standards at ingestion • Relationships among the content components must be maintained throughout the process • Audit trails for actions on the repository must be maintained • It is important to maintain versions of content upon updating • Should provide for review and approval processes • Social processes require a complete workflow
  • 8. Discovery and Access • Expose metadata or full-text to harvesting services, such as Google or OAI • Provide specialist access to indexed metadata or full text • As publications become more complex, more metadata standards will have to be supported • Endlessly federating searches does not seem to be the answer
  • 9. Use and Re-use of Content • The point of searching is finding! • Content should be available in flexible ways to be used by an array of tools • Content discovered in one context should be reusable in another • The repository must be able to exchange content with other repositories
  • 10. Sustaining Digital Information • Preserving the components such that they can be reloaded in case of loss • Keeping the data technically viable, migrating the content to new encodings, as necessary. • Vouching for the veracity and authenticity of the information, both content and structure • Relationships to content that is outside the repositories control must be maintained or gracefully degraded
  • 11. Establishing and Enforcing Policies • Policies must be established for the entire life-cycle of the information – Ownership and workflow policies – Access and use policies – Policies associated with sustaining (or not!) • Policy information can be based on assumptions built into the software, encoded in metadata to be handed off to other processes, and/or managed and used as data in the repository • Polices must be expressed for end users • Policies must also be expressed for machine access
  • 12. Towards Community Repositories • The repository becomes the medium for scholarly communication within a network • Content creators own their content and control all policies associated with it • Authorship becomes a process of adding nodes and arc to a worldwide network of content • Transfer ownership to other sophisticated repositories (digital libraries?) to be sustained in the long term • Community repositories could be hosted by publishers or professional societies